0001279891-21-000008.txt : 20210513 0001279891-21-000008.hdr.sgml : 20210513 20210513162618 ACCESSION NUMBER: 0001279891-21-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210513 EFFECTIVENESS DATE: 20210513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WOLVERINE ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001279891 IRS NUMBER: 020611276 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10687 FILM NUMBER: 21920036 BUSINESS ADDRESS: STREET 1: 175 W. JACKSON STREET 2: SUITE 340 CITY: CHICAGO STATE: IL ZIP: 60064 BUSINESS PHONE: 3128844400 MAIL ADDRESS: STREET 1: 175 WEST JACKSON STREET 2: SUITE 340 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001279891 XXXXXXXX 03-31-2021 03-31-2021 WOLVERINE ASSET MANAGEMENT LLC

175 WEST JACKSON SUITE 340 CHICAGO IL 60604

13F HOLDINGS REPORT 028-10687 N Keri L. Kelly 312-884-3601 Keri L. Kelly Chicago IL 05-13-2021 1 2004 11828989 false 1 0001542456 028-17506 Wolverine Holdings, L.P. INFORMATION TABLE 2 form13fInfoTable.xml AURORA CANNABIS INC COM 05156X884 215 23100 SH Call DFND 1 0 0 0 BRIDGEBIO PHARMA INC COM 10806X102 308 5000 SH Call DFND 1 0 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 15 200 SH Call DFND 1 0 0 0 ENPHASE ENERGY INC COM 29355A107 389 2400 SH Call DFND 1 0 0 0 EXACT SCIENCES CORP COM 30063P105 1027 7800 SH Call DFND 1 0 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 11 500 SH Call DFND 1 0 0 0 IQIYI INC SPONSORED ADS 46267X108 949 57100 SH Call DFND 1 0 0 0 LYFT INC CL A COM 55087P104 3594 56900 SH Call DFND 1 0 0 0 NIO INC SPON ADS 62914V106 5570 142900 SH Call DFND 1 0 0 0 NOVAVAX INC COM NEW 670002401 18 100 SH Call DFND 1 0 0 0 INVITAE CORP COM 46185L103 443 11600 SH Call DFND 1 0 0 0 PINDUODUO INC SPONSORED ADS 722304102 11366 84900 SH Call DFND 1 0 0 0 SNAP INC CL A 83304A106 7791 149000 SH Call DFND 1 0 0 0 SPLUNK INC COM 848637104 2032 15000 SH Call DFND 1 0 0 0 SURO CAPITAL CORP COM NEW 86887Q109 27 2000 SH Call DFND 1 0 0 0 TILRAY INC COM CL 2 88688T100 4 200 SH Call DFND 1 0 0 0 JOYY INC ADS REPSTG COM A 46591M109 1724 18400 SH Call DFND 1 0 0 0 ZYNGA INC CL A 98986T108 51 5000 SH Call DFND 1 0 0 0 DOMINION ENERGY INC COM 25746U109 235 3100 SH Call DFND 1 0 0 0 WORKDAY INC CL A 98138H101 1266 5100 SH Call DFND 1 0 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 138 13600 SH Call DFND 1 0 0 0 ANTERO RESOURCES CORP COM 03674X106 213 20900 SH Call DFND 1 0 0 0 BILIBILI INC SPONS ADS REP Z 090040106 10 100 SH Call DFND 1 0 0 0 BILL COM HLDGS INC COM 090043100 29 200 SH Call DFND 1 0 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 5254 198000 SH Call DFND 1 0 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 607 30200 SH Call DFND 1 0 0 0 DOCUSIGN INC COM 256163106 2955 14600 SH Call DFND 1 0 0 0 FUBOTV INC COM 35953D104 367 16600 SH Call DFND 1 0 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 313 3700 SH Call DFND 1 0 0 0 OKTA INC CL A 679295105 66 300 SH Call DFND 1 0 0 0 REDFIN CORP COM 75737F108 166 2500 SH Call DFND 1 0 0 0 SEA LTD SPONSORD ADS 81141R100 357 1600 SH Call DFND 1 0 0 0 SQUARE INC CL A 852234103 1089 4800 SH Call DFND 1 0 0 0 TIDEWATER INC NEW COM 88642R109 7 600 SH Call DFND 1 0 0 0 TESLA INC COM 88160R101 2337 3500 SH Call DFND 1 0 0 0 TWILIO INC CL A 90138F102 681 2000 SH Call DFND 1 0 0 0 WAYFAIR INC CL A 94419L101 3336 10600 SH Call DFND 1 0 0 0 WHITING PETE CORP NEW COM NEW 966387508 4672 131800 SH Call DFND 1 0 0 0 W & T OFFSHORE INC COM 92922P106 14 4100 SH Call DFND 1 0 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 17138 132200 SH Call DFND 1 0 0 0 APTIV PLC SHS G6095L109 137 1000 SH Call DFND 1 0 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 69 500 SH Call DFND 1 0 0 0 PG&E CORP COM 69331C108 22 1900 SH Call DFND 1 0 0 0 ELANCO ANIMAL HEALTH INC COM 28414H103 103 3500 SH Call DFND 1 0 0 0 FORTIVE CORP COM 34959J108 162 2300 SH Call DFND 1 0 0 0 II-VI INC COM 902104108 683 10000 SH Call DFND 1 0 0 0 SABRE CORP COM 78573M104 152 10300 SH Call DFND 1 0 0 0 VIACOMCBS INC CL B 92556H206 171 3800 SH Call DFND 1 0 0 0 FISKER INC CL A COM STK 33813J106 10 600 SH Call DFND 1 0 0 0 GLOBAL BLUE GROUP HOLDING AG ORD SHS H33700107 152 12500 SH Call DFND 1 0 0 0 MP MATERIALS CORP COM CL A 553368101 237 6600 SH Call DFND 1 0 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 2288 74700 SH Call DFND 1 0 0 0 AVIS BUDGET GROUP COM 053774105 290 4000 SH Call DFND 1 0 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 3244 240000 SH Call DFND 1 0 0 0 PURE STORAGE INC CL A 74624M102 4 200 SH Call DFND 1 0 0 0 TELADOC HEALTH INC COM 87918A105 181 1000 SH Call DFND 1 0 0 0 BLACKBERRY LTD COM 09228F103 0 100 SH Call DFND 1 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 890 16700 SH Call DFND 1 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 409 5400 SH Call DFND 1 0 0 0 ISHARES TR JPMORGAN USD EMG 464288281 108 1000 SH Call DFND 1 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 3023 18900 SH Call DFND 1 0 0 0 ISHARES TR IBOXX HI YD ETF 464288513 4550 52200 SH Call DFND 1 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 124345 562800 SH Call DFND 1 0 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 7590 47600 SH Call DFND 1 0 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 544 5000 SH Call DFND 1 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 1079 8300 SH Call DFND 1 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 20966 65700 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 18298 215400 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E265 1704 54400 SH Call DFND 1 0 0 0 PROSHARES TR ULTRAPRO SHORT S 74347B110 2 100 SH Call DFND 1 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 59132 149200 SH Call DFND 1 0 0 0 PROSHARES TR ULTRAPRO SHT QQQ 74347G861 56 4300 SH Call DFND 1 0 0 0 PROSHARES TR II SHT VIX ST TRM 74347W130 4554 96700 SH Call DFND 1 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 52690 389000 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 43501 486000 SH Call DFND 1 0 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 41797 458000 SH Call DFND 1 0 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 16414 181700 SH Call DFND 1 0 0 0 BARCLAYS BANK PLC IPTH SR B S&P 06746P621 1065 93500 SH Call DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 10117 128400 SH Call DFND 1 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 25810 526100 SH Call DFND 1 0 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 15104 185700 SH Call DFND 1 0 0 0 AIRBNB INC COM CL A 009066101 2574 13700 SH Put DFND 1 0 0 0 AURORA CANNABIS INC COM 05156X884 273 29400 SH Put DFND 1 0 0 0 ALTAIR ENGR INC COM CL A 021369103 62 1000 SH Put DFND 1 0 0 0 APHRIA INC COM 03765K104 7272 395900 SH Put DFND 1 0 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 494 59400 SH Put DFND 1 0 0 0 BRIDGEBIO PHARMA INC COM 10806X102 6480 105200 SH Put DFND 1 0 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 634 8400 SH Put DFND 1 0 0 0 CANOPY GROWTH CORP COM 138035100 10345 323000 SH Put DFND 1 0 0 0 CLOVIS ONCOLOGY INC COM 189464100 46 6600 SH Put DFND 1 0 0 0 COUPA SOFTWARE INC COM 22266L106 2188 8600 SH Put DFND 1 0 0 0 CREE INC COM 225447101 3168 29300 SH Put DFND 1 0 0 0 DISH NETWORK CORPORATION CL A 25470M109 25025 691300 SH Put DFND 1 0 0 0 DRAFTKINGS INC COM CL A 26142R104 1968 32100 SH Put DFND 1 0 0 0 ENCORE CAP GROUP INC COM 292554102 96 2400 SH Put DFND 1 0 0 0 ENPHASE ENERGY INC COM 29355A107 3908 24100 SH Put DFND 1 0 0 0 ENOVA INTL INC COM 29357K103 7369 207700 SH Put DFND 1 0 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 33 1200 SH Put DFND 1 0 0 0 FLUIDIGM CORP DEL COM 34385P108 4 1000 SH Put DFND 1 0 0 0 FLEXION THERAPEUTICS INC COM 33938J106 193 21600 SH Put DFND 1 0 0 0 GUARDANT HEALTH INC COM 40131M109 8472 55500 SH Put DFND 1 0 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 5497 238200 SH Put DFND 1 0 0 0 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 171 18500 SH Put DFND 1 0 0 0 INSMED INC COM PAR $.01 457669307 85 2500 SH Put DFND 1 0 0 0 ION GEOPHYSICAL CORP COM NEW 462044207 54 25600 SH Put DFND 1 0 0 0 IONIS PHARMACEUTICALS INC COM 462222100 134 3000 SH Put DFND 1 0 0 0 IQIYI INC SPONSORED ADS 46267X108 20088 1208700 SH Put DFND 1 0 0 0 LUMINEX CORP DEL COM 55027E102 5097 159800 SH Put DFND 1 0 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 121 20700 SH Put DFND 1 0 0 0 LYFT INC CL A COM 55087P104 27476 434900 SH Put DFND 1 0 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 1024 6600 SH Put DFND 1 0 0 0 NIO INC SPON ADS 62914V106 182063 4670700 SH Put DFND 1 0 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 1314 20000 SH Put DFND 1 0 0 0 NOVAVAX INC COM NEW 670002401 11658 64300 SH Put DFND 1 0 0 0 INVITAE CORP COM 46185L103 1398 36600 SH Put DFND 1 0 0 0 1LIFE HEALTHCARE INC COM 68269G107 3939 100800 SH Put DFND 1 0 0 0 PALO ALTO NETWORKS INC COM 697435105 12624 39200 SH Put DFND 1 0 0 0 PACIRA BIOSCIENCES INC COM 695127100 2032 29000 SH Put DFND 1 0 0 0 PAGERDUTY INC COM 69553P100 313 7800 SH Put DFND 1 0 0 0 PINDUODUO INC SPONSORED ADS 722304102 21179 158200 SH Put DFND 1 0 0 0 PRECIGEN INC COM 74017N105 1157 168000 SH Put DFND 1 0 0 0 REPLIGEN CORP COM 759916109 641 3300 SH Put DFND 1 0 0 0 SNAP INC CL A 83304A106 5469 104600 SH Put DFND 1 0 0 0 SPLUNK INC COM 848637104 3779 27900 SH Put DFND 1 0 0 0 SUNPOWER CORP COM 867652406 28716 858500 SH Put DFND 1 0 0 0 SAREPTA THERAPEUTICS INC COM 803607100 409 5500 SH Put DFND 1 0 0 0 SURO CAPITAL CORP COM NEW 86887Q109 6 500 SH Put DFND 1 0 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 6245 541200 SH Put DFND 1 0 0 0 TILRAY INC COM CL 2 88688T100 26369 1160100 SH Put DFND 1 0 0 0 TANDEM DIABETES CARE INC COM NEW 875372203 732 8300 SH Put DFND 1 0 0 0 TWITTER INC COM 90184L102 6159 96800 SH Put DFND 1 0 0 0 VEECO INSTRS INC DEL COM 922417100 120 5800 SH Put DFND 1 0 0 0 WISDOMTREE INVTS INC COM 97717P104 71 11400 SH Put DFND 1 0 0 0 JOYY INC ADS REPSTG COM A 46591M109 20826 222200 SH Put DFND 1 0 0 0 ZOGENIX INC COM NEW 98978L204 2117 108500 SH Put DFND 1 0 0 0 ZYNGA INC CL A 98986T108 489 47900 SH Put DFND 1 0 0 0 ZSCALER INC COM 98980G102 15209 88600 SH Put DFND 1 0 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 291 10000 SH Put DFND 1 0 0 0 DOMINION ENERGY INC COM 25746U109 14082 185400 SH Put DFND 1 0 0 0 WORKDAY INC CL A 98138H101 869 3500 SH Put DFND 1 0 0 0 TWILIO INC CL A 90138F102 6849 20100 SH Put DFND 1 0 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 996 97600 SH Put DFND 1 0 0 0 ANTERO RESOURCES CORP COM 03674X106 4736 464400 SH Put DFND 1 0 0 0 ALLIANCE RESOURCE PARTNERS L UT LTD PART 01877R108 58 10000 SH Put DFND 1 0 0 0 ARAMARK COM 03852U106 449 11900 SH Put DFND 1 0 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 3158 150000 SH Put DFND 1 0 0 0 ALTERYX INC COM CL A 02156B103 149 1800 SH Put DFND 1 0 0 0 BILIBILI INC SPONS ADS REP Z 090040106 7901 73800 SH Put DFND 1 0 0 0 PEABODY ENGR CORP COM 704551100 725 237100 SH Put DFND 1 0 0 0 BEYOND MEAT INC COM 08862E109 3955 30400 SH Put DFND 1 0 0 0 BAOZUN INC SPONSORED ADR 06684L103 2974 78000 SH Put DFND 1 0 0 0 CARDLYTICS INC COM 14161W105 460 4200 SH Put DFND 1 0 0 0 CHEGG INC COM 163092109 197 2300 SH Put DFND 1 0 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 17433 866900 SH Put DFND 1 0 0 0 DATADOG INC CL A COM 23804L103 11125 133500 SH Put DFND 1 0 0 0 EPR PPTYS COM SH BEN INT 26884U109 102 2200 SH Put DFND 1 0 0 0 EVOLENT HEALTH INC CL A 30050B101 28 1400 SH Put DFND 1 0 0 0 FIREEYE INC COM 31816Q101 6062 309800 SH Put DFND 1 0 0 0 FIVE9 INC COM 338307101 8926 57100 SH Put DFND 1 0 0 0 FASTLY INC CL A 31188V100 9668 143700 SH Put DFND 1 0 0 0 FUBOTV INC COM 35953D104 418 18900 SH Put DFND 1 0 0 0 FIVERR INTL LTD ORD SHS M4R82T106 4343 20000 SH Put DFND 1 0 0 0 GDS HLDGS LTD SPONSORED ADS 36165L108 40 500 SH Put DFND 1 0 0 0 GOGO INC COM 38046C109 2109 218400 SH Put DFND 1 0 0 0 GOPRO INC CL A 38268T103 2993 257200 SH Put DFND 1 0 0 0 GRUBHUB INC COM 400110102 492 8200 SH Put DFND 1 0 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 16 300 SH Put DFND 1 0 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 10934 246500 SH Put DFND 1 0 0 0 HUBSPOT INC COM 443573100 45421 100000 SH Put DFND 1 0 0 0 IAMGOLD CORP COM 450913108 35 11900 SH Put DFND 1 0 0 0 I3 VERTICALS INC COM CL A 46571Y107 379 12200 SH Put DFND 1 0 0 0 J2 GLOBAL INC COM 48123V102 503 4200 SH Put DFND 1 0 0 0 LIMELIGHT NETWORKS INC COM 53261M104 381 107000 SH Put DFND 1 0 0 0 LOUISIANA PAC CORP COM 546347105 88 1600 SH Put DFND 1 0 0 0 LIVENT CORP COM 53814L108 1645 95000 SH Put DFND 1 0 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 7830 92500 SH Put DFND 1 0 0 0 MEDALLIA INC COM 584021109 3525 126400 SH Put DFND 1 0 0 0 MERCADOLIBRE INC COM 58733R102 2502 1700 SH Put DFND 1 0 0 0 MITEK SYS INC COM NEW 606710200 87 6000 SH Put DFND 1 0 0 0 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 1967 62300 SH Put DFND 1 0 0 0 MOMO INC ADR 60879B107 3938 267200 SH Put DFND 1 0 0 0 NABORS INDUSTRIES LTD SHS G6359F137 93 1000 SH Put DFND 1 0 0 0 CLOUDFLARE INC CL A COM 18915M107 7503 106800 SH Put DFND 1 0 0 0 NEW RELIC INC COM 64829B100 338 5500 SH Put DFND 1 0 0 0 NETFLIX INC COM 64110L106 5373 10300 SH Put DFND 1 0 0 0 NUTANIX INC CL A 67059N108 2509 94500 SH Put DFND 1 0 0 0 PAR PAC HOLDINGS INC COM NEW 69888T207 77 5500 SH Put DFND 1 0 0 0 PLURALSIGHT INC COM CL A 72941B106 201 9000 SH Put DFND 1 0 0 0 PRETIUM RES INC COM 74139C102 757 73000 SH Put DFND 1 0 0 0 PIONEER NAT RES CO COM 723787107 2684 16900 SH Put DFND 1 0 0 0 REDFIN CORP COM 75737F108 4042 60700 SH Put DFND 1 0 0 0 TRANSOCEAN LTD REG SHS H8817H100 77 21900 SH Put DFND 1 0 0 0 SAILPOINT TECHNOLOGIES HLDGS COM 78781P105 334 6600 SH Put DFND 1 0 0 0 SEA LTD SPONSORD ADS 81141R100 11161 50000 SH Put DFND 1 0 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 1897 6600 SH Put DFND 1 0 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 143 23600 SH Put DFND 1 0 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 937 3500 SH Put DFND 1 0 0 0 SQUARE INC CL A 852234103 11080 48800 SH Put DFND 1 0 0 0 ISTAR INC COM 45031U101 44 2500 SH Put DFND 1 0 0 0 TIDEWATER INC NEW COM 88642R109 10 800 SH Put DFND 1 0 0 0 TENNECO INC CL A VTG COM STK 880349105 11 1100 SH Put DFND 1 0 0 0 TRIUMPH GROUP INC NEW COM 896818101 3738 203400 SH Put DFND 1 0 0 0 TALEND S A ADS 874224207 3353 52700 SH Put DFND 1 0 0 0 TIMKENSTEEL CORPORATION COM 887399103 102 8700 SH Put DFND 1 0 0 0 TABULA RASA HEALTHCARE INC COM 873379101 690 15000 SH Put DFND 1 0 0 0 TESLA INC COM 88160R101 13024 19500 SH Put DFND 1 0 0 0 TECHTARGET INC COM 87874R100 256 3700 SH Put DFND 1 0 0 0 TITAN INTL INC ILL COM 88830M102 9 1000 SH Put DFND 1 0 0 0 UNDER ARMOUR INC CL C 904311206 461 25000 SH Put DFND 1 0 0 0 UNISYS CORP COM NEW 909214306 777 30600 SH Put DFND 1 0 0 0 MARRIOTT VACTINS WORLDWID CO COM 57164Y107 17 100 SH Put DFND 1 0 0 0 VECTOR GROUP LTD COM 92240M108 174 12500 SH Put DFND 1 0 0 0 WAYFAIR INC CL A 94419L101 3651 11600 SH Put DFND 1 0 0 0 WHITING PETE CORP NEW COM NEW 966387508 6742 190200 SH Put DFND 1 0 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 4095 100800 SH Put DFND 1 0 0 0 W & T OFFSHORE INC COM 92922P106 28 7900 SH Put DFND 1 0 0 0 YANDEX N V SHS CLASS A N97284108 409 6400 SH Put DFND 1 0 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 59180 456500 SH Put DFND 1 0 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 6596 423400 SH Put DFND 1 0 0 0 APTIV PLC SHS G6095L109 772 5600 SH Put DFND 1 0 0 0 CHEWY INC CL A 16679L109 3447 40700 SH Put DFND 1 0 0 0 GFL ENVIRONMENTAL INC SUB VTG SHS 36168Q104 454 13000 SH Put DFND 1 0 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 5221 37400 SH Put DFND 1 0 0 0 PG&E CORP COM 69331C108 857 73200 SH Put DFND 1 0 0 0 SOUTHERN CO COM 842587107 2020 32500 SH Put DFND 1 0 0 0 CENTERPOINT ENERGY INC COM 15189T107 287 12700 SH Put DFND 1 0 0 0 ELANCO ANIMAL HEALTH INC COM 28414H103 550 18700 SH Put DFND 1 0 0 0 ENERGIZER HLDGS INC NEW COM 29272W109 859 18100 SH Put DFND 1 0 0 0 FORTIVE CORP COM 34959J108 1836 26000 SH Put DFND 1 0 0 0 II-VI INC COM 902104108 1887 27600 SH Put DFND 1 0 0 0 NEXTERA ENERGY INC COM 65339F101 6200 82000 SH Put DFND 1 0 0 0 SABRE CORP COM 78573M104 642 43400 SH Put DFND 1 0 0 0 SOUTH JERSEY INDS INC COM 838518108 130 5800 SH Put DFND 1 0 0 0 SEMPRA ENERGY COM 816851109 1126 8500 SH Put DFND 1 0 0 0 VIACOMCBS INC CL B 92556H206 99 2200 SH Put DFND 1 0 0 0 ALTA EQUIPMENT GROUP INC COMMON STOCK 02128L106 13 1000 SH Put DFND 1 0 0 0 FISKER INC CL A COM STK 33813J106 12 700 SH Put DFND 1 0 0 0 MULTIPLAN CORPORATION COM 62548M100 5 1000 SH Put DFND 1 0 0 0 QUANTUMSCAPE CORP COM CL A 74767V109 4 100 SH Put DFND 1 0 0 0 RIMINI STR INC DEL COM 76674Q107 0 100 SH Put DFND 1 0 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 2119 69200 SH Put DFND 1 0 0 0 APPLIED OPTOELECTRONICS INC COM 03823U102 652 78100 SH Put DFND 1 0 0 0 ACCURAY INC COM 004397105 6 1400 SH Put DFND 1 0 0 0 CENTENE CORP DEL COM 15135B101 140 2200 SH Put DFND 1 0 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 4234 313200 SH Put DFND 1 0 0 0 CRYOPORT INC COM PAR $0.001 229050307 254 4900 SH Put DFND 1 0 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 719 14900 SH Put DFND 1 0 0 0 8X8 INC NEW COM 282914100 2280 70300 SH Put DFND 1 0 0 0 HARMONIC INC COM 413160102 22 2900 SH Put DFND 1 0 0 0 INFINERA CORP COM 45667G103 148 15400 SH Put DFND 1 0 0 0 INSEEGO CORP COM 45782B104 1304 130400 SH Put DFND 1 0 0 0 LUMENTUM HLDGS INC COM 55024U109 109 1200 SH Put DFND 1 0 0 0 NUVASIVE INC COM 670704105 1062 16200 SH Put DFND 1 0 0 0 PURE STORAGE INC CL A 74624M102 10 500 SH Put DFND 1 0 0 0 TELADOC HEALTH INC COM 87918A105 4016 22100 SH Put DFND 1 0 0 0 UBER TECHNOLOGIES INC COM 90353T100 49756 912800 SH Put DFND 1 0 0 0 VONAGE HLDGS CORP COM 92886T201 62 5300 SH Put DFND 1 0 0 0 WESTERN DIGITAL CORP. COM 958102105 1335 20000 SH Put DFND 1 0 0 0 BLACKBERRY LTD COM 09228F103 3825 453800 SH Put DFND 1 0 0 0 T-MOBILE US INC COM 872590104 1879 15000 SH Put DFND 1 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 4981 93400 SH Put DFND 1 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 10379 136800 SH Put DFND 1 0 0 0 ISHARES TR JPMORGAN USD EMG 464288281 15395 141400 SH Put DFND 1 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 4318 27000 SH Put DFND 1 0 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1089 12500 SH Put DFND 1 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 40719 184300 SH Put DFND 1 0 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 637 4000 SH Put DFND 1 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 260 2000 SH Put DFND 1 0 0 0 PROSHARES TR ULTSHRT QQQ 74347G739 18 700 SH Put DFND 1 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 25721 80600 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 50383 593100 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E265 178 5700 SH Put DFND 1 0 0 0 PROSHARES TR ULTRAPRO SHORT S 74347B110 11 500 SH Put DFND 1 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 84537 213300 SH Put DFND 1 0 0 0 PROSHARES TR ULTRAPRO SHT QQQ 74347G861 27 2100 SH Put DFND 1 0 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 102 1000 SH Put DFND 1 0 0 0 PROSHARES TR II SHT VIX ST TRM 74347W130 3174 67400 SH Put DFND 1 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 23080 170400 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 98111 1096100 SH Put DFND 1 0 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 47427 519700 SH Put DFND 1 0 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 22015 243700 SH Put DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 6185 78500 SH Put DFND 1 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 28925 589600 SH Put DFND 1 0 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 829 10200 SH Put DFND 1 0 0 0 OCCIDENTAL PETE CORP COM 674599105 2 100 SH Put DFND 1 0 0 0 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 30670 21265000 PRN DFND 1 0 0 0 APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 3590 3600000 PRN DFND 1 0 0 0 APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 1288 1300000 PRN DFND 1 0 0 0 ACCELERATE DIAGNOSTICS INC NOTE 2.500% 3/1 00430HAB8 2735 4000000 PRN DFND 1 0 0 0 INFINERA CORP NOTE 2.125% 9/0 45667GAC7 20156 17001000 PRN DFND 1 0 0 0 INSEEGO CORP NOTE 3.250% 5/0 45782BAD6 3025 2850000 PRN DFND 1 0 0 0 INNOVIVA INC NOTE 2.500% 8/1 45781MAB7 36351 34348000 PRN DFND 1 0 0 0 MESA LABS INC NOTE 1.375% 8/1 59064RAA7 2734 2500000 PRN DFND 1 0 0 0 INTREXON CORP NOTE 3.500% 7/0 46122TAA0 7562 9000000 PRN DFND 1 0 0 0 FIRST MAJESTIC SILVER CORP NOTE 1.875% 3/0 32076VAB9 45243 27525000 PRN DFND 1 0 0 0 ARES CAPITAL CORP COM 04010L103 14 755 SH DFND 1 755 0 0 BARINGS BDC INC COM 06759L103 76 7675 SH DFND 1 7675 0 0 BLACKROCK CAP INVT CORP COM 092533108 18 5435 SH DFND 1 5435 0 0 HERCULES CAPITAL INC COM 427096508 110 6877 SH DFND 1 6877 0 0 NEW MTN FIN CORP COM 647551100 107 8674 SH DFND 1 8674 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 172 27839 SH DFND 1 27839 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 244 17735 SH DFND 1 17735 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 28 2362 SH DFND 1 2362 0 0 PENNANTPARK INVT CORP COM 708062104 65 11631 SH DFND 1 11631 0 0 SLR INVESTMENT CORP COM 83413U100 235 13274 SH DFND 1 13274 0 0 SLR SENIOR INVESTMENT CORP COM 83416M105 63 4318 SH DFND 1 4318 0 0 SIXTH STREET SPECIALTY LENDN COM 83012A109 74 3563 SH DFND 1 3563 0 0 ADAMS DIVERSIFIED EQUITY FD COM 006212104 4233 231842 SH DFND 1 231842 0 0 ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 358 32151 SH DFND 1 32151 0 0 ABERDEEN STD GLOBAL INFRASTR COM SHS BEN INT 00326W106 1310 65526 SH DFND 1 65526 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 2664 211809 SH DFND 1 211809 0 0 BLACKROCK HEALTH SCIENCS TR COM SHS 09260E105 2543 96711 SH DFND 1 96711 0 0 CENTRAL SECS CORP COM 155123102 1155 30486 SH DFND 1 30486 0 0 ISHARES INC MSCI AUST ETF 464286103 572 23100 SH DFND 1 23100 0 0 GENERAL AMERN INVS CO INC COM 368802104 2063 51787 SH DFND 1 51787 0 0 NEW IRELAND FD INC COM 645673104 199 17651 SH DFND 1 17651 0 0 ISHARES TR RUS MD CP GR ETF 464287481 87 853 SH DFND 1 853 0 0 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 213 23661 SH DFND 1 23661 0 0 KOREA FD INC COM NEW 500634209 752 17337 SH DFND 1 17337 0 0 MEXICO FD INC COM 592835102 755 53374 SH DFND 1 53374 0 0 VIRTUS DIVIDEND INTEREST & P COM 92840R101 2056 149255 SH DFND 1 149255 0 0 NEUBERGER BERMAN MLP & ENERG COM 64129H104 1969 468979 SH DFND 1 468979 0 0 PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 305 29538 SH DFND 1 29538 0 0 ADAM NAT RES FD INC COM 00548F105 2926 198935 SH DFND 1 198935 0 0 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 1423 279090 SH DFND 1 279090 0 0 TAIWAN FD INC COM 874036106 252 8927 SH DFND 1 8927 0 0 TRI CONTL CORP COM 895436103 1312 40477 SH DFND 1 40477 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 647 37292 SH DFND 1 37292 0 0 ISHARES SILVER TR ISHARES 46428Q109 11 502 SH DFND 1 502 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 68 1103 SH DFND 1 1103 0 0 INVESCO CURRENCYSHARES BRIT BRIT POUN STRL 46138M109 17960 135000 SH DFND 1 135000 0 0 AURORA CANNABIS INC COM 05156X884 572 61476 SH DFND 1 61476 0 0 APHRIA INC COM 03765K104 2733 148806 SH DFND 1 148806 0 0 ANTERO RESOURCES CORP COM 03674X106 1866 182967 SH DFND 1 182967 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 70 7791 SH DFND 1 7791 0 0 ALTERYX INC NOTE 0.500% 8/0 02156BAD5 64371 68410000 PRN DFND 1 0 0 0 BANDWIDTH INC NOTE 0.250% 3/0 05988JAB9 133732 87342000 PRN DFND 1 0 0 0 BRIDGEBIO PHARMA INC NOTE 2.500% 3/1 10806XAB8 110306 66696000 PRN DFND 1 0 0 0 BAUSCH HEALTH COS INC COM 071734107 523 16492 SH DFND 1 16492 0 0 BILIBILI INC NOTE 1.375% 4/0 090040AB2 161553 37280000 PRN DFND 1 0 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1488 19711 SH DFND 1 19711 0 0 BAOZUN INC NOTE 1.625% 5/0 06684LAB9 40589 39177000 PRN DFND 1 0 0 0 CARS COM INC COM 14575E105 433 33432 SH DFND 1 33432 0 0 CLOVIS ONCOLOGY INC NOTE 4.500% 8/0 189464AE0 1720 1500000 PRN DFND 1 0 0 0 COOPER STD HLDGS INC COM 21676P103 1233 33950 SH DFND 1 33950 0 0 CREE INC NOTE 0.875% 9/0 225447AB7 163108 88979000 PRN DFND 1 0 0 0 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 38392 39707000 PRN DFND 1 0 0 0 DOCUSIGN INC NOTE 0.500% 9/1 256163AB2 7480 2650000 PRN DFND 1 0 0 0 DEXCOM INC NOTE 0.750%12/0 252131AH0 230745 104469000 PRN DFND 1 0 0 0 EMERGENT BIOSOLUTIONS INC COM 29089Q105 608 6551 SH DFND 1 6551 0 0 ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 25588 23500000 PRN DFND 1 0 0 0 ENDO INTL PLC SHS G30401106 3169 427666 SH DFND 1 427666 0 0 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 28957 23842000 PRN DFND 1 0 0 0 ENOVA INTL INC COM 29357K103 585 16501 SH DFND 1 16501 0 0 ETSY INC NOTE 0.125%10/0 29786AAJ5 258182 109082000 PRN DFND 1 0 0 0 EVERBRIDGE INC NOTE 0.125%12/1 29978AAC8 98793 77384000 PRN DFND 1 0 0 0 EVOLENT HEALTH INC NOTE 2.000%12/0 30050BAB7 17636 16428000 PRN DFND 1 0 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 34589 25334000 PRN DFND 1 0 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/0 30063PAC9 64585 50066000 PRN DFND 1 0 0 0 FLUIDIGM CORP DEL NOTE 5.250%12/0 34385PAF5 15078 8720000 PRN DFND 1 0 0 0 FLEXION THERAPEUTICS INC COM 33938J106 24 2747 SH DFND 1 2747 0 0 GOSSAMER BIO INC NOTE 5.000% 6/0 38341PAA0 17169 19076000 PRN DFND 1 0 0 0 HALOZYME THERAPEUTICS INC NOTE 1.250%12/0 40637HAB5 50747 27653000 PRN DFND 1 0 0 0 HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 32810 31406000 PRN DFND 1 0 0 0 INTERDIGITAL INC COM 45867G101 59 944 SH DFND 1 944 0 0 ILLUMINA INC COM 452327109 3624 9437 SH DFND 1 9437 0 0 INFINERA CORP NOTE 2.500% 3/0 45667GAE3 40861 28000000 PRN DFND 1 0 0 0 INOVIO PHARMACEUTICALS INC NOTE 6.500% 3/0 45773HAB8 9456 5190000 PRN DFND 1 0 0 0 IONIS PHARMACEUTICALS INC NOTE 0.125%12/1 462222AB6 41649 43687000 PRN DFND 1 0 0 0 INPHI CORP COM 45772F107 4719 26453 SH DFND 1 26453 0 0 IQIYI INC NOTE 4.000%12/1 46267XAE8 27176 26500000 PRN DFND 1 0 0 0 IRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 46333XAH1 1132 1000000 PRN DFND 1 0 0 0 JETBLUE AWYS CORP COM 477143101 705 34699 SH DFND 1 34699 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 115203 65067000 PRN DFND 1 0 0 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 36387 34938000 PRN DFND 1 0 0 0 LIVEPERSON INC NOTE 0.750% 3/0 538146AB7 92221 59863000 PRN DFND 1 0 0 0 LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 6452 6000000 PRN DFND 1 0 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 53091 38027000 PRN DFND 1 0 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 2811 18112 SH DFND 1 18112 0 0 MONGODB INC NOTE 0.250% 1/1 60937PAD8 71452 49662000 PRN DFND 1 0 0 0 MAGNITE INC COM 55955D100 1232 29620 SH DFND 1 29620 0 0 MP MATERIALS CORP COM CL A 553368101 3002 83525 SH DFND 1 83525 0 0 MICRON TECHNOLOGY INC COM 595112103 1706 19348 SH DFND 1 19348 0 0 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 20948 15508000 PRN DFND 1 0 0 0 NEOGENOMICS INC NOTE 1.250% 5/0 64049MAA8 59277 39618000 PRN DFND 1 0 0 0 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 24372 24865000 PRN DFND 1 0 0 0 NIO INC NOTE 4.500% 2/0 62914VAB2 55093 13243000 PRN DFND 1 0 0 0 NIO INC DEBT 4.500% 2/0 G6525FAA0 16752 4043000 PRN DFND 1 0 0 0 NUTANIX INC NOTE 1/1 67059NAB4 86998 88611000 PRN DFND 1 0 0 0 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 67808 40947000 PRN DFND 1 0 0 0 NEVRO CORP NOTE 2.750% 4/0 64157FAC7 69564 44534000 PRN DFND 1 0 0 0 INVITAE CORP NOTE 2.000% 9/0 46185LAB9 19211 12721000 PRN DFND 1 0 0 0 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 35307 17038000 PRN DFND 1 0 0 0 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 23163 21477000 PRN DFND 1 0 0 0 PACIRA BIOSCIENCES INC NOTE 2.375% 4/0 695127AD2 31646 26048000 PRN DFND 1 0 0 0 PINDUODUO INC NOTE 10/0 722304AB8 210003 66839000 PRN DFND 1 0 0 0 PINDUODUO INC NOTE 12/0 722304AC6 42766 40500000 PRN DFND 1 0 0 0 PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 52270 47652000 PRN DFND 1 0 0 0 PRA GROUP INC COM 69354N106 409 11051 SH DFND 1 11051 0 0 PERFICIENT INC NOTE 2.375% 9/1 71375UAB7 8205 5040000 PRN DFND 1 0 0 0 PROS HOLDINGS INC NOTE 1.000% 5/1 74346YAH6 4988 5000000 PRN DFND 1 0 0 0 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 36159 32861000 PRN DFND 1 0 0 0 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 22361 19454000 PRN DFND 1 0 0 0 PRETIUM RES INC NOTE 2.250% 3/1 74139CAB8 11735 11467000 PRN DFND 1 0 0 0 QUDIAN INC ADR 747798106 6 2689 SH DFND 1 2689 0 0 QORVO INC COM 74736K101 1602 8773 SH DFND 1 8773 0 0 THE REALREAL INC COM 88339P101 226 10000 SH DFND 1 10000 0 0 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 103707 58788000 PRN DFND 1 0 0 0 RAPID7 INC COM 753422104 275 3686 SH DFND 1 3686 0 0 REVANCE THERAPEUTICS INC NOTE 1.750% 2/1 761330AB5 3289 2918000 PRN DFND 1 0 0 0 SAILPOINT TECHNOLOGIES HLDGS NOTE 0.125% 9/1 78781PAB1 131801 70908000 PRN DFND 1 0 0 0 SMART GLOBAL HLDGS INC NOTE 2.250% 2/1 83205YAB0 4051 3055000 PRN DFND 1 0 0 0 SNAP INC NOTE 0.750% 8/0 83304AAB2 113649 48262000 PRN DFND 1 0 0 0 SUNPOWER CORP DBCV 4.000% 1/1 867652AL3 50015 31732000 PRN DFND 1 0 0 0 SSR MNG INC NOTE 2.500% 4/0 784730AB9 38613 33761000 PRN DFND 1 0 0 0 SURO CAPITAL CORP COM NEW 86887Q109 557 41167 SH DFND 1 41167 0 0 THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 20968 20600000 PRN DFND 1 0 0 0 TERADYNE INC COM 880770102 3709 30487 SH DFND 1 30487 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 1211 104946 SH DFND 1 104946 0 0 TILRAY INC COM CL 2 88688T100 2665 117288 SH DFND 1 117288 0 0 LENDINGTREE INC NEW NOTE 0.625% 6/0 52603BAA5 63663 52947000 PRN DFND 1 0 0 0 TRONOX HOLDINGS PLC SHS G9087Q102 3657 199854 SH DFND 1 199854 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 147881 110916000 PRN DFND 1 0 0 0 UNISYS CORP COM NEW 909214306 53 2109 SH DFND 1 2109 0 0 VEONEER INC NOTE 4.000% 6/0 92336XAA7 24875 18491000 PRN DFND 1 0 0 0 WORKIVA INC NOTE 1.125% 8/1 98139AAB1 13044 9960000 PRN DFND 1 0 0 0 YY INC NOTE 0.750% 6/1 98426TAD8 51687 43081000 PRN DFND 1 0 0 0 YY INC NOTE 1.375% 6/1 98426TAF3 51710 43526000 PRN DFND 1 0 0 0 ZILLOW GROUP INC NOTE 1.500% 7/0 98954MAC5 124647 74244000 PRN DFND 1 0 0 0 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 46548 22555000 PRN DFND 1 0 0 0 ZYNGA INC NOTE 0.250% 6/0 98986TAB4 96721 70914000 PRN DFND 1 0 0 0 FORTUNA SILVER MINES INC SDCV 4.650%10/3 349915AA6 639 450000 PRN DFND 1 0 0 0 CHESAPEAKE ENERGY CORP *W EXP 99/99/999 165167164 409 20852 SH DFND 1 20852 0 0 CHESAPEAKE ENERGY CORP *W EXP 99/99/999 165167172 354 17960 SH DFND 1 17960 0 0 CHESAPEAKE ENERGY CORP *W EXP 03/01/202 165167180 172 10121 SH DFND 1 10121 0 0 CMC MATERIALS INC COM 12571T100 4419 25000 SH DFND 1 25000 0 0 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 3523 125000 SH DFND 1 125000 0 0 GENERAL MTRS CO COM 37045V100 5082 88448 SH DFND 1 88448 0 0 JUNIPER INDL HLDGS INC COM CL A 48205G106 5580 450000 SH DFND 1 450000 0 0 PURECYCLE TECHNOLOGIES INC COM 74623V103 637 25000 SH DFND 1 25000 0 0 PERIDOT ACQUISITION CORP SHS CL A G7008A115 2556 240000 SH DFND 1 240000 0 0 STAR PEAK ENERGY TRANSITION CL A 855185104 1063 40000 SH DFND 1 40000 0 0 VERTIV HOLDINGS CO COM CL A 92537N108 13114 655743 SH DFND 1 655743 0 0 SPLUNK INC COM 848637104 4955 36578 SH DFND 1 36578 0 0 COLFAX CORP UNIT 01/15/2022T 194014205 139953 775350 SH DFND 1 775350 0 0 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 33912 342193 SH DFND 1 342193 0 0 ELANCO ANIMAL HEALTH INC UNIT 02/01/2023T 28414H202 4567 99715 SH DFND 1 99715 0 0 GFL ENVIRONMENTAL INC UNIT 99/99/9999T 36168Q120 49809 610175 SH DFND 1 610175 0 0 INTERNATIONAL FLAVORS&FRAGRA UNIT 09/15/2021 459506309 46271 941927 SH DFND 1 941927 0 0 KKR & CO INC COM 48251W104 6603 135174 SH DFND 1 135174 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 2390 81938 SH DFND 1 81938 0 0 PG&E CORP UNIT 99/99/9999 69331C140 40486 353972 SH DFND 1 353972 0 0 STANLEY BLACK & DECKER INC COM 854502101 12575 62982 SH DFND 1 62982 0 0 ESSENTIAL UTILS INC UNIT 04/30/2022 29670G201 5940 103812 SH DFND 1 103812 0 0 AMERICAN ELEC PWR CO INC UNIT 08/15/2025 02557T307 5575 113723 SH DFND 1 113723 0 0 AMERICAN ELEC PWR CO INC UNIT 08/01/2021 025537127 5085 105108 SH DFND 1 105108 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 57372 996177 SH DFND 1 996177 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 26289 528960 SH DFND 1 528960 0 0 SOUTHERN CO UNIT 08/01/2022 842587602 558 10933 SH DFND 1 10933 0 0 VONTIER CORPORATION COM 928881101 193 6396 SH DFND 1 6396 0 0 QUEST RESOURCE HLDG CORP COM NEW 74836W203 24 6202 SH DFND 1 6202 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 4969 32498 SH DFND 1 32498 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 196 14787 SH DFND 1 14787 0 0 CHINA BIOLOGIC PRODS HLDGS I COM G21515104 226 1910 SH DFND 1 1910 0 0 CIT GROUP INC COM NEW 125581801 3775 73304 SH DFND 1 73304 0 0 FBL FINL GROUP INC CL A 30239F106 522 9347 SH DFND 1 9347 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 3404 90366 SH DFND 1 90366 0 0 FS KKR CAP CORP II COM 35952V303 11 572 SH DFND 1 572 0 0 GENWORTH FINL INC COM CL A 37247D106 320 96681 SH DFND 1 96681 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 3159 14567 SH DFND 1 14567 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 439 3936 SH DFND 1 3936 0 0 INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 121 5256 SH DFND 1 5256 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 513 20609 SH DFND 1 20609 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 4255 46569 SH DFND 1 46569 0 0 NXP SEMICONDUCTORS N V COM N6596X109 1120 5565 SH DFND 1 5565 0 0 PANDION THERAPEUTICS INC COM 698340106 583 9722 SH DFND 1 9722 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 647 36152 SH DFND 1 36152 0 0 PRA HEALTH SCIENCES INC COM 69354M108 2452 15995 SH DFND 1 15995 0 0 QIAGEN NV SHS NEW N72482123 72 1482 SH DFND 1 1482 0 0 SYNOVUS FINL CORP COM NEW 87161C501 522 11430 SH DFND 1 11430 0 0 STANDARD AVB FINL CORP COM 85303B100 90 2782 SH DFND 1 2782 0 0 TCF FINL CORP COM 872307103 5231 112611 SH DFND 1 112611 0 0 WADDELL & REED FINL INC CL A 930059100 4431 176889 SH DFND 1 176889 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 6502 28409 SH DFND 1 28409 0 0 WATFORD HLDGS LTD SHS G94787101 3272 94549 SH DFND 1 94549 0 0 XILINX INC COM 983919101 3345 27004 SH DFND 1 27004 0 0 EXPERIENCE INVT CORP COM CL A 30217C109 5 500 SH DFND 1 500 0 0 BESPOKE CAP ACQUISITION CORP CL A REST VTG 086344108 1757 176100 SH DFND 1 176100 0 0 BLINK CHARGING CO COM 09354A100 399 9731 SH DFND 1 9731 0 0 ZIONS BANCORPORATION N A COM 989701107 1816 33046 SH DFND 1 33046 0 0 VIRTUS ALLIANZGI DIVERSIFIED COM 92840N100 2375 75578 SH DFND 1 75578 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 688 79547 SH DFND 1 79547 0 0 ADVENT CONVERTIBLE & INCOME COM 00764C109 2845 161048 SH DFND 1 161048 0 0 BLACKROCK HEALTH SCIENCES TR COM 09250W107 829 17926 SH DFND 1 17926 0 0 BLACKROCK UTILITIES INFRSTRC COM 09248D104 204 8110 SH DFND 1 8110 0 0 CENTRAL & EASTERN EUROPE FD COM 153436100 187 7774 SH DFND 1 7774 0 0 CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 772 70568 SH DFND 1 70568 0 0 DELAWARE ENHANCED GBL DIV & COM 246060107 795 81128 SH DFND 1 81128 0 0 NUVEEN DOW 30 DYNAMIC OVERWR SHS 67075F105 263 16188 SH DFND 1 16188 0 0 DNP SELECT INCOME FD INC COM 23325P104 1327 134407 SH DFND 1 134407 0 0 EUROPEAN EQUITY FD INC COM 298768102 383 36008 SH DFND 1 36008 0 0 TEMPLETON EMERGING MKTS FD COM 880191101 734 38462 SH DFND 1 38462 0 0 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P209 825 44169 SH DFND 1 44169 0 0 WELLS FARGO GLOBAL DIVID OPP COM 94987C103 347 66124 SH DFND 1 66124 0 0 EATON VANCE ENHANCED EQUITY COM 278274105 37 2205 SH DFND 1 2205 0 0 EATON VANCE ENHANCED EQUITY COM 278277108 144 6693 SH DFND 1 6693 0 0 WELLS FARGO UTILITIES AND HI WF UTILITIES INC 94987E109 63 4873 SH DFND 1 4873 0 0 EATON VANCE TAX-ADVANTAGED G COM 27828U106 779 29688 SH DFND 1 29688 0 0 EATON VANCE TAX-MANAGED BUY- COM 27828Y108 329 21297 SH DFND 1 21297 0 0 FIRST TR DYNAMIC EUROPE EQUI COM SHS 33740D107 315 24845 SH DFND 1 24845 0 0 FIRST TR ENERGY INFRASTRCTR COM 33738C103 139 11257 SH DFND 1 11257 0 0 FIDUCIARY CLAYMORE ENGRY INF COM 31647Q205 11 1189 SH DFND 1 1189 0 0 GABELLI CONV & INC SECS FD I COM 36240B109 869 142818 SH DFND 1 142818 0 0 GABELLI DIVID & INCOME TR COM 36242H104 2363 98639 SH DFND 1 98639 0 0 GOLDMAN SACHS MLP ENERGY REN COM 38148G206 808 83570 SH DFND 1 83570 0 0 NEW GERMANY FD INC COM 644465106 993 50230 SH DFND 1 50230 0 0 GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 791 157681 SH DFND 1 157681 0 0 GUGGENHEIM ENHANCED EQUITY I COM 40167B100 3051 423238 SH DFND 1 423238 0 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 386 31054 SH DFND 1 31054 0 0 GABELLI UTIL TR COM 36240A101 17 2590 SH DFND 1 2590 0 0 JOHN HANCOCK HEDGED EQUITY & COM 47804L102 1446 120069 SH DFND 1 120069 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 705 123723 SH DFND 1 123723 0 0 VOYA INTL HIGH DIV EQTY INM COM 92912Y109 264 47400 SH DFND 1 47400 0 0 MORGAN STANLEY INDIA INVT FD COM 61745C105 1028 44127 SH DFND 1 44127 0 0 VOYA NAT RES EQUITY INCOME F COM 92913C106 205 62033 SH DFND 1 62033 0 0 JAPAN SMALLER CAPITALIZATION COM 47109U104 1257 135189 SH DFND 1 135189 0 0 NUVEEN TAX-ADVANTAGED DIVID COM 67073G105 1831 121238 SH DFND 1 121238 0 0 MACQUARIE GLOBAL INFRASTRUCT COM 55608D101 1610 73657 SH DFND 1 73657 0 0 COHEN & STEERS MLP INCOME & COM SHS 19249B106 1092 341550 SH DFND 1 341550 0 0 TORTOISE ENERGY INDEPENDENC COM 89148K200 559 32333 SH DFND 1 32333 0 0 VIRTUS ALLIANZGI EQUITY & CO COM 92841M101 2503 89386 SH DFND 1 89386 0 0 NEUBERGER BERMAN REAL ESTATE COM 64190A103 634 139236 SH DFND 1 139236 0 0 TORTOISE MIDSTRM ENERGY FD I COM 89148B200 2096 81541 SH DFND 1 81541 0 0 ROYCE GLOBAL VALUE TR INC COM 78081T104 1866 131335 SH DFND 1 131335 0 0 ROYCE MICRO-CAP TR INC COM 780915104 143 12710 SH DFND 1 12710 0 0 ROYCE VALUE TR INC COM 780910105 1754 96872 SH DFND 1 96872 0 0 LMP CAP & INCOME FD INC COM 50208A102 2365 186248 SH DFND 1 186248 0 0 CUSHING MLP & INFRASTRUCT COM NEW 231631300 922 37034 SH DFND 1 37034 0 0 SWISS HELVETIA FD INC COM 870875101 402 45753 SH DFND 1 45753 0 0 CUSHING NEXTGEN INFRA INCM F COM 231647207 125 3100 SH DFND 1 3100 0 0 TORTOISE PWR & ENERGY INFRAS COM 89147X104 387 32081 SH DFND 1 32081 0 0 TORTOISE PIPELINE & ENERGY F COM 89148H207 397 19397 SH DFND 1 19397 0 0 TORTOISE ENERGY INFRA CORP COM 89147L886 1962 80302 SH DFND 1 80302 0 0 BARINGS GLOBAL SHORT DURATIO COM 06760L100 31 1976 SH DFND 1 1976 0 0 BLACKROCK 2022 GBL INCM OPP COM 09258P104 64 7012 SH DFND 1 7012 0 0 BLACKROCK CORE BD TR SHS BEN INT 09249E101 139 8912 SH DFND 1 8912 0 0 BRANDYWINEGBL GBL INCM OPP F COM 10537L104 458 38046 SH DFND 1 38046 0 0 BLACKROCK ENHANCED GOVT FD I COM 09255K108 76 5982 SH DFND 1 5982 0 0 EATON VANCE 2021 TARGET TRM COM SHS BEN INT 27829W101 0 100 SH DFND 1 100 0 0 FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 323 81166 SH DFND 1 81166 0 0 FIRST TR INTER DUR PFD & IN COM 33718W103 301 12588 SH DFND 1 12588 0 0 FRANKLIN UNVL TR SH BEN INT 355145103 621 82901 SH DFND 1 82901 0 0 FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 116 5845 SH DFND 1 5845 0 0 GDL FD COM SH BEN IT 361570104 6 700 SH DFND 1 700 0 0 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 271 15445 SH DFND 1 15445 0 0 EAGLE CAP GROWTH FD INC COM 269451100 6 813 SH DFND 1 813 0 0 WESTERN ASSET HIGH INCOME OP COM 95766K109 738 145439 SH DFND 1 145439 0 0 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 153 7445 SH DFND 1 7445 0 0 WESTERN ASSET INVT GRADE DEF COM 95790A101 107 5020 SH DFND 1 5020 0 0 INSIGHT SELECT INCOME FD COM 45781W109 83 4100 SH DFND 1 4100 0 0 IVY HIGH INCOME OPPORTUNITIE COM 465893105 474 34822 SH DFND 1 34822 0 0 NUVEEN CR OPPORTUNITIES 2022 COM 67075U102 158 18927 SH DFND 1 18927 0 0 NUVEEN MULTI-MKT INCOME FD COM 67075J107 161 22203 SH DFND 1 22203 0 0 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 665 70114 SH DFND 1 70114 0 0 NUVEEN PFD & INCOME 2022 TER COM 67075T105 72 2964 SH DFND 1 2964 0 0 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 614 139628 SH DFND 1 139628 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 274 73777 SH DFND 1 73777 0 0 VIRTUS ALLIANZGI CONVERTIBLE COM 92838X102 258 45718 SH DFND 1 45718 0 0 VIRTUS ALLIANZGI CONVERTIBLE COM 92838U108 723 145221 SH DFND 1 145221 0 0 WESTERN ASSET INVESTMENT GRA COM 95766T100 541 35673 SH DFND 1 35673 0 0 SOURCE CAP INC COM 836144105 49 1129 SH DFND 1 1129 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 386 26333 SH DFND 1 26333 0 0 INVESCO BD FD COM 46132L107 426 21353 SH DFND 1 21353 0 0 WESTERN ASSET / CLAYMORE INF COM SH BEN INT 95766Q106 52 4075 SH DFND 1 4075 0 0 WESTERN ASSET / CLAYMORE INF COM 95766R104 428 35201 SH DFND 1 35201 0 0 BLACKROCK MUN INCOME INVT TR SHS BEN INT 09248H105 816 58727 SH DFND 1 58727 0 0 BLACKROCK STRATEGIC MUN TR COM 09248T109 174 11981 SH DFND 1 11981 0 0 BLACKROCK LONG-TERM MUN ADVA COM 09250B103 338 26724 SH DFND 1 26724 0 0 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 17 677 SH DFND 1 677 0 0 BLACKROCK MD MUN BD TR COM 09249L105 67 4555 SH DFND 1 4555 0 0 EATON VANCE CALIF MUN INCOM SH BEN INT 27826F101 466 35228 SH DFND 1 35228 0 0 MFS INVT GRADE MUN TR SH BEN INT 59318B108 92 9383 SH DFND 1 9383 0 0 BNY MELLON MUN INCOME INC COM 05589T104 326 37316 SH DFND 1 37316 0 0 DTF TAX-FREE INCOME INC COM 23334J107 469 32690 SH DFND 1 32690 0 0 GUGGENHEIM TAXABLE MUNICP BO COM 401664107 81 3504 SH DFND 1 3504 0 0 BLACKROCK MUNIYIELD CALIF QU COM 09254N103 501 34044 SH DFND 1 34044 0 0 BLACKROCK MUNIENHANCED FD IN COM 09253Y100 848 71758 SH DFND 1 71758 0 0 BLACKROCK MUNIYIELD INVT QUA COM 09254T100 129 8947 SH DFND 1 8947 0 0 BLACKROCK MASS TAX-EXEMPT TR SH BEN INT 09258E109 56 4244 SH DFND 1 4244 0 0 BLACKROCK MUNIYILD QULT FD I COM 09254F100 473 29789 SH DFND 1 29789 0 0 WESTERN ASSET MUN DEF OPP TR COM 95768A109 59 2835 SH DFND 1 2835 0 0 BLACKROCK MUNIYIELD INVT FD COM 09254R104 671 48164 SH DFND 1 48164 0 0 BLACKROCK MUNIYIELD ARIZ FD COM 09254K109 69 4688 SH DFND 1 4688 0 0 NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 511 37889 SH DFND 1 37889 0 0 NUVEEN CALIFORNIA MUNI VLU F COM STK 67062C107 873 85471 SH DFND 1 85471 0 0 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 247 16038 SH DFND 1 16038 0 0 NUVEEN MASSACHUSETS QLT MUN COM 67061E104 84 5909 SH DFND 1 5909 0 0 NUVEEN N Y MUN VALUE FD INC COM 67062M105 345 35383 SH DFND 1 35383 0 0 NUVEEN AMT-FREE MUN VALUE FD COM 670695105 147 8979 SH DFND 1 8979 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 50 3502 SH DFND 1 3502 0 0 NUVEEN NEW YORK MUN VALUE FD COM 670706100 287 19570 SH DFND 1 19570 0 0 RIVERNORTH MANAGED DUR MUN I COM 76882H105 68 3682 SH DFND 1 3682 0 0 WESTERN ASSET INTER MUNI FD COM 958435109 36 3905 SH DFND 1 3905 0 0 DELAWARE INVTS COLO MUN INCO COM 246101109 2 200 SH DFND 1 200 0 0 DELAWARE INVTS NATL MUN INCO SH BEN INT 24610T108 36 2751 SH DFND 1 2751 0 0 DELAWARE INVTS MINN MUN INCO COM 24610V103 374 28400 SH DFND 1 28400 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 915 16023 SH DFND 1 16023 0 0 AVIS BUDGET GROUP COM 053774105 1455 20063 SH DFND 1 20063 0 0 BRINKER INTL INC COM 109641100 1514 21309 SH DFND 1 21309 0 0 GOGO INC COM 38046C109 3024 313103 SH DFND 1 313103 0 0 RITE AID CORP COM 767754872 1207 58994 SH DFND 1 58994 0 0 REALOGY HLDGS CORP COM 75605Y106 2546 168310 SH DFND 1 168310 0 0 TRIP COM GROUP LTD ADS 89677Q107 46 1177 SH DFND 1 1177 0 0 ZILLOW GROUP INC CL A 98954M101 67 517 SH DFND 1 517 0 0 APPLIED OPTOELECTRONICS INC NOTE 5.000% 3/1 03823UAB8 5645 6400000 PRN DFND 1 0 0 0 AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 119510 66407000 PRN DFND 1 0 0 0 ALTERYX INC NOTE 0.500% 6/0 02156BAB9 70368 35865000 PRN DFND 1 0 0 0 CHEGG INC NOTE 0.125% 3/1 163092AD1 123677 71155000 PRN DFND 1 0 0 0 CONMED CORP COM 207410101 787 6030 SH DFND 1 6030 0 0 ETSY INC NOTE 3/0 29786AAC0 35924 6482000 PRN DFND 1 0 0 0 FIVE9 INC NOTE 0.125% 5/0 338307AB7 121859 31943000 PRN DFND 1 0 0 0 HUBSPOT INC NOTE 0.250% 6/0 443573AB6 121639 25414000 PRN DFND 1 0 0 0 INSEEGO CORP COM 45782B104 0 11 SH DFND 1 11 0 0 IQIYI INC NOTE 3.750%12/0 46267XAB4 19243 19131000 PRN DFND 1 0 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 33486 20848000 PRN DFND 1 0 0 0 MONGODB INC NOTE 0.750% 6/1 60937PAB2 169341 43179000 PRN DFND 1 0 0 0 OKTA INC NOTE 0.125% 9/0 679295AD7 86771 64325000 PRN DFND 1 0 0 0 INSULET CORP NOTE 1.375%11/1 45784PAH4 41847 14955000 PRN DFND 1 0 0 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 122913 58852000 PRN DFND 1 0 0 0 SENSEONICS HLDGS INC NOTE 5.250% 2/0 81727UAA3 7853 7450000 PRN DFND 1 0 0 0 SQUARE INC NOTE 0.500% 5/1 852234AD5 419905 143651000 PRN DFND 1 0 0 0 TELADOC HEALTH INC NOTE 1.375% 5/1 87918AAC9 66390 19627000 PRN DFND 1 0 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 505631 49677000 PRN DFND 1 0 0 0 TWILIO INC CL A 90138F102 7171 21047 SH DFND 1 21047 0 0 VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 21429 19065000 PRN DFND 1 0 0 0 WAYFAIR INC NOTE 1.125%11/0 94419LAD3 172014 62730000 PRN DFND 1 0 0 0 WIX COM LTD NOTE 7/0 92940WAB5 86128 42791000 PRN DFND 1 0 0 0 PLUG POWER INC COM NEW 72919P202 928 25900 SH DFND 1 25900 0 0 ARES ACQUISITION CORPORATION COM CL A G33032106 1 200 SH DFND 1 200 0 0 ARES ACQUISITION CORPORATION UNIT 99/99/9999 G33032114 2044 204496 SH DFND 1 204496 0 0 ARTIUS ACQUISITION INC COM CL A 04316G105 2042 202272 SH DFND 1 202272 0 0 ACCELERATE ACQUISITION CORP UNIT 99/99/9999 00439D201 121 12282 SH DFND 1 12282 0 0 ABG ACQUISITION CORP I CL A SHS G00496102 99 10041 SH DFND 1 10041 0 0 ATLANTIC COASTAL ACQUISTN CO UNIT 03/02/2026 048453203 1011 102665 SH DFND 1 102665 0 0 ACE CONVERGENCE ACQU CORP CL A G0083D120 603 60520 SH DFND 1 60520 0 0 ATLAS CREST INVT CORP COM 049284102 930 92569 SH DFND 1 92569 0 0 ATLAS CREST INVESTMENT CORP UNIT 99/99/9999 049287204 226 22626 SH DFND 1 22626 0 0 ACKRELL SPAC PARTNERS I CO UNIT 12/01/2026 00461L204 130 12817 SH DFND 1 12817 0 0 ACKRELL SPAC PARTNERS I CO *W EXP 12/01/202 00461L113 6 13834 SH DFND 1 13834 0 0 ACKRELL SPAC PARTNERS I CO UNIT 99/99/9999 00461L303 1350 136652 SH DFND 1 136652 0 0 ASCENDANT DIGITAL ACQUISITIO COM CL A G05155109 913 92229 SH DFND 1 92229 0 0 INDEPENDENCE HOLDINGS CORP UNIT 03/02/2026 G4761A119 2472 247236 SH DFND 1 247236 0 0 ARCLIGHT CLEAN TRANSITION CO CL A G04561109 15 848 SH DFND 1 848 0 0 ARCLIGHT CLEAN TRANSITION II UNIT 03/16/2028 G0R21B120 164 16410 SH DFND 1 16410 0 0 26 CAPITAL ACQUISITION CORP COM CL A 90138P100 123 12782 SH DFND 1 12782 0 0 26 CAPITAL ACQUISITION CORP UNIT 12/31/2027 90138P209 646 64380 SH DFND 1 64380 0 0 ADIT EDTECH ACQUISITION CORP COMMON STOCK 007024102 170 17665 SH DFND 1 17665 0 0 ADIT EDTECH ACQUISITION CORP UNIT 99/99/9999 007024201 1505 152733 SH DFND 1 152733 0 0 EDOC ACQUISITION CORP CL A G4000A102 257 25835 SH DFND 1 25835 0 0 EDOC ACQUISITION CORP *W EXP 11/30/202 G4000A110 0 242 SH DFND 1 242 0 0 ADARA ACQUISITION CORP UNIT 99/99/9999 00653H201 77 7816 SH DFND 1 7816 0 0 AUTHENTIC EQUITY ACQUISTN CO CL A SHS G06607108 14 1446 SH DFND 1 1446 0 0 AUTHENTIC EQUITY ACQUISTN CO UNIT 10/31/2027 G06607116 1017 102911 SH DFND 1 102911 0 0 AFRICAN GOLD ACQUISITION COR SHS CL A G0112R108 191 20000 SH DFND 1 20000 0 0 AFRICAN GOLD ACQUISITION COR UNIT 99/99/9999 G0112R116 2756 279029 SH DFND 1 279029 0 0 AGBA ACQUISITION LTD SHS G0120M109 0 7 SH DFND 1 7 0 0 AGBA ACQUISITION LTD *W EXP 05/10/202 G0120M117 27 95704 SH DFND 1 95704 0 0 AGILE GROWTH CORP UNIT 03/09/2026 G01202129 565 56930 SH DFND 1 56930 0 0 ALPHA HEALTHCARE ACQUISTN CO CL A 020751103 56 5214 SH DFND 1 5214 0 0 AJAX I COM G0190X100 5 500 SH DFND 1 500 0 0 SPORTS VENTURES ACQUISIN COR CL A SHS G8372A103 85 8880 SH DFND 1 8880 0 0 SPORTS VENTURES ACQUISIN COR UNIT 99/99/9999 G8372A111 2113 213894 SH DFND 1 213894 0 0 ALTITUDE ACQUISITION CORP COM CL A 02156Y103 965 96281 SH DFND 1 96281 0 0 ALUSSA ENERGY ACQUISITION CO SHS CL A G0232J101 1682 168213 SH DFND 1 168213 0 0 AMPLITUDE HLTHCRE AQUSTIN CO COM CL A 03212A105 196 19825 SH DFND 1 19825 0 0 AMPLITUDE HLTHCRE AQUSTIN CO *W EXP 12/01/202 03212A113 0 60 SH DFND 1 60 0 0 ADVANCED MERGER PARTNERS INC UNIT 99/99/9999 00777J208 710 71072 SH DFND 1 71072 0 0 ARCTOS NORTHSTAR ACQUIS CORP UNIT 99/99/9999 G0477L118 327 32784 SH DFND 1 32784 0 0 ANDINA ACQUISITION CORP III RIGHT 10/01/2025 G04415132 7 10997 SH DFND 1 10997 0 0 ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415124 110 129697 SH DFND 1 129697 0 0 ANZU SPECIAL ACQUISITIN CORP UNIT 01/27/2026 03737A200 78 7841 SH DFND 1 7841 0 0 ONE COM CL A G7000X105 1 106 SH DFND 1 106 0 0 APOLLO STRATEGIC GRWT CPTL I UNIT 99/99/9999 G0412A110 1447 145011 SH DFND 1 145011 0 0 APOLLO STRATEGIC GROWTH CAPT SHS CL A G0411R106 563 56874 SH DFND 1 56874 0 0 APEX TECHNOLOGY ACQUISITION COM CL A 03768F102 2 200 SH DFND 1 200 0 0 AEQUI ACQUISITION CORP COM CL A 00775W102 633 65690 SH DFND 1 65690 0 0 AEQUI ACQUISITION CORP UNIT 11/30/2027 00775W201 66 6658 SH DFND 1 6658 0 0 ARROWROOT ACQUISITION CORP UNIT 01/29/2026 04282M201 31 3172 SH DFND 1 3172 0 0 ARYA SCIENCES ACQU CORP IV CL A G31659108 86 8245 SH DFND 1 8245 0 0 ATLANTIC AVE ACQUISITION COR COM CL A 04906P101 1133 117001 SH DFND 1 117001 0 0 ATLANTIC AVE ACQUISITION COR UNIT 99/99/9999 04906P200 60 6018 SH DFND 1 6018 0 0 ASTREA ACQUISITION CORP COM CL A 04637C106 1924 199625 SH DFND 1 199625 0 0 ASTREA ACQUISITION CORP UNIT 01/28/2028 04637C205 1575 159959 SH DFND 1 159959 0 0 ALPHA CAPITAL ACQUISITION CO UNIT 02/16/2026 G0316P114 195 19523 SH DFND 1 19523 0 0 ASPIRATIONAL CONSUMER LIFEST COM G05436103 172 17234 SH DFND 1 17234 0 0 AUSTERLITZ ACQUISITION CORP UNIT 99/99/9999 G0633U119 1705 170000 SH DFND 1 170000 0 0 AMERICAS TECHNOLOGY ACQSN CO SHS G0404A102 1157 116518 SH DFND 1 116518 0 0 AMERICAS TECHNOLOGY ACQSN CO UNIT 99/99/9999 G0404A128 77 7686 SH DFND 1 7686 0 0 AMERICAS TECHNOLOGY ACQSN CO *W EXP 12/31/202 G0404A110 14 27154 SH DFND 1 27154 0 0 ALTIMAR ACQUISITION CORP SHS CL A G03707109 102 10414 SH DFND 1 10414 0 0 ALTIMAR ACQUISITION CORP III UNIT 99/99/9999 G0370U124 513 51386 SH DFND 1 51386 0 0 ATHENA TECHNOLOGY ACQUISI CO UNIT 99/99/9999 04687A208 41 4158 SH DFND 1 4158 0 0 ALTIMAR ACQUISITION CORP II UNIT 99/99/9999 G03709113 808 79240 SH DFND 1 79240 0 0 ARCHIMEDES TECH SPAC PARTNR UNIT 03/10/2026 039562202 3 400 SH DFND 1 400 0 0 AUSTERLITZ ACQUISITION CORP UNIT 99/99/9999 G0633D117 574 57241 SH DFND 1 57241 0 0 AVANTI ACQUISITION CORP SHS CL A G0682V109 466 47771 SH DFND 1 47771 0 0 BROOKLINE CAP ACQUISITION CO COM 11374E104 288 29327 SH DFND 1 29327 0 0 BROOKLINE CAP ACQUISITION CO UNIT 08/31/2027 11374E203 213 20085 SH DFND 1 20085 0 0 BIG CYPRESS ACQUISITION CORP COM 089115109 1510 153807 SH DFND 1 153807 0 0 BIG CYPRESS ACQUISITION CORP UNIT 07/25/2027 089115208 105 10460 SH DFND 1 10460 0 0 BIG CYPRESS ACQUISITION CORP *W EXP 07/25/202 089115117 28 47064 SH DFND 1 47064 0 0 BENESSERE CAPITAL ACQUSTN CO COM CL A 08179B103 664 66822 SH DFND 1 66822 0 0 BENESSERE CAPITAL ACQUSTN CO RIGHT 99/99/9999 08179B129 12 38121 SH DFND 1 38121 0 0 BENESSERE CAPITAL ACQUSTN CO UNIT 12/22/2025 08179B202 52 5000 SH DFND 1 5000 0 0 BENESSERE CAPITAL ACQUSTN CO *W EXP 99/99/999 08179B111 2 5042 SH DFND 1 5042 0 0 BUILD ACQUISITION CORP UNIT 99/99/9999 12008J204 0 100 SH DFND 1 100 0 0 BULL HORN HLDGS CORP SHS G1686P106 325 33312 SH DFND 1 33312 0 0 BULL HORN HLDGS CORP UNIT 10/13/2025 G1686P114 31 2990 SH DFND 1 2990 0 0 BIOTECH ACQUISITION COMPANY CL A SHS G1125A108 16 1673 SH DFND 1 1673 0 0 BIOTECH ACQUISITION COMPANY UNIT 11/30/2027 G1125A124 1927 194844 SH DFND 1 194844 0 0 BITE ACQUISITION CORP UNIT 99/99/9999 09175K204 1120 113526 SH DFND 1 113526 0 0 BRIGHT LIGHTS ACQUISITION CO COM CL A 10920K101 85 8915 SH DFND 1 8915 0 0 BRIGHT LIGHTS ACQUISITION CO UNIT 99/99/9999 10920K200 176 17830 SH DFND 1 17830 0 0 BLUERIVER ACQUISITION CORP SHS CL A G1261Q107 23 2414 SH DFND 1 2414 0 0 BLUERIVER ACQUISITION CORP UNIT 01/04/2026 G1261Q123 1179 118335 SH DFND 1 118335 0 0 BLUE WTR ACQUISITION CORP COM CL A 09607T104 239 23773 SH DFND 1 23773 0 0 BLUE WTR ACQUISITION CORP UNIT 08/31/2027 09607T203 12 1218 SH DFND 1 1218 0 0 BOA ACQUISITION CORP UNIT 99/99/9999 05601A208 320 32301 SH DFND 1 32301 0 0 BREEZE HOLDINGS ACQUISITN CO COM 106762107 7 718 SH DFND 1 718 0 0 BRILLIANT ACQUISITION CORP SHS G1643W111 71 7192 SH DFND 1 7192 0 0 B RILEY PRINCIPAL 150 MERGER UNIT 99/99/9999 05601V202 1097 109709 SH DFND 1 109709 0 0 BROADSTONE ACQUISITION CORP SHS CL A G1739V100 971 99194 SH DFND 1 99194 0 0 BROADSTONE ACQUISITION CORP UNIT 99/99/9999 G1739V118 44 4443 SH DFND 1 4443 0 0 BURGUNDY TECHNOLOGY ACQU COR CL A G1702T116 1045 105697 SH DFND 1 105697 0 0 BYTE ACQUISITION CORP UNIT 03/18/2029 G1R25Q121 57 5729 SH DFND 1 5729 0 0 CA HEALTHCARE ACQUISITION CO UNIT 12/25/2025 12510W206 1073 108448 SH DFND 1 108448 0 0 CAPITOL INVESTMENT CORP V COM CL A 14064F100 2810 278221 SH DFND 1 278221 0 0 CAPITOL INVESTMENT CORP V *W EXP 99/99/999 14064F118 122 90585 SH DFND 1 90585 0 0 CBRE ACQUISITION HLDGS INC COM CL A 12510J106 831 85247 SH DFND 1 85247 0 0 CBRE ACQUISITION HLDGS INC *W EXP 99/99/999 12510J114 2 3185 SH DFND 1 3185 0 0 CITIC CAPITAL ACQUISITION CO COM CL A G21513109 473 47310 SH DFND 1 47310 0 0 CHURCHILL CAPITAL CORP IV UNIT 99/99/9999 171439201 0 3 SH DFND 1 3 0 0 CHURCHILL CAPITAL CORP V COM CL A 17144T107 20 2119 SH DFND 1 2119 0 0 CHURCHILL CAP CORP II CL A 17143G106 2722 272230 SH DFND 1 272230 0 0 CENTRICUS ACQUISITION CORP UNIT 02/08/2028 G2072Q112 2369 238473 SH DFND 1 238473 0 0 CF FIN ACQUISITION CORP III CL A 12529D108 466 46614 SH DFND 1 46614 0 0 CF ACQUISITION CORP VIII UNIT 03/31/2028 12520C208 13 1386 SH DFND 1 1386 0 0 CF ACQUISITION CORP V UNIT 01/25/2026 12520R205 684 68602 SH DFND 1 68602 0 0 CF ACQUISITION CORP IV UNIT 12/31/2027 12520T201 1074 107147 SH DFND 1 107147 0 0 CF ACQUISITION CORP VI UNIT 99/99/9999 12521J202 827 83431 SH DFND 1 83431 0 0 CHARDAN HEALTHCR ACQSTN 2 CO COM 15957T107 979 97487 SH DFND 1 97487 0 0 CHARDAN HEALTHCR ACQSTN 2 CO *W EXP 03/05/202 15957T115 61 65160 SH DFND 1 65160 0 0 CHP MERGER CORP COM CL A 12558Y106 6495 655411 SH DFND 1 655411 0 0 CHP MERGER CORP UNIT 11/22/2024 12558Y205 10 1000 SH DFND 1 1000 0 0 CHP MERGER CORP *W EXP 11/22/202 12558Y114 13 16856 SH DFND 1 16856 0 0 COLONNADE ACQUISITION CORP I UNIT 99/99/9999 G2284B127 1012 102797 SH DFND 1 102797 0 0 CLASS ACCELERATION CORP COM 18274B106 639 66233 SH DFND 1 66233 0 0 CLASS ACCELERATION CORP UNIT 99/99/9999 18274B205 394 39812 SH DFND 1 39812 0 0 CLIMATE REAL IMPACT SLUTINS COM CL A 187171103 63 6487 SH DFND 1 6487 0 0 CLIMATE REAL IMPACT SLUTINS UNIT 99/99/9999 187171202 6 693 SH DFND 1 693 0 0 CLARIM ACQUISITION CORP COM CL A 18049C108 12 1261 SH DFND 1 1261 0 0 CLARIM ACQUISITION CORP UNIT 99/99/9999 18049C207 1890 190021 SH DFND 1 190021 0 0 CM LIFE SCIENCES II INC UNIT 02/25/2028 125842203 241 18885 SH DFND 1 18885 0 0 CONCORD ACQUISITION CORP COM CL A 206071102 1168 119440 SH DFND 1 119440 0 0 CONCORD ACQUISITION CORP UNIT 12/28/2025 206071201 70 6832 SH DFND 1 6832 0 0 CONCORD ACQUISITION CORP *W EXP 12/28/202 206071110 16 18656 SH DFND 1 18656 0 0 COLICITY INC UNIT 02/24/2026 194170205 280 27796 SH DFND 1 27796 0 0 CORNER GROWTH ACQUISITION CO CL A SHS G2425N105 7 718 SH DFND 1 718 0 0 CORNER GROWTH ACQUISITION CO UNIT 01/01/2027 G2425N121 1666 165021 SH DFND 1 165021 0 0 COVA ACQUISITION CORP UNIT 04/01/2021 G2554Y112 1263 126949 SH DFND 1 126949 0 0 CAPSTAR SPL PURP ACQUISITION COM CL A 14070Y101 1474 151059 SH DFND 1 151059 0 0 CAPSTAR SPL PURP ACQUISITION UNIT 07/09/2027 14070Y200 11 1109 SH DFND 1 1109 0 0 CROWN PROPTECH ACQUISITIONS UNIT 99/99/9999 G25741128 2471 248689 SH DFND 1 248689 0 0 COMPUTE HEALTH ACQUISITIN CO UNIT 99/99/9999 204833206 915 90723 SH DFND 1 90723 0 0 COHN ROBBINS HOLDINGS CORP COM CL A G23726105 742 75524 SH DFND 1 75524 0 0 CRUCIBLE ACQUISITION CORP UNIT 12/26/2025 22877P207 97 9376 SH DFND 1 9376 0 0 CONSTELLATION ACQUISITN CORP SHS CL A G2R18K105 83 8618 SH DFND 1 8618 0 0 CONSTELLATION ACQUISITN CORP UNIT 99/99/9999 G2R18K121 2581 260992 SH DFND 1 260992 0 0 CERBERUS TELECOM ACQUISITION SHS CL A G2040C104 1561 157711 SH DFND 1 157711 0 0 CARNEY TECHNOLOGY ACQU CORP CL A COMMON STK 143636108 1448 149482 SH DFND 1 149482 0 0 CARNEY TECHNOLOGY ACQU CORP UNIT 12/10/2025 143636207 83 8305 SH DFND 1 8305 0 0 CARNEY TECHNOLOGY ACQU CORP *W EXP 11/30/202 143636116 22 27271 SH DFND 1 27271 0 0 ROMAN DBDR TECH ACQUISITION COM CL A 77584N101 270 27208 SH DFND 1 27208 0 0 ROMAN DBDR TECH ACQUISITION UNIT 99/99/9999 77584N200 64 6277 SH DFND 1 6277 0 0 DECARBONIZATION PLUS ACQU II UNIT 03/19/2026 24279D204 19 1986 SH DFND 1 1986 0 0 DECARBONIZATION PLUS ACQU II UNIT 01/19/2026 242794204 341 33980 SH DFND 1 33980 0 0 DD3 ACQUISITION CORP II COM CL A 23318M100 1053 108002 SH DFND 1 108002 0 0 DD3 ACQUISITION CORP II UNIT 99/99/9999 23318M209 24 2364 SH DFND 1 2364 0 0 D8 HOLDINGS CORP SHS CL A G2614K110 136 13692 SH DFND 1 13692 0 0 LGL SYS ACQUISITION CORP COM CL A 50201G106 3608 362995 SH DFND 1 362995 0 0 LGL SYS ACQUISITION CORP UNIT 10/24/2024 50201G205 331 30952 SH DFND 1 30952 0 0 DFP HEALTHCARE ACQUISITNS CO COM CL A 23343Q100 5281 530274 SH DFND 1 530274 0 0 DRAGONEER GROWTH OPT CORP II CL A SHS G28315102 202 20000 SH DFND 1 20000 0 0 DHB CAPITAL CORP UNIT 03/31/2028 23291W208 23 2349 SH DFND 1 2349 0 0 DHC ACQUISITION CORP UNIT 02/25/2026 G2758T125 199 20000 SH DFND 1 20000 0 0 DIAMONDHEAD HOLDINGS CORP UNIT 01/21/2026 25278L204 1058 106778 SH DFND 1 106778 0 0 DEEP LAKE CAPITAL ACQUSTN CO CL A SHS G27029100 79 8086 SH DFND 1 8086 0 0 DEEP LAKE CAPITAL ACQUSTN CO UNIT 01/04/2026 G27029126 424 42207 SH DFND 1 42207 0 0 DIGITAL MEDIA SOLUTIONS INC *W EXP 07/15/202 25401G114 94 57575 SH DFND 1 57575 0 0 DMY TECHNOLOGY GROUP INC III COM CLASS A 233278100 191 17765 SH DFND 1 17765 0 0 DMY TECHNOLOGY GROUP INC IV UNIT 99/99/9999 23344K201 251 25000 SH DFND 1 25000 0 0 D AND Z MEDIA ACQUISITION CO COM CL A 23305Q106 40 4194 SH DFND 1 4194 0 0 D AND Z MEDIA ACQUISITION CO UNIT 99/99/9999 23305Q205 2149 217306 SH DFND 1 217306 0 0 DUDDELL STREET ACQUISITN COR CL A G28553108 298 30659 SH DFND 1 30659 0 0 DIGITAL TRANSFORMATN OPT COR UNIT 03/31/2028 25401K206 119 12079 SH DFND 1 12079 0 0 DUNE ACQUISITION CORP UNIT 10/29/2027 265334201 849 84662 SH DFND 1 84662 0 0 DELWINDS INS ACQUISITION COR COM CLS A 24803C102 1854 191136 SH DFND 1 191136 0 0 DELWINDS INS ACQUISITION COR UNIT 99/99/9999 24803C201 159 15946 SH DFND 1 15946 0 0 DELWINDS INS ACQUISITION COR *W EXP 08/01/202 24803C110 43 81822 SH DFND 1 81822 0 0 EDIFY ACQUISITION CORP CL A 28059Q103 9 950 SH DFND 1 950 0 0 EDIFY ACQUISITION CORP UNIT 11/25/2025 28059Q202 1058 106382 SH DFND 1 106382 0 0 EDTECHX HOLDINGS ACQU CORP I COM CL A 28139A102 71 7323 SH DFND 1 7323 0 0 EDTECHX HOLDINGS ACQU CORP I UNIT 08/31/2027 28139A201 1862 186205 SH DFND 1 186205 0 0 EJF ACQUISITION CORP UNIT 03/10/2026 G2955B117 54 5511 SH DFND 1 5511 0 0 890 5TH AVE PARTNERS INC UNIT 01/12/2026 28250A204 1175 118127 SH DFND 1 118127 0 0 ECP ENVIRONMENTAL GW OPT COR UNIT 03/01/2026 26829T209 596 59175 SH DFND 1 59175 0 0 EXECUTIVE NETWORK PARTNERING CL A 30158L100 4949 509182 SH DFND 1 509182 0 0 EXECUTIVE NETWORK PARTNERING UNIT 99/99/9999 30158L209 850 85330 SH DFND 1 85330 0 0 EXECUTIVE NETWORK PARTNERING *W EXP 09/25/202 30158L118 26 31996 SH DFND 1 31996 0 0 ENVIRONMENTAL IMPACT ACQU CO COM CL A 29408N106 72 7505 SH DFND 1 7505 0 0 EPIPHANY TECHNOLOGY ACQUISIT COM CL A 29429X109 14 1456 SH DFND 1 1456 0 0 EPIPHANY TECHNOLOGY ACQUISIT UNIT 99/99/9999 29429X208 1066 106329 SH DFND 1 106329 0 0 EMPOWERMENT & INCLUSION CAPI COM CL A 29248N100 77 8040 SH DFND 1 8040 0 0 EMPOWERMENT & INCLUSION CAPI UNIT 99/99/9999 29248N209 2687 272566 SH DFND 1 272566 0 0 EQUITY DISTR ACQUISITION COR COM CL A 29465E106 11 1177 SH DFND 1 1177 0 0 EQ HEALTH ACQUISITION CORP COM CL A 26886A101 20 2104 SH DFND 1 2104 0 0 EQ HEALTH ACQUISITION CORP UNIT 02/02/2028 26886A200 1593 160823 SH DFND 1 160823 0 0 EAST RES ACQUISITION CO COM CL A 274681105 303 31011 SH DFND 1 31011 0 0 EAST RES ACQUISITION CO UNIT 07/01/2027 274681204 2 268 SH DFND 1 268 0 0 ESM ACQUISITION CORPORATION UNIT 99/99/9999 G3195H120 797 80226 SH DFND 1 80226 0 0 EAST STONE ACQUISITION CORP RIGHT 12/31/2026 G2911D132 19 59982 SH DFND 1 59982 0 0 E MERGE TECHNOLOGY ACQUISITI COM CL A 26873Y104 3167 324879 SH DFND 1 324879 0 0 E MERGE TECHNOLOGY ACQUISITI UNIT 07/30/2025 26873Y203 6 693 SH DFND 1 693 0 0 EUCRATES BIOMEDICAL ACQU COR SHS G3141W106 571 57228 SH DFND 1 57228 0 0 EUCRATES BIOMEDICAL ACQU COR UNIT 10/23/2027 G3141W114 11 1107 SH DFND 1 1107 0 0 EUROPEAN SUSTAINABLE GROWTH CL A SHS G3194F109 43 4483 SH DFND 1 4483 0 0 EUROPEAN SUSTAINABLE GROWTH UNIT 01/18/2024 G3194F125 117 11823 SH DFND 1 11823 0 0 EVO ACQUISITION CORP UNIT 99/99/9999 30052G207 1013 102040 SH DFND 1 102040 0 0 FREEDOM ACQUISITION I CORP UNIT 99/99/9999 G3663X102 203 20410 SH DFND 1 20410 0 0 FALCON CAPITAL ACQUISITN COR COM CL A 30606L108 27 2769 SH DFND 1 2769 0 0 FORTRESS CAPITAL ACQUISITION UNIT 99/99/9999 G36427113 846 84602 SH DFND 1 84602 0 0 MARLIN TECHNOLOGY CORP CL A SHS G58411102 125 13049 SH DFND 1 13049 0 0 MARLIN TECHNOLOGY CORP UNIT 99/99/9999 G58411128 1663 168409 SH DFND 1 168409 0 0 FRAZIER LIFESCIENCES ACQU CO CL A SHS G3710A105 84 8467 SH DFND 1 8467 0 0 FLAME ACQUISITION CORP UNIT 99/99/9999 33850F207 1515 152646 SH DFND 1 152646 0 0 FIRSTMARK HORIZON ACQUISITIO CL A COM 33765Y101 33 3399 SH DFND 1 3399 0 0 FORESIGHT ACQUISITION CORP UNIT 01/29/2026 34552Y205 1759 177590 SH DFND 1 177590 0 0 FAR PEAK ACQUISITION CORP SHS CL A G3312L103 277 28391 SH DFND 1 28391 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 384 183081 SH DFND 1 183081 0 0 FRONTIER ACQUISITION CORP UNIT 03/01/2026 G36826116 20 2079 SH DFND 1 2079 0 0 PWP FORWARD ACQUISITION CORP UNIT 03/10/2026 74709Q200 99 10000 SH DFND 1 10000 0 0 FOREST ROAD ACQUISITION CORP COM 34619R102 243 24035 SH DFND 1 24035 0 0 FS DEVELOPMENT CORP II COM CL A 30318F100 117 11782 SH DFND 1 11782 0 0 FUSION ACQUISITION CORP II UNIT 02/29/2028 36118N201 1589 160073 SH DFND 1 160073 0 0 FINSERV ACQUISITION CORP II UNIT 02/17/2026 31809Y202 177 17825 SH DFND 1 17825 0 0 FORTISTAR SUSTAINABLE SOL CO COM CL A 34962M106 45 4703 SH DFND 1 4703 0 0 FORTISTAR SUSTAINABLE SOL CO UNIT 01/14/2026 34962M205 208 21040 SH DFND 1 21040 0 0 FTAC ATHENA ACQUISITION CORP UNIT 99/99/9999 G37283127 161 16157 SH DFND 1 16157 0 0 FINTECH EVOLUTION ACQUIS GRO UNIT 99/99/9999 G3R19A112 53 5455 SH DFND 1 5455 0 0 FTAC OLYMPUS ACQUISITION COR CL A SHS G37288100 154 14604 SH DFND 1 14604 0 0 FTAC PARNASSUS ACQUISITN COR UNIT 03/10/2026 30319B207 7 795 SH DFND 1 795 0 0 FUSION ACQUISITION CORP CL A 36118H105 47 4751 SH DFND 1 4751 0 0 5 01 ACQUISITION CORP COM CL A 33836P105 74 7493 SH DFND 1 7493 0 0 FORTRESS VALUE ACQUISI CORP UNIT 03/31/2028 34964K207 945 95496 SH DFND 1 95496 0 0 FORTRESS VALUE ACQUIS CORP I COM CL A 34964G107 13 1317 SH DFND 1 1317 0 0 FORTRESS VALUE ACQUIS CORP I UNIT 12/31/2027 34964G206 347 34639 SH DFND 1 34639 0 0 FIFTH WALL ACQUISITION CORP COM CL A 316790104 158 15864 SH DFND 1 15864 0 0 FAST ACQUISITION CORP II UNIT 03/16/2026 311874200 11 1140 SH DFND 1 1140 0 0 GOLDEN ARROW MERGER CORP UNIT 07/31/2026 380799205 22 2247 SH DFND 1 2247 0 0 GOLDENBRIDGE ACQUISITION LTD UNIT 03/02/2026 G3970D112 99 10000 SH DFND 1 10000 0 0 GROWTH CAP ACQUISITION CORP UNIT 06/01/2027 39986V206 2993 302351 SH DFND 1 302351 0 0 GLENFARNE MERGER CORP UNIT 03/17/2026 378579205 12400 1250000 SH DFND 1 1250000 0 0 GAMING & HOSPITALITY ACQU CO UNIT 02/04/2028 364681205 2238 226083 SH DFND 1 226083 0 0 GIGCAPITAL4 INC UNIT 99/99/9999 37518G200 2254 228432 SH DFND 1 228432 0 0 GORES HLDGS VIII INC UNIT 02/01/2028 382863207 650 65000 SH DFND 1 65000 0 0 GIGCAPITAL2 INC RIGHT 02/28/2026 375036126 50 152728 SH DFND 1 152728 0 0 CARTESIAN GROWTH CORP UNIT 02/26/2028 G19276123 1001 100700 SH DFND 1 100700 0 0 GALILEO ACQUISITION CORP SHS G3770A102 1304 130470 SH DFND 1 130470 0 0 GLASS HOUSES ACQUISITION COR UNIT 03/25/2028 37714P202 21 2095 SH DFND 1 2095 0 0 QUEENS GAMBIT GROWTH CAPITAL CL A SHS G7315C101 68 7032 SH DFND 1 7032 0 0 QUEENS GAMBIT GROWTH CAPITAL UNIT 01/19/2026 G7315C127 237 23503 SH DFND 1 23503 0 0 GROUP NINE ACQUISITION CORP COM CL A 39947R104 38 3882 SH DFND 1 3882 0 0 GROUP NINE ACQUISITION CORP UNIT 01/15/2026 39947R203 441 43282 SH DFND 1 43282 0 0 GREENROSE ACQUISITION CORP COM 395392103 193 19444 SH DFND 1 19444 0 0 GO ACQUISITION CORP COM 362019101 65 6634 SH DFND 1 6634 0 0 GLOBAL PARTNER ACQISTN CORP UNIT 01/06/2026 G3934P110 787 79517 SH DFND 1 79517 0 0 GREENCITY ACQUISITION CORP COM G4086B107 1102 109551 SH DFND 1 109551 0 0 GREENCITY ACQUISITION CORP *W EXP 04/28/202 G4086B123 40 94911 SH DFND 1 94911 0 0 GORES HLDGS V INC COM CL A 382864106 614 61618 SH DFND 1 61618 0 0 GLOBAL SYNERGY ACQUISIT CORP CL A SHS G3934J106 6 718 SH DFND 1 718 0 0 GLOBAL SYNERGY ACQUISIT CORP UNIT 01/01/2024 G3934J114 743 74610 SH DFND 1 74610 0 0 GORES HOLDINGS VII INC UNIT 02/12/2028 38286T200 2119 212790 SH DFND 1 212790 0 0 GLRY STR NW MDIA GRUP HLDG L *W EXP 02/13/202 G39973113 33 224400 SH DFND 1 224400 0 0 G SQUARED ASCEND I INC UNIT 99/99/9999 G4204R125 0 8 SH DFND 1 8 0 0 GORES TECHNOLOGY PARTNERS IN UNIT 03/16/2028 382870202 493 49282 SH DFND 1 49282 0 0 GORES TECHNOLOGY PARTNERS II UNIT 03/16/2028 38287L206 674 67571 SH DFND 1 67571 0 0 GX ACQUISITION CORP COM CL A 36251A107 2035 201933 SH DFND 1 201933 0 0 HEALTHCARE SERVICES ACQU COR COM CL A 42227K104 857 88553 SH DFND 1 88553 0 0 HEALTHCARE SERVICES ACQU COR UNIT 11/18/2023 42227K203 139 13930 SH DFND 1 13930 0 0 HEALTHCARE CAPITAL CORP COM CL A 42228C101 6 718 SH DFND 1 718 0 0 HEALTHCARE CAPITAL CORP UNIT 12/31/2025 42228C200 1796 181993 SH DFND 1 181993 0 0 HENNESSY CAPITAL INVS CORP V COM CL A 42589T107 27 2772 SH DFND 1 2772 0 0 HUDSON EXECUTIVE INVS CORP I UNIT 01/31/2027 443760202 438 44730 SH DFND 1 44730 0 0 HH&L ACQUISITION CO UNIT 99/99/9999 G39714111 162 16094 SH DFND 1 16094 0 0 H I G ACQUISITION CORP COM CL A G44898107 260 26212 SH DFND 1 26212 0 0 HUDSON EXECUTIVE INVES III UNIT 02/22/2026 44376L206 509 51386 SH DFND 1 51386 0 0 HAMILTON LANE ALLIANCE HLDGS COM CL A 40749M103 20 2126 SH DFND 1 2126 0 0 HAMILTON LANE ALLIANCE HLDGS UNIT 99/99/9999 40749M202 1054 105924 SH DFND 1 105924 0 0 HUMANCO ACQUISITION CORP COM CL A 44487N109 983 98889 SH DFND 1 98889 0 0 HPX CORP SHS CL A G32219100 307 31364 SH DFND 1 31364 0 0 HPX CORP UNIT 99/99/9999 G32219118 23 2300 SH DFND 1 2300 0 0 HIGHLAND TRANSCEND PARTNERS COM CL A G44690108 3248 332145 SH DFND 1 332145 0 0 HIGHLAND TRANSCEND PARTNERS *W EXP 99/99/999 G44690124 55 44237 SH DFND 1 44237 0 0 USHG ACQUISITION CORP UNIT 99/99/9999 91748P209 67 6725 SH DFND 1 6725 0 0 HAYMAKER ACQUISITION CORP II UNIT 03/01/2026 42087R207 287 28893 SH DFND 1 28893 0 0 HORIZON ACQUISITION CORP COM CL A G46049105 731 74064 SH DFND 1 74064 0 0 HORIZON ACQUISITION CORPORAT SHS CL A G46044106 1790 175561 SH DFND 1 175561 0 0 ION ACQUISITION CORP 2 LTD UNIT 99/99/9999 G49393120 188 18544 SH DFND 1 18544 0 0 IBERE PHARMACEUTICALS UNIT 99/99/9999 G46843127 98 10000 SH DFND 1 10000 0 0 IG ACQUISITION CORP COM CL A 449534106 2292 232071 SH DFND 1 232071 0 0 IG ACQUISITION CORP UNIT 10/05/2027 449534205 21 2079 SH DFND 1 2079 0 0 INTL GNRL INSURANCE HLDNGS L *W EXP 03/17/202 G4809J114 77 98701 SH DFND 1 98701 0 0 IGNYTE ACQUISITION CORP COM 45175H106 13 1386 SH DFND 1 1386 0 0 IGNYTE ACQUISITION CORP UNIT 01/05/2026 45175H205 432 43209 SH DFND 1 43209 0 0 INVESTINDUSTRIAL ACQUISITION SHS CL A G4771L105 1089 111703 SH DFND 1 111703 0 0 INVESTINDUSTRIAL ACQUISITION UNIT 99/99/9999 G4771L121 1 195 SH DFND 1 195 0 0 INVESTINDUSTRIAL ACQUISITION *W EXP 10/30/202 G4771L113 10 12300 SH DFND 1 12300 0 0 INSU ACQUISITION CORP III COM CL A 457817104 305 30704 SH DFND 1 30704 0 0 AEA-BRIDGES IMPACT CORP SHS CL A G01046104 351 35746 SH DFND 1 35746 0 0 KLUDEIN I ACQUISITION CORP CL A 49878L109 84 8691 SH DFND 1 8691 0 0 KLUDEIN I ACQUISITION CORP UNIT 99/99/9999 49878L208 1050 105568 SH DFND 1 105568 0 0 INTERPRIVATE II ACQUISITION UNIT 99/99/9999 46064Q207 31 3184 SH DFND 1 3184 0 0 INTERPRIVATE III FINANCIAL P UNIT 99/99/9999 46064R205 0 100 SH DFND 1 100 0 0 ISOS ACQUISITION CORPORATION UNIT 99/99/9999 G4962C120 13 1358 SH DFND 1 1358 0 0 INDUSTRIAL TECH ACQU INC COM CL A 456357102 472 47177 SH DFND 1 47177 0 0 INDUSTRIAL TECH ACQU INC *W EXP 08/06/202 456357110 64 56687 SH DFND 1 56687 0 0 ITHAX ACQUISITION CORP CL A SHS G49775102 2 253 SH DFND 1 253 0 0 ITHAX ACQUISITION CORP UNIT 12/31/2027 G49775110 1361 135837 SH DFND 1 135837 0 0 ITIQUIRA ACQUISITION CORP UNIT 02/03/2026 G49773123 219 22132 SH DFND 1 22132 0 0 IVANHOE CAPITAL ACQUISTIN CO UNIT 99/99/9999 G4R87P122 19 1843 SH DFND 1 1843 0 0 JACK CREEK INVESTMENT CORP CL A SHS G4989X115 98 10184 SH DFND 1 10184 0 0 JACK CREEK INVESTMENT CORP UNIT 10/01/2023 G4989X107 1062 107233 SH DFND 1 107233 0 0 JOFF FINTECH ACQUISITION COR UNIT 02/03/2026 46592C209 2760 277480 SH DFND 1 277480 0 0 JAWS MUSTANG ACQUISITION COR UNIT 99/99/9999 G50737116 1134 111796 SH DFND 1 111796 0 0 JIYA ACQUISITION CORP COM CL A 47760M102 928 94344 SH DFND 1 94344 0 0 KISMET ACQUISITION TWO CORP UNIT 99/99/9999 G52807123 204 20593 SH DFND 1 20593 0 0 KAIROS ACQUISITION CORP CL A SHS G52110114 9 982 SH DFND 1 982 0 0 KAIROS ACQUISITION CORP UNIT 99/99/9999 G52110122 2080 207839 SH DFND 1 207839 0 0 KISMET ACQUISITION THREE COR UNIT 99/99/9999 G5276C128 679 68745 SH DFND 1 68745 0 0 KL ACQUISITION CORP COM CL A 49837C109 53 5560 SH DFND 1 5560 0 0 KL ACQUISITION CORP UNIT 99/99/9999 49837C208 1676 169159 SH DFND 1 169159 0 0 KERNEL GROUP HOLDINGS INC UNIT 99/99/9999 G5259L111 1786 179034 SH DFND 1 179034 0 0 KADEM SUSTAINABLE IMPACT COR UNIT 03/17/2026 48284E204 37 3824 SH DFND 1 3824 0 0 KISMET ACQUISITION ONE CORP SHS G52753103 1034 104462 SH DFND 1 104462 0 0 ALKURI GLOBAL ACQUISITION CO UNIT 01/01/2028 66981N202 953 96464 SH DFND 1 96464 0 0 KHOSLA VENTURES ACQUISITION CL A 482504107 707 70000 SH DFND 1 70000 0 0 KHOSLA VENTURES ACQUSTN CO I COM CL A 482505104 557 55300 SH DFND 1 55300 0 0 KHOSLA VENTURES ACQUT CO III COM CL A 482506102 796 80000 SH DFND 1 80000 0 0 KINGSWOOD ACQUISITION CORP COM CL A 496861105 41 4165 SH DFND 1 4165 0 0 KINGSWOOD ACQUISITION CORP UNIT 99/99/9999 496861204 181 17576 SH DFND 1 17576 0 0 UNION ACQUISITION CORP II SHS G9402Q100 300 29873 SH DFND 1 29873 0 0 UNION ACQUISITION CORP II *W EXP 04/01/202 G9402Q126 67 98893 SH DFND 1 98893 0 0 L CATTERTON ASIA ACQUISITION UNIT 03/11/2026 G5346G109 27 2752 SH DFND 1 2752 0 0 LIONHEART ACQUISITION CORP I COM CL A 53625R104 953 97099 SH DFND 1 97099 0 0 LIONHEART ACQUISITION CORP I UNIT 08/13/2025 53625R203 14 1386 SH DFND 1 1386 0 0 LIONHEART ACQUISITION CORP I *W EXP 02/14/202 53625R112 12 18010 SH DFND 1 18010 0 0 LDH GROWTH CORP I UNIT 03/17/2026 G54094118 50 5000 SH DFND 1 5000 0 0 LEAD EDGE GROWTH OPRTUNTS LT UNIT 04/01/2026 G54085124 733 73614 SH DFND 1 73614 0 0 LEGATO MERGER CORP COM 52473X106 47 4926 SH DFND 1 4926 0 0 LEGATO MERGER CORP UNIT 12/31/2025 52473X205 2299 226994 SH DFND 1 226994 0 0 LEFTERIS ACQUISITION CORP COM CL A 52470X109 349 35487 SH DFND 1 35487 0 0 LAZARD GROWTH ACQUISITION CO UNIT 99/99/9999 G54035129 1416 141665 SH DFND 1 141665 0 0 LONGVIEW ACQUISITION CORP II UNIT 99/99/9999 54319Q204 52 5217 SH DFND 1 5217 0 0 LEO HLDGS CORP II COM CL A G5463R102 36 3795 SH DFND 1 3795 0 0 LEO HLDGS CORP II UNIT 99/99/9999 G5463R110 3749 378335 SH DFND 1 378335 0 0 LEO HOLDINGS III CORP UNIT 99/99/9999 G5463T116 980 100000 SH DFND 1 100000 0 0 LIV CAP ACQUISITION CORP CL A G5510C108 1715 172607 SH DFND 1 172607 0 0 LIV CAP ACQUISITION CORP UNIT 99/99/9999 G5510C124 80 7640 SH DFND 1 7640 0 0 LIV CAP ACQUISITION CORP *W EXP 12/13/202 G5510C116 72 126750 SH DFND 1 126750 0 0 LIGHTJUMP ACQUISITION CORP COM 53228M106 22 2369 SH DFND 1 2369 0 0 LIGHTJUMP ACQUISITION CORP UNIT 01/06/2026 53228M205 267 26889 SH DFND 1 26889 0 0 LMF ACQUISITION OPPORTUNIT I CL A COM 502015100 7 718 SH DFND 1 718 0 0 LMF ACQUISITION OPPORTUNIT I UNIT 99/99/9999 502015209 1271 125145 SH DFND 1 125145 0 0 LIVE OAK ACQUISITION CORP II COM CL A 53804W106 4 432 SH DFND 1 432 0 0 LIVE OAK MOBILITY ACQUISI CO UNIT 03/01/2028 538126202 1134 113658 SH DFND 1 113658 0 0 LIFESCI ACQUISITION II CORP COM 53229E103 939 92637 SH DFND 1 92637 0 0 LOCUST WALK ACQUISITION CORP COM CL A 54015L103 5 600 SH DFND 1 600 0 0 LOCUST WALK ACQUISITION CORP UNIT 12/31/2025 54015L301 750 74651 SH DFND 1 74651 0 0 MONTES ARCHIMEDES ACQUISITIO COM CL A 612657106 1047 107141 SH DFND 1 107141 0 0 MONTES ARCHIMEDES ACQUISITIO UNIT 09/30/2025 612657205 10 1029 SH DFND 1 1029 0 0 MORINGA ACQUISITION CORP UNIT 02/16/2026 G6S23K116 497 50143 SH DFND 1 50143 0 0 MCAP ACQUISITION CORP UNIT 02/18/2030 55282T208 3480 349800 SH DFND 1 349800 0 0 MALLARD ACQUISITION CORP COM 561204108 90 9198 SH DFND 1 9198 0 0 MOUNTAIN CREST ACQUSTN CORP UNIT 99/99/9999 62402D204 31 3086 SH DFND 1 3086 0 0 MERIDA MERGER CORP I COM 58953M106 603 61070 SH DFND 1 61070 0 0 MDH ACQUISITION CORP UNIT 99/99/9999 55283P205 284 28616 SH DFND 1 28616 0 0 MASON INDUSTRIAL TECHNOLGY I COM CL A 57520Y106 48 4951 SH DFND 1 4951 0 0 MASON INDUSTRIAL TECHNOLGY I UNIT 99/99/9999 57520Y205 576 58012 SH DFND 1 58012 0 0 MALACCA STRAITS ACQUISITION COM CL A G5859B117 265 26919 SH DFND 1 26919 0 0 MALACCA STRAITS ACQUISITION UNIT 99/99/9999 G5859B125 61 6060 SH DFND 1 6060 0 0 MONUMENT CIRCLE ACQUISITN CO UNIT 01/14/2026 61531M200 1290 130907 SH DFND 1 130907 0 0 MOTION ACQUISITION CORP COM CL A 61980M107 1043 105926 SH DFND 1 105926 0 0 MARQUEE RAINE ACQUISITION CO CL A SHS G58442107 20 2079 SH DFND 1 2079 0 0 MUDRICK CAPITAL ACQU CORP II COM CL A 62477L107 1471 149972 SH DFND 1 149972 0 0 MUDRICK CAPITAL ACQU CORP II UNIT 99/99/9999 62477L206 208 20762 SH DFND 1 20762 0 0 MUDRICK CAPITAL ACQU CORP II *W EXP 09/10/202 62477L115 23 37284 SH DFND 1 37284 0 0 NORTH ATLANTIC ACQUISITN COR UNIT 10/20/2025 G66139117 1827 183677 SH DFND 1 183677 0 0 NEW BEGINNINGS ACQUISITION C COM 64222H100 32 3279 SH DFND 1 3279 0 0 NEW BEGINNINGS ACQUISITION C UNIT 99/99/9999 64222H209 41 3964 SH DFND 1 3964 0 0 NEWBURY STREET ACQUISITN COR UNIT 04/30/2028 65101L203 1367 138234 SH DFND 1 138234 0 0 NIGHTDRAGON ACQUISITION CORP UNIT 02/26/20266 65413D204 509 50000 SH DFND 1 50000 0 0 NEBULA CARAVEL ACQUISITION C COM CL A 629070103 1039 104794 SH DFND 1 104794 0 0 NEBULA CARAVEL ACQUISITION C UNIT 12/09/2023 629070202 22 2230 SH DFND 1 2230 0 0 NORTHERN GENESIS ACQUISITION COMMON STOCK 66516U101 5 595 SH DFND 1 595 0 0 NEWHOLD INVESTMENT CORP COM CL A 651448102 274 27399 SH DFND 1 27399 0 0 NOBLE ROCK ACQUISITION CORP UNIT 01/31/2028 G6546R127 641 64873 SH DFND 1 64873 0 0 NAVSIGHT HLDGS INC CL A 639358100 940 93895 SH DFND 1 93895 0 0 NORTHERN STAR INVEST CORP II UNIT 02/25/2028 66574L209 170 17164 SH DFND 1 17164 0 0 NORTHERN STAR INVEST CORP IV UNIT 02/25/2028 66575B200 184 18585 SH DFND 1 18585 0 0 NEW VISTA ACQUISITION CORP UNIT 02/01/2026 G6529L113 63 6364 SH DFND 1 6364 0 0 NOVUS CAPITAL CORPORATION II UNIT 99/99/9999 67012W203 732 73212 SH DFND 1 73212 0 0 OAKTREE ACQUISITION CORP II CL A SHS G6715X103 881 89110 SH DFND 1 89110 0 0 OMNICHANNEL ACQUISITION CORP COM CL A 68218L108 740 75910 SH DFND 1 75910 0 0 OMNICHANNEL ACQUISITION CORP UNIT 99/99/9999 68218L207 115 11366 SH DFND 1 11366 0 0 OMNICHANNEL ACQUISITION CORP *W EXP 12/30/202 68218L116 3 4978 SH DFND 1 4978 0 0 OCA ACQUISITION CORP COM CL A 670865104 14 1436 SH DFND 1 1436 0 0 OCA ACQUISITION CORP UNIT 01/14/2026 670865203 265 26595 SH DFND 1 26595 0 0 ONE EQUITY PARTNERS OPEN WTR CL A 68237L105 7 718 SH DFND 1 718 0 0 ONE EQUITY PARTNERS OPEN WTR UNIT 01/14/2026 68237L204 1106 110987 SH DFND 1 110987 0 0 ORION ACQUISITION CORP UNIT 02/19/2026 68626A207 346 34682 SH DFND 1 34682 0 0 OMEGA ALPHA SPAC CL A G6749V107 1 172 SH DFND 1 172 0 0 MAGNUM OPUS ACQUISITION LTD UNIT 06/03/2026 G5S70A120 14 1436 SH DFND 1 1436 0 0 OYSTER ENTERPRISES ACQ CORP COM CL A 69242M104 13 1411 SH DFND 1 1411 0 0 OYSTER ENTERPRISES ACQ CORP UNIT 01/20/2026 69242M203 2305 233090 SH DFND 1 233090 0 0 OTR ACQUISITION CORP COM CL A 67113Q105 57 5770 SH DFND 1 5770 0 0 OTR ACQUISITION CORP UNIT 10/01/2025 67113Q204 124 11956 SH DFND 1 11956 0 0 TPG PACE TECH OPPORTUNITIES CL A COM G8990Y103 14 1436 SH DFND 1 1436 0 0 PIONEER MERGER CORP CL A SHS G7S24C103 41 4283 SH DFND 1 4283 0 0 PIONEER MERGER CORP UNIT 99/99/9999 G7S24C129 324 32521 SH DFND 1 32521 0 0 PETRA ACQUISITION INC COM 716421102 59 5958 SH DFND 1 5958 0 0 PETRA ACQUISITION INC UNIT 05/25/2027 716421201 50 4912 SH DFND 1 4912 0 0 PROVIDENT ACQUISITION CORP CL A G7282L100 7 718 SH DFND 1 718 0 0 PROVIDENT ACQUISITION CORP UNIT 99/99/9999 G7282L118 98 9653 SH DFND 1 9653 0 0 PERIPHAS CAPITAL PARTNERING COM CL A 713895100 59 2500 SH DFND 1 2500 0 0 PERIPHAS CAPITAL PARTNERING UNIT 99/99/9999 713895209 12 497 SH DFND 1 497 0 0 PERIDOT ACQUISITION CORP II UNIT 99/99/9999 G7008B113 103 10399 SH DFND 1 10399 0 0 PATHFINDER ACQUISITION CORP UNIT 02/17/2026 G04119114 1278 129147 SH DFND 1 129147 0 0 PROGRESS ACQUISITION CORP COM CL A 74327P105 1925 197716 SH DFND 1 197716 0 0 PROGRESS ACQUISITION CORP UNIT 12/25/2025 74327P204 1209 122766 SH DFND 1 122766 0 0 POPULATION HEALTH INVS CO IN SHS CL A G71716107 1278 129701 SH DFND 1 129701 0 0 POPULATION HEALTH INVS CO IN UNIT 99/99/9999 G71716123 67 6765 SH DFND 1 6765 0 0 POPULATION HEALTH INVS CO IN *W EXP 10/01/202 G71716115 19 18046 SH DFND 1 18046 0 0 PRIME IMPACT ACQUISITION I SHS CL A G61074103 1680 172750 SH DFND 1 172750 0 0 PRIME IMPACT ACQUISITION I UNIT 10/01/2030 G61074111 34 3449 SH DFND 1 3449 0 0 PIVOTAL INVESTMENT CORP III UNIT 01/28/2028 72582M205 470 47079 SH DFND 1 47079 0 0 PLUM ACQUISITION CORP I UNIT 03/15/2026 G7134L100 987 99282 SH DFND 1 99282 0 0 PRIVETERRA ACQUISITION CORP UNIT 99/99/9999 74275N201 1853 186422 SH DFND 1 186422 0 0 PONTEM CORPORATION SHS CL A G71707106 56 5846 SH DFND 1 5846 0 0 PONTEM CORPORATION UNIT 99/99/9999 G71707114 1583 159986 SH DFND 1 159986 0 0 POWERED BRANDS UNIT 99/99/9999 G7209M124 498 50264 SH DFND 1 50264 0 0 POEMA GLOBAL HOLDINGS CORP CL A SHS G7154B107 41 4208 SH DFND 1 4208 0 0 POEMA GLOBAL HOLDINGS CORP UNIT 99/99/9999 G7154B123 1051 104940 SH DFND 1 104940 0 0 CC NEUBERGER PRIN HLDGS II SHS CL A G3166T103 441 44768 SH DFND 1 44768 0 0 CC NEUBERGER PRINCIPAL HOLDN UNIT 99/99/9999 G1992N118 441 44167 SH DFND 1 44167 0 0 PROSPECTOR CAPITAL CORP CL A G7273A105 35 3613 SH DFND 1 3613 0 0 PROSPECTOR CAPITAL CORP UNIT 01/01/2030 G7273A121 488 48499 SH DFND 1 48499 0 0 PROPERTY SOLUTIONS ACQUISITI UNIT 03/01/2026 74350A207 1945 197946 SH DFND 1 197946 0 0 PROPTECH INVESTMENT CORP II COM CL A 743497109 2187 223449 SH DFND 1 223449 0 0 PROPTECH INVESTMENT CORP II *W EXP 12/08/202 743497117 53 63799 SH DFND 1 63799 0 0 PTK ACQUISITION CORP COM 69375F108 36 3667 SH DFND 1 3667 0 0 PINE TECHNOLOGY ACQUISITN CO UNIT 03/31/2028 722850203 14 1434 SH DFND 1 1434 0 0 GOAL ACQUISITIONS CORP UNIT 99/99/9999 38021H206 1666 166529 SH DFND 1 166529 0 0 PRIMAVERA CAPITAL ACQUIST CO UNIT 01/19/2026 G7255E125 218 21326 SH DFND 1 21326 0 0 QELL ACQUISITION CORP CL A G7307X105 285 28031 SH DFND 1 28031 0 0 QUANTUM FINTECH ACQUISTIN CO COMMON STOCK 74767A105 43 4537 SH DFND 1 4537 0 0 QUANTUM FINTECH ACQUISTIN CO UNIT 10/30/2026 74767A204 600 60316 SH DFND 1 60316 0 0 REVOLUTION ACCELERTN ACQU CO COM CL A 76156P106 262 25907 SH DFND 1 25907 0 0 REVOLUTION ACCELERTN ACQU CO UNIT 12/01/2025 76156P205 342 31856 SH DFND 1 31856 0 0 RESEARCH ALLIANCE CORP II COM CL A 760873109 14 1386 SH DFND 1 1386 0 0 REDBALL ACQUISITION CORP COM CL A G7417R105 197 19843 SH DFND 1 19843 0 0 RECHARGE ACQUISITION CORP COM CL A 756229100 78 8032 SH DFND 1 8032 0 0 RECHARGE ACQUISITION CORP UNIT 99/99/9999 756229209 34 3382 SH DFND 1 3382 0 0 ROSECLIFF ACQUISITION CORP I UNIT 99/99/9999 77732R202 549 55402 SH DFND 1 55402 0 0 REVOLUTION HEALTHCAR AQ CORP UNIT 03/18/20266 76155Y207 380 37821 SH DFND 1 37821 0 0 RICE ACQUISITION CORP COM CL A 762594109 125 12380 SH DFND 1 12380 0 0 ROCKET INTERNET GRWT OPRT CO UNIT 99/99/9999 G7613T111 253 25300 SH DFND 1 25300 0 0 RMG ACQUISITION CORP II CL A SHS G76083107 25 2500 SH DFND 1 2500 0 0 RMG ACQUISITION CORP III UNIT 02/08/2026 G76088114 1323 132968 SH DFND 1 132968 0 0 ROTH CH ACQUISITION II CO COM 778673103 1782 179839 SH DFND 1 179839 0 0 ROTH CH ACQUISITION III CO UNIT 02/26/2026 77867Q201 838 83845 SH DFND 1 83845 0 0 ROSS ACQUISITION CORP II UNIT 99/99/9999 G7641C122 1014 101879 SH DFND 1 101879 0 0 ROTOR ACQUISITION CORP COM 77879W105 21 2154 SH DFND 1 2154 0 0 ROTOR ACQUISITION CORP UNIT 06/15/2027 77879W204 1081 107993 SH DFND 1 107993 0 0 REINVENT TECHNOLOGY PARTNERS UNIT 03/12/2026 G7484L114 689 68714 SH DFND 1 68714 0 0 REINVENT TECHNOLOGY PARTNERS SHS CL A G74847107 163 16330 SH DFND 1 16330 0 0 RXR ACQUISITION CORP UNIT 01/01/2025 74981W206 985 100000 SH DFND 1 100000 0 0 SOFTWARE ACQUISITN GRUP INC COM CL A 83407F101 23 2373 SH DFND 1 2373 0 0 SILVERBOX ENGAGED MERGER CO UNIT 03/31/2028 82836L200 198 20000 SH DFND 1 20000 0 0 SANDBRIDGE X2 CORP UNIT 99/99/9999 799792205 199 20000 SH DFND 1 20000 0 0 STRATIM CLOUD ACQUISITION CO UNIT 03/05/2026 86309R206 507 50769 SH DFND 1 50769 0 0 BROADSCALE ACQUISITION CORP UNIT 02/02/2026 11134Y200 485 49002 SH DFND 1 49002 0 0 SCION TECH GROWTH I CL A SHS G31067104 835 85223 SH DFND 1 85223 0 0 SCION TECH GROWTH I UNIT 12/17/2025 G31067120 266 26493 SH DFND 1 26493 0 0 SCION TECH GROWTH I *W EXP 11/01/202 G31067112 25 27320 SH DFND 1 27320 0 0 SCION TECH GROWTH II UNIT 99/99/9999 G31070124 686 68921 SH DFND 1 68921 0 0 SC HEALTH CORP COM CL A G78516203 5381 533916 SH DFND 1 533916 0 0 SC HEALTH CORP *W EXP 99/99/999 G78516401 101 53752 SH DFND 1 53752 0 0 SCVX CORP COM G79448208 4194 425426 SH DFND 1 425426 0 0 SCVX CORP *W EXP 01/24/202 G79448117 2 2505 SH DFND 1 2505 0 0 SUSTAINABLE DEVELP ACQU I CO UNIT 02/04/2026 86934L202 963 96826 SH DFND 1 96826 0 0 SPORTS ENTERTAINMENT ACQU CO COM CL A 84918M106 22 2332 SH DFND 1 2332 0 0 OSPREY TECHNLGY AQUISTION CO COM CL A 68839R104 379 36779 SH DFND 1 36779 0 0 SEAPORT GLOBAL ACQUISITN COR COM CL A 812227106 121 12428 SH DFND 1 12428 0 0 SEAPORT GLOBAL ACQUISITN COR UNIT 99/99/9999 812227205 1 109 SH DFND 1 109 0 0 SCP & CO HEALTHCARE ACQUSTN COM CL A 784065104 14 1512 SH DFND 1 1512 0 0 SCP & CO HEALTHCARE ACQUSTN UNIT 10/27/2025 784065203 2889 289808 SH DFND 1 289808 0 0 SOCIAL LEVERAGE ACQUISN CORP UNIT 99/99/9999 83363K201 1631 163971 SH DFND 1 163971 0 0 SLAM CORP UNIT 99/99/9999 G8210L113 1036 104519 SH DFND 1 104519 0 0 SILVER CREST ACQUISITION COR CL A SHS G81355102 34 3590 SH DFND 1 3590 0 0 SILVER CREST ACQUISITION COR UNIT 12/15/2025 G81355110 1602 161347 SH DFND 1 161347 0 0 SUPERNOVA PARTNERS ACQUISTN UNIT 99/99/9999 G8T86C113 195 19424 SH DFND 1 19424 0 0 SENIOR CONNECT ACQUISITN COR COM CL A 81723H108 1713 176253 SH DFND 1 176253 0 0 SENIOR CONNECT ACQUISITN COR UNIT 12/09/2023 81723H207 47 4783 SH DFND 1 4783 0 0 SUSTAINABLE OPPORTNTS ACQ CO ORD SHS A G8598Y109 10 1072 SH DFND 1 1072 0 0 SPARTAN ACQUISITION CORP III UNIT 99/99/9999 84677R205 662 66028 SH DFND 1 66028 0 0 JAWS SPITFIRE ACQUISITION CO SHS CL A G50740102 43 4284 SH DFND 1 4284 0 0 SIMON PROPERTY GRP ACQ HOLDI UNIT 99/99/9999 82880R202 907 90299 SH DFND 1 90299 0 0 SILVER SPIKE ACQUISITN CORP UNIT 02/26/2026 G8201H121 14 1466 SH DFND 1 1466 0 0 SUPERNOVA PARTNERS ACQUISITI COM CL A 86846V108 735 72739 SH DFND 1 72739 0 0 SPARTAN ACQUISITION CORP II COM 846775104 83 7998 SH DFND 1 7998 0 0 SPORTSTEK ACQUISITION CORP UNIT 02/16/2028 849196209 374 37726 SH DFND 1 37726 0 0 SOARING EAGLE ACQUISITION CO UNIT 02/23/2026 G8354H100 1178 116437 SH DFND 1 116437 0 0 SARISSA CAPITAL ACQUISITN CO CL A G7823W102 196 19499 SH DFND 1 19499 0 0 SCIENCE STRATEGIC ACQ ALPHA COM CL A 808641104 87 9116 SH DFND 1 9116 0 0 SCIENCE STRATEGIC ACQ ALPHA UNIT 01/20/2026 808641203 1417 142620 SH DFND 1 142620 0 0 SUPERNOVA PARTN ACQ CO III L UNIT 99/99/9999 G8T90F110 1000 100000 SH DFND 1 100000 0 0 ACON S2 ACQUISITION CORP CL SHS G00748106 3867 394214 SH DFND 1 394214 0 0 ACON S2 ACQUISITION CORP UNIT 09/15/2027 G00748122 97 9834 SH DFND 1 9834 0 0 SPRING VY ACQUISITION CORP CL A G8377A108 356 35226 SH DFND 1 35226 0 0 STARBOARD VALUE ACQUISITN CO COM CL A 85521J109 248 24987 SH DFND 1 24987 0 0 SVF INVESTMENT CORP CL A SHS G8601L102 175 17148 SH DFND 1 17148 0 0 SVF INVESTMENT CORP 2 CL A SHS G8601M100 39 3862 SH DFND 1 3862 0 0 SVF INVESTMENT CORP 3 CL A SHS G8601N108 259 25693 SH DFND 1 25693 0 0 SEVEN OAKS ACQUISITION CORP COM CL A 81787X106 1847 189450 SH DFND 1 189450 0 0 SEVEN OAKS ACQUISITION CORP UNIT 12/18/2025 81787X205 871 85651 SH DFND 1 85651 0 0 SEVEN OAKS ACQUISITION CORP *W EXP 12/22/202 81787X114 16 17935 SH DFND 1 17935 0 0 SWITCHBACK II CORPORATION COM CL A G8633T115 58 5986 SH DFND 1 5986 0 0 ATHLON ACQUISITION CORP COM CL A 04748A106 47 4876 SH DFND 1 4876 0 0 ATHLON ACQUISITION CORP UNIT 01/12/2026 04748A205 1256 127029 SH DFND 1 127029 0 0 TREPONT ACQUISITION CORP I SHS CL A G9095M101 630 64255 SH DFND 1 64255 0 0 TREPONT ACQUISITION CORP I UNIT 99/99/9999 G9095M119 52 5120 SH DFND 1 5120 0 0 THOMA BRAVO ADVANTAGE COM CL A G88272102 96 9254 SH DFND 1 9254 0 0 THUNDER BRIDGE CAP PRTNRS II UNIT 02/15/2028 88605T209 2125 214894 SH DFND 1 214894 0 0 TB SA ACQUISITION CORP UNIT 03/25/2028 G8657L113 3152 320000 SH DFND 1 320000 0 0 TUATARA CAPITAL ACQUISITN CO UNIT 99/99/9999 G9118J127 183 18328 SH DFND 1 18328 0 0 TEKKORP DIGITAL ACQUISITN CO CL A G8739H106 5461 557308 SH DFND 1 557308 0 0 THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 175 16847 SH DFND 1 16847 0 0 THUNDER BRDG ACQUISTION II L UNIT 99/99/9999 G8857S124 13 1175 SH DFND 1 1175 0 0 THIMBLE POINT ACQUISITION CO UNIT 99/99/9999 88408P206 360 36054 SH DFND 1 36054 0 0 TIGA ACQUISITION CORP SHS CL A G88672103 33 3345 SH DFND 1 3345 0 0 TLG ACQUISITION ONE CORP COM CL A 87257M108 6 718 SH DFND 1 718 0 0 TLG ACQUISITION ONE CORP UNIT 99/99/9999 87257M207 3602 363175 SH DFND 1 363175 0 0 THE MUSIC ACQUISITION CORP UNIT 99/99/9999 62752R209 433 43445 SH DFND 1 43445 0 0 TASTEMAKER ACQUISITION CORP COM CL A 876545104 237 24338 SH DFND 1 24338 0 0 TASTEMAKER ACQUISITION CORP UNIT 12/31/2025 876545203 517 51739 SH DFND 1 51739 0 0 TURMERIC ACQUISITION CORP CL A G9127T108 835 85531 SH DFND 1 85531 0 0 TURMERIC ACQUISITION CORP UNIT 10/08/2025 G9127T116 61 6147 SH DFND 1 6147 0 0 SPARTACUS ACQUISITION CORP CL A 84677L109 366 37215 SH DFND 1 37215 0 0 SPARTACUS ACQUISITION CORP UNIT 10/31/2027 84677L208 106 10535 SH DFND 1 10535 0 0 TPG PACE BEN FIN CORP CL A COM G8990D125 16 868 SH DFND 1 868 0 0 TWIN RIDGE CAPITAL ACQUIS CO UNIT 99/99/9999 G9151L112 4 500 SH DFND 1 500 0 0 TREBIA ACQUISITION CORP COM CL A G9027T109 522 52493 SH DFND 1 52493 0 0 TISHMAN SPEYER INNOVATION CO UNIT 02/11/2026 88825H209 152 15284 SH DFND 1 15284 0 0 TCW SPECIAL PURPOSE ACQU COR UNIT 99/99/9999 87301L205 497 50000 SH DFND 1 50000 0 0 THAYER VENTURES ACQU CORP COM CL A 88332T100 588 59420 SH DFND 1 59420 0 0 THAYER VENTURES ACQU CORP UNIT 01/01/2030 88332T209 140 13764 SH DFND 1 13764 0 0 TWC TECH HLDGS II CORP COM 90117G105 1610 163696 SH DFND 1 163696 0 0 TWC TECH HLDGS II CORP UNIT 09/10/2025 90117G204 4 480 SH DFND 1 480 0 0 TWELVE SEAS INVESTMENT CO II UNIT 99/99/9999 90118T205 2914 295910 SH DFND 1 295910 0 0 TAILWIND ACQUISITION CORP COM CL A 87403Q102 1643 165691 SH DFND 1 165691 0 0 TAILWIND INTERNATNAL ACQ COR UNIT 99/99/9999 G8662F127 1764 178426 SH DFND 1 178426 0 0 TWO COM CL A G9152V101 497 50000 SH DFND 1 50000 0 0 TZP STRATEGIES ACQUISTN CORP CL A SHS G91595101 47 4851 SH DFND 1 4851 0 0 TZP STRATEGIES ACQUISTN CORP UNIT 01/06/2026 G91595127 981 98535 SH DFND 1 98535 0 0 VECTOR ACQUISITION CORP II CL A SHS G9460A104 2471 249600 SH DFND 1 249600 0 0 VICKERS VANTAGE CORP I SHS G9440B107 204 20693 SH DFND 1 20693 0 0 VICKERS VANTAGE CORP I UNIT 09/15/2027 G9440B123 13 1386 SH DFND 1 1386 0 0 10X CAPITAL VENTURE ACQU COR COM CL A 88025V107 827 82772 SH DFND 1 82772 0 0 VELOCITY ACQUISITION CORP UNIT 99/99/9999 92259E203 234 23802 SH DFND 1 23802 0 0 VENUS ACQUISITION CORPORATIO UNIT 02/01/2024 G9420F136 1288 128812 SH DFND 1 128812 0 0 VG ACQUISITION CORP SHS CL A G9446E105 238 23465 SH DFND 1 23465 0 0 VIRGIN GROUP ACQUISIT CORP I UNIT 99/99/9999 G9460K110 290 29272 SH DFND 1 29272 0 0 VIVEON HEALTH ACQUISITION CO COMMON STOCK 92853V106 1357 138188 SH DFND 1 138188 0 0 VIVEON HEALTH ACQUISITION CO RIGHT 12/31/2025 92853V122 22 123264 SH DFND 1 123264 0 0 VIVEON HEALTH ACQUISITION CO UNIT 99/99/9999 92853V205 13 1274 SH DFND 1 1274 0 0 VIVEON HEALTH ACQUISITION CO *W EXP 99/99/999 92853V114 12 33851 SH DFND 1 33851 0 0 7GC & CO HOLDINGS INC UNIT 12/23/2025 81786A206 748 73701 SH DFND 1 73701 0 0 VISTAS MEDIA ACQUISITION CO COM CL A 92840T107 6 693 SH DFND 1 693 0 0 VIRTUOSO ACQUISITION CORP COM CL A 92837J104 0 87 SH DFND 1 87 0 0 VIRTUOSO ACQUISITION CORP UNIT 01/14/2025 92837J203 367 37287 SH DFND 1 37287 0 0 VPC IMPACT ACQUISITION HLDG UNIT 03/05/2026 G9460L100 7 718 SH DFND 1 718 0 0 VPC IMPACT ACQU HOLDI III IN UNIT 99/99/9999 91835J207 26 2656 SH DFND 1 2656 0 0 VENTOUX CCM ACQUISITION CORP COM 92280L101 1953 199569 SH DFND 1 199569 0 0 VENTOUX CCM ACQUISITION CORP RIGHT 99/99/9999 92280L127 29 146267 SH DFND 1 146267 0 0 VENTOUX CCM ACQUISITION CORP UNIT 09/30/2025 92280L200 160 15253 SH DFND 1 15253 0 0 VENTOUX CCM ACQUISITION CORP *W EXP 09/30/202 92280L119 54 122780 SH DFND 1 122780 0 0 VECTOIQ ACQUISITION CORP II COM CL A 92244F109 38 3870 SH DFND 1 3870 0 0 VY GLOBAL GROWTH COM CL A G9444H100 893 88271 SH DFND 1 88271 0 0 WARRIOR TECHNOLOGIES ACQUI C UNIT 03/31/2028 936273200 229 23223 SH DFND 1 23223 0 0 FOLEY TRASIMENE ACQUISTN COR COM CL A 34431F104 82 8248 SH DFND 1 8248 0 0 POWER & DIGITAL INFRA ACQ CO UNIT 99/99/9999 739190205 604 60197 SH DFND 1 60197 0 0 DPCM CAP INC COM CL A 23344P101 766 77727 SH DFND 1 77727 0 0 YUCAIPA ACQUISITION CORP COM G9879L105 2821 286485 SH DFND 1 286485 0 0 ZANITE ACQUISITION CORP COM CL A 98907K103 558 56137 SH DFND 1 56137 0 0 Z-WORK ACQUISITION CORP UNIT 99/99/9999 98880C201 201 20212 SH DFND 1 20212 0 0 CANOO INC COM CL A 13803R102 221 24563 SH DFND 1 24563 0 0 KALEYRA INC *W EXP 11/25/202 483379111 325 74028 SH DFND 1 74028 0 0 QUANTUMSCAPE CORP *W EXP 11/25/202 74767V117 3 100 SH DFND 1 100 0 0 REPAY HLDGS CORP COM CL A 76029L100 196 8373 SH DFND 1 8373 0 0 ELECTRAMECCANICA VEHS CORP COM NEW 284849205 44 9385 SH DFND 1 9385 0 0 DIGINEX LIMITED SHS Y2074E109 63 5752 SH DFND 1 5752 0 0 GOLUB CAP BDC INC COM 38173M102 229 15704 SH DFND 1 15704 0 0 BLACKROCK SCIENCE & TECH TR SHS BEN INT 09260K101 156 4381 SH DFND 1 4381 0 0 DUFF & PHELPS SLT ENGY AND M COM NEW 26433F207 380 51783 SH DFND 1 51783 0 0 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 246 12580 SH DFND 1 12580 0 0 ISHARES TR NASDAQ BIOTECH 464287556 2107 13996 SH DFND 1 13996 0 0 ISHARES TR U.S. REAL ES ETF 464287739 1399 15222 SH DFND 1 15222 0 0 MEXICO EQUITY & INCOME FD COM 592834105 110 10791 SH DFND 1 10791 0 0 ABERDEEN STD PLATINUM ETF TR PHYSCL PLATM SHS 003260106 33 300 SH DFND 1 300 0 0 ACCO BRANDS CORP COM 00081T108 1201 142303 SH DFND 1 142303 0 0 ADIENT PLC ORD SHS G0084W101 2022 45764 SH DFND 1 45764 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 1255 11200 SH DFND 1 11200 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 280 27429 SH DFND 1 27429 0 0 AMC NETWORKS INC CL A 00164V103 759 14287 SH DFND 1 14287 0 0 APELLIS PHARMACEUTICALS INC NOTE 3.500% 9/1 03753UAB2 4206 3000000 PRN DFND 1 0 0 0 ARDAGH GROUP S A CL A L0223L101 974 38341 SH DFND 1 38341 0 0 ARAMARK COM 03852U106 2140 56648 SH DFND 1 56648 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 14585 9116000 PRN DFND 1 0 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 1607 166359 SH DFND 1 166359 0 0 BALLYS CORPORATION COM 05875B106 1826 28103 SH DFND 1 28103 0 0 BRINKS CO COM 109696104 1764 22265 SH DFND 1 22265 0 0 BEACON ROOFING SUPPLY INC COM 073685109 827 15810 SH DFND 1 15810 0 0 BLACKLINE INC NOTE 0.125% 8/0 09239BAB5 10383 6555000 PRN DFND 1 0 0 0 CARDTRONICS PLC SHS CL A G1991C105 3849 99221 SH DFND 1 99221 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 3699 139404 SH DFND 1 139404 0 0 COEUR MNG INC COM NEW 192108504 439 48659 SH DFND 1 48659 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 3189 158618 SH DFND 1 158618 0 0 CLEARWATER PAPER CORP COM 18538R103 113 3005 SH DFND 1 3005 0 0 CIMPRESS PLC SHS EURO G2143T103 1535 15339 SH DFND 1 15339 0 0 CINEMARK HLDGS INC COM 17243V102 1558 76352 SH DFND 1 76352 0 0 CORNERSTONE BLDG BRANDS INC COM 21925D109 1936 138040 SH DFND 1 138040 0 0 CONNS INC COM 208242107 437 22495 SH DFND 1 22495 0 0 COUPA SOFTWARE INC COM 22266L106 1756 6901 SH DFND 1 6901 0 0 CALLON PETE CO DEL COM 13123X508 1 47 SH DFND 1 47 0 0 COMSTOCK RES INC COM 205768302 229 41513 SH DFND 1 41513 0 0 CONSTELLIUM SE CL A SHS F21107101 518 35300 SH DFND 1 35300 0 0 CYBERARK SOFTWARE LTD SHS M2682V108 2101 16248 SH DFND 1 16248 0 0 DANA INC COM 235825205 1026 42200 SH DFND 1 42200 0 0 8X8 INC NEW NOTE 0.500% 2/0 282914AB6 33090 23815000 PRN DFND 1 0 0 0 EPR PPTYS COM SH BEN INT 26884U109 631 13563 SH DFND 1 13563 0 0 EVERI HLDGS INC COM 30034T103 2205 156301 SH DFND 1 156301 0 0 FIREEYE INC NOTE 0.875% 6/0 31816QAF8 44731 39600000 PRN DFND 1 0 0 0 FORESTAR GROUP INC COM 346232101 470 20214 SH DFND 1 20214 0 0 FORTIVE CORP COM 34959J108 1803 25525 SH DFND 1 25525 0 0 GDS HLDGS LTD NOTE 2.000% 6/0 36165LAB4 15614 9279000 PRN DFND 1 0 0 0 GREIF INC CL A 397624107 466 8184 SH DFND 1 8184 0 0 GOPRO INC NOTE 3.500% 4/1 38268TAB9 39599 29718000 PRN DFND 1 0 0 0 GRUBHUB INC COM 400110102 87 1461 SH DFND 1 1461 0 0 GRAY TELEVISION INC COM 389375106 1024 55704 SH DFND 1 55704 0 0 H & E EQUIPMENT SERVICES INC COM 404030108 585 15415 SH DFND 1 15415 0 0 HERC HLDGS INC COM 42704L104 535 5280 SH DFND 1 5280 0 0 HARSCO CORP COM 415864107 1138 66364 SH DFND 1 66364 0 0 HUAZHU GROUP LTD NOTE 0.375%11/0 16949NAC3 3271 2500000 PRN DFND 1 0 0 0 II-VI INC NOTE 0.250% 9/0 902104AB4 105436 69103000 PRN DFND 1 0 0 0 IMMUNOGEN INC NOTE 4.500% 7/0 45253HAB7 2144 1100000 PRN DFND 1 0 0 0 ION GEOPHYSICAL CORP COM NEW 462044207 0 360 SH DFND 1 360 0 0 IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 23520 21227000 PRN DFND 1 0 0 0 IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 36107 33392000 PRN DFND 1 0 0 0 JELD-WEN HLDG INC COM 47580P103 1458 52684 SH DFND 1 52684 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 3204 2969000 PRN DFND 1 0 0 0 KAR AUCTION SVCS INC COM 48238T109 1391 92754 SH DFND 1 92754 0 0 KOSMOS ENERGY LTD COM 500688106 1854 603981 SH DFND 1 603981 0 0 KRATON CORPORATION COM 50077C106 336 9200 SH DFND 1 9200 0 0 KOHLS CORP COM 500255104 1541 25859 SH DFND 1 25859 0 0 LIONS GATE ENTMNT CORP CL A VTG 535919401 861 57642 SH DFND 1 57642 0 0 LIVENT CORP COM 53814L108 919 53072 SH DFND 1 53072 0 0 MDC PARTNERS INC. CL A SUB VTG 552697104 418 134094 SH DFND 1 134094 0 0 MEREDITH CORP COM 589433101 684 22992 SH DFND 1 22992 0 0 MICHAELS COS INC COM 59408Q106 5751 262124 SH DFND 1 262124 0 0 MOMO INC ADR 60879B107 3626 246045 SH DFND 1 246045 0 0 MURPHY OIL CORP COM 626717102 481 29314 SH DFND 1 29314 0 0 NEW GOLD INC CDA COM 644535106 173 112699 SH DFND 1 112699 0 0 NORTHERN OIL AND GAS INC MN COM 665531307 745 61682 SH DFND 1 61682 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 2558 18216 SH DFND 1 18216 0 0 O-I GLASS INC COM 67098H104 1056 71678 SH DFND 1 71678 0 0 OUTFRONT MEDIA INC COM 69007J106 1156 52964 SH DFND 1 52964 0 0 PALO ALTO NETWORKS INC COM 697435105 11266 34984 SH DFND 1 34984 0 0 PBF ENERGY INC CL A 69318G106 1358 96025 SH DFND 1 96025 0 0 PITNEY BOWES INC COM 724479100 401 48740 SH DFND 1 48740 0 0 PERFORMANCE FOOD GROUP CO COM 71377A103 961 16695 SH DFND 1 16695 0 0 IMPINJ INC NOTE 2.000%12/1 453204AA7 25183 14000000 PRN DFND 1 0 0 0 PARK HOTELS & RESORTS INC COM 700517105 830 38501 SH DFND 1 38501 0 0 PLAYTIKA HLDG CORP COM 72815L107 1187 43640 SH DFND 1 43640 0 0 PLURALSIGHT INC COM CL A 72941B106 2211 98972 SH DFND 1 98972 0 0 PIONEER NAT RES CO COM 723787107 85 537 SH DFND 1 537 0 0 Q2 HLDGS INC NOTE 0.750% 6/0 74736LAD1 19001 14714000 PRN DFND 1 0 0 0 QUAD / GRAPHICS INC COM CL A 747301109 413 117173 SH DFND 1 117173 0 0 QUOTIENT TECHNOLOGY INC NOTE 1.750%12/0 749119AB9 14977 13003000 PRN DFND 1 0 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 741 8656 SH DFND 1 8656 0 0 REDFIN CORP NOTE 1.750% 7/1 75737FAA6 37837 17367000 PRN DFND 1 0 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 1094 38755 SH DFND 1 38755 0 0 RH NOTE 6/1 74967XAA1 51829 16807000 PRN DFND 1 0 0 0 RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 22663 18934000 PRN DFND 1 0 0 0 RED ROCK RESORTS INC CL A 75700L108 616 18910 SH DFND 1 18910 0 0 RACKSPACE TECHNOLOGY INC COM 750102105 791 33297 SH DFND 1 33297 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 416 45892 SH DFND 1 45892 0 0 SONIC AUTOMOTIVE INC CL A 83545G102 1161 23430 SH DFND 1 23430 0 0 SEA LTD NOTE 1.000%12/0 81141RAD2 154839 34816000 PRN DFND 1 0 0 0 SEAWORLD ENTMT INC COM 81282V100 847 17058 SH DFND 1 17058 0 0 SCIENTIFIC GAMES CORP COM 80874P109 2690 69839 SH DFND 1 69839 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 1735 37341 SH DFND 1 37341 0 0 SM ENERGY CO COM 78454L100 1687 103056 SH DFND 1 103056 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 1332 69168 SH DFND 1 69168 0 0 ISTAR INC NOTE 3.125% 9/1 45031UCB5 5289 4000000 PRN DFND 1 0 0 0 SUMMIT MATLS INC CL A 86614U100 361 12892 SH DFND 1 12892 0 0 SUPERNUS PHARMACEUTICALS INC NOTE 0.625% 4/0 868459AD0 22701 23405000 PRN DFND 1 0 0 0 TRIUMPH GROUP INC NEW COM 896818101 1527 83124 SH DFND 1 83124 0 0 TALEND S A ADS 874224207 895 14075 SH DFND 1 14075 0 0 TARGA RES CORP COM 87612G101 720 22700 SH DFND 1 22700 0 0 UNDER ARMOUR INC CL A 904311107 593 26765 SH DFND 1 26765 0 0 UNITED NAT FOODS INC COM 911163103 681 20700 SH DFND 1 20700 0 0 UNITI GROUP INC COM 91325V108 1805 163679 SH DFND 1 163679 0 0 U S CONCRETE INC COM 90333L201 695 9490 SH DFND 1 9490 0 0 US FOODS HLDG CORP COM 912008109 318 8346 SH DFND 1 8346 0 0 MARRIOTT VACTINS WORLDWID CO COM 57164Y107 102 586 SH DFND 1 586 0 0 VONAGE HLDGS CORP NOTE 1.750% 6/0 92886TAJ1 42890 40887000 PRN DFND 1 0 0 0 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 62348 47207000 PRN DFND 1 0 0 0 VENATOR MATLS PLC SHS G9329Z100 1722 372104 SH DFND 1 372104 0 0 VISTRA CORP COM 92840M102 25 1438 SH DFND 1 1438 0 0 WELBILT INC COM 949090104 458 28238 SH DFND 1 28238 0 0 WORKDAY INC CL A 98138H101 4379 17630 SH DFND 1 17630 0 0 WW INTL INC COM 98262P101 1410 45084 SH DFND 1 45084 0 0 WORLD WRESTLING ENTMT INC NOTE 3.375%12/1 98156QAB4 37942 16850000 PRN DFND 1 0 0 0 UNITED STATES STL CORP NEW COM 912909108 1067 40795 SH DFND 1 40795 0 0 YANDEX N V SHS CLASS A N97284108 1268 19800 SH DFND 1 19800 0 0 ZILLOW GROUP INC NOTE 0.750% 9/0 98954MAE1 183982 61797000 PRN DFND 1 0 0 0 ATLANTIC POWER CORP COM NEW 04878Q863 467 161752 SH DFND 1 161752 0 0 API GROUP CORP COM STK 00187Y100 9926 480000 SH DFND 1 480000 0 0 ASHLAND GLOBAL HLDGS INC COM 044186104 4882 55000 SH DFND 1 55000 0 0 AXALTA COATING SYS LTD COM G0750C108 845 28600 SH DFND 1 28600 0 0 CROWN HLDGS INC COM 228368106 7364 75890 SH DFND 1 75890 0 0 CF INDS HLDGS INC COM 125269100 674 14858 SH DFND 1 14858 0 0 DUPONT DE NEMOURS INC COM 26614N102 3588 46432 SH DFND 1 46432 0 0 DANAHER CORPORATION COM 235851102 3671 16310 SH DFND 1 16310 0 0 EMERSON ELEC CO COM 291011104 1982 21976 SH DFND 1 21976 0 0 EATON CORP PLC SHS G29183103 1283 9280 SH DFND 1 9280 0 0 FREEPORT-MCMORAN INC CL B 35671D857 997 30300 SH DFND 1 30300 0 0 HONEYWELL INTL INC COM 438516106 4051 18664 SH DFND 1 18664 0 0 ILLINOIS TOOL WKS INC COM 452308109 62 281 SH DFND 1 281 0 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 809 29686 SH DFND 1 29686 0 0 LITHIA MTRS INC CL A 536797103 1560 4000 SH DFND 1 4000 0 0 LINDE PLC SHS G5494J103 3921 14000 SH DFND 1 14000 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 435 4183 SH DFND 1 4183 0 0 MOSAIC CO NEW COM 61945C103 505 16000 SH DFND 1 16000 0 0 NEWMONT CORP COM 651639106 1062 17636 SH DFND 1 17636 0 0 PARKER-HANNIFIN CORP COM 701094104 1162 3686 SH DFND 1 3686 0 0 ROCKWELL AUTOMATION INC COM 773903109 1163 4385 SH DFND 1 4385 0 0 SHERWIN WILLIAMS CO COM 824348106 1371 1858 SH DFND 1 1858 0 0 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 451 8500 SH DFND 1 8500 0 0 SOCIEDAD QUIMICA Y MINERA DE RIGHT 04/19/2021 833636111 4 1584 SH DFND 1 1584 0 0 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 6243 225000 SH DFND 1 225000 0 0 GREAT AJAX CORP COM 38983D300 477 43777 SH DFND 1 43777 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 2 103 SH DFND 1 103 0 0 LEXINGTON REALTY TRUST COM 529043101 1924 173255 SH DFND 1 173255 0 0 QTS RLTY TR INC COM CL A 74736A103 853 13762 SH DFND 1 13762 0 0 RPT REALTY SH BEN INT 74971D101 233 20499 SH DFND 1 20499 0 0 WHEELER REAL ESTATE INVT TR COM NEW 963025705 16 4269 SH DFND 1 4269 0 0 APPLE INC COM 037833100 621 5086 SH DFND 1 5086 0 0 ABBVIE INC COM 00287Y109 85 792 SH DFND 1 792 0 0 ABIOMED INC COM 003654100 592 1860 SH DFND 1 1860 0 0 ARCH CAP GROUP LTD ORD G0450A105 324 8456 SH DFND 1 8456 0 0 AECOM COM 00766T100 225 3510 SH DFND 1 3510 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 8 74 SH DFND 1 74 0 0 AFLAC INC COM 001055102 138 2714 SH DFND 1 2714 0 0 AGCO CORP COM 001084102 220 1536 SH DFND 1 1536 0 0 GALLAGHER ARTHUR J & CO COM 363576109 233 1875 SH DFND 1 1875 0 0 ALBEMARLE CORP COM 012653101 335 2295 SH DFND 1 2295 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 57 406 SH DFND 1 406 0 0 APPLIED MATLS INC COM 038222105 20 156 SH DFND 1 156 0 0 ADVANCED MICRO DEVICES INC COM 007903107 560 7142 SH DFND 1 7142 0 0 AMETEK INC COM 031100100 136 1068 SH DFND 1 1068 0 0 AFFILIATED MANAGERS GROUP IN COM 008252108 543 3650 SH DFND 1 3650 0 0 AON PLC SHS CL A G0403H108 191 832 SH DFND 1 832 0 0 SMITH A O CORP COM 831865209 136 2019 SH DFND 1 2019 0 0 AIR PRODS & CHEMS INC COM 009158106 588 2091 SH DFND 1 2091 0 0 APTARGROUP INC COM 038336103 435 3073 SH DFND 1 3073 0 0 ACTIVISION BLIZZARD INC COM 00507V109 147 1586 SH DFND 1 1586 0 0 AEROVIRONMENT INC COM 008073108 71 616 SH DFND 1 616 0 0 AVALONBAY CMNTYS INC COM 053484101 526 2854 SH DFND 1 2854 0 0 AXON ENTERPRISE INC COM 05464C101 56 398 SH DFND 1 398 0 0 AMERICAN EXPRESS CO COM 025816109 269 1907 SH DFND 1 1907 0 0 AXSOME THERAPEUTICS INC COM 05464T104 579 10242 SH DFND 1 10242 0 0 BOEING CO COM 097023105 393 1543 SH DFND 1 1543 0 0 BK OF AMERICA CORP COM 060505104 329 8505 SH DFND 1 8505 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 301 3740 SH DFND 1 3740 0 0 BEST BUY INC COM 086516101 198 1728 SH DFND 1 1728 0 0 BRUNSWICK CORP COM 117043109 168 1771 SH DFND 1 1771 0 0 BLUCORA INC COM 095229100 381 22945 SH DFND 1 22945 0 0 BECTON DICKINSON & CO COM 075887109 4122 16954 SH DFND 1 16954 0 0 BIOGEN INC COM 09062X103 6 22 SH DFND 1 22 0 0 BANK NEW YORK MELLON CORP COM 064058100 557 11793 SH DFND 1 11793 0 0 TOPBUILD CORP COM 89055F103 170 813 SH DFND 1 813 0 0 BLACKROCK INC COM 09247X101 312 414 SH DFND 1 414 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 147 577 SH DFND 1 577 0 0 BOSTON SCIENTIFIC CORP COM 101137107 905 23428 SH DFND 1 23428 0 0 BWX TECHNOLOGIES INC COM 05605H100 85 1300 SH DFND 1 1300 0 0 BOSTON PROPERTIES INC COM 101121101 889 8786 SH DFND 1 8786 0 0 CITIGROUP INC COM NEW 172967424 97 1346 SH DFND 1 1346 0 0 CONAGRA BRANDS INC COM 205887102 116 3089 SH DFND 1 3089 0 0 CATERPILLAR INC COM 149123101 180 779 SH DFND 1 779 0 0 CHUBB LIMITED COM H1467J104 263 1668 SH DFND 1 1668 0 0 CBOE GLOBAL MKTS INC COM 12503M108 231 2342 SH DFND 1 2342 0 0 CBRE GROUP INC CL A 12504L109 314 3973 SH DFND 1 3973 0 0 CERNER CORP COM 156782104 102 1421 SH DFND 1 1421 0 0 CITIZENS FINANCIAL GROUP INC COM 174610105 97 2215 SH DFND 1 2215 0 0 CULLEN FROST BANKERS INC COM 229899109 165 1526 SH DFND 1 1526 0 0 CHURCH & DWIGHT INC COM 171340102 173 1983 SH DFND 1 1983 0 0 CLOROX CO DEL COM 189054109 92 482 SH DFND 1 482 0 0 COMERICA INC COM 200340107 1 18 SH DFND 1 18 0 0 CUMMINS INC COM 231021106 129 498 SH DFND 1 498 0 0 AMERICOLD RLTY TR COM 03064D108 563 14660 SH DFND 1 14660 0 0 CYRUSONE INC COM 23283R100 1474 21768 SH DFND 1 21768 0 0 COSTCO WHSL CORP NEW COM 22160K105 188 534 SH DFND 1 534 0 0 COTY INC COM CL A 222070203 205 22783 SH DFND 1 22783 0 0 COWEN INC CL A NEW 223622606 46 1335 SH DFND 1 1335 0 0 CAMPBELL SOUP CO COM 134429109 337 6717 SH DFND 1 6717 0 0 COPART INC COM 217204106 1030 9492 SH DFND 1 9492 0 0 CATALENT INC COM 148806102 512 4866 SH DFND 1 4866 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 2078 43051 SH DFND 1 43051 0 0 DROPBOX INC CL A 26210C104 223 8400 SH DFND 1 8400 0 0 DEERE & CO COM 244199105 194 520 SH DFND 1 520 0 0 DECKERS OUTDOOR CORP COM 243537107 617 1870 SH DFND 1 1870 0 0 DISCOVER FINL SVCS COM 254709108 130 1373 SH DFND 1 1373 0 0 DINE BRANDS GLOBAL INC COM 254423106 4 54 SH DFND 1 54 0 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DFND 1 1853 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 344 8119 SH DFND 1 8119 0 0 GAP INC COM 364760108 225 7576 SH DFND 1 7576 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 519 1589 SH DFND 1 1589 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 113 6473 SH DFND 1 6473 0 0 HYATT HOTELS CORP COM CL A 448579102 87 1064 SH DFND 1 1064 0 0 HASBRO INC COM 418056107 70 729 SH DFND 1 729 0 0 HANESBRANDS INC COM 410345102 672 34187 SH DFND 1 34187 0 0 HEICO CORP NEW COM 422806109 42 336 SH DFND 1 336 0 0 HELEN OF TROY LTD COM G4388N106 248 1179 SH DFND 1 1179 0 0 HOWARD HUGHES CORP COM 44267D107 302 3179 SH DFND 1 3179 0 0 HOLOGIC INC COM 436440101 704 9471 SH DFND 1 9471 0 0 HORMEL FOODS CORP COM 440452100 105 2200 SH DFND 1 2200 0 0 HOST HOTELS & RESORTS INC COM 44107P104 207 12314 SH DFND 1 12314 0 0 HUBSPOT INC COM 443573100 27 61 SH DFND 1 61 0 0 HORIZON THERAPEUTICS PUB L SHS G46188101 132 1443 SH DFND 1 1443 0 0 IAA INC COM 449253103 23 426 SH DFND 1 426 0 0 IAC INTERACTIVECORP NEW COM 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INC *W EXP 02/14/202 02128L114 150 43062 SH DFND 1 43062 0 0 AMBAC FINL GROUP INC *W EXP 04/30/202 023139116 219 48350 SH DFND 1 48350 0 0 AMPCO-PITTSBURG CORP *W EXP 08/01/202 032037111 29 22199 SH DFND 1 22199 0 0 APPHARVEST INC *W EXP 01/30/202 03783T111 142 21371 SH DFND 1 21371 0 0 ARRIVAL GROUP *W EXP 03/24/202 L0423Q116 18 3208 SH DFND 1 3208 0 0 AERSALE CORPORATION *W EXP 12/22/202 00810F114 18 8199 SH DFND 1 8199 0 0 AMERICAN VRTUAL CLOUD TECH I *W EXP 04/07/202 030382113 58 74392 SH DFND 1 74392 0 0 BUTTERFLY NETWORK INC *W EXP 05/27/202 124155110 9 1437 SH DFND 1 1437 0 0 BM TECHNOLOGIES INC CL A COM 05591L107 100 8636 SH DFND 1 8636 0 0 BROADMARK RLTY CAP INC *W EXP 11/15/202 11135B118 3 16500 SH DFND 1 16500 0 0 BROOGE ENERGY LTD *W EXP 12/20/202 G1611B115 48 60305 SH DFND 1 60305 0 0 BTRS HOLDINGS INC COM CL 1 11778X104 107 7449 SH DFND 1 7449 0 0 CEREVEL THERAPEUTICS HLDNG I COM 15678U128 120 8776 SH DFND 1 8776 0 0 CHARGEPOINT HOLDINGS INC *W EXP 07/25/202 15961R113 41 2755 SH DFND 1 2755 0 0 CLENE INC *W EXP 11/07/202 185634110 67 56319 SH DFND 1 56319 0 0 CLOVER HEALTH INVESTMENTS CO *W EXP 04/21/202 18914F111 12 7494 SH DFND 1 7494 0 0 CLEVER LEAVES HOLDINGS INC COM 186760104 23 2260 SH DFND 1 2260 0 0 CURIOSITYSTREAM INC COM CL A 23130Q107 70 5182 SH DFND 1 5182 0 0 DANIMER SCIENTIFIC INC *W EXP 05/08/202 236272118 655 25807 SH DFND 1 25807 0 0 DASEKE INC *W EXP 02/27/202 23753F115 242 712301 SH DFND 1 712301 0 0 US ECOLOGY INC COM 91734M103 175 4213 SH DFND 1 4213 0 0 EOS ENERGY ENTERPRISES INC *W EXP 05/06/202 29415C119 332 36983 SH DFND 1 36983 0 0 E2OPEN PARENT HOLDINGS INC *W EXP 02/04/202 29788T111 45 20982 SH DFND 1 20982 0 0 FALCON MINERALS CORP *W EXP 07/21/202 30607B208 6 24222 SH DFND 1 24222 0 0 FISKER INC CL A COM STK 33813J106 355 20633 SH DFND 1 20633 0 0 GLOBAL BLUE GROUP HOLDING AG *W EXP 08/28/202 H33700115 435 360084 SH DFND 1 360084 0 0 GCM GROSVENOR INC *W EXP 11/17/202 36831E116 42 36522 SH DFND 1 36522 0 0 GRID DYNAMICS HLDGS INC *W EXP 03/05/202 39813G117 118 19486 SH DFND 1 19486 0 0 ESPORTS ENTMT GROUP INC *W EXP 03/31/202 29667K116 167 15285 SH DFND 1 15285 0 0 HIMS & HERS HEALTH INC COM CL A 433000106 673 50887 SH DFND 1 50887 0 0 HALL OF FAME RESORT & ENTMT COM 40619L102 82 16467 SH DFND 1 16467 0 0 HIGHPEAK ENERGY INC COM 43114Q105 39 6560 SH DFND 1 6560 0 0 FUSION FUEL GREEN PLC CL A G3R25D118 548 40930 SH DFND 1 40930 0 0 HYLIION HOLDINGS CORP COMMON STOCK 449109107 0 63 SH DFND 1 63 0 0 HYCROFT MINING HOLDING CORP COM CL A 44862P109 4676 1336 SH DFND 1 1336 0 0 HYCROFT MINING HOLDING CORP *W EXP 10/06/202 44862P133 36 56856 SH DFND 1 56856 0 0 INFRA AND ENERGY ALTRNTIVE I *W EXP 03/27/202 45686J112 89 26426 SH DFND 1 26426 0 0 IMMURON LTD *W EXP 05/12/202 Q4867H223 0 100 SH DFND 1 100 0 0 IMMATICS N.V *W EXP 07/01/202 N44445117 8 2886 SH DFND 1 2886 0 0 INSPIRED ENTMT INC COM 45782N108 31 3381 SH DFND 1 3381 0 0 AKERNA CORP *W EXP 06/17/202 00973W110 40 29728 SH DFND 1 29728 0 0 LUMINAR TECHNOLOGIES INC COM CL A 550424105 70 2903 SH DFND 1 2903 0 0 LION GROUP HOLDING LTD *W EXP 06/17/202 53620U110 17 32855 SH DFND 1 32855 0 0 CARLOTZ INC *W EXP 02/26/202 142552116 63 38477 SH DFND 1 38477 0 0 METEN EDTECHX ED GROUP LTD *W EXP 03/31/202 G6055H106 93 258886 SH DFND 1 258886 0 0 METROMILE INC COM 591697107 77 7499 SH DFND 1 7499 0 0 MP MATERIALS CORP *W EXP 05/04/202 553368119 644 26638 SH DFND 1 26638 0 0 MULTIPLAN CORPORATION *W EXP 02/13/202 62548M118 54 56647 SH DFND 1 56647 0 0 NEW FRONTIER HEALTH CORP ORD SHS G6461G106 46 4081 SH DFND 1 4081 0 0 NUVATION BIO INC COM CL A 67080N101 7 753 SH DFND 1 753 0 0 NUVATION BIO INC *W EXP 07/07/202 67080N119 4 1749 SH DFND 1 1749 0 0 OPENDOOR TECHNOLOGIES INC COM 683712103 10 476 SH DFND 1 476 0 0 OUSTER INC COM 68989M103 38 4478 SH DFND 1 4478 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 1874 157425 SH DFND 1 157425 0 0 PAE INC *W EXP 09/11/202 69290Y117 162 66520 SH DFND 1 66520 0 0 PAVMED INC *W EXP 01/29/202 70387R114 10 7660 SH DFND 1 7660 0 0 PAVMED INC *W EXP 04/30/202 70387R122 478 169154 SH DFND 1 169154 0 0 PAYA HOLDINGS INC COM CL A 70434P103 76 6965 SH DFND 1 6965 0 0 BIOMX INC *W EXP 10/16/202 09090D111 52 81249 SH DFND 1 81249 0 0 PHUNWARE INC COM 71948P100 5 3393 SH DFND 1 3393 0 0 PORCH GROUP INC *W EXP 12/23/202 733245112 40 6621 SH DFND 1 6621 0 0 QUANTUMSCAPE CORP COM CL A 74767V109 27 604 SH DFND 1 604 0 0 ROMEO POWER INC *W EXP 02/21/202 776153116 0 2351 SH DFND 1 2351 0 0 REVIVA PHARMACEUTCLS HLDGS I COM 76152G100 17 3078 SH DFND 1 3078 0 0 SHIFT TECHNOLOGIES INC CL A 82452T107 2 338 SH DFND 1 338 0 0 SKILLZ INC *W EXP 02/26/202 83067L117 172 22480 SH DFND 1 22480 0 0 TIDEWATER INC NEW *W EXP 11/24/202 88642R174 28 67704 SH DFND 1 67704 0 0 TIDEWATER INC NEW *W EXP 07/31/202 88642R125 34 25973 SH DFND 1 25973 0 0 SOC TELEMED INC COM CL A 78472F101 20 3218 SH DFND 1 3218 0 0 TRITERRAS INC *W EXP 11/10/202 G9103H110 92 56121 SH DFND 1 56121 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 411 283535 SH DFND 1 283535 0 0 UCOMMUNE INTERNATIONAL LTD *W EXP 11/17/202 G9449A118 6 16767 SH DFND 1 16767 0 0 VIEW INC COM CL A 92671V106 1 182 SH DFND 1 182 0 0 VINCERX PHARMA INC *W EXP 12/24/202 92731L114 233 57746 SH DFND 1 57746 0 0 VELODYNE LIDAR INC COM 92259F101 266 23357 SH DFND 1 23357 0 0 VISTRA CORP *W EXP 02/02/202 92840M128 53 166086 SH DFND 1 166086 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 2596 3133000 PRN DFND 1 0 0 0 CONX CORP COM CL A 212873103 3135 314469 SH DFND 1 314469 0 0 ISLEWORTH HEALTHCARE ACQU CO COM 46468P102 1453 150000 SH DFND 1 150000 0 0 ISLEWORTH HEALTHCARE ACQU CO *W EXP 08/02/202 46468P110 34 75000 SH DFND 1 75000 0 0 SCVX CORP UNIT 99/99/9999 G79448109 96 9399 SH DFND 1 9399 0 0 BIOCERES CROP SOLUTIONS CORP SHS G1117K114 69 6803 SH DFND 1 6803 0 0 HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW 409735206 114 2977 SH DFND 1 2977 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 203 4311 SH DFND 1 4311 0 0 COLUMBIA SELIGM PREM TECH GR COM 19842X109 1880 60197 SH DFND 1 60197 0 0 SPROTT PHYSICAL GOLD TR UNIT 85207H104 328 24472 SH DFND 1 24472 0 0 ISHARES TR GLOBAL FINLS ETF 464287333 55 758 SH DFND 1 758 0 0 CENTENE CORP DEL COM 15135B101 289 4523 SH DFND 1 4523 0 0 COMMSCOPE HLDG CO INC COM 20337X109 2209 143849 SH DFND 1 143849 0 0 DIEBOLD INC COM 253651103 665 47066 SH DFND 1 47066 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 36164 24708000 PRN DFND 1 0 0 0 SHIFT4 PMTS INC CL A 82452J109 467 5700 SH DFND 1 5700 0 0 GOGO INC NOTE 6.000% 5/1 38046CAD1 3501 2000000 PRN DFND 1 0 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 94 1676 SH DFND 1 1676 0 0 HARMONIC INC DBCV 2.000% 9/0 413160AD4 5643 5000000 PRN DFND 1 0 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 5760 8925000 PRN DFND 1 0 0 0 INSMED INC NOTE 1.750% 1/1 457669AA7 31345 28070000 PRN DFND 1 0 0 0 KNOWLES CORP NOTE 3.250%11/0 49926DAB5 31353 26696000 PRN DFND 1 0 0 0 NUVASIVE INC COM 670704105 662 10108 SH DFND 1 10108 0 0 PAR TECHNOLOGY CORP NOTE 2.875% 4/1 698884AC7 15415 9000000 PRN DFND 1 0 0 0 PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 4525 3850000 PRN DFND 1 0 0 0 PLANTRONICS INC NEW COM 727493108 265 6834 SH DFND 1 6834 0 0 INSULET CORP NOTE 0.375% 9/0 45784PAK7 10652 8041000 PRN DFND 1 0 0 0 Q2 HLDGS INC COM 74736L109 725 7238 SH DFND 1 7238 0 0 RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 78015 12752000 PRN DFND 1 0 0 0 RINGCENTRAL INC NOTE 3/0 76680RAF4 1640 1500000 PRN DFND 1 0 0 0 RINGCENTRAL INC CL A 76680R206 89 300 SH DFND 1 300 0 0 SELECT MED HLDGS CORP COM 81619Q105 639 18758 SH DFND 1 18758 0 0 SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 53868 41165000 PRN DFND 1 0 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 597 11498 SH DFND 1 11498 0 0 2U INC COM 90214J101 7 198 SH DFND 1 198 0 0 VOCERA COMMUNICATIONS INC NOTE 1.500% 5/1 92857FAB3 27808 20554000 PRN DFND 1 0 0 0 CINCINNATI BELL INC NEW COM NEW 171871502 1046 68195 SH DFND 1 68195 0 0 CANADIAN PAC RY LTD COM 13645T100 300 791 SH DFND 1 791 0 0 FLEX LTD ORD Y2573F102 2654 145000 SH DFND 1 145000 0 0 NORFOLK SOUTHN CORP COM 655844108 1208 4500 SH DFND 1 4500 0 0 T-MOBILE US INC COM 872590104 477 3813 SH DFND 1 3813 0 0 AGNC INVT CORP COM 00123Q104 23967 1430035 SH DFND 1 1430035 0 0 ALASKA COMMUNICATIONS SYS GR COM 01167P101 314 96873 SH DFND 1 96873 0 0 ATHENE HOLDING LTD CL A G0684D107 1111 22060 SH DFND 1 22060 0 0 CIGNA CORP NEW COM 125523100 532 2203 SH DFND 1 2203 0 0 CANTEL MED CORP COM 138098108 2960 37082 SH DFND 1 37082 0 0 COHERENT INC COM 192479103 2402 9500 SH DFND 1 9500 0 0 CRH MED CORP COM 12626F105 158 40170 SH DFND 1 40170 0 0 QUEST DIAGNOSTICS INC COM 74834L100 817 6370 SH DFND 1 6370 0 0 FLIR SYS INC COM 302445101 2916 51653 SH DFND 1 51653 0 0 GENMARK DIAGNOSTICS INC COM 372309104 1125 47103 SH DFND 1 47103 0 0 HMS HLDGS CORP COM 40425J101 4107 111082 SH DFND 1 111082 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 1758 6662 SH DFND 1 6662 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 255 1700 SH DFND 1 1700 0 0 MAGELLAN HEALTH INC COM NEW 559079207 1829 19622 SH DFND 1 19622 0 0 MTS SYS CORP COM 553777103 193 3330 SH DFND 1 3330 0 0 SMTC CORP COM NEW 832682207 32 5415 SH DFND 1 5415 0 0 VARIAN MED SYS INC COM 92220P105 4140 23457 SH DFND 1 23457 0 0 ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107 61 4988 SH DFND 1 4988 0 0 BURGERFI INTERNATIONAL INC *W EXP 12/16/202 12122L119 202 52088 SH DFND 1 52088 0 0 DERMTECH INC COM 24984K105 140 2761 SH DFND 1 2761 0 0 4D PHARMA PLC *W EXP 03/22/202 35085K117 0 780 SH DFND 1 780 0 0 PURECYCLE TECHNOLOGIES INC *W EXP 01/28/202 74623V111 184 13238 SH DFND 1 13238 0 0 PLURALSIGHT INC NOTE 0.375% 3/0 72941BAB2 34858 35500000 PRN DFND 1 0 0 0 MARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 57164YAB3 66279 50952000 PRN DFND 1 0 0 0 TABULA RASA HEALTHCARE INC NOTE 1.750% 2/1 873379AA9 25317 25103000 PRN DFND 1 0 0 0 CHEMOURS CO COM 163851108 2014 72175 SH DFND 1 72175 0 0 TRANSOCEAN LTD REG SHS H8817H100 1953 550198 SH DFND 1 550198 0 0 NEW YORK TIMES CO CL A 650111107 152 3018 SH DFND 1 3018 0 0 ATLAS TECHNICAL CONSULTANTS COM CLS A 049430101 94 9302 SH DFND 1 9302 0 0 IMMURON LTD SPONSORED ADR 45254U101 1 200 SH DFND 1 200 0 0 TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 3 21797 SH DFND 1 21797 0 0 CHARGEPOINT HOLDINGS INC COM CL A 15961R105 186 6988 SH DFND 1 6988 0 0 CHEGG INC NOTE 0.250% 5/1 163092AB5 63257 19896000 PRN DFND 1 0 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 22511 8612000 PRN DFND 1 0 0 0 NEVRO CORP NOTE 1.750% 6/0 64157FAA1 9226 6416000 PRN DFND 1 0 0 0 ZENDESK INC NOTE 0.250% 3/1 98936JAB7 19962 9373000 PRN DFND 1 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 318 2800 SH DFND 1 2800 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 576 10800 SH DFND 1 10800 0 0 ISHARES TR MSCI EAFE ETF 464287465 1593 21000 SH DFND 1 21000 0 0 ISHARES TR JPMORGAN USD EMG 464288281 305 2803 SH DFND 1 2803 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 40522 183408 SH DFND 1 183408 0 0 PROSHARES TR ULTSHRT QQQ 74347G739 90 3450 SH DFND 1 3450 0 0 PROSHARES TR ULTRASHRT S&P500 74347B383 685 63800 SH DFND 1 63800 0 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 3154 37129 SH DFND 1 37129 0 0 DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E265 82 2630 SH DFND 1 2630 0 0 PROSHARES TR ULTRAPRO SHORT S 74347B110 136 5783 SH DFND 1 5783 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1228 3100 SH DFND 1 3100 0 0 PROSHARES TR ULTRAPRO SHT QQQ 74347G861 754 57512 SH DFND 1 57512 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 697 6822 SH DFND 1 6822 0 0 ISHARES TR 20 YR TR BD ETF 464287432 1449 10700 SH DFND 1 10700 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 8536 95372 SH DFND 1 95372 0 0 DIREXION SHS ETF TR DAILY SM CP BEAR 25460E232 193 5675 SH DFND 1 5675 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 4234 46874 SH DFND 1 46874 0 0 BARCLAYS BANK PLC IPTH SR B S&P 06746P621 323 28386 SH DFND 1 28386 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 6788 138370 SH DFND 1 138370 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 7367 107860 SH DFND 1 107860 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2381 20400 SH DFND 1 20400 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 3535 43470 SH DFND 1 43470 0 0 WHOLE EARTH BRANDS INC COM CL A 96684W100 293 22496 SH DFND 1 22496 0 0 BROADCOM INC COM 11135F101 157 340 SH DFND 1 340 0 0 CHANGE HEALTHCARE INC COM 15912K100 93 4215 SH DFND 1 4215 0 0 CHEWY INC CL A 16679L109 338 4000 SH DFND 1 4000 0 0 PURPLE INNOVATION INC COM 74640Y106 903 28547 SH DFND 1 28547 0 0 TIDEWATER INC NEW COM 88642R109 23 1869 SH DFND 1 1869 0 0 AES CORP UNIT 99/99/9999 00130H204 4223 40993 SH DFND 1 40993 0 0 SEACOR HOLDINGS INC COM 811904101 98 2410 SH DFND 1 2410 0 0 HYCROFT MINING HOLDING CORP *W EXP 02/12/202 44862P117 0 169985 SH DFND 1 169985 0 0