-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VwVDjjTnxdNO3Ui5s8Tn/EOGqgwigxe65qswEa/8hCsDSWEZ2LyTNGk2yu84GWJq 17l2r7c6RJSu988l3nrc0Q== 0000919574-10-003258.txt : 20100514 0000919574-10-003258.hdr.sgml : 20100514 20100514102120 ACCESSION NUMBER: 0000919574-10-003258 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 EFFECTIVENESS DATE: 20100514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARATHON ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0001279913 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10682 FILM NUMBER: 10831087 BUSINESS ADDRESS: STREET 1: ONE BRYANT PARK STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-500-3123 MAIL ADDRESS: STREET 1: ONE BRYANT PARK STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARATHON ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20040212 13F-HR 1 d1097630_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Marathon Asset Management, L.P. Address: One Bryant Park, 38th Floor New York, New York 10036 13F File Number: 028-10682 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gregory L. Florio Title: Chief Compliance Officer Phone: (212) 381-0159 Signature, Place and Date of Signing: /s/ Gregory L. Florio New York, New York May 14, 2010 - ---------------------- ----------------------- --------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 146 Form 13F Information Table Value Total: $719,742 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-11614 Marathon Special Opportunity Master Fund, Ltd. 2. 028-13841 Marathon Structured Finance Feeder Fund, Ltd. 3. 028-13810 Marathon Distressed Subprime Fund, LP FORM 13F INFORMATION TABLE Marathon Asset Management, LLC March 31, 2010
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE 3M CO COM 88579Y101 610 7,300 Call SHARED 1 7,300 3M CO COM 88579Y101 610 7,300 Put SHARED 1 7,300 ALTRIA GROUP INC COM 02209S103 554 27,000 Call SHARED 1 27,000 ALTRIA GROUP INC COM 02209S103 554 27,000 Put SHARED 1 27,000 AMAZON COM INC COM 023135106 434 3,200 Call SHARED 1 3,200 AMAZON COM INC COM 023135106 434 3,200 Put SHARED 1 3,200 AMERICAN CAP LTD COM 02503Y103 8,143 1,602,958 SH SHARED 1 1,602,958 AMERICAN CAP LTD COM 02503Y103 7,285 1,434,142 SH SOLE NONE 1,434,142 APPLE INC COM 037833100 2,303 9,800 Call SHARED 1 9,800 APPLE INC COM 037833100 2,303 9,800 Put SHARED 1 9,800 AT&T INC COM 00206R102 2,178 84,300 Call SHARED 1 84,300 AT&T INC COM 00206R102 2,178 84,300 Put SHARED 1 84,300 BANK OF AMERICA CORPORATION COM 060505104 1,814 101,600 Call SHARED 1 101,600 BANK OF AMERICA CORPORATION COM 060505104 1,814 101,600 Put SHARED 1 101,600 BRISTOL MYERS SQUIBB CO COM 110122108 523 19,600 Call SHARED 1 19,600 BRISTOL MYERS SQUIBB CO COM 110122108 523 19,600 Put SHARED 1 19,600 CHEVRON CORP NEW COM 166764100 1,638 21,600 Call SHARED 1 21,600 CHEVRON CORP NEW COM 166764100 1,638 21,600 Put SHARED 1 21,600 CISCO SYS INC COM 17275R102 3,548 136,300 Call SHARED 1 136,300 CISCO SYS INC COM 17275R102 3,548 136,300 Put SHARED 1 136,300 CIT GROUP INC COM NEW 125581801 11,551 296,480 SH SHARED 1 296,480 CIT GROUP INC COM NEW 125581801 14,425 370,243 SH SOLE NONE 370,243 CITIGROUP INC COM 172967101 794 196,000 Call SHARED 1 196,000 CITIGROUP INC COM 172967101 794 196,000 Put SHARED 1 196,000 COCA COLA CO COM 191216100 1,359 24,700 Call SHARED 1 24,700 COCA COLA CO COM 191216100 1,359 24,700 Put SHARED 1 24,700 COMCAST CORP NEW CL A 20030N101 552 29,300 Call SHARED 1 29,300 COMCAST CORP NEW CL A 20030N101 552 29,300 Put SHARED 1 29,300 CONOCOPHILLIPS COM 20825C104 870 17,000 Call SHARED 1 17,000 CONOCOPHILLIPS COM 20825C104 870 17,000 Put SHARED 1 17,000 CVS CAREMARK CORPORATION COM 126650100 464 12,700 Call SHARED 1 12,700 CVS CAREMARK CORPORATION COM 126650100 464 12,700 Put SHARED 1 12,700 DCT INDUSTRIAL TRUST INC COM 233153105 7,374 1,410,000 SH SHARED 2 1,410,000 DEUTSCHE BANK AG NAMEN AKT D18190898 2,090 27,192 Call SHARED 1 27,192 DEUTSCHE BANK AG NAMEN AKT D18190898 2,090 27,192 Put SHARED 1 27,192 E TRADE FINANCIAL CORP COM 269246104 10,186 6,164,013 SH SHARED 1 6,164,013 E TRADE FINANCIAL CORP COM 269246104 7,590 4,592,987 SH SOLE NONE 4,592,987 EMPRESA DIST Y COMERCIAL NOR SPON ADR 29244A102 103 14,584 SH SOLE NONE 14,584 EXXON MOBIL CORP COM 30231G102 4,159 62,100 Call SHARED 1 62,100 EXXON MOBIL CORP COM 30231G102 4,159 62,100 Put SHARED 1 62,100 FORD MTR CO DEL COM PAR $0.01 345370860 471 37,500 Call SHARED 1 37,500 FORD MTR CO DEL COM PAR $0.01 345370860 471 37,500 Put SHARED 1 37,500 GENERAL ELECTRIC CO COM 369604103 2,146 117,900 Call SHARED 1 117,900 GENERAL ELECTRIC CO COM 369604103 2,146 117,900 Put SHARED 1 117,900 GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 10,869 587,848 SH SHARED 1 587,848 GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 6,652 359,768 SH SOLE NONE 359,768 GOLDMAN SACHS GROUP INC COM 38141G104 904 5,300 Call SHARED 1 5,300 GOLDMAN SACHS GROUP INC COM 38141G104 904 5,300 Put SHARED 1 5,300 GOOGLE INC CL A 38259P508 1,361 2,400 Call SHARED 1 2,400 GOOGLE INC CL A 38259P508 1,361 2,400 Put SHARED 1 2,400 HEALTH CARE REIT INC COM 42217K106 6,153 136,031 SH SHARED 2 136,031 HOME DEPOT INC COM 437076102 10,151 313,800 Call SHARED 1 313,800 HOME DEPOT INC COM 437076102 2,873 88,800 Put SHARED 1 88,800 HUMANA INC COM 444859102 6,445 137,800 Call SHARED 1 137,800 HUMANA INC COM 444859102 5,481 117,200 Call SOLE NONE 117,200 INTEL CORP COM 458140100 1,462 65,600 Call SHARED 1 65,600 INTEL CORP COM 458140100 1,462 65,600 Put SHARED 1 65,600 INTERNATIONAL BUSINESS MACHS COM 459200101 1,821 14,200 Call SHARED 1 14,200 INTERNATIONAL BUSINESS MACHS COM 459200101 1,821 14,200 Put SHARED 1 14,200 JOHNSON & JOHNSON COM 478160104 1,845 28,300 Call SHARED 1 28,300 JOHNSON & JOHNSON COM 478160104 1,845 28,300 Put SHARED 1 28,300 JPMORGAN CHASE & CO COM 46625H100 1,862 41,600 Call SHARED 1 41,600 JPMORGAN CHASE & CO COM 46625H100 1,862 41,600 Put SHARED 1 41,600 KOHLS CORP COM 500255104 3,150 57,500 Call SHARED 1 57,500 KOHLS CORP COM 500255104 3,150 57,500 Put SHARED 1 57,500 LIBERTY GLOBAL INC COM SER A 530555101 22,403 768,289 SH SHARED 1 768,289 LIBERTY GLOBAL INC COM SER A 530555101 15,856 543,746 SH SOLE NONE 543,746 LIBERTY GLOBAL INC COM SER A 530555101 4,464 153,100 Call SHARED 1 153,100 LIBERTY GLOBAL INC COM SER A 530555101 2,826 96,900 Call SOLE NONE 96,900 MCDONALDS CORP COM 580135101 701 10,500 Call SHARED 1 10,500 MCDONALDS CORP COM 580135101 701 10,500 Put SHARED 1 10,500 MEDTRONIC INC COM 585055106 621 13,800 Call SHARED 1 13,800 MEDTRONIC INC COM 585055106 621 13,800 Put SHARED 1 13,800 MERCK & CO INC NEW COM 58933Y105 1,318 35,300 Call SHARED 1 35,300 MERCK & CO INC NEW COM 58933Y105 1,318 35,300 Put SHARED 1 35,300 METROGAS INC SPON ADR B 591673207 112 57,872 SH SOLE NONE 57,872 MICROSOFT CORP COM 594918104 2,296 78,400 Call SHARED 1 78,400 MICROSOFT CORP COM 594918104 2,296 78,400 Put SHARED 1 78,400 MONSANTO CO NEW COM 61166W101 343 4,800 SH SHARED 1 4,800 NAVISTAR INTL CORP NEW COM 63934E108 15,164 339,020 SH SHARED 1 339,020 NAVISTAR INTL CORP NEW COM 63934E108 13,467 301,080 SH SOLE NONE 301,080 NVIDIA CORP COM 67066G104 2,697 155,000 Call SHARED 1 155,000 NVIDIA CORP COM 67066G104 2,697 155,000 Put SHARED 1 155,000 OCCIDENTAL PETE CORP DEL COM 674599105 719 8,500 Call SHARED 1 8,500 OCCIDENTAL PETE CORP DEL COM 674599105 719 8,500 Put SHARED 1 8,500 ORACLE CORP COM 68389X105 1,023 39,800 Call SHARED 1 39,800 ORACLE CORP COM 68389X105 1,023 39,800 Put SHARED 1 39,800 PENN NATL GAMING INC COM 707569109 21,949 789,263 SH SHARED 1 789,263 PENN NATL GAMING INC COM 707569109 19,674 707,437 SH SOLE NONE 707,437 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 2,114 47,500 Call SHARED 1 47,500 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 2,114 47,500 Put SHARED 1 47,500 PFIZER INC COM 717081103 326 19,000 SH SHARED 1 19,000 PFIZER INC COM 717081103 1,792 104,500 Call SHARED 1 104,500 PFIZER INC COM 717081103 1,792 104,500 Put SHARED 1 104,500 PHILIP MORRIS INTL INC COM 718172109 1,028 19,700 Call SHARED 1 19,700 PHILIP MORRIS INTL INC COM 718172109 1,028 19,700 Put SHARED 1 19,700 PHOENIX COS INC NEW COM 71902E109 4,239 1,751,838 SH SHARED 1 1,751,838 PHOENIX COS INC NEW COM 71902E109 2,670 1,103,362 SH SOLE NONE 1,103,362 PROCTER & GAMBLE CO COM 742718109 1,961 31,000 Call SHARED 1 31,000 PROCTER & GAMBLE CO COM 742718109 1,961 31,000 Put SHARED 1 31,000 PUBLIC STORAGE COM 74460D109 8,279 90,000 SH SHARED 2 90,000 QUALCOMM INC COM 747525103 852 20,300 Call SHARED 1 20,300 QUALCOMM INC COM 747525103 852 20,300 Put SHARED 1 20,300 RESEARCH IN MOTION LTD COM 760975102 133 1,800 SH SHARED 1 1,800 SCHLUMBERGER LTD COM 806857108 863 13,600 Call SHARED 1 13,600 SCHLUMBERGER LTD COM 806857108 863 13,600 Put SHARED 1 13,600 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,046 35,250 SH SHARED 1 35,250 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1,088 33,142 SH SHARED 1 33,142 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2,029 35,280 SH SHARED 1 35,280 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 395 11,650 SH SHARED 1 11,650 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2,107 75,455 SH SHARED 1 75,455 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2,720 80,200 Put SHARED 1 80,200 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3,203 108,000 Call SHARED 1 108,000 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3,203 108,000 Put SHARED 1 108,000 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 8,953 286,600 Call SHARED 1 286,600 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 8,953 286,600 Put SHARED 1 286,600 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 17,648 764,000 Call SHARED 1 764,000 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 17,648 764,000 Put SHARED 1 764,000 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 10,179 316,800 Call SHARED 1 316,800 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 10,179 316,800 Put SHARED 1 316,800 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3,854 138,000 Call SHARED 1 138,000 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3,854 138,000 Put SHARED 1 138,000 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 11,806 740,200 Call SHARED 1 740,200 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 11,806 740,200 Put SHARED 1 740,200 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2,720 80,200 Call SHARED 1 80,200 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 20,247 352,000 Call SHARED 1 352,000 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 20,247 352,000 Put SHARED 1 352,000 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 9,668 294,400 Call SHARED 1 294,400 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 9,668 294,400 Put SHARED 1 294,400 SPDR SERIES TRUST S&P METALS MNG 78464A755 13,646 240,200 SH SHARED 1 240,200 SPDR SERIES TRUST S&P METALS MNG 78464A755 14,759 259,800 SH SOLE NONE 259,800 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 2,908 70,400 Call SHARED 1 70,400 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 2,908 70,400 Put SHARED 1 70,400 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 47,033 401,989 SH SHARED 1 401,989 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 36,738 314,000 Call SHARED 1 314,000 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 36,738 314,000 Put SHARED 1 314,000 TARGET CORP COM 87612E106 2,104 40,000 Call SHARED 1 40,000 TARGET CORP COM 87612E106 2,104 40,000 Put SHARED 1 40,000 UNITED TECHNOLOGIES CORP COM 913017109 729 9,900 Call SHARED 1 9,900 UNITED TECHNOLOGIES CORP COM 913017109 729 9,900 Put SHARED 1 9,900 VERIZON COMMUNICATIONS INC COM 92343V104 1,263 40,700 Call SHARED 1 40,700 VERIZON COMMUNICATIONS INC COM 92343V104 1,263 40,700 Put SHARED 1 40,700 WAL MART STORES INC COM 931142103 4,720 84,900 Call SHARED 1 84,900 WAL MART STORES INC COM 931142103 4,720 84,900 Put SHARED 1 84,900 WELLS FARGO & CO NEW COM 949746101 1,587 51,000 Call SHARED 1 51,000 WELLS FARGO & CO NEW COM 949746101 1,587 51,000 Put SHARED 1 51,000
SK 02337 0009 1097630 -----END PRIVACY-ENHANCED MESSAGE-----