-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WPIDRZN6nhfKRpdikxP5oSfPWr+zHr01UJH4e2GpS5CO+2SBPuLEEvjg7e6lmxH2 UUR3a9Hyvu+zZgxbDhJbmw== 0000919574-09-016382.txt : 20091116 0000919574-09-016382.hdr.sgml : 20091116 20091116114623 ACCESSION NUMBER: 0000919574-09-016382 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARATHON ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0001279913 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10682 FILM NUMBER: 091184711 BUSINESS ADDRESS: STREET 1: ONE BRYANT PARK STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-500-3123 MAIL ADDRESS: STREET 1: ONE BRYANT PARK STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARATHON ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20040212 13F-HR 1 d1039103_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Marathon Asset Management, L.P. Address: One Bryant Park, 38th Floor New York, New York 10036 13F File Number: 028-10682 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gregory L. Florio Title: Chief Compliance Officer Phone: (212) 381-0159 Signature, Place and Date of Signing: /s/ Gregory L. Florio New York, New York November 16, 2009 - -------------------- ------------------------ --------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 98 Form 13F Information Table Value Total: $894,370 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-10683 Marathon Global Equity Master Fund, Ltd. 2. 028-11614 Marathon Special Opportunity Master Fund, Ltd. 3. 028-12819 Marathon Master Fund, Ltd. FORM 13F INFORMATION TABLE Marathon Asset Management, LLC September 30, 2009
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE - -------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ---- 3M CO COM 88579Y101 2,952 40,000 Call SHARED 2 40,000 0 0 3M CO COM 88579Y101 2,952 40,000 Put SHARED 2 40,000 0 0 AFLAC INC COM 001055102 17,117 400,500 Put SHARED 2 400,500 0 0 AFLAC INC COM 001055102 4,253 99,500 Put SOLE NONE 99,500 0 0 AMAZON COM INC COM 023135106 2,259 24,200 Call SHARED 2 24,200 0 0 AMAZON COM INC COM 023135106 2,259 24,200 Put SHARED 2 24,200 0 0 APPLE INC COM 037833100 3,577 19,300 Call SHARED 2 19,300 0 0 APPLE INC COM 037833100 3,577 19,300 Put SHARED 2 19,300 0 0 AT&T INC COM 00206R102 286 10,580 SH SHARED 2 10,580 0 0 AT&T INC COM 00206R102 3,560 131,800 Call SHARED 2 131,800 0 0 AT&T INC COM 00206R102 3,560 131,800 Put SHARED 2 131,800 0 0 BANK OF AMERICA CORPORATION COM 060505104 14,917 881,600 Put SHARED 2 881,600 0 0 BANK OF AMERICA CORPORATION COM 060505104 3,695 218,400 Put SOLE NONE 218,400 0 0 BELO CORP COM SER A 080555105 2,423 447,960 SH SHARED 2 447,960 0 0 BELO CORP COM SER A 080555105 900 166,289 SH SOLE NONE 166,289 0 0 BEST BUY INC COM 086516101 1,208 32,200 Call SHARED 2 32,200 0 0 BEST BUY INC COM 086516101 1,208 32,200 Put SHARED 2 32,200 0 0 CHEVRON CORP NEW COM 166764100 3,036 43,100 Call SHARED 2 43,100 0 0 CHEVRON CORP NEW COM 166764100 3,036 43,100 Put SHARED 2 43,100 0 0 CISCO SYS INC COM 17275R102 3,081 130,900 Call SHARED 2 130,900 0 0 CISCO SYS INC COM 17275R102 3,081 130,900 Put SHARED 2 130,900 0 0 COCA COLA CO COM 191216100 2,320 43,200 Call SHARED 2 43,200 0 0 COCA COLA CO COM 191216100 2,320 43,200 Put SHARED 2 43,200 0 0 COSTCO WHSL CORP NEW COM 22160K105 1,573 27,900 Call SHARED 2 27,900 0 0 COSTCO WHSL CORP NEW COM 22160K105 1,573 27,900 Put SHARED 2 27,900 0 0 DIAMONDS TR UNIT SER 1 252787106 14,715 151,557 SH SHARED 2 151,557 0 0 EXXON MOBIL CORP COM 30231G102 275 4,010 SH SHARED 2 4,010 0 0 EXXON MOBIL CORP COM 30231G102 3,712 54,100 Call SHARED 2 54,100 0 0 EXXON MOBIL CORP COM 30231G102 3,712 54,100 Put SHARED 2 54,100 0 0 FLAGSTONE REINSURANCE HLDGS SHS G3529T105 25,663 2,275,127 SH SHARED 2 2,275,127 0 0 GOOGLE INC CL A 38259P508 208 419 SH SHARED 2 419 0 0 GOOGLE INC CL A 38259P508 5,702 11,500 Call SHARED 2 11,500 0 0 GOOGLE INC CL A 38259P508 5,702 11,500 Put SHARED 2 11,500 0 0 HOME DEPOT INC COM 437076102 351 13,179 SH SHARED 2 13,179 0 0 HOME DEPOT INC COM 437076102 3,724 139,800 Call SHARED 2 139,800 0 0 HOME DEPOT INC COM 437076102 3,724 139,800 Put SHARED 2 139,800 0 0 HONEYWELL INTL INC COM 438516106 3,741 100,700 Call SHARED 2 100,700 0 0 HONEYWELL INTL INC COM 438516106 3,741 100,700 Put SHARED 2 100,700 0 0 INTEL CORP COM 458140100 1,965 100,400 Call SHARED 2 100,400 0 0 INTEL CORP COM 458140100 1,965 100,400 Put SHARED 2 100,400 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 9,318 77,900 Call SHARED 2 77,900 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 9,318 77,900 Put SHARED 2 77,900 0 0 ISHARES INC MSCI BRAZIL 464286400 4,701 69,500 Call SHARED 2 69,500 0 0 ISHARES INC MSCI BRAZIL 464286400 4,701 69,500 Put SHARED 2 69,500 0 0 ISHARES TR INDEX DJ US REAL EST 464287739 1,195 28,000 SH SOLE NONE 28,000 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 209 3,825 SH SHARED 2 3,825 0 0 ISHARES TR S&P GLB MTRLS 464288695 19,878 356,560 SH SHARED 2 356,560 0 0 ISHARES TR S&P GLB MTRLS 464288695 5,284 94,779 SH SOLE NONE 94,779 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 3,482 89,500 Call SHARED 2 89,500 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 3,482 89,500 Put SHARED 2 89,500 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 12,183 222,800 Call SHARED 2 222,800 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 12,183 222,800 Put SHARED 2 222,800 0 0 JOHNSON & JOHNSON COM 478160104 3,032 49,800 Call SHARED 2 49,800 0 0 JOHNSON & JOHNSON COM 478160104 3,032 49,800 Put SHARED 2 49,800 0 0 LOWES COS INC COM 548661107 973 46,480 SH SHARED 2 46,480 0 0 MCDONALDS CORP COM 580135101 2,882 50,500 Call SHARED 2 50,500 0 0 MCDONALDS CORP COM 580135101 2,882 50,500 Put SHARED 2 50,500 0 0 METROGAS INC SPON ADR B 591673207 69 27,165 SH SHARED 3 27,165 0 0 METROGAS INC SPON ADR B 591673207 78 30,707 SH SOLE NONE 30,707 0 0 ORACLE CORP COM 68389X105 1,855 89,000 Call SHARED 2 89,000 0 0 ORACLE CORP COM 68389X105 1,855 89,000 Put SHARED 2 89,000 0 0 OWENS CORNING NEW *W EXP 10/30/201 690742127 237 137,126 SH SHARED 2 137,126 0 0 PACER INTL INC TENN COM 69373H106 1,539 398,766 SH SHARED 2 398,766 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1,319 31,215 SH SHARED 2 31,215 0 0 PROCTER & GAMBLE CO COM 742718109 2,850 49,200 Call SHARED 2 49,200 0 0 PROCTER & GAMBLE CO COM 742718109 2,850 49,200 Put SHARED 2 49,200 0 0 PROSHARES TR PSHS REAL ESTAT 74347R552 485 50,000 SH SOLE NONE 50,000 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 6,210 1,000,000 SH SHARED 2 1,000,000 0 0 RETAIL HOLDRS TR COM 76127U101 5,797 66,100 SH SHARED 2 66,100 0 0 SAKS INC COM 79377W108 9,328 1,367,700 Call SHARED 2 1,367,700 0 0 SAKS INC COM 79377W108 1,868 273,900 Call SOLE NONE 273,900 0 0 SALEM COMMUNICATIONS CORP DE CL A 794093104 40 17,681 SH SHARED 2 17,681 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1,331 50,548 SH SHARED 2 50,548 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 1,662 464,332 SH SHARED 2 464,332 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 632 176,459 SH SOLE NONE 176,459 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 19,383 424,700 Call SHARED 2 424,700 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 4,806 105,300 Call SOLE NONE 105,300 0 0 SPDR TR UNIT SER 1 78462F103 4,162 39,417 SH SHARED 2 39,417 0 0 SPDR TR UNIT SER 1 78462F103 327 3,100 Call SHARED 2 3,100 0 0 SPDR TR UNIT SER 1 78462F103 84,092 796,400 Put SHARED 2 796,400 0 0 SPDR TR UNIT SER 1 78462F103 365,320 3,459,800 Put SOLE NONE 3,459,800 0 0 TARGET CORP COM 87612E106 8,893 190,500 Call SHARED 2 190,500 0 0 TARGET CORP COM 87612E106 2,577 55,200 Put SHARED 2 55,200 0 0 TARGET CORP COM 87612E106 61,618 1,320,000 Put SOLE NONE 1,320,000 0 0 TELECOM ARGENTINA S A SPON ADR REP B 879273209 6,372 398,504 SH SHARED 2 398,504 0 0 TELECOM ARGENTINA S A SPON ADR REP B 879273209 849 53,100 SH SOLE NONE 53,100 0 0 UNISYS CORP COM 909214108 2,403 900,000 SH SHARED 2 900,000 0 0 UNISYS CORP COM 909214108 935 350,000 SH SOLE NONE 350,000 0 0 UNISYS CORP COM 909214108 1,096 410,400 Call SHARED 2 410,400 0 0 UNISYS CORP COM 909214108 269 100,900 Call SOLE NONE 100,900 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2,675 43,900 Call SHARED 2 43,900 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2,675 43,900 Put SHARED 2 43,900 0 0 WAL MART STORES INC COM 931142103 2,613 53,233 SH SHARED 2 53,233 0 0 WAL MART STORES INC COM 931142103 2,361 48,100 Call SHARED 2 48,100 0 0 WAL MART STORES INC COM 931142103 2,361 48,100 Put SHARED 2 48,100 0 0 WALGREEN CO COM 931422109 2,454 65,500 Call SHARED 2 65,500 0 0 WALGREEN CO COM 931422109 2,454 65,500 Put SHARED 2 65,500 0 0 WELLS FARGO & CO NEW COM 949746101 5,312 188,500 Call SHARED 2 188,500 0 0
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