CUSIP No.: 807864103
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1 | NAME OF REPORTING PERSON Wolverine Flagship Fund Trading Limited I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] |
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3 | SEC USE ONLY |
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4 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER |
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6 | SHARED VOTING POWER 71,888 |
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7 | SOLE DISPOSITIVE POWER |
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8 | SHARED DISPOSITIVE POWER 71,888 |
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9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 71,888 |
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10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] |
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11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.2% |
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12 | TYPE OF REPORTING PERSON OO |
CUSIP No.: 807864103
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1 | NAME OF REPORTING PERSON Wolverine Asset Management, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] |
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3 | SEC USE ONLY |
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4 | CITIZENSHIP OR PLACE OF ORGANIZATION Illinois |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER |
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6 | SHARED VOTING POWER 71,888 |
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7 | SOLE DISPOSITIVE POWER |
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8 | SHARED DISPOSITIVE POWER 71,888 |
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9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 71,888 |
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10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] |
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11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.2% |
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12 | TYPE OF REPORTING PERSON IA |
CUSIP No.: 807864103
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1 | NAME OF REPORTING PERSON Wolverine Holdings, L.P. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] |
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3 | SEC USE ONLY |
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4 | CITIZENSHIP OR PLACE OF ORGANIZATION Illinois |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER |
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6 | SHARED VOTING POWER 71,888 |
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7 | SOLE DISPOSITIVE POWER |
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8 | SHARED DISPOSITIVE POWER 71,888 |
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9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 71,888 |
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10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] |
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11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.2% |
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12 | TYPE OF REPORTING PERSON HC |
CUSIP No.: 807864103
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1 | NAME OF REPORTING PERSON Wolverine Trading Partners, Inc. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] |
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3 | SEC USE ONLY |
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4 | CITIZENSHIP OR PLACE OF ORGANIZATION Illinois |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER |
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6 | SHARED VOTING POWER 71,888 |
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7 | SOLE DISPOSITIVE POWER |
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8 | SHARED DISPOSITIVE POWER 71,888 |
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9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 71,888 |
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10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [] |
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11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.2% |
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12 | TYPE OF REPORTING PERSON CO/HC |
CUSIP No.: 807864103
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1 | NAME OF REPORTING PERSON Christopher L. Gust I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] |
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3 | SEC USE ONLY |
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4 | CITIZENSHIP OR PLACE OF ORGANIZATION US Citizen |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER |
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6 | SHARED VOTING POWER 71,888 |
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7 | SOLE DISPOSITIVE POWER |
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8 | SHARED DISPOSITIVE POWER 71,888 |
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9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 71,888 |
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10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [] |
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11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.2% |
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12 | TYPE OF REPORTING PERSON IN/HC |
CUSIP No.: 807864103
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1 | NAME OF REPORTING PERSON Robert R. Bellick I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] |
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3 | SEC USE ONLY |
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4 | CITIZENSHIP OR PLACE OF ORGANIZATION US Citizen |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER |
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6 | SHARED VOTING POWER 71,888 |
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7 | SOLE DISPOSITIVE POWER |
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8 | SHARED DISPOSITIVE POWER 71,888 |
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9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 71,888 |
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10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [] |
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11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.2% |
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12 | TYPE OF REPORTING PERSON IN/HC |
CUSIP No.: 807864103
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ITEM 1(a). | NAME OF ISSUER: | |
School Specialty, Inc. | ||
ITEM 1(b). | ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: | |
W6316 Design Drive Greenville, Wisconsin 54942 |
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ITEM 2(a). | NAME OF PERSON FILING: | |
Wolverine Flagship Fund Trading Limited Wolverine Asset Management, LLC Wolverine Holdings, L.P. Wolverine Trading Partners, Inc. Christopher L. Gust Robert R. Bellick |
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ITEM 2(b). | ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: | |
c/o: Wolverine Asset Management, LLC 175 West Jackson Blvd. Suite 340 Chicago, IL 60604 |
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ITEM 2(c). | CITIZENSHIP: | |
Wolverine Flagship Fund Trading Limited - Cayman Islands Wolverine Asset Management, LLC - Illinois Wolverine Holdings, L.P. - Illinois Wolverine Trading Partners, Inc. - Illinois Christopher L. Gust - US Citizen Robert R. Bellick - US Citizen |
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ITEM 2(d). | TITLE OF CLASS OF SECURITIES: | |
Common Stock, $0.001 per share | ||
ITEM 2(e). | CUSIP NUMBER: | |
807864103 |
ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A: | |
(a) | [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c); | |
(b) | [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); | |
(c) | [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); | |
(d) | [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); |
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(e) | [ ] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); | |
(f) | [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); | |
(g) | [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); | |
(h) | [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) | [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | [ ] A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); | |
(k) | [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution: |
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ITEM 4. | OWNERSHIP: | |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | ||
(a) | Amount beneficially owned: | |
Wolverine Flagship Fund Trading Limited (the "Fund") holds 71,888 shares of the common stock of School Specialty, Inc. (the "Issuer"). Wolverine Asset Management, LLC ("WAM") is the investment manager of the Fund and has voting and dispositive power over these securities. The sole member and manager of WAM is Wolverine Holdings, L.P. ("Wolverine Holdings"). Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. ("WTP"), the general partner of Wolverine Holdings. | ||
(b) | Percent of class: | |
7.2% | ||
(c) | Number of shares as to which the person has: | |
(i) Sole power to vote or to direct the vote: | ||
0 | ||
(ii) Shared power to vote or to direct the vote: | ||
Each of WAM, Wolverine Holdings, WTP, Mr. Bellick, and Mr. Gust has shared power to vote or direct to vote of 71,888 shares of the common stock of the Issuer.
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(iii) Sole power to dispose or to direct the disposition of: | ||
0 | ||
(iv) Shared power to dispose or to direct the disposition of: | ||
Each of WAM, Wolverine Holdings, WTP, Mr. Bellick, and Mr. Gust has shared power to dispose or to direct the disposition of 71,888 shares of the common stock of the Issuer.
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ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: | |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. | ||
ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: | |
Not applicable. | ||
ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: | |
Not applicable. | ||
ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: | |
Not applicable. | ||
ITEM 9. | NOTICE OF DISSOLUTION OF GROUP: | |
Not applicable. | ||
ITEM 10. | CERTIFICATION: | |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
Date: February 13, 2015.
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WOLVERINE FLAGSHIP FUND TRADING LIMITED
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By:
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/s/ Kenneth L. Nadel
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Name: Kenneth L. Nadel
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Title: Director
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WOLVERINE ASSET MANAGEMENT, LLC
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By:
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/s/ Kenneth L. Nadel
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Name: Kenneth L. Nadel
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Title: Chief Operating Officer
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WOLVERINE HOLDINGS, LP
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By:
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/s/ Christopher L. Gust
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Name: Christopher L. Gust
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Title: Managing Director
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WOLVERINE TRADING PARTNERS, INC.
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By:
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/s/ Christopher L. Gust
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Name: Christopher L. Gust
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Title: Authorized Signatory
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/s/ Christopher L. Gust
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Christopher L. Gust
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/s/ Robert R. Bellick
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Robert R. Bellick
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Wolverine Flagship Fund Trading Limited
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/s/ Kenneth L. Nadel
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Signature
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Kenneth L. Nadel, Director
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Name/Title
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Wolverine Asset Management, LLC
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/s/ Kenneth L. Nadel
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Signature
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Kenneth L. Nadel, Chief Operating Officer
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Name/Title
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Wolverine Holdings, L.P.
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/s/Christopher L. Gust
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Signature
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Christopher L. Gust, Managing Director
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Name/Title
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Wolverine Trading Partners, Inc.
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/s/Christopher L. Gust
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Signature
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Christopher L. Gust, Authorized Signatory
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Name/Title
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/s/Christopher L. Gust
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Christopher L. Gust
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/s/ Robert R. Bellick
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Robert R. Bellick
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