-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SHvd9k3coRNUPpqgjltUe94tBFwU//OrGU/qKZuCkxBBdUYpEjjfDbKLz1pIct/G SjwmQJV5fWbPfAWfTitdoA== 0001085146-10-000197.txt : 20100212 0001085146-10-000197.hdr.sgml : 20100212 20100212154345 ACCESSION NUMBER: 0001085146-10-000197 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEVEL GLOBAL INVESTORS LP CENTRAL INDEX KEY: 0001279573 IRS NUMBER: 113684852 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10737 FILM NUMBER: 10598876 MAIL ADDRESS: STREET 1: 537 STEAMBOAT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 lgi4q09.txt LEVEL GLOBAL INVESTORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Level Global Investors LP Address: 888 Seventh Ave. 27th Floor New York, NY 10019 13F File Number: 028-10737 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lawrence Canzoneri Title: Chief Financial Officer Phone: (212) 287-5300 Signature, Place, and Date of Signing: /s/ Lawrence Canzoneri New York, NY February 11, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 108 Form 13F Information Table Value Total: $2,813,757 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMAZON COM INC COM 023135106 5784 43000 SH SOLE 43000 0 0 AMAZON COM INC COM 023135106 810 200000 SH CALL SOLE 0 0 0 AMR CORP COM 001765106 200 2000000 SH CALL SOLE 0 0 0 AMR CORP COM 001765106 9276 1200000 SH SOLE 1200000 0 0 ANADARKO PETE CORP COM 032511107 32771 525000 SH SOLE 525000 0 0 ANADARKO PETE CORP COM 032511107 420 200000 SH CALL SOLE 0 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 19086 475000 SH SOLE 475000 0 0 APPLE INC COM 037833100 219320 1040753 SH SOLE 1040753 0 0 APPLE INC COM 037833100 5161 2950000 SH CALL SOLE 0 0 0 ASSURED GUARANTY LTD COM G0585R106 24480 1125000 SH SOLE 1125000 0 0 BALLY TECHNOLOGIES INC COM 05874B107 12387 300000 SH SOLE 300000 0 0 BANK OF AMERICA CORPORATION COM 060505104 36144 2400000 SH SOLE 2400000 0 0 BANK OF AMERICA CORPORATION UNIT 99/99/9999 060505419 22380 1500000 SH SOLE 1500000 0 0 BARRICK GOLD CORP COM 067901108 8861 225000 SH SOLE 225000 0 0 BPW ACQUISITION CORP *W EXP 02/26/201 055637110 495 549500 SH SOLE 549500 0 0 BRINKER INTL INC COM 109641100 2984 200000 SH SOLE 200000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 2823 370000 SH SOLE 370000 0 0 BUCYRUS INTL INC NEW COM 118759109 5637 100000 SH SOLE 100000 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 21947 850000 SH SOLE 850000 0 0 CAPITAL ONE FINL CORP COM 14040H105 7668 200000 SH SOLE 200000 0 0 CARTER INC COM 146229109 10500 400000 SH SOLE 400000 0 0 CB RICHARD ELLIS GROUP INC CL A 12497T101 12892 950000 SH SOLE 950000 0 0 CHEESECAKE FACTORY INC COM 163072101 18352 850000 SH SOLE 850000 0 0 CHENIERE ENERGY INC COM NEW 16411R208 2561 1058288 SH SOLE 1058288 0 0 CHESAPEAKE ENERGY CORP COM 165167107 90 500000 SH CALL SOLE 0 0 0 CHESAPEAKE ENERGY CORP COM 165167107 130 500000 SH PUT SOLE 500000 0 0 CIENA CORP COM NEW 171779309 40777 3761700 SH SOLE 3761700 0 0 CISCO SYS INC COM 17275R102 257475 10755000 SH SOLE 10755000 0 0 CITIGROUP INC COM 172967101 40 4000000 SH CALL SOLE 0 0 0 COACH INC COM 189754104 3653 100000 SH SOLE 100000 0 0 CONTINENTAL AIRLS INC CL B 210795308 38528 2150000 SH SOLE 2150000 0 0 CONTINENTAL AIRLS INC CL B 210795308 2400 2000000 SH CALL SOLE 0 0 0 CONTINENTAL AIRLS INC CL B 210795308 75 1000000 SH PUT SOLE 1000000 0 0 CROCS INC COM 227046109 15610 2714809 SH SOLE 2714809 0 0 DEERE & CO COM 244199105 2138 500000 SH CALL SOLE 0 0 0 DELL INC COM 24702R101 7467 520000 SH SOLE 520000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 32433 2850000 SH SOLE 2850000 0 0 DEVON ENERGY CORP NEW COM 25179M103 33075 450000 SH SOLE 450000 0 0 DOLLAR TREE INC COM 256746108 16905 350000 SH SOLE 350000 0 0 E M C CORP MASS COM 268648102 4368 250000 SH SOLE 250000 0 0 EXPEDIA INC DEL COM 30212P105 1287 50000 SH SOLE 50000 0 0 FIRST SOLAR INC COM 336433107 41974 310000 SH SOLE 310000 0 0 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 6340 400000 SH SOLE 400000 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 5 150000 SH CALL SOLE 0 0 0 GAMMON GOLD INC COM 36467T106 2202 200000 SH SOLE 200000 0 0 GENERAL ELECTRIC CO COM 369604103 33513 2215000 SH SOLE 2215000 0 0 GENWORTH FINL INC COM CL A 37247D106 40860 3600000 SH SOLE 3600000 0 0 GILDAN ACTIVEWEAR INC COM 375916103 4883 200300 SH SOLE 200300 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 27203 2075000 SH SOLE 2075000 0 0 GOOGLE INC CL A 38259P508 66152 106700 SH SOLE 106700 0 0 HANESBRANDS INC COM 410345102 3617 150000 SH SOLE 150000 0 0 HEWLETT PACKARD CO COM 428236103 8757 170000 SH SOLE 170000 0 0 HUB GROUP INC CL A 443320106 6430 240000 SH SOLE 240000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 43852 335000 SH SOLE 335000 0 0 IVANHOE MINES LTD COM 46579N103 67206 4600000 SH SOLE 4600000 0 0 IVANHOE MINES LTD COM 46579N103 713 500000 SH CALL SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 110842 2660000 SH SOLE 2660000 0 0 KOHLS CORP COM 500255104 13483 250000 SH SOLE 250000 0 0 LAS VEGAS SANDS CORP COM 517834107 81974 5486865 SH SOLE 5486865 0 0 LINCOLN NATL CORP IND COM 534187109 85886 3451997 SH SOLE 3451997 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 2311 50000 SH SOLE 50000 0 0 MCDONALDS CORP COM 580135101 6244 100000 SH SOLE 100000 0 0 MICROSOFT CORP COM 594918104 32793 1075874 SH SOLE 1075874 0 0 MICROSOFT CORP COM 594918104 21228 4544700 SH CALL SOLE 0 0 0 MINEFINDERS LTD COM 602900102 2833 275000 SH SOLE 275000 0 0 MONSANTO CO NEW COM 61166W101 15533 190000 SH SOLE 190000 0 0 MOTOROLA INC COM 620076109 3414 440000 SH SOLE 440000 0 0 NETAPP INC COM 64110D104 27488 800000 SH SOLE 800000 0 0 NEVSUN RES LTD COM 64156L101 1944 800000 SH SOLE 800000 0 0 NEW GOLD INC CDA COM 644535106 6552 1800000 SH SOLE 1800000 0 0 NORDSTROM INC COM 655664100 5637 150000 SH SOLE 150000 0 0 NOVELLUS SYS INC COM 670008101 25674 1100000 SH SOLE 1100000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 6101 75000 SH SOLE 75000 0 0 PALM INC NEW COM 696643105 7021 700000 SH SOLE 700000 0 0 PETROHAWK ENERGY CORP COM 716495106 11995 500000 SH SOLE 500000 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 15002 650000 SH SOLE 650000 0 0 PRAXAIR INC COM 74005P104 7228 90000 SH SOLE 90000 0 0 PRICELINE COM INC COM NEW 741503403 3276 15000 SH SOLE 15000 0 0 PRUDENTIAL FINL INC COM 744320102 76352 1534400 SH SOLE 1534400 0 0 QUALCOMM INC COM 747525103 67762 1464797 SH SOLE 1464797 0 0 RANGE RES CORP COM 75281A109 24925 500000 SH SOLE 500000 0 0 RETAIL OPPORTUNITY INVTS COR *W EXP 10/23/201 76131N119 1495 1300000 SH SOLE 1300000 0 0 RETAIL OPPORTUNITY INVTS COR COM 76131N101 21449 2125800 SH SOLE 2125800 0 0 RITE AID CORP COM 767754104 453 300000 SH SOLE 300000 0 0 ROCKWELL AUTOMATION INC COM 773903109 395 200000 SH CALL SOLE 0 0 0 SANDRIDGE ENERGY INC COM 80007P307 8487 900000 SH SOLE 900000 0 0 SCHWAB CHARLES CORP NEW COM 808513105 2541 135000 SH SOLE 135000 0 0 SEABRIDGE GOLD INC COM 811916105 607 25000 SH SOLE 25000 0 0 SHAW GROUP INC COM 820280105 7906 275000 SH SOLE 275000 0 0 SINA CORP ORD G81477104 86516 1914917 SH SOLE 1914917 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1255 1000000 SH PUT SOLE 1000000 0 0 SPORTS PPTYS ACQUISITION COR UNIT 99/99/9999 84920F206 9600 1000000 SH SOLE 1000000 0 0 SUNCOR ENERGY INC NEW COM 867224107 35310 1000000 SH SOLE 1000000 0 0 TARGET CORP COM 87612E106 36278 750000 SH SOLE 750000 0 0 TEMPUR PEDIC INTL INC COM 88023U101 2958 125200 SH SOLE 125200 0 0 TJX COS INC NEW COM 872540109 7310 200000 SH SOLE 200000 0 0 TRANSOCEAN LTD REG SHS H8817H100 8 750000 SH CALL SOLE 0 0 0 TRANSOCEAN LTD REG SHS H8817H100 107640 1300000 SH SOLE 1300000 0 0 UNION PAC CORP COM 907818108 33036 517000 SH SOLE 517000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 75011 1307500 SH SOLE 1307500 0 0 UNITED PARCEL SERVICE INC CL B 911312106 275 1000000 SH CALL SOLE 0 0 0 URBAN OUTFITTERS INC COM 917047102 13996 400000 SH SOLE 400000 0 0 VIRGIN MEDIA INC COM 92769L101 311329 18498465 SH SOLE 18498465 0 0 VULCAN MATLS CO COM 929160109 18435 350000 SH SOLE 350000 0 0 WARNACO GROUP INC COM NEW 934390402 4219 100000 SH SOLE 100000 0 0 WHIRLPOOL CORP COM 963320106 35087 435000 SH SOLE 435000 0 0 WMS INDS INC COM 929297109 8000 200000 SH SOLE 200000 0 0 XILINX INC COM 983919101 27566 1100000 SH SOLE 1100000 0 0
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