0001279891-14-000013.txt : 20141113 0001279891-14-000013.hdr.sgml : 20141113 20141113155515 ACCESSION NUMBER: 0001279891-14-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WOLVERINE ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001279891 IRS NUMBER: 020611276 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10687 FILM NUMBER: 141218300 BUSINESS ADDRESS: STREET 1: 175 W. JACKSON STREET 2: SUITE 340 CITY: CHICAGO STATE: IL ZIP: 60064 BUSINESS PHONE: 3128844400 MAIL ADDRESS: STREET 1: 175 WEST JACKSON STREET 2: SUITE 340 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001279891 XXXXXXXX 09-30-2014 09-30-2014 WOLVERINE ASSET MANAGEMENT LLC
175 WEST JACKSON SUITE 340 CHICAGO IL 60604
13F HOLDINGS REPORT 028-10687 N
Michael D. Adamski Chief Compliance Officer 1.312.884.3745 Michael D. Adamski Chicago IL 11-13-2014 0 2713 4790173 false
INFORMATION TABLE 2 form13fQ32014livenfoTable.xml INTERCLOUD SYS INC COM NEW 458488202 862 189990 SH SOLE 189990 0 0 PRUDENTIAL GLB SHT DUR HG YL COM 74433A109 241 14643 SH SOLE 14643 0 0 ADAMS EXPRESS CO COM 006212104 4252 305069 SH SOLE 305069 0 0 ADVENT CLAY CONV SEC INC FD COM 007639107 710 104670 SH SOLE 104670 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 2753 234159 SH SOLE 234159 0 0 LIBERTY ALL-STAR GROWTH FD I COM 529900102 567 111189 SH SOLE 111189 0 0 ADVENT CLAYMORE CV SECS & IN COM 00764C109 216 12490 SH SOLE 12490 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 2180 317361 SH SOLE 317361 0 0 BLACKROCK REAL ASSET EQUITY COM 09254B109 1073 126737 SH SOLE 126737 0 0 BANCROFT FUND LTD COM 059695106 501 25395 SH SOLE 25395 0 0 BLACKROCK RES & COMM STRAT T SHS 09257A108 371 33078 SH SOLE 33078 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 1137 47556 SH SOLE 47556 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 242 27464 SH SOLE 27464 0 0 BLACKROCK HEALTH SCIENCES TR COM 09250W107 374 9753 SH SOLE 9753 0 0 BLACKROCK ECOSOLUTIONS INVT COM SH 092546100 158 20734 SH SOLE 20734 0 0 HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW 409735206 1129 50838 SH SOLE 50838 0 0 CENTRAL EUR RUSS & TURK FD I COM 153436100 2374 95636 SH SOLE 95636 0 0 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 394 14161 SH SOLE 14161 0 0 CENTRAL SECS CORP COM 155123102 410 17870 SH SOLE 17870 0 0 NUVEEN DIVERSIFIED COMMODTY COM UT BEN INT 67074P104 403 29245 SH SOLE 29245 0 0 CORNERSTONE PROGRESSIVE RTN COM 21925C101 116 28307 SH SOLE 28307 0 0 ABERDEEN CHILE FD INC COM 00301W105 434 50740 SH SOLE 50740 0 0 CLEARBRIDGE ENERGY MLP TR FD COM 18469Q108 428 18605 SH SOLE 18605 0 0 DELAWARE INVTS DIV & INCOME COM 245915103 245 24968 SH SOLE 24968 0 0 DENALI FD INC COM 24823A102 36 1689 SH SOLE 1689 0 0 DOW 30 PREMIUM & DIV INC FD COM 260582101 161 10377 SH SOLE 10377 0 0 DOW 30SM ENHANCED PREM & INC COM 260537105 894 67083 SH SOLE 67083 0 0 ELLSWORTH FUND LTD COM 289074106 880 101781 SH SOLE 101781 0 0 EUROPEAN EQUITY FUND COM 298768102 414 50459 SH SOLE 50459 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 2891 163008 SH SOLE 163008 0 0 CLEARBRIDGE ENERGY MLP OPP F COM 18469P100 37 1535 SH SOLE 1535 0 0 ABERDEEN EMERGING MKTS SMALL COM 00301T102 257 18538 SH SOLE 18538 0 0 FIRST TR/ABERDEEN EMERG OPT COM 33731K102 422 23764 SH SOLE 23764 0 0 COHEN & STEERS CLOSED END OP COM 19248P106 174 13412 SH SOLE 13412 0 0 FST TR NEW OPPORT MLP & ENE COM 33739M100 228 12174 SH SOLE 12174 0 0 GENERAL AMERN INVS INC COM 368802104 4506 121604 SH SOLE 121604 0 0 NEW GERMANY FD INC COM 644465106 23 1414 SH SOLE 1414 0 0 GABELLI MULTIMEDIA TR INC COM 36239Q109 400 42612 SH SOLE 42612 0 0 GABELLI GLB SML & MD CP VAL COM 36249W104 64 6343 SH SOLE 6343 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 41 3441 SH SOLE 3441 0 0 CLOUGH GLOBAL EQUITY FD COM 18914C100 119 8340 SH SOLE 8340 0 0 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 1024 53515 SH SOLE 53515 0 0 CLOUGH GLOBAL ALLOCATION FD COM 18913Y103 648 45325 SH SOLE 45325 0 0 GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 15 1634 SH SOLE 1634 0 0 ASIA TIGERS FD INC COM 04516T105 295 24956 SH SOLE 24956 0 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 531 53603 SH SOLE 53603 0 0 CENTRAL GOLDTRUST TR UNIT 153546106 1920 45229 SH SOLE 45229 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 388 13675 SH SOLE 13675 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 239 10820 SH SOLE 10820 0 0 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 656 84058 SH SOLE 84058 0 0 CBRE CLARION GLOBAL REAL EST COM 12504G100 1622 193602 SH SOLE 193602 0 0 VOYA EMERGING MKTS HIGH DIVI COM 92912P108 419 35549 SH SOLE 35549 0 0 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 323 13891 SH SOLE 13891 0 0 NEW IRELAND FUND INC COM 645673104 447 35291 SH SOLE 35291 0 0 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 98 8446 SH SOLE 8446 0 0 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 944 132888 SH SOLE 132888 0 0 NUVEEN EQUITY PREM ADV FD COM 6706ET107 2655 203360 SH SOLE 203360 0 0 NUVEEN ALL CAP ENE MLP OPPO COM 67075E108 143 7470 SH SOLE 7470 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 1776 183382 SH SOLE 183382 0 0 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 1378 98017 SH SOLE 98017 0 0 NUVEEN REAL ESTATE INCOME FD COM 67071B108 1429 136058 SH SOLE 136058 0 0 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 205 21675 SH SOLE 21675 0 0 LATIN AMERN DISCOVERY FD INC COM 51828C106 278 21237 SH SOLE 21237 0 0 MACQUARIE FT TR GB INF UT DI COM 55607W100 90 5403 SH SOLE 5403 0 0 COHEN & STEERS MLP INC & ENR COM SHS 19249B106 216 10237 SH SOLE 10237 0 0 MEXICO FD INC COM 592835102 512 18698 SH SOLE 18698 0 0 TORTOISE ENERGY INDEPENDENC COM 89148K101 3196 129317 SH SOLE 129317 0 0 ALLIANZGI EQUITY & CONV INCO COM 018829101 1039 52296 SH SOLE 52296 0 0 NEUBERGER BERMAN RE ES SEC F COM 64190A103 3085 640047 SH SOLE 640047 0 0 PETROLEUM & RES CORP COM 716549100 3649 126722 SH SOLE 126722 0 0 COHEN & STEERS TOTAL RETURN COM 19247R103 3077 257534 SH SOLE 257534 0 0 ROYCE GLOBAL VALUE TR INC COM 78081T104 326 37474 SH SOLE 37474 0 0 RMR REAL ESTATE INCOME FUND COM 76970B101 211 11237 SH SOLE 11237 0 0 LMP REAL ESTATE INCOME FD IN COM 50208C108 1921 171143 SH SOLE 171143 0 0 MORGAN STANLEY EASTN EUR FD COM 616988101 634 40437 SH SOLE 40437 0 0 COHEN & STEERS REIT & PFD IN COM 19247X100 177 10188 SH SOLE 10188 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 1288 121258 SH SOLE 121258 0 0 ABERDEEN SINGAPORE FD INC COM 003244100 641 51599 SH SOLE 51599 0 0 SALIENT MLP & ENERGY INFRSTR COM SH BEN INT 79471T100 131 3922 SH SOLE 3922 0 0 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 24 830 SH SOLE 830 0 0 SOURCE CAP INC COM 836144105 3267 50283 SH SOLE 50283 0 0 SWISS HELVETIA FD INC COM 870875101 2979 220223 SH SOLE 220223 0 0 TURKISH INVT FD INC COM 900145103 1236 118518 SH SOLE 118518 0 0 TORTOISE PWR & ENERGY INFRAS COM 89147X104 73 2600 SH SOLE 2600 0 0 TEMPLETON RUS AND EAST EUR F COM 88022F105 1544 122559 SH SOLE 122559 0 0 THAI FD INC COM 882904105 2229 181423 SH SOLE 181423 0 0 TRI CONTL CORP COM 895436103 3881 185988 SH SOLE 185988 0 0 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 965 20075 SH SOLE 20075 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 4013 688464 SH SOLE 688464 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 19 540 SH SOLE 540 0 0 ZWEIG TOTAL RETURN FD INC COM NEW 989837208 446 32257 SH SOLE 32257 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 681 39870 SH SOLE 39870 0 0 APOLLO TACTICAL INCOME FD IN COM 037638103 249 14407 SH SOLE 14407 0 0 ARES DYNAMIC CR ALLOCATION F COM 04014F102 1038 60969 SH SOLE 60969 0 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 687 50545 SH SOLE 50545 0 0 BLACKROCK BUILD AMER BD TR SHS 09248X100 63 3025 SH SOLE 3025 0 0 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 1392 82974 SH SOLE 82974 0 0 BABSON CAP GLB SHT DURHGH YL COM 05617T100 115 5074 SH SOLE 5074 0 0 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 756 45307 SH SOLE 45307 0 0 BLACKROCK CORE BD TR SHS BEN INT 09249E101 50 3776 SH SOLE 3776 0 0 BLACKROCK MULTI-SECTOR INC T COM 09258A107 564 31832 SH SOLE 31832 0 0 BLACKROCK LTD DURATION INC T COM SHS 09249W101 48 2977 SH SOLE 2977 0 0 BLACKROCK INCOME OPP TRUST I COM 092475102 1388 134071 SH SOLE 134071 0 0 BLACKSTONE GSO FLTING RTE FU COM 09256U105 631 36795 SH SOLE 36795 0 0 BLACKROCK CR ALLCTN INC TR COM 092508100 136 10241 SH SOLE 10241 0 0 MFS INTERMEDIATE HIGH INC FD SH BEN INT 59318T109 236 86914 SH SOLE 86914 0 0 CREDIT SUISSE ASSET MGMT INC COM 224916106 382 111982 SH SOLE 111982 0 0 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 386 104403 SH SOLE 104403 0 0 DUFF & PHELPS GLB UTL INC FD COM 26433C105 15 726 SH SOLE 726 0 0 BLACKROCK DEBT STRAT FD INC COM 09255R103 508 133053 SH SOLE 133053 0 0 DUFF & PHELPS UTIL CORP BD T COM 26432K108 239 24454 SH SOLE 24454 0 0 WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 296 32782 SH SOLE 32782 0 0 EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 839 48708 SH SOLE 48708 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 12 861 SH SOLE 861 0 0 EATON VANCE FLTING RATE INC COM 278279104 268 18458 SH SOLE 18458 0 0 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 324 23260 SH SOLE 23260 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 290 44620 SH SOLE 44620 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 28 4868 SH SOLE 4868 0 0 FIRST TR SR FLG RTE INCM FD COM 33733U108 533 39342 SH SOLE 39342 0 0 FLAHERTY & CRUMRINE TOTAL RE COM 338479108 424 21528 SH SOLE 21528 0 0 FIRST TR INTER DUR PFD & IN COM 33718W103 666 30674 SH SOLE 30674 0 0 BLACKROCK FLOAT RATE OME STR COM 09255X100 566 40318 SH SOLE 40318 0 0 FIRST TR HIGH INCOME L/S FD COM 33738E109 1330 77870 SH SOLE 77870 0 0 FRANKLIN UNVL TR SH BEN INT 355145103 94 13496 SH SOLE 13496 0 0 FRANKLIN LTD DURATION INC TR COM 35472T101 1551 125298 SH SOLE 125298 0 0 WESTERN ASSET GLB PTNRS INCO COM 95766G108 862 82949 SH SOLE 82949 0 0 GDL FUND COM SH BEN IT 361570104 220 20935 SH SOLE 20935 0 0 GLOBAL HIGH INCOME FUND INC COM 37933G108 127 13202 SH SOLE 13202 0 0 BROOKFIELD HIGH INCOME FD IN COM 11272P102 390 41642 SH SOLE 41642 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 76 13289 SH SOLE 13289 0 0 NEW AMER HIGH INCOME FD INC COM NEW 641876800 186 19772 SH SOLE 19772 0 0 MANAGED HIGH YIELD PLUS FD I COM 561911108 195 98408 SH SOLE 98408 0 0 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 1133 68265 SH SOLE 68265 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 789 66733 SH SOLE 66733 0 0 IVY HIGH INC OPPORTUNITIES F COM 465893105 1142 66054 SH SOLE 66054 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 159 14113 SH SOLE 14113 0 0 HANCOCK JOHN INVS TR COM 410142103 365 19763 SH SOLE 19763 0 0 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 159 19053 SH SOLE 19053 0 0 HANCOCK JOHN INCOME SECS TR COM 410123103 374 26594 SH SOLE 26594 0 0 NUVEEN MULTI MKT INCOME FD I COM 67075J107 292 38756 SH SOLE 38756 0 0 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 875 95198 SH SOLE 95198 0 0 NUVEEN QUALITY PFD INCOME FD COM 67072C105 57 6585 SH SOLE 6585 0 0 NUVEEN FLEXIBLE INVT INCOME COM 67075B104 36 2058 SH SOLE 2058 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 1070 119888 SH SOLE 119888 0 0 NUVEEN SHT DUR CR OPP FD COM 67074X107 454 26569 SH SOLE 26569 0 0 NUVEEN QUALITY PFD INCOME FD COM 67071S101 308 37880 SH SOLE 37880 0 0 DEUTSCHE HIGH INCOME TR SHS 25155R100 951 106400 SH SOLE 106400 0 0 DEUTSCHE MULTI-MKT INCOME TR SHS 25160E102 1549 174852 SH SOLE 174852 0 0 DEUTSCHE STRATEGIC INCOME TR SHS 25160F109 791 65178 SH SOLE 65178 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 1263 142575 SH SOLE 142575 0 0 WESTERN ASSET MGD HI INCM FD COM 95766L107 575 104125 SH SOLE 104125 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 324 64701 SH SOLE 64701 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 1151 179339 SH SOLE 179339 0 0 NUVEEN BUILD AMER BD FD COM 67074C103 45 2238 SH SOLE 2238 0 0 NEUBERGER BERMAN HGH YLD FD COM 64128C106 472 36632 SH SOLE 36632 0 0 NUVEEN SR INCOME FD COM 67067Y104 593 88739 SH SOLE 88739 0 0 PUTMAN HIGH INCOME SEC FUND SHS BEN INT 746779107 46 5554 SH SOLE 5554 0 0 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 163 7262 SH SOLE 7262 0 0 FLAHERTY & CRUMRINE PFD INC COM 33848E106 191 17646 SH SOLE 17646 0 0 PACHOLDER HIGH YIELD FD INC COM 693742108 141 18081 SH SOLE 18081 0 0 VOYA PRIME RATE TR SH BEN INT 92913A100 748 136144 SH SOLE 136144 0 0 RENN FD INC COM 759720105 10 7188 SH SOLE 7188 0 0 STRATEGIC GLOBAL INCOME FD COM 862719101 353 40039 SH SOLE 40039 0 0 TRANSAMERICA INCOME SHS INC COM 893506105 232 11412 SH SOLE 11412 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 502 39477 SH SOLE 39477 0 0 THL CR SR LN FD COM 87244R103 692 39751 SH SOLE 39751 0 0 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 449 26356 SH SOLE 26356 0 0 INVESCO HIGH INCOME TR II COM 46131F101 174 11193 SH SOLE 11193 0 0 INVESCO DYNAMIC CR OPP FD COM 46132R104 551 44683 SH SOLE 44683 0 0 INVESCO SR INCOME TR COM 46131H107 776 163553 SH SOLE 163553 0 0 WESTERN ASSET PREMIER BD FD 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BLACKROCK MUNICIPL INC QLTY COM 092479104 1235 89256 SH SOLE 89256 0 0 MFS CALIF MUN FD COM 59318C106 298 27710 SH SOLE 27710 0 0 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 568 46039 SH SOLE 46039 0 0 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 748 172361 SH SOLE 172361 0 0 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 486 102486 SH SOLE 102486 0 0 MFS INVT GRADE MUN TR SH BEN INT 59318B108 902 98766 SH SOLE 98766 0 0 DREYFUS MUN BD INFRSTRCTR FD SHS 26203D101 1534 130385 SH SOLE 130385 0 0 DTF TAX-FREE INCOME INC COM 23334J107 12 800 SH SOLE 800 0 0 EATON VANCE MI MUNI INCOME T SH BEN INT 27826D106 165 13394 SH SOLE 13394 0 0 EATON VANCE N J MUN BD FD COM 27828R103 139 11109 SH SOLE 11109 0 0 EATON VANCE NJ MUNI INCOME T SH BEN INT 27826V106 412 33593 SH SOLE 33593 0 0 EATON VANCE PA MUNI INCOME T SH BEN INT 27826T101 73 6069 SH SOLE 6069 0 0 FEDERATED PREM INTR MUN INC COM 31423M105 7 569 SH SOLE 569 0 0 INVESCO QUALITY MUNI INC TRS COM 46133G107 1094 90311 SH SOLE 90311 0 0 BLACKROCK MUNIYIELD CALI QLT COM 09254N103 885 60758 SH SOLE 60758 0 0 BLACKROCK MUNIENHANCED FD IN COM 09253Y100 384 34318 SH SOLE 34318 0 0 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 1111 79961 SH SOLE 79961 0 0 MFS MUN INCOME TR SH BEN INT 552738106 1147 175169 SH SOLE 175169 0 0 BLACKROCK MUNIYLD INVST QLTY COM 09254T100 745 55959 SH SOLE 55959 0 0 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 775 48164 SH SOLE 48164 0 0 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 404 30307 SH SOLE 30307 0 0 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 810 60629 SH SOLE 60629 0 0 BLACKROCK MUNIYIELD NJ QLTY COM 09255A100 460 33043 SH SOLE 33043 0 0 EATON VANCE MA MUNI INCOME T SH BEN INT 27826E104 420 31912 SH SOLE 31912 0 0 BLACKROCK MUNI N Y INTER DUR COM 09255F109 364 26518 SH SOLE 26518 0 0 BLACKROCK MUNIYIELD PA QLTY COM 09255G107 126 8987 SH SOLE 8987 0 0 BLACKROCK MUNIY QUALITY FD I COM 09254G108 134 10536 SH SOLE 10536 0 0 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 1269 89200 SH SOLE 89200 0 0 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 1191 89722 SH SOLE 89722 0 0 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 384 27453 SH SOLE 27453 0 0 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 121 9331 SH SOLE 9331 0 0 MINNESOTA MUN INCOME PTFL IN COM 604062109 19 1231 SH SOLE 1231 0 0 FIRST AMERN MINN MUN INC FD COM 31849P104 103 7193 SH SOLE 7193 0 0 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 320 23400 SH SOLE 23400 0 0 BLACKROCK MUNIYIELD N J FD I COM 09254Y109 405 27923 SH SOLE 27923 0 0 BLACKROCK MUNIYLD MICH QLTY COM 09254W103 234 18679 SH SOLE 18679 0 0 BLACKROCK MUNIYIELD NY QLTY COM 09255E102 698 54481 SH SOLE 54481 0 0 MANAGED DURATION INVT GRD FU COM 56165R103 63 4724 SH SOLE 4724 0 0 NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 758 56879 SH SOLE 56879 0 0 NEUBERGER BERMAN NY INT MUN COM 64124K102 8 644 SH SOLE 644 0 0 NUVEEN NEW JERSEY MUN VALUE COM 670702109 251 17764 SH SOLE 17764 0 0 NUVEEN MUN INCOME FD INC COM 67062J102 0 78 SH SOLE 78 0 0 NUVEEN MD PREM INCOME MUN FD COM 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SH SOLE 9500 0 0 UNITED STATES STL CORP NEW COM 912909108 717 18327 SH SOLE 18327 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 49 583 SH SOLE 583 0 0 YELP INC CL A 985817105 892 13074 SH SOLE 13074 0 0 YAHOO INC COM 984332106 4680 114859 SH SOLE 114859 0 0 YUM BRANDS INC COM 988498101 748 10393 SH SOLE 10393 0 0 YY INC ADS REPCOM CLA 98426T106 7 100 SH SOLE 100 0 0 ZYNGA INC CL A 98986T108 42 15600 SH SOLE 15600 0 0 ENPRO INDS INC COM 29355X107 0 2 SH SOLE 2 0 0 TRAVELPORT WORLDWIDE LTD SHS G9019D104 2282 138649 SH SOLE 138649 0 0 ACCESS MIDSTREAM PARTNERS L UNIT 00434L109 1440 22634 SH SOLE 22634 0 0 APPROACH RESOURCES INC COM 03834A103 1730 119373 SH SOLE 119373 0 0 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 249 25000 SH SOLE 25000 0 0 CIVEO CORP COM 178787107 203 17532 SH SOLE 17532 0 0 CYTEC INDS INC COM 232820100 3523 74498 SH SOLE 74498 0 0 ENERGEN CORP COM 29265N108 1733 24000 SH SOLE 24000 0 0 CHART INDS INC COM PAR $0.01 16115Q308 2162 35373 SH SOLE 35373 0 0 KEY 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SOLE 6730 0 0 DIAMONDROCK HOSPITALITY CO COM 252784301 7 600 SH SOLE 600 0 0 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 136 3984 SH SOLE 3984 0 0 PEBBLEBROOK HOTEL TR COM 70509V100 49 1318 SH SOLE 1318 0 0 SUNSTONE HOTEL INVS INC NEW COM 867892101 265 19241 SH SOLE 19241 0 0 APOLLO RESIDENTIAL MTG INC COM 03763V102 1981 128403 SH SOLE 128403 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 2953 616525 SH SOLE 616525 0 0 DYNEX CAP INC COM NEW 26817Q506 401 49679 SH SOLE 49679 0 0 ZAIS FINL CORP COM 98886K108 860 49877 SH SOLE 49877 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 562 55000 SH SOLE 55000 0 0 ALLIANT TECHSYSTEMS INC COM 018804104 638 5000 SH SOLE 5000 0 0 B/E AEROSPACE INC COM 073302101 612 7300 SH SOLE 7300 0 0 BOB EVANS FARMS INC COM 096761101 378 8000 SH SOLE 8000 0 0 BELLATRIX EXPLORATION LTD COM 078314101 67 11000 SH SOLE 11000 0 0 CENOVUS ENERGY INC COM 15135U109 338 12600 SH SOLE 12600 0 0 KIMBALL INTL INC CL B 494274103 617 41000 SH SOLE 41000 0 0 LSB INDS INC COM 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337932107 29 168 SH Put SOLE 0 0 0 FOOT LOCKER INC COM 344849104 48 43 SH Call SOLE 0 0 0 FOOT LOCKER INC COM 344849104 3 131 SH Put SOLE 0 0 0 FLUOR CORP NEW COM 343412102 11 46 SH Call SOLE 0 0 0 FLUOR CORP NEW COM 343412102 25 53 SH Put SOLE 0 0 0 FLOWSERVE CORP COM 34354P105 0 3 SH Call SOLE 0 0 0 FLOWSERVE CORP COM 34354P105 0 1 SH Put SOLE 0 0 0 F M C CORP COM 302491303 0 4 SH Call SOLE 0 0 0 F M C CORP COM 302491303 9 11 SH Put SOLE 0 0 0 FOSSIL GROUP INC COM 34988V106 24 56 SH Call SOLE 0 0 0 FOSSIL GROUP INC COM 34988V106 35 27 SH Put SOLE 0 0 0 TWENTY FIRST CENTY FOX INC COM 90130A101 49 211 SH Call SOLE 0 0 0 TWENTY FIRST CENTY FOX INC COM 90130A101 48 508 SH Put SOLE 0 0 0 FRANCESCAS HLDGS CORP COM 351793104 3 2 SH Put SOLE 0 0 0 FOREST OIL CORP COM 346091705 0 11 SH Call SOLE 0 0 0 FOREST OIL CORP COM 346091705 11 138 SH Put SOLE 0 0 0 FMC TECHNOLOGIES INC COM 30249U101 0 1 SH Call SOLE 0 0 0 FMC TECHNOLOGIES INC COM 30249U101 1 12 SH Put SOLE 0 0 0 FLOTEK INDS INC DEL COM 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740 197 SH Call SOLE 0 0 0 KEURIG GREEN MTN INC COM 49271M100 2 317 SH Put SOLE 0 0 0 GAMESTOP CORP NEW COM 36467W109 10 318 SH Call SOLE 0 0 0 GAMESTOP CORP NEW COM 36467W109 80 365 SH Put SOLE 0 0 0 GNC HLDGS INC COM 36191G107 11 34 SH Call SOLE 0 0 0 GNC HLDGS INC COM 36191G107 5 11 SH Put SOLE 0 0 0 GENERAC HLDGS INC COM 368736104 1 1 SH Put SOLE 0 0 0 RANDGOLD RES LTD COM 752344309 0 22 SH Call SOLE 0 0 0 RANDGOLD RES LTD COM 752344309 104 20 SH Put SOLE 0 0 0 GOOGLE INC COM 38259P706 292 53 SH Call SOLE 0 0 0 GOOGLE INC COM 38259P706 100 36 SH Put SOLE 0 0 0 GOOGLE INC COM 38259P508 5615 242 SH Call SOLE 0 0 0 GOOGLE INC COM 38259P508 1358 81 SH Put SOLE 0 0 0 GULFPORT ENERGY CORP COM 402635304 2 84 SH Call SOLE 0 0 0 GULFPORT ENERGY CORP COM 402635304 38 147 SH Put SOLE 0 0 0 GREEN PLAINS INC COM 393222104 11 360 SH Put SOLE 0 0 0 GOPRO INC COM 38268T103 1 61 SH Put SOLE 0 0 0 GAP INC DEL COM 364760108 6 12 SH Call SOLE 0 0 0 GRACE W R & CO DEL NEW COM 38388F108 72 57 SH Call SOLE 0 0 0 GRACE W R & CO DEL NEW COM 38388F108 43 21 SH Put SOLE 0 0 0 GROUPON INC COM 399473107 85 380 SH Call SOLE 0 0 0 GROUPON INC COM 399473107 222 1379 SH Put SOLE 0 0 0 GASTAR EXPL INC NEW COM 36729W202 1 50 SH Call SOLE 0 0 0 GASTAR EXPL INC NEW COM 36729W202 84 1375 SH Put SOLE 0 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 0 300 SH Call SOLE 0 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 189 605 SH Put SOLE 0 0 0 GRAINGER W W INC COM 384802104 0 1 SH Call SOLE 0 0 0 GRAINGER W W INC COM 384802104 0 1 SH Put SOLE 0 0 0 HAIN CELESTIAL GROUP INC COM 405217100 2 159 SH Put SOLE 0 0 0 HALLIBURTON CO COM 406216101 194 260 SH Call SOLE 0 0 0 HALLIBURTON CO COM 406216101 135 502 SH Put SOLE 0 0 0 HARMAN INTL INDS INC COM 413086109 6 19 SH Call SOLE 0 0 0 HARMAN INTL INDS INC COM 413086109 1 7 SH Put SOLE 0 0 0 HASBRO INC COM 418056107 0 2 SH Call SOLE 0 0 0 HASBRO INC COM 418056107 0 5 SH Put SOLE 0 0 0 HEALTH CARE REIT INC COM 42217K106 0 9 SH Call SOLE 0 0 0 HOME DEPOT INC COM 437076102 155 145 SH Call SOLE 0 0 0 HOME DEPOT INC COM 437076102 235 1609 SH Put SOLE 0 0 0 HERCULES OFFSHORE INC COM 427093109 0 65 SH Call SOLE 0 0 0 HERCULES OFFSHORE INC COM 427093109 33 377 SH Put SOLE 0 0 0 HESS CORP COM 42809H107 70 182 SH Call SOLE 0 0 0 HESS CORP COM 42809H107 18 288 SH Put SOLE 0 0 0 HOLLYFRONTIER CORP COM 436106108 6 67 SH Call SOLE 0 0 0 HOLLYFRONTIER CORP COM 436106108 39 118 SH Put SOLE 0 0 0 HALCON RES CORP COM 40537Q209 1522 12238 SH Put SOLE 0 0 0 HERBALIFE LTD COM G4412G101 171 687 SH Call SOLE 0 0 0 HERBALIFE LTD COM G4412G101 4615 4265 SH Put SOLE 0 0 0 HARVEST NATURAL RESOURCES IN COM 41754V103 29 72 SH Put SOLE 0 0 0 HARLEY DAVIDSON INC COM 412822108 5 127 SH Call SOLE 0 0 0 HARLEY DAVIDSON INC COM 412822108 4 13 SH Put SOLE 0 0 0 HONEYWELL INTL INC COM 438516106 27 62 SH Call SOLE 0 0 0 HONEYWELL INTL INC COM 438516106 46 216 SH Put SOLE 0 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 8 18 SH Call SOLE 0 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 21 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6 397 SH Call SOLE 0 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 0 1 SH Put SOLE 0 0 0 IMAX CORP COM 45245E109 33 188 SH Call SOLE 0 0 0 INFOSYS LTD COM 456788108 9 12 SH Call SOLE 0 0 0 INFOSYS LTD COM 456788108 0 12 SH Put SOLE 0 0 0 INTUIT COM 461202103 105 120 SH Call SOLE 0 0 0 INTUIT COM 461202103 43 119 SH Put SOLE 0 0 0 ION GEOPHYSICAL CORP COM 462044108 0 20 SH Put SOLE 0 0 0 INTEROIL CORP COM 460951106 19 235 SH Call SOLE 0 0 0 INTEROIL CORP COM 460951106 2988 3016 SH Put SOLE 0 0 0 INTL PAPER CO COM 460146103 35 129 SH Call SOLE 0 0 0 INTL PAPER CO COM 460146103 54 372 SH Put SOLE 0 0 0 INTERPUBLIC GROUP COS INC COM 460690100 24 107 SH Put SOLE 0 0 0 IRON MTN INC COM 462846106 12 57 SH Call SOLE 0 0 0 IRON MTN INC COM 462846106 17 224 SH Put SOLE 0 0 0 INTUITIVE SURGICAL INC COM 46120E602 73 12 SH Call SOLE 0 0 0 INTUITIVE SURGICAL INC COM 46120E602 12 68 SH Put SOLE 0 0 0 ILLINOIS TOOL WKS INC COM 452308109 1 6 SH Call SOLE 0 0 0 ILLINOIS TOOL WKS INC COM 452308109 0 8 SH Put SOLE 0 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 0 23 SH Call SOLE 0 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 0 17 SH Put SOLE 0 0 0 JAKKS PAC INC COM 47012E106 0 9 SH Put SOLE 0 0 0 JOHNSON CTLS INC COM 478366107 11 37 SH Call SOLE 0 0 0 JOHNSON CTLS INC COM 478366107 44 182 SH Put SOLE 0 0 0 PENNEY J C INC COM 708160106 1 353 SH Call SOLE 0 0 0 PENNEY J C INC COM 708160106 727 11651 SH Put SOLE 0 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 0 12 SH Call SOLE 0 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 10 20 SH Put SOLE 0 0 0 JIVE SOFTWARE INC COM 47760A108 1 18 SH Call SOLE 0 0 0 JIVE SOFTWARE INC COM 47760A108 1 63 SH Put SOLE 0 0 0 JUMEI INTL HLDG LTD COM 48138L107 71 119 SH Put SOLE 0 0 0 SPDR SERIES TRUST COM 78464A417 72 500 SH Put SOLE 0 0 0 JOY GLOBAL INC COM 481165108 5 283 SH Call SOLE 0 0 0 JOY GLOBAL INC COM 481165108 24 58 SH Put SOLE 0 0 0 NORDSTROM INC COM 655664100 4 11 SH Call SOLE 0 0 0 KELLOGG CO COM 487836108 0 1 SH Call SOLE 0 0 0 KELLOGG CO COM 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