-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BYwZxLcM852GYLxpmRYtG4eFkrPJNzZHeYzMq2MxZ+m7/whLWa3q5Q2PnL3eYZrZ Rw5sGpIfF2l7HORdWmabIw== 0000919574-11-001050.txt : 20110214 0000919574-11-001050.hdr.sgml : 20110214 20110214102943 ACCESSION NUMBER: 0000919574-11-001050 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARATHON ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0001279913 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10682 FILM NUMBER: 11602905 BUSINESS ADDRESS: STREET 1: ONE BRYANT PARK STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-500-3123 MAIL ADDRESS: STREET 1: ONE BRYANT PARK STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARATHON ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20040212 13F-HR 1 d1167718_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Marathon Asset Management, L.P. Address: One Bryant Park, 38th Floor New York, New York 10036 13F File Number: 028-10682 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christine Chartouni Title: Chief Compliance Officer Phone: 212-500-3179 Signature, Place and Date of Signing: /s/ Christine Chartouni New York, New York February 14, 2011 - ---------------------- ----------------------- ------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 129 Form 13F Information Table Value Total: $682,423 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-11614 Marathon Special Opportunity Master Fund, Ltd.
FORM 13F INFORMATION TABLE Marathon Asset Management, L.P. December 31, 2010 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE 3M CO COM 88579Y101 630 7,300 CALL SHARED 1 7,300 3M CO COM 88579Y101 630 7,300 PUT SHARED 1 7,300 ABBOTT LABS COM 002824100 1,112 23,200 CALL SHARED 1 23,200 ABBOTT LABS COM 002824100 1,112 23,200 PUT SHARED 1 23,200 ALTRIA GROUP INC COM 02209S103 665 27,000 CALL SHARED 1 27,000 ALTRIA GROUP INC COM 02209S103 665 27,000 PUT SHARED 1 27,000 AMAZON COM INC COM 023135106 576 3,200 CALL SHARED 1 3,200 AMAZON COM INC COM 023135106 576 3,200 PUT SHARED 1 3,200 AMERICAN CAP LTD COM 02503Y103 15,736 2,081,507 SH SHARED 1 2,081,507 AMERICAN CAP LTD COM 02503Y103 15,322 2,026,727 SH SOLE NONE 2,026,727 AMERICAN EXPRESS CO COM 025816109 674 15,700 CALL SHARED 1 15,700 AMERICAN EXPRESS CO COM 025816109 674 15,700 PUT SHARED 1 15,700 AMGEN INC COM 031162100 549 10,000 CALL SHARED 1 10,000 AMGEN INC COM 031162100 549 10,000 PUT SHARED 1 10,000 APPLE INC COM 037833100 3,161 9,800 CALL SHARED 1 9,800 APPLE INC COM 037833100 3,161 9,800 PUT SHARED 1 9,800 AT&T INC COM 00206R102 2,477 84,300 CALL SHARED 1 84,300 AT&T INC COM 00206R102 2,477 84,300 PUT SHARED 1 84,300 BANK OF AMERICA CORPORATION COM 060505104 305 22,830 SH SHARED 1 22,830 BANK OF AMERICA CORPORATION COM 060505104 1,355 101,600 CALL SHARED 1 101,600 BANK OF AMERICA CORPORATION COM 060505104 1,355 101,600 PUT SHARED 1 101,600 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,210 15,100 CALL SHARED 1 15,100 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,210 15,100 PUT SHARED 1 15,100 BOEING CO COM 097023105 457 7,000 CALL SHARED 1 7,000 BOEING CO COM 097023105 457 7,000 PUT SHARED 1 7,000 BRISTOL MYERS SQUIBB CO COM 110122108 519 19,600 CALL SHARED 1 19,600 BRISTOL MYERS SQUIBB CO COM 110122108 519 19,600 PUT SHARED 1 19,600 CHEVRON CORP NEW COM 166764100 1,971 21,600 CALL SHARED 1 21,600 CHEVRON CORP NEW COM 166764100 1,971 21,600 PUT SHARED 1 21,600 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1,531 30,845 SH SHARED 1 30,845 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 3,275 66,000 CALL SHARED 1 66,000 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 3,275 66,000 PUT SHARED 1 66,000 CISCO SYS INC COM 17275R102 531 26,250 SH SHARED 1 26,250 CISCO SYS INC COM 17275R102 1,250 61,800 CALL SHARED 1 61,800 CISCO SYS INC COM 17275R102 1,250 61,800 PUT SHARED 1 61,800 CITIGROUP INC COM 172967101 927 196,000 CALL SHARED 1 196,000 CITIGROUP INC COM 172967101 927 196,000 PUT SHARED 1 196,000 COCA COLA CO COM 191216100 1,625 24,700 CALL SHARED 1 24,700 COCA COLA CO COM 191216100 1,625 24,700 PUT SHARED 1 24,700 COMCAST CORP NEW CL A 20030N101 644 29,300 CALL SHARED 1 29,300 COMCAST CORP NEW CL A 20030N101 644 29,300 PUT SHARED 1 29,300 CONOCOPHILLIPS COM 20825C104 1,158 17,000 CALL SHARED 1 17,000 CONOCOPHILLIPS COM 20825C104 1,158 17,000 PUT SHARED 1 17,000 CVS CAREMARK CORPORATION COM 126650100 442 12,700 CALL SHARED 1 12,700 CVS CAREMARK CORPORATION COM 126650100 442 12,700 PUT SHARED 1 12,700 DORAL FINL CORP COM NEW 25811P886 10,620 7,695,626 SH SHARED 1 7,695,626 EXXON MOBIL CORP COM 30231G102 4,541 62,100 CALL SHARED 1 62,100 EXXON MOBIL CORP COM 30231G102 4,541 62,100 PUT SHARED 1 62,100 FORD MTR CO DEL COM PAR $0.01 345370860 630 37,500 CALL SHARED 1 37,500 FORD MTR CO DEL COM PAR $0.01 345370860 630 37,500 PUT SHARED 1 37,500 GENERAL ELECTRIC CO COM 369604103 2,156 117,900 CALL SHARED 1 117,900 GENERAL ELECTRIC CO COM 369604103 2,156 117,900 PUT SHARED 1 117,900 GENERAL MTRS CO COM 37045V100 9,143 248,060 SH SHARED 1 248,060 GENERAL MTRS CO COM 37045V100 9,287 251,940 SH SOLE NONE 251,940 GENERAL MTRS CO JR PFD CNV SRB 37045V209 16,083 298,946 SH SHARED 1 298,946 GENERAL MTRS CO JR PFD CNV SRB 37045V209 20,257 376,531 SH SOLE NONE 376,531 GOLDMAN SACHS GROUP INC COM 38141G104 891 5,300 CALL SHARED 1 5,300 GOLDMAN SACHS GROUP INC COM 38141G104 891 5,300 PUT SHARED 1 5,300 GOOGLE INC CL A 38259P508 1,426 2,400 CALL SHARED 1 2,400 GOOGLE INC CL A 38259P508 1,426 2,400 PUT SHARED 1 2,400 HEWLETT PACKARD CO COM 428236103 205 4,880 SH SHARED 1 4,880 HEWLETT PACKARD CO COM 428236103 1,027 24,400 CALL SHARED 1 24,400 HEWLETT PACKARD CO COM 428236103 1,027 24,400 PUT SHARED 1 24,400 HOME DEPOT INC COM 437076102 659 18,800 CALL SHARED 1 18,800 HOME DEPOT INC COM 437076102 659 18,800 PUT SHARED 1 18,800 INTEL CORP COM 458140100 6,563 312,100 CALL SHARED 1 312,100 INTEL CORP COM 458140100 6,563 312,100 PUT SHARED 1 312,100 INTERNATIONAL BUSINESS MACHS COM 459200101 2,084 14,200 CALL SHARED 1 14,200 INTERNATIONAL BUSINESS MACHS COM 459200101 2,084 14,200 PUT SHARED 1 14,200 JOHNSON & JOHNSON COM 478160104 1,750 28,300 CALL SHARED 1 28,300 JOHNSON & JOHNSON COM 478160104 1,750 28,300 PUT SHARED 1 28,300 JPMORGAN CHASE & CO COM 46625H100 1,765 41,600 CALL SHARED 1 41,600 JPMORGAN CHASE & CO COM 46625H100 1,765 41,600 PUT SHARED 1 41,600 MCDONALDS CORP COM 580135101 806 10,500 CALL SHARED 1 10,500 MCDONALDS CORP COM 580135101 806 10,500 PUT SHARED 1 10,500 MEDTRONIC INC COM 585055106 512 13,800 CALL SHARED 1 13,800 MEDTRONIC INC COM 585055106 512 13,800 PUT SHARED 1 13,800 MERCK & CO INC NEW COM 58933Y105 1,272 35,300 CALL SHARED 1 35,300 MERCK & CO INC NEW COM 58933Y105 1,272 35,300 PUT SHARED 1 35,300 MICROSOFT CORP COM 594918104 2,188 78,400 CALL SHARED 1 78,400 MICROSOFT CORP COM 594918104 2,188 78,400 PUT SHARED 1 78,400 NAVISTAR INTL CORP NEW COM 63934E108 41,123 710,123 SH SHARED 1 710,123 NAVISTAR INTL CORP NEW COM 63934E108 37,104 640,721 SH SOLE NONE 640,721 OCCIDENTAL PETE CORP DEL COM 674599105 834 8,500 CALL SHARED 1 8,500 OCCIDENTAL PETE CORP DEL COM 674599105 834 8,500 PUT SHARED 1 8,500 ORACLE CORP COM 68389X105 1,246 39,800 CALL SHARED 1 39,800 ORACLE CORP COM 68389X105 1,246 39,800 PUT SHARED 1 39,800 PFIZER INC COM 717081103 64 3,640 SH SHARED 1 3,640 PFIZER INC COM 717081103 1,830 104,500 CALL SHARED 1 104,500 PFIZER INC COM 717081103 1,830 104,500 PUT SHARED 1 104,500 PHILIP MORRIS INTL INC COM 718172109 1,153 19,700 CALL SHARED 1 19,700 PHILIP MORRIS INTL INC COM 718172109 1,153 19,700 PUT SHARED 1 19,700 PROCTER & GAMBLE CO COM 742718109 1,994 31,000 CALL SHARED 1 31,000 PROCTER & GAMBLE CO COM 742718109 1,994 31,000 PUT SHARED 1 31,000 QUALCOMM INC COM 747525103 1,005 20,300 CALL SHARED 1 20,300 QUALCOMM INC COM 747525103 1,005 20,300 PUT SHARED 1 20,300 SCHLUMBERGER LTD COM 806857108 1,136 13,600 CALL SHARED 1 13,600 SCHLUMBERGER LTD COM 806857108 1,136 13,600 PUT SHARED 1 13,600 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 208 13,010 SH SHARED 1 13,010 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 219 7,460 SH SHARED 1 7,460 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,191 38,000 PUT SHARED 1 38,000 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1,191 31,000 CALL SHARED 1 31,000 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1,191 31,000 PUT SHARED 1 31,000 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3,766 108,000 PUT SHARED 1 108,000 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 7,456 296,000 PUT SHARED 1 296,000 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2,970 94,300 CALL SHARED 1 94,300 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2,970 94,300 PUT SHARED 1 94,300 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 4,268 145,600 PUT SHARED 1 145,600 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3,405 213,500 CALL SHARED 1 213,500 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3,405 213,500 PUT SHARED 1 213,500 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 3,638 53,300 CALL SHARED 1 53,300 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 3,638 53,300 PUT SHARED 1 53,300 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1,403 37,500 CALL SHARED 1 37,500 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1,403 37,500 PUT SHARED 1 37,500 SPDR S&P 500 ETF TR TR UNIT 78462F103 159,826 1,270,981 SH SHARED 1 1,270,981 SPDR S&P 500 ETF TR TR UNIT 78462F103 95,044 755,820 SH SOLE NONE 755,820 SPDR S&P 500 ETF TR TR UNIT 78462F103 69,917 556,000 PUT SHARED 1 556,000 UNITED PARCEL SERVICE INC CL B 911312106 668 9,200 CALL SHARED 1 9,200 UNITED PARCEL SERVICE INC CL B 911312106 668 9,200 PUT SHARED 1 9,200 UNITED TECHNOLOGIES CORP COM 913017109 779 9,900 CALL SHARED 1 9,900 UNITED TECHNOLOGIES CORP COM 913017109 779 9,900 PUT SHARED 1 9,900 US BANCORP DEL COM NEW 902973304 855 31,700 CALL SHARED 1 31,700 US BANCORP DEL COM NEW 902973304 855 31,700 PUT SHARED 1 31,700 VERIZON COMMUNICATIONS INC COM 92343V104 1,456 40,700 CALL SHARED 1 40,700 VERIZON COMMUNICATIONS INC COM 92343V104 1,456 40,700 PUT SHARED 1 40,700 WAL MART STORES INC COM 931142103 1,521 28,200 CALL SHARED 1 28,200 WAL MART STORES INC COM 931142103 1,521 28,200 PUT SHARED 1 28,200 WELLS FARGO & CO NEW COM 949746101 1,580 51,000 CALL SHARED 1 51,000 WELLS FARGO & CO NEW COM 949746101 1,580 51,000 PUT SHARED 1 51,000
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