-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J58OEw9rA/Rj71RGckyhnvOFAhTJH2pyna8isyLnYE2VwbJvXc9KB7l+P72oqpIf zmjl7eoUoiWKmQWHf4d6sw== 0001209191-07-039427.txt : 20070629 0001209191-07-039427.hdr.sgml : 20070629 20070629131916 ACCESSION NUMBER: 0001209191-07-039427 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070629 FILED AS OF DATE: 20070629 DATE AS OF CHANGE: 20070629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL BIOSENSORS INC CENTRAL INDEX KEY: 0001279695 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 980424072 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 103 RICKETTS ROAD STREET 2: MT. WAVERLEY CITY: VICTORIA STATE: C3 ZIP: 3149 BUSINESS PHONE: 613-8542-9000 MAIL ADDRESS: STREET 1: 103 RICKETTS ROAD STREET 2: MT. WAVERLEY CITY: VICTORIA STATE: C3 ZIP: 3149 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morrisson Mark CENTRAL INDEX KEY: 0001397503 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52607 FILM NUMBER: 07949722 BUSINESS ADDRESS: BUSINESS PHONE: 613 8542-9000 MAIL ADDRESS: STREET 1: 103 RICKETTS ROAD STREET 2: MT. WAVERLEY CITY: VICTORIA STATE: C3 ZIP: 3149 3 1 doc3.xml FORM 3 SUBMISSION X0202 3 2007-06-29 0 0001279695 UNIVERSAL BIOSENSORS INC UBI 0001397503 Morrisson Mark 103 RICKETTS ROAD MT. WAVERLEY VICTORIA C3 3149 AUSTRALIA 1 1 0 0 Managing Director/C.E.O. Stock Option (Right to Buy) 0.33 2008-12-12 2015-12-31 Common Stock 960560 D Stock Option (Right to Buy) 1.25 2009-02-28 2017-03-22 Common Stock 45000 D 1/3 of the stock options vested and become exercisable on July 1, 2006. The remaining stock options will vest and become exercisable in two equal annual installments on July 1, 2007 and 2008 respectively. All of the stock options are subject to escrow until December 12, 2008. The stock options vest and become exercisable in three equal annual installments on December 31, 2007, 2008 and 2009 respectively. The exercise price of these stock options is stated in Australian dollars. /s/ Mark Morrisson 2007-06-29 -----END PRIVACY-ENHANCED MESSAGE-----