0001280051-14-000010.txt : 20141030
0001280051-14-000010.hdr.sgml : 20141030
20141030172613
ACCESSION NUMBER: 0001280051-14-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141030
DATE AS OF CHANGE: 20141030
EFFECTIVENESS DATE: 20141030
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HIGH POINTE CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001280051
IRS NUMBER: 364199761
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10740
FILM NUMBER: 141184127
BUSINESS ADDRESS:
STREET 1: ONE NORTH LASALLE
STREET 2: STE 2001
CITY: CHICAGO
STATE: IL
ZIP: 60602
BUSINESS PHONE: 312-726-2500
MAIL ADDRESS:
STREET 1: ONE NORTH LASALLE
STREET 2: STE 2001
CITY: CHICAGO
STATE: IL
ZIP: 60602
FORMER COMPANY:
FORMER CONFORMED NAME: HIGH POINTE FUND MANAGEMENT LLC
DATE OF NAME CHANGE: 20040212
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001280051
XXXXXXXX
09-30-2014
09-30-2014
HIGH POINTE CAPITAL MANAGEMENT LLC
ONE NORTH LASALLE
STE 2001
CHICAGO
IL
60602
13F HOLDINGS REPORT
028-10740
N
Gautam Dhingra
CEO & Portfolio Manager
312-726-2500
/s/ Gautam Dhingra
Chicago
IL
10-30-2014
0
168
230845
false
INFORMATION TABLE
2
inftable.xml
SEPTEMBER 30, 2014 13F
AECOM Technology Corp
COM
00766t100
2410
71400
SH
SOLE
33100
0
38300
AGCO Corp
COM
001084102
564
12400
SH
SOLE
12400
0
0
AbbVie Inc
COM
00287y109
2201
38100
SH
SOLE
20800
0
17300
Actavis PLC
SHS
G0083B108
644
2670
SH
SOLE
2670
0
0
Affiliated Managers Group Inc
COM
008252108
283
1410
SH
SOLE
1410
0
0
Aflac Inc
COM
001055102
821
14090
SH
SOLE
14090
0
0
Air Methods Corp
COM
009128307
2591
46650
SH
SOLE
21200
0
25450
Airgas Inc
COM
009363102
1322
11950
SH
SOLE
5350
0
6600
Allscripts Healthcare Solution
COM
01988p108
2395
178550
SH
SOLE
81550
0
97000
Altera Corp
COM
021441100
283
7900
SH
SOLE
7900
0
0
America Movil SAB de CV
SPONSORED ADR
02364w105
717
28470
SH
SOLE
28470
0
0
American International Group I
COM
026874784
1249
23130
SH
SOLE
23130
0
0
Anglo American PLC
ADR
03485p201
127
11300
SH
SOLE
11300
0
0
Ansys Inc
COM
03662q105
1044
13800
SH
SOLE
6150
0
7650
Apache Corp
COM
037411105
620
6600
SH
SOLE
6600
0
0
Apple Inc
COM
037833100
6186
61400
SH
SOLE
35650
0
25750
Ascena Retail Group Inc
COM
04351g101
1761
132400
SH
SOLE
60850
0
71550
Atlas Air Worldwide Holding
COM
049164205
1818
55050
SH
SOLE
25050
0
30000
Audience Inc
COM
05070j102
1339
180900
SH
SOLE
82900
0
98000
Baidu Inc
SPONSORED ADR
056752108
546
2500
SH
SOLE
2500
0
0
Banco Bilbao Vizcaya Argentari
SPONSORED ADR
05946k101
574
47819
SH
SOLE
47819
0
0
Bank of America Corp
COM
060505104
989
57985
SH
SOLE
57985
0
0
Bank of New York Mellon Corp
COM
064058100
1290
33300
SH
SOLE
33300
0
0
Barclays PLC ADR
ADR
06738e204
478
32300
SH
SOLE
32300
0
0
Barrett Business Services Inc
COM
068463108
1222
30950
SH
SOLE
14250
0
16700
BlackRock Inc
COM
09247x101
1986
6050
SH
SOLE
3750
0
2300
Blount International Inc
COM
095180105
2334
154250
SH
SOLE
70100
0
84150
Boulder Brands Inc
COM
101405108
1973
144720
SH
SOLE
66170
0
78550
Bristol-Myers Squibb
COM
110122108
1448
28300
SH
SOLE
12600
0
15700
CBRE Group Inc
CL A
12504l109
543
18250
SH
SOLE
18250
0
0
CNO Financial Group Inc
COM
12621e103
2145
126500
SH
SOLE
57800
0
68700
CSX Corp
COM
126408103
1263
39400
SH
SOLE
17600
0
21800
CVS Health Corp
COM
126650100
2312
29050
SH
SOLE
18500
0
10550
Cabelas Inc
COM
126804301
1287
21850
SH
SOLE
9750
0
12100
Canadian Natural Resources Ltd
COM
136385101
1456
37500
SH
SOLE
37500
0
0
Canadian Pacific Railway Inc
COM
13645t100
1068
5150
SH
SOLE
5150
0
0
Carmax Inc
COM
143130102
1236
26600
SH
SOLE
11850
0
14750
Carnival Corp Com
PAIRED CTF
143658300
1036
25800
SH
SOLE
11500
0
14300
Caseys General Stores Inc
COM
147528103
2746
38300
SH
SOLE
17350
0
20950
Celanese Corp
COM SER A
150870103
850
14530
SH
SOLE
14530
0
0
Cepheid
COM
15670r107
2232
50700
SH
SOLE
22950
0
27750
Charles River Laboratories Int
COM
159864107
3050
51050
SH
SOLE
23650
0
27400
Charles Schwab Corp
COM
808513105
611
20800
SH
SOLE
20800
0
0
Cisco Systems Inc
COM
17275r102
1030
40920
SH
SOLE
40920
0
0
Citigroup Inc
COM
172967424
974
18803
SH
SOLE
18803
0
0
Coach Inc
COM
189754104
490
13750
SH
SOLE
13750
0
0
Coeur Mining Inc
COM
192108504
288
58100
SH
SOLE
0
0
58100
Cooper Tire & Rubber Co
COM
216831107
2698
94000
SH
SOLE
43150
0
50850
Credit Suisse Group
SPONSORED ADR
225401108
1225
44333
SH
SOLE
44333
0
0
Cree Inc
COM
225447101
1147
28000
SH
SOLE
12500
0
15500
Daiwa Securities Group Inc
ADR
234064301
115
14480
SH
SOLE
14480
0
0
Devon Energy Corp
COM
25179m103
637
9350
SH
SOLE
9350
0
0
Diageo PLC
SPONSORED ADR
25243Q205
860
7450
SH
SOLE
7450
0
0
EMC Corp
COM
268648102
1756
60010
SH
SOLE
34310
0
25700
Ebay Inc
COM
278642103
1781
31450
SH
SOLE
14000
0
17450
Ellie Mae Inc
COM
28849p100
2949
90450
SH
SOLE
42150
0
48300
Entegris Inc
COM
29362u104
2118
184150
SH
SOLE
87100
0
97050
Ericsson L M
ADR
294821608
831
66000
SH
SOLE
66000
0
0
Express Scripts Holding Compan
COM
30219g108
1961
27770
SH
SOLE
15470
0
12300
FMC Corp
COM
302491303
520
9100
SH
SOLE
9100
0
0
FMC Technologies Inc
COM
30249u101
980
18050
SH
SOLE
8050
0
10000
FXCM Inc
COM CL A
302693106
2440
153970
SH
SOLE
71270
0
82700
Faro Technologies Inc
COM
311642102
2843
56020
SH
SOLE
25420
0
30600
Fedex Corp
COM
31428x106
1069
6620
SH
SOLE
3070
0
3550
Fluidigm Corp
COM
34385p108
1138
46450
SH
SOLE
21150
0
25300
Forest City Enterprises Inc
CL A
345550107
1972
100800
SH
SOLE
46400
0
54400
Franklin Resources Inc
COM
354613101
1739
31840
SH
SOLE
18240
0
13600
Generac Holdings Inc
COM
368736104
2626
64770
SH
SOLE
30020
0
34750
General Motors Corp
COM
37045v100
1026
32120
SH
SOLE
32120
0
0
Genesco Inc
COM
371532102
2205
29500
SH
SOLE
13450
0
16050
Glaxosmithkline PLC
SPONSORED ADR
37733w105
324
7050
SH
SOLE
7050
0
0
Goldman Sachs Group Inc
COM
38141g104
758
4130
SH
SOLE
4130
0
0
Google Inc A
CL A
38259p508
1859
3160
SH
SOLE
1810
0
1350
Google Inc C
CL C
38259p706
1767
3060
SH
SOLE
1710
0
1350
Grupo Televisa SA
SPONSORED ADR
40049j206
601
17750
SH
SOLE
17750
0
0
Halliburton Co
COM
406216101
1906
29550
SH
SOLE
16600
0
12950
Hancock Holding Co
COM
410120109
1945
60700
SH
SOLE
27900
0
32800
Hanover Insurance Group Inc
COM
410867105
2620
42650
SH
SOLE
19450
0
23200
Hewlett-Packard Co
COM
428236103
1098
30947
SH
SOLE
30947
0
0
Home Depot Inc
AMERN SHS
437076102
2050
22350
SH
SOLE
9950
0
12400
Honda Motors Ltd
COM
438128308
768
22400
SH
SOLE
22400
0
0
Hornbeck Offshore Services Inc
COM
440543106
1497
45750
SH
SOLE
20950
0
24800
ICF International Inc
COM
44925c103
1991
64650
SH
SOLE
29600
0
35050
ICICI Bank Ltd ADS
ADR
45104g104
582
11850
SH
SOLE
11850
0
0
Informatica Corp
COM
45666q102
1180
34450
SH
SOLE
15350
0
19100
Intel Corp
COM
458140100
1500
43090
SH
SOLE
43090
0
0
Itau Unibanco Banco Multiplo
SPONSORED ADR
465562106
400
28803
SH
SOLE
28803
0
0
J P Morgan Chase & Co
COM
46625h100
1645
27311
SH
SOLE
27311
0
0
Jacobs Engineering Group Inc
COM
469814107
1369
28040
SH
SOLE
15240
0
12800
LKQ Corp
COM
501889208
1099
41350
SH
SOLE
18450
0
22900
Level 3 Communications Inc
COM
52729n308
977
21360
SH
SOLE
21360
0
0
Lloyds Banking Group PLC
SPONSORED ADR
539439109
544
107850
SH
SOLE
107850
0
0
Loews Corp
COM
540424108
564
13550
SH
SOLE
13550
0
0
MGIC Investment Corp
COM
552848103
1964
251450
SH
SOLE
113900
0
137550
MKS Instruments Inc
COM
55306n104
3208
96100
SH
SOLE
44200
0
51900
ManpowerGroup Inc
COM
56418h100
543
7750
SH
SOLE
7750
0
0
Marrone Bio Innovations Inc
COM
57165b106
302
113500
SH
SOLE
51650
0
61850
Mastercard Inc
CL A
57636q104
2025
27400
SH
SOLE
12100
0
15300
McDonalds Corp
COM
580135101
267
2820
SH
SOLE
2820
0
0
Medtronic Inc
COM
585055106
805
13000
SH
SOLE
13000
0
0
MetLife Inc
COM
59156r108
642
11950
SH
SOLE
11950
0
0
Micron Technology Inc
COM
595112103
707
20650
SH
SOLE
20650
0
0
Microsoft Corp
COM
594918104
1401
30221
SH
SOLE
30221
0
0
Mohawk Industries Inc
COM
608190104
1254
9300
SH
SOLE
4150
0
5150
Monsanto Co
COM
61166w101
1435
12750
SH
SOLE
5750
0
7000
National Oilwell Varco Inc
COM
637071101
1454
19110
SH
SOLE
10910
0
8200
Nektar Therapeutics
COM
640268108
1456
120600
SH
SOLE
54800
0
65800
NetApp Inc
COM
64110d104
1299
30230
SH
SOLE
13830
0
16400
NeuStar Inc
CL A
64126x201
2237
90100
SH
SOLE
41600
0
48500
News Corp
CL A
65249b109
576
35250
SH
SOLE
35250
0
0
Novartis AG
SPONSORED ADR
66987v109
1982
21060
SH
SOLE
21060
0
0
NxStage Medical Inc
COM
67072v103
2806
213690
SH
SOLE
98140
0
115550
Oracle Corp
COM
68389x105
397
10370
SH
SOLE
10370
0
0
Owens Corning Inc
COM
690742101
521
16400
SH
SOLE
16400
0
0
PacWest Bancorp
COM
695263103
2810
68150
SH
SOLE
30750
0
37400
Pepsico Inc Com
COM
713448108
1880
20200
SH
SOLE
9000
0
11200
PerkinElmer Inc
COM
714046109
1388
31840
SH
SOLE
18940
0
12900
Perrigo Company
COM
g97822103
324
2160
SH
SOLE
2160
0
0
Philip Morris Intl
COM
718172109
426
5110
SH
SOLE
5110
0
0
Polypore Intl Inc
COM
73179v103
2286
58750
SH
SOLE
26750
0
32000
Post Properties Inc
COM
737464107
2864
55790
SH
SOLE
25940
0
29850
Precision Castparts Corp
COM
740189105
1433
6050
SH
SOLE
2700
0
3350
Primerica Inc
COM
74164m108
2780
57650
SH
SOLE
26350
0
31300
Qualcomm Inc
COM
747525103
2017
26980
SH
SOLE
14380
0
12600
Ralph Lauren Corp
CL A
751212101
593
3600
SH
SOLE
3600
0
0
Range Resources Corp
COM
75281a109
245
3620
SH
SOLE
3620
0
0
Red Hat Inc
COM
756577102
969
17250
SH
SOLE
7700
0
9550
Resolute Forest Products Inc
COM
76117w109
1908
122000
SH
SOLE
55900
0
66100
Rowan Companies plc
SHS CL A
G7665A101
787
31100
SH
SOLE
31100
0
0
Royal Caribbean Cruises
COM
v7780t103
425
6310
SH
SOLE
6310
0
0
S& P 500 Depository Receipt
TR UNIT
78462f103
4265
21650
SH
SOLE
21650
0
0
SCANA Corp
COM
80589m102
536
10800
SH
SOLE
10800
0
0
SK Telecom Co Ltd
SPONSORED ADR
78440p108
737
24290
SH
SOLE
24290
0
0
Sanofi
SPONSORED ADR
80105n105
1377
24410
SH
SOLE
24410
0
0
Schlumberger Ltd
COM
806857108
559
5500
SH
SOLE
5500
0
0
Seacor Holdings Inc
COM
811904101
1657
22150
SH
SOLE
10150
0
12000
ServiceSource Intl Inc
COM
81763u100
1321
408900
SH
SOLE
185900
0
223000
Shinhan Financial Group Co Ltd
SPONSORED ADR
824596100
448
9850
SH
SOLE
9850
0
0
Sirona Dental Systems Inc
COM
82966c103
1485
19370
SH
SOLE
11120
0
8250
Solazyme Inc
COM
83415t101
1060
142150
SH
SOLE
64600
0
77550
Synopsys Inc
COM
871607107
282
7100
SH
SOLE
7100
0
0
TE Connectivity Ltd
REG SHS
h84989104
907
16400
SH
SOLE
7300
0
9100
TJX Companies Inc
COM
872540109
1506
25450
SH
SOLE
11350
0
14100
Tahoe Resources Inc
COM
873868103
937
46150
SH
SOLE
46150
0
0
Taiwan Semiconductor Sponsored
SPONSORED ADR
874039100
842
41740
SH
SOLE
41740
0
0
Tangoe Inc
COM
87582y108
1730
127700
SH
SOLE
59000
0
68700
Tata Motors Ltd
SPONSORED ADR
876568502
763
17450
SH
SOLE
17450
0
0
Thermon Group Holdings Inc
COM
88362t103
2523
103300
SH
SOLE
47450
0
55850
Tidewater Inc
COM
886423102
1304
33400
SH
SOLE
15250
0
18150
Titan International Inc
COM
88830m102
1566
132500
SH
SOLE
60250
0
72250
Trimble Navigation Ltd
COM
896239100
974
31950
SH
SOLE
14750
0
17200
Tuesday Morning Corp
COM
899035505
3328
171500
SH
SOLE
78500
0
93000
Tumi Holdings Inc
COM
89969q104
2041
100300
SH
SOLE
45600
0
54700
Twenty-First Century Fox Inc
CL A
90130a101
383
11160
SH
SOLE
11160
0
0
UniFirst Corp
COM
904708104
2130
22050
SH
SOLE
9950
0
12100
Unilever PLC
SPONSORED ADR
904767704
976
23300
SH
SOLE
23300
0
0
Union Pacific Corp
COM
907818108
499
4600
SH
SOLE
4600
0
0
United Continental Holdings In
COM
910047109
1461
31220
SH
SOLE
17720
0
13500
Unitedhealth Group Inc
COM
91324p102
1386
16070
SH
SOLE
16070
0
0
Vail Resorts Inc
COM
91879q109
2594
29900
SH
SOLE
13550
0
16350
Valeant Pharmaceuticals Intl I
COM
91911k102
1292
9850
SH
SOLE
4350
0
5500
Valmont Industries Inc
COM
920253101
560
4150
SH
SOLE
4150
0
0
WESCO International Inc
COM
95082p105
708
9050
SH
SOLE
4050
0
5000
Wal-Mart Stores Inc
COM
931142103
878
11484
SH
SOLE
11484
0
0
Wells Fargo & Co
COM
949746101
319
6150
SH
SOLE
6150
0
0
Williams Sonoma Inc
COM
969904101
1029
15450
SH
SOLE
6900
0
8550
iShares MSCI Turkey
ETF
464286715
331
6750
SH
SOLE
6750
0
0
j2 Global Inc
COM
48123v102
2219
44950
SH
SOLE
20800
0
24150