-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T/5VbhQAKGN4SprQawrdT23P+OwTmknqxeqGLAjAIGjJuN/ttKaLAvKmYFNvnp6+ tItCV4APaKhhHXu0dAlcYg== 0000919574-10-006262.txt : 20101112 0000919574-10-006262.hdr.sgml : 20101111 20101112104840 ACCESSION NUMBER: 0000919574-10-006262 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARATHON ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0001279913 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10682 FILM NUMBER: 101183922 BUSINESS ADDRESS: STREET 1: ONE BRYANT PARK STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-500-3123 MAIL ADDRESS: STREET 1: ONE BRYANT PARK STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARATHON ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20040212 13F-HR 1 d1143291_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Marathon Asset Management, L.P. Address: One Bryant Park, 38th Floor New York, New York 10036 13F File Number: 028-10682 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christine Chartouni Title: Chief Compliance Officer Phone: 212-500-3179 Signature, Place and Date of Signing: /s/ Christine Chartouni New York, New York November 12, 2010 - ----------------------- ----------------------- --------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 157 Form 13F Information Table Value Total: $429,929 (in thousands) List of Other Included Managers: No. Form 13F File Number Name - --- -------------------- ---- 1. 028-11614 Marathon Special Opportunity Master Fund, Ltd. 2. 028-13841 Marathon Structured Finance Feeder Fund, Ltd. 3. 028-13810 Marathon Distressed Subprime Fund, LP FORM 13F INFORMATION TABLE Marathon Asset Management, L.P. September 30, 2010
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE - -------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ---- 3M CO COM 88579Y101 633 7,300 Call SHARED 1 7,300 3M CO COM 88579Y101 633 7,300 Put SHARED 1 7,300 ABBOTT LABS COM 002824100 1,212 23,200 Call SHARED 1 23,200 ABBOTT LABS COM 002824100 1,212 23,200 Put SHARED 1 23,200 ALTRIA GROUP INC COM 02209S103 649 27,000 Call SHARED 1 27,000 ALTRIA GROUP INC COM 02209S103 649 27,000 Put SHARED 1 27,000 AMAZON COM INC COM 023135106 503 3,200 Call SHARED 1 3,200 AMAZON COM INC COM 023135106 503 3,200 Put SHARED 1 3,200 AMERICAN CAP LTD COM 02503Y103 12,382 2,131,117 SH SHARED 1 2,131,117 AMERICAN CAP LTD COM 02503Y103 12,479 2,147,780 SH SOLE NONE 2,147,780 AMERICAN EXPRESS CO COM 025816109 660 15,700 Call SHARED 1 15,700 AMERICAN EXPRESS CO COM 025816109 660 15,700 Put SHARED 1 15,700 AMGEN INC COM 031162100 551 10,000 Call SHARED 1 10,000 AMGEN INC COM 031162100 551 10,000 Put SHARED 1 10,000 APPLE INC COM 037833100 2,781 9,800 Call SHARED 1 9,800 APPLE INC COM 037833100 2,781 9,800 Put SHARED 1 9,800 AT&T INC COM 00206R102 2,411 84,300 Call SHARED 1 84,300 AT&T INC COM 00206R102 2,411 84,300 Put SHARED 1 84,300 BANK OF AMERICA CORPORATION COM 060505104 474 36,180 SH SHARED 1 36,180 BANK OF AMERICA CORPORATION COM 060505104 1,331 101,600 Call SHARED 1 101,600 BANK OF AMERICA CORPORATION COM 060505104 1,331 101,600 Put SHARED 1 101,600 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,248 15,100 Call SHARED 1 15,100 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,248 15,100 Put SHARED 1 15,100 BOEING CO COM 097023105 466 7,000 Call SHARED 1 7,000 BOEING CO COM 097023105 466 7,000 Put SHARED 1 7,000 BRISTOL MYERS SQUIBB CO COM 110122108 531 19,600 Call SHARED 1 19,600 BRISTOL MYERS SQUIBB CO COM 110122108 531 19,600 Put SHARED 1 19,600 CHEVRON CORP NEW COM 166764100 1,751 21,600 Call SHARED 1 21,600 CHEVRON CORP NEW COM 166764100 1,751 21,600 Put SHARED 1 21,600 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 211 4,120 SH SHARED 1 4,120 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 3,375 66,000 Call SHARED 1 66,000 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 3,375 66,000 Put SHARED 1 66,000 CISCO SYS INC COM 17275R102 319 14,580 SH SHARED 1 14,580 CISCO SYS INC COM 17275R102 1,353 61,800 Call SHARED 1 61,800 CISCO SYS INC COM 17275R102 1,353 61,800 Put SHARED 1 61,800 CITIGROUP INC COM 172967101 766 196,000 Call SHARED 1 196,000 CITIGROUP INC COM 172967101 766 196,000 Put SHARED 1 196,000 COCA COLA CO COM 191216100 1,445 24,700 Call SHARED 1 24,700 COCA COLA CO COM 191216100 1,445 24,700 Put SHARED 1 24,700 COMCAST CORP NEW CL A 20030N101 530 29,300 Call SHARED 1 29,300 COMCAST CORP NEW CL A 20030N101 530 29,300 Put SHARED 1 29,300 CONOCOPHILLIPS COM 20825C104 976 17,000 Call SHARED 1 17,000 CONOCOPHILLIPS COM 20825C104 976 17,000 Put SHARED 1 17,000 CVS CAREMARK CORPORATION COM 126650100 400 12,700 Call SHARED 1 12,700 CVS CAREMARK CORPORATION COM 126650100 400 12,700 Put SHARED 1 12,700 DEX ONE CORP COM 25212W100 14,022 1,141,855 SH SHARED 1 1,141,855 DEX ONE CORP COM 25212W100 22,190 1,806,964 SH SOLE NONE 1,806,964 DORAL FINL CORP COM NEW 25811P886 7,536 4,539,991 SH SHARED 1 4,539,991 DORAL FINL CORP COM NEW 25811P886 5,478 3,300,000 SH SHARED 1 3,300,000 DYNEGY INC DEL COM 26817G300 2,791 573,100 SH SHARED 1 573,100 DYNEGY INC DEL COM 26817G300 2,079 426,900 SH SOLE NONE 426,900 DYNEGY INC DEL COM 26817G300 2,791 573,100 Put SHARED 1 573,100 DYNEGY INC DEL COM 26817G300 2,079 426,900 Put SOLE NONE 426,900 EXXON MOBIL CORP COM 30231G102 686 11,110 SH SHARED 1 11,110 EXXON MOBIL CORP COM 30231G102 3,837 62,100 Call SHARED 1 62,100 EXXON MOBIL CORP COM 30231G102 3,837 62,100 Put SHARED 1 62,100 FORD MTR CO DEL COM PAR $0.01 345370860 459 37,500 Call SHARED 1 37,500 FORD MTR CO DEL COM PAR $0.01 345370860 459 37,500 Put SHARED 1 37,500 GENERAL ELECTRIC CO COM 369604103 1,916 117,900 Call SHARED 1 117,900 GENERAL ELECTRIC CO COM 369604103 1,916 117,900 Put SHARED 1 117,900 GOLDMAN SACHS GROUP INC COM 38141G104 1,277 8,830 SH SHARED 1 8,830 GOLDMAN SACHS GROUP INC COM 38141G104 4,815 33,300 Call SHARED 1 33,300 GOLDMAN SACHS GROUP INC COM 38141G104 4,815 33,300 Put SHARED 1 33,300 GOOGLE INC CL A 38259P508 1,262 2,400 Call SHARED 1 2,400 GOOGLE INC CL A 38259P508 1,262 2,400 Put SHARED 1 2,400 HEWLETT PACKARD CO COM 428236103 337 8,020 SH SHARED 1 8,020 HEWLETT PACKARD CO COM 428236103 1,027 24,400 Call SHARED 1 24,400 HEWLETT PACKARD CO COM 428236103 1,027 24,400 Put SHARED 1 24,400 HOME DEPOT INC COM 437076102 596 18,800 Call SHARED 1 18,800 HOME DEPOT INC COM 437076102 596 18,800 Put SHARED 1 18,800 INTEL CORP COM 458140100 923 48,070 SH SHARED 1 48,070 INTEL CORP COM 458140100 5,992 312,100 Call SHARED 1 312,100 INTEL CORP COM 458140100 5,992 312,100 Put SHARED 1 312,100 INTERNATIONAL BUSINESS MACHS COM 459200101 1,905 14,200 Call SHARED 1 14,200 INTERNATIONAL BUSINESS MACHS COM 459200101 1,905 14,200 Put SHARED 1 14,200 ISHARES INC MSCI BRAZIL 464286400 3,732 48,500 Call SHARED 1 48,500 ISHARES INC MSCI BRAZIL 464286400 3,732 48,500 Put SHARED 1 48,500 ISHARES TR FTSE XNHUA IDX 464287184 5,567 130,000 Call SHARED 1 130,000 ISHARES TR FTSE XNHUA IDX 464287184 5,567 130,000 Put SHARED 1 130,000 JOHNSON & JOHNSON COM 478160104 1,753 28,300 Call SHARED 1 28,300 JOHNSON & JOHNSON COM 478160104 1,753 28,300 Put SHARED 1 28,300 JPMORGAN CHASE & CO COM 46625H100 1,583 41,600 Call SHARED 1 41,600 JPMORGAN CHASE & CO COM 46625H100 1,583 41,600 Put SHARED 1 41,600 MASTERCARD INC CL A 57636Q104 2,979 13,300 Call SHARED 1 13,300 MASTERCARD INC CL A 57636Q104 2,979 13,300 Put SHARED 1 13,300 MCDONALDS CORP COM 580135101 782 10,500 Call SHARED 1 10,500 MCDONALDS CORP COM 580135101 782 10,500 Put SHARED 1 10,500 MEDTRONIC INC COM 585055106 285 8,500 SH SHARED 1 8,500 MEDTRONIC INC COM 585055106 463 13,800 Call SHARED 1 13,800 MEDTRONIC INC COM 585055106 463 13,800 Put SHARED 1 13,800 MERCK & CO INC NEW COM 58933Y105 1,299 35,300 Call SHARED 1 35,300 MERCK & CO INC NEW COM 58933Y105 1,299 35,300 Put SHARED 1 35,300 MICROSOFT CORP COM 594918104 1,025 41,840 SH SHARED 1 41,840 MICROSOFT CORP COM 594918104 1,920 78,400 Call SHARED 1 78,400 MICROSOFT CORP COM 594918104 1,920 78,400 Put SHARED 1 78,400 NAVISTAR INTL CORP NEW COM 63934E108 30,990 710,123 SH SHARED 1 710,123 NAVISTAR INTL CORP NEW COM 63934E108 29,020 664,977 SH SOLE NONE 664,977 NORTEL INVERSORA S A SPON ADR PFD B 656567401 240 10,000 SH SOLE NONE 10,000 OCCIDENTAL PETE CORP DEL COM 674599105 666 8,500 Call SHARED 1 8,500 OCCIDENTAL PETE CORP DEL COM 674599105 666 8,500 Put SHARED 1 8,500 ORACLE CORP COM 68389X105 1,069 39,800 Call SHARED 1 39,800 ORACLE CORP COM 68389X105 1,069 39,800 Put SHARED 1 39,800 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 4,365 125,000 Call SHARED 1 125,000 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 4,365 125,000 Put SHARED 1 125,000 PFIZER INC COM 717081103 286 16,680 SH SHARED 1 16,680 PFIZER INC COM 717081103 1,794 104,500 Call SHARED 1 104,500 PFIZER INC COM 717081103 1,794 104,500 Put SHARED 1 104,500 PHILIP MORRIS INTL INC COM 718172109 1,104 19,700 Call SHARED 1 19,700 PHILIP MORRIS INTL INC COM 718172109 1,104 19,700 Put SHARED 1 19,700 PHOENIX COS INC NEW COM 71902E109 3,679 1,751,838 SH SHARED 1 1,751,838 PHOENIX COS INC NEW COM 71902E109 2,603 1,239,362 SH SOLE NONE 1,239,362 PROCTER & GAMBLE CO COM 742718109 418 6,970 SH SHARED 1 6,970 PROCTER & GAMBLE CO COM 742718109 1,859 31,000 Call SHARED 1 31,000 PROCTER & GAMBLE CO COM 742718109 1,859 31,000 Put SHARED 1 31,000 QUALCOMM INC COM 747525103 916 20,300 Call SHARED 1 20,300 QUALCOMM INC COM 747525103 916 20,300 Put SHARED 1 20,300 SCHLUMBERGER LTD COM 806857108 838 13,600 Call SHARED 1 13,600 SCHLUMBERGER LTD COM 806857108 838 13,600 Put SHARED 1 13,600 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2,746 191,410 SH SHARED 1 191,410 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1,543 27,530 SH SHARED 1 27,530 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 476 15,625 SH SHARED 1 15,625 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 4,154 74,100 Call SHARED 1 74,100 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 4,154 74,100 Put SHARED 1 74,100 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 3,207 96,000 Call SHARED 1 96,000 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 3,207 96,000 Put SHARED 1 96,000 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5,573 388,500 Call SHARED 1 388,500 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5,573 388,500 Put SHARED 1 388,500 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1,016 31,000 Call SHARED 1 31,000 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1,016 31,000 Put SHARED 1 31,000 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,192 38,000 Call SHARED 1 38,000 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,192 38,000 Put SHARED 1 38,000 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3,378 108,000 Call SHARED 1 108,000 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3,378 108,000 Put SHARED 1 108,000 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 6,814 296,000 Call SHARED 1 296,000 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 6,814 296,000 Put SHARED 1 296,000 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4,141 135,800 Call SHARED 1 135,800 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4,141 135,800 Put SHARED 1 135,800 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 4,059 145,600 Call SHARED 1 145,600 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 4,059 145,600 Put SHARED 1 145,600 SPDR S&P 500 ETF TR TR UNIT 78462F103 22,439 196,606 SH SHARED 1 196,606 SUPERMEDIA INC COM 868447103 2,476 234,288 SH SHARED 1 234,288 SUPERMEDIA INC COM 868447103 2,696 255,090 SH SOLE NONE 255,090 UNITED PARCEL SERVICE INC CL B 911312106 614 9,200 Call SHARED 1 9,200 UNITED PARCEL SERVICE INC CL B 911312106 614 9,200 Put SHARED 1 9,200 UNITED TECHNOLOGIES CORP COM 913017109 705 9,900 Call SHARED 1 9,900 UNITED TECHNOLOGIES CORP COM 913017109 705 9,900 Put SHARED 1 9,900 US BANCORP DEL COM NEW 902973304 685 31,700 Call SHARED 1 31,700 US BANCORP DEL COM NEW 902973304 685 31,700 Put SHARED 1 31,700 VALE S A ADR 91912E105 2,611 83,500 Call SHARED 1 83,500 VALE S A ADR 91912E105 2,611 83,500 Put SHARED 1 83,500 VERIZON COMMUNICATIONS INC COM 92343V104 1,326 40,700 Call SHARED 1 40,700 VERIZON COMMUNICATIONS INC COM 92343V104 1,326 40,700 Put SHARED 1 40,700 WAL MART STORES INC COM 931142103 1,509 28,200 Call SHARED 1 28,200 WAL MART STORES INC COM 931142103 1,509 28,200 Put SHARED 1 28,200 WELLS FARGO & CO NEW COM 949746101 281 11,190 SH SHARED 1 11,190 WELLS FARGO & CO NEW COM 949746101 1,281 51,000 Call SHARED 1 51,000 WELLS FARGO & CO NEW COM 949746101 1,281 51,000 Put SHARED 1 51,000
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