-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IlNmVrY2emgNwP0buUuplM1rgOD4vYPla7Ls2XBm96Z0yReKm3xC4uUSnoE9BV6y 1Z4SXfpWsaTg9XDc45xtIw== 0000904454-11-000016.txt : 20110210 0000904454-11-000016.hdr.sgml : 20110210 20110210172632 ACCESSION NUMBER: 0000904454-11-000016 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110210 DATE AS OF CHANGE: 20110210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL BIOSENSORS INC CENTRAL INDEX KEY: 0001279695 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 980424072 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83737 FILM NUMBER: 11593783 BUSINESS ADDRESS: STREET 1: 1 CORPORATE AVENUE STREET 2: ROWVILLE CITY: VICTORIA STATE: C3 ZIP: 3178 BUSINESS PHONE: 613-8542-9000 MAIL ADDRESS: STREET 1: 1 CORPORATE AVENUE STREET 2: ROWVILLE CITY: VICTORIA STATE: C3 ZIP: 3178 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON & JOHNSON CENTRAL INDEX KEY: 0000200406 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 221024240 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0209 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE JOHNSON & JOHNSON PLZ CITY: NEW BRUNSWICK STATE: NJ ZIP: 08933 BUSINESS PHONE: 732-524-2455 MAIL ADDRESS: STREET 1: ONE JOHNSON & JOHNSON PLZ CITY: NEW BRUNSWICK STATE: NJ ZIP: 08933 SC 13G/A 1 s13ga_021011-unibiosensors.htm AMENDMENT TO 13G FOR UNIVERSAL BIOSENSORS BY JOHNSON & JOHNSON s13ga_021011-unibiosensors.htm
 
 

 
 Page 1 of 5


SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
___________________
 
SCHEDULE 13G
(Rule 13d-102)
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b),(c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 1)1
 
Universal Biosensors, Inc.
(Name of Issuer)
 
Common Stock, $.0001 par value
(Title of Class of Securities)
 
Not Applicable
(CUSIP Number)
 
December 31, 2010
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)




 
1The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.  The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 
 

 
Page 2 of 5


1)
Name of Reporting Person
I.R.S. Identification
No. of Above Person
(Entities Only)
Johnson & Johnson
22-1024240
2)
Check the Appropriate Box
if a Member of a Group
(a) [ ]
(b) [ ]
3)
SEC Use Only
 
4)
Citizenship or Place
of Organization
New Jersey
Number of
Shares Beneficially
Owned by Each
Reporting Person
With
5)
Sole Voting
Power
 
-0-
6)
Shared Voting
Power
18,207,030 shares of Common Stock
7)
Sole Dispositive
Power
 
-0-
8)
Shared Dispositive Power
18,207,030 shares of Common Stock
9)
Aggregate Amount Beneficially Owned by Each Reporting Person
18,207,030 shares of Common Stock
10)
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
 
 
[ ]
11)
Percent of Class Represented by Amount in Row (9)
11.6%
12)
Type of Reporting Person
CO


 
 

 
Page 3 of 5


1)
Name of Reporting Person
I.R.S. Identification
No. of Above Person
(Entities Only)
Johnson & Johnson Development Corporation
22-2007137
2)
Check the Appropriate Box
if a Member of a Group
(a) [ ]
(b) [ ]
3)
SEC Use Only
 
4)
Citizenship or Place
of Organization
New Jersey
Number of
Shares Beneficially
Owned by Each
Reporting Person
With
5)
Sole Voting
Power
 
-0-
6)
Shared Voting
Power
18,207,030 shares of Common Stock
7)
Sole Dispositive
Power
 
-0-
8)
Shared Dispositive Power
18,207,030 shares of Common Stock
9)
Aggregate Amount Beneficially Owned by Each Reporting Person
18,207,030 shares of Common Stock
10)
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
 
 
[ ]
11)
Percent of Class Represented by Amount in Row (9)
11.6%
12)
Type of Reporting Person
CO


 
 

 
Page 4 of 5

Amendment No. 1 to Schedule 13G

Reference is hereby made to the statement on Schedule 13G filed with the Securities and Exchange Commission (the "Commission") on behalf of the Reporting Persons on February 13, 2008 (the "Schedule 13G").  Terms defined in the Schedule 13G are used herein as so defined.
 
The following Items of the Schedule 13G are hereby amended and restated as follows:

ITEM 4 -
OWNERSHIP:
 
 
(a)  Amount Beneficially Owned:
 
 
J&J:  18,207,030 shares of Common Stock
JJDC:  18,207,030 shares of Common Stock
 
 
(b)  Percent of Class:
 
 
J&J:  11.6% *
JJDC:  11.6% *
 
* Based on 157,447,964 shares outstanding as of October 26, 2010 as reported in the Issuer's Report on Form 10-Q for the period ended September 30, 2010 filed with the Commission on October 26, 2010.
 
 
(c)  Number of shares as to which such person has:
 
 
(i) sole power to vote or to direct the vote:  -0-
 
 
(ii) shared power to vote or to direct the vote:
 
 
J&J:  18,207,030 shares of Common Stock
JJDC:  18,207,030 shares of Common Stock
 
 
(iii) sole power to dispose or to direct the disposition of:  -0-
 
 
(iv) shared power to dispose or to direct the disposition of:
 
 
J&J:  18,207,030 shares of Common Stock
JJDC:  18,207,030 shares of Common Stock
 


 
 

 
Page 5 of 5


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
JOHNSON & JOHNSON
 
 
 
By:
/s/ DOUGLAS CHIA
   
Name:  Douglas Chia
Title:  Secretary
 
 
 
JOHNSON & JOHNSON DEVELOPMENT CORPORATION
 
 
 
By:
/s/ JAYNE ZALL
   
Name:  Jayne Zall
Title:  Secretary


Date:  February 10, 2011



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