0000950134-05-004491.txt : 20120629
0000950134-05-004491.hdr.sgml : 20120629
20050309143348
ACCESSION NUMBER: 0000950134-05-004491
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050309
DATE AS OF CHANGE: 20050309
GROUP MEMBERS: BERNARD J HOLTGREIVE
GROUP MEMBERS: MARK E BRADY
GROUP MEMBERS: ROBERT J SUTTMAN
GROUP MEMBERS: RONALD L EUBEL
GROUP MEMBERS: WILLIAM E HAZEL
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: SAXON CAPITAL INC
CENTRAL INDEX KEY: 0001279493
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 300228584
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-80448
FILM NUMBER: 05669076
BUSINESS ADDRESS:
STREET 1: 4860 COX RD STE. 300
CITY: GLEN ALLEN
STATE: VA
ZIP: 23060
BUSINESS PHONE: 804 967 7400
MAIL ADDRESS:
STREET 1: 4860 COX RD STE. 300
CITY: GLEN ALLEN
STATE: VA
ZIP: 23060
FORMER COMPANY:
FORMER CONFORMED NAME: SAXON REIT INC
DATE OF NAME CHANGE: 20040210
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC
CENTRAL INDEX KEY: 0001080382
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 7777 WASHINGTON VILLAGE DR
STREET 2: STE 210
CITY: DAYTON
STATE: OH
ZIP: 45459
MAIL ADDRESS:
STREET 1: 7777 WASHINGTON VILLAGE DR
STREET 2: STE 210
CITY: DAYTON
STATE: OH
ZIP: 45459
SC 13G/A
1
c92716asc13gza.txt
AMENDMENT TO SCHEDULE 13G
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Amendment No. 2)*
Under the Securities Exchange Act of 1934
SAXON CAPITAL, INC.
-----------------------------------------------------
(Name of Issuer)
Common Stock
-----------------------------------------------------
(Title of Class of Securities)
80556P302
-----------------------------------------------------
(CUSIP Number)
December 31, 2004
-----------------------------------------------------
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[x] Rule 13d-1(b)
[x] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Explanatory Note
----------------
This filing is identical to the Schedule 13G filed on February 14, 2005
under CIK number 0001160425 assigned to Saxon Capital, Inc. This filing is filed
under CIK number 0001279493 assigned to Saxon Capital, Inc. (formerly Saxon
REIT, Inc.). The identical names of the issuers caused the February 14, 2005
filing to be made under the incorrect CIK.
CUSIP No. 80556P302
1. NAME OF REPORTING PERSON(S)
Eubel Brady & Suttman Asset Management, Inc.
-------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
-------------------------------------------------------------------------------
3. SEC USE ONLY
-------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 0
BENEFICIALLY -------------------------------------------------------------
OWNED BY 6. SHARED VOTING POWER
EACH 2,847,849
REPORTING -------------------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER
WITH 0
-------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
2,847,849
-------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,847,849
-------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
-------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.71%
-------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IA, CO
CUSIP No. 80556P302
1. NAME OF REPORTING PERSON(S)
Ronald L. Eubel
-------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
-------------------------------------------------------------------------------
3. SEC USE ONLY
-------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
-------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 0
BENEFICIALLY -------------------------------------------------------------
OWNED BY 6. SHARED VOTING POWER
EACH 2,847,849
REPORTING -------------------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER
WITH 0
-------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
2,847,849
-------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,847,849
-------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
-------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.71%
-------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
CUSIP No. 80556P302
1. NAME OF REPORTING PERSON(S)
Mark E. Brady
-------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
-------------------------------------------------------------------------------
3. SEC USE ONLY
-------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
-------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 0
BENEFICIALLY -------------------------------------------------------------
OWNED BY 6. SHARED VOTING POWER
EACH 2,847,849
REPORTING -------------------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER
WITH 0
-------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
2,847,849
-------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,847,849
-------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
-------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.71%
-------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
CUSIP No. 80556P302
1. NAME OF REPORTING PERSON(S)
Robert J. Suttman
-------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
-------------------------------------------------------------------------------
3. SEC USE ONLY
-------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
-------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 0
BENEFICIALLY -------------------------------------------------------------
OWNED BY 6. SHARED VOTING POWER
EACH 2,847,849
REPORTING -------------------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER
WITH 0
-------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
2,847,849
-------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,847,849
-------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
-------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.71%
-------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
CUSIP No. 80556P302
1. NAME OF REPORTING PERSON(S)
William E. Hazel
-------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
-------------------------------------------------------------------------------
3. SEC USE ONLY
-------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
-------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 0
BENEFICIALLY -------------------------------------------------------------
OWNED BY 6. SHARED VOTING POWER
EACH 2,847,849
REPORTING -------------------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER
WITH 0
-------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
2,847,849
-------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,847,849
-------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
-------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.71%
-------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
CUSIP No. 80556P302
1. NAME OF REPORTING PERSON(S)
Bernard J. Holtgreive
-------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
-------------------------------------------------------------------------------
3. SEC USE ONLY
-------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
-------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 0
BENEFICIALLY -------------------------------------------------------------
OWNED BY 6. SHARED VOTING POWER
EACH 2,847,849
REPORTING -------------------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER
WITH 0
-------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
2,847,849
-------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,847,849
-------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
-------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.71%
-------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
Item 1. (a) Name of Issuer:
Saxon Capital, Inc.
-------------------------------------------------------------
(b) Address of Issuer's Principal Executive Offices:
4860 Cox Road, Suite 300
Glen Allen, VA 23060
-------------------------------------------------------------
Item 2. (a) Name of Person Filing:
Eubel Brady & Suttman Asset Management,
Inc. ("EBS")
Ronald L. Eubel*
Mark E. Brady*
Robert J. Suttman*
William E. Hazel*
Bernard J. Holtgreive*
*These individuals may, as a result of their
ownership in and positions with EBS and other
affiliated entities, be deemed to be indirect
beneficial owners of the equity securities held by
EBS. The filing of this statement shall not be deemed
an admission by Ronald L. Eubel, Mark E. Brady,
Robert J. Suttman, William E. Hazel or Bernard J.
Holtgreive that any of them beneficially own the
securities for which they report shared dispositive
power and shared voting power, regardless of whether
they are acting in concert or acting severally.
-------------------------------------------------------------
(b) Address of Principal Business Office, or if None,
Residence:
7777 Washington Village Drive
Suite 210
Dayton, OH 45459
-------------------------------------------------------------
(c) Citizenship:
Eubel Brady & Suttman Asset Management,
Inc. - Delaware corporation
Ronald L. Eubel, Mark E. Brady, Robert J.
Suttman, William E. Hazel and Bernard J.
Holtgreive - United States citizens
-------------------------------------------------------------
(d) Title of Class of Securities:
Common Stock
-------------------------------------------------------------
(e) CUSIP Number:
80556P302
-------------------------------------------------------------
Item 3.
(e) (x) Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940
If this statement is filed pursuant to Rule 13d-1(c), check this box (x)
Item 4. Ownership.
(a) Amount Beneficially Owned
Eubel Brady & Suttman Asset Management, Inc., 2,847,849
shares. Messrs. Eubel, Brady, Suttman, Hazel and Holtgreive
may, as a result of their ownership in and positions with EBS,
be deemed to be indirect beneficial owners of the 2,847,849
shares held by EBS.
(b) Percent of Class
Eubel Brady & Suttman Asset Management, Inc. 5.71%
Messrs. Eubel, Brady, Suttman, Hazel and Holtgreive 5.71%
(c) Number of Shares as to which the Person has:
(i) Sole power to vote or direct the vote
0
(ii) Shared power to vote or direct the vote
2,847,849 (Messrs. Eubel, Brady, Suttman, Hazel and
Holtgreive)
2,847,849 (EBS)
(iii) Sole power to dispose or to direct the disposition of
0
(iv) Shared power to dispose or to direct the disposition of
2,847,849 (Messrs. Eubel, Brady, Suttman, Hazel and
Holtgreive)
2,847,849 (EBS)
Item 5. Ownership of Five Percent or Less of a Class.
Inapplicable
Item 6. Ownership of More Than Five Percent on Behalf of Another
Person.
Inapplicable
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company or Control Person.
Inapplicable
Item 8. Identification and Classification of Members of the Group.
Inapplicable
Item 9. Notice of Dissolution of Group.
Inapplicable
Item 10. Certification.
With respect to Eubel Brady & Suttman Asset Management, Inc.:
Certification for Rule 13d-1(b): By signing below, I certify that, to
the best of my knowledge and belief, the securities referred to above were
acquired and are held in the ordinary course of business and were not acquired
and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction
having that purpose or effect.
With respect to Ronald L. Eubel, Mark E. Brady, Robert J. Suttman,
William E. Hazel and Bernard J. Holtgreive:
Certification for Rule 13d-1(c): By signing below, I certify that, to
the best of my knowledge and belief, the securities referred to above were not
acquired and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction
having that purpose or effect.
SIGNATURES
With respect to all reporting persons: After reasonable inquiry and to
the best of my knowledge and belief, I certify that the information set forth in
this statement is true, complete and correct.
Date: February 14, 2005
EUBEL BRADY & SUTTMAN ASSET MANAGEMENT, INC.
Signature: /s/ RONALD L. EUBEL
-----------------------------------------------------------------
By: Ronald L. Eubel
Title: Chief Investment Officer
Signature: /s/ RONALD L. EUBEL
-----------------------------------------------------------------
Name/Title Ronald L. Eubel
Signature: /s/ MARK E. BRADY
-----------------------------------------------------------------
Name/Title Mark E. Brady
Signature: /s/ ROBERT J. SUTTMAN
-----------------------------------------------------------------
Name/Title Robert J. Suttman
Signature: /s/ WILLIAM E. HAZEL
-----------------------------------------------------------------
Name/Title William E. Hazel
Signature: /s/ BERNARD J. HOLTGREIVE
-----------------------------------------------------------------
Name/Title Bernard J. Holtgreive
* Attention. Intentional misstatements or omissions of fact constitute federal
criminal violations (see 18 U.S.C. 1001).
AGREEMENT
The undersigned agree that this Schedule 13G dated February 14, 2005
relating to the Common Stock of Saxon Capital, Inc. shall be filed on behalf of
the undersigned.
/s/ EUBEL BRADY & SUTTMAN ASSET
MANAGEMENT, INC.
By: /s/ RONALD L. EUBEL
-----------------
By: Ronald L. Eubel
Title: Chief Investment Officer
/s/ RONALD L. EUBEL
--------------------------
Ronald L. Eubel
/s/ MARK E. BRADY
--------------------------
Mark E. Brady
/s/ ROBERT J. SUTTMAN
--------------------------
Robert J. Suttman
/s/ WILLIAM E. HAZEL
--------------------------
William E. Hazel
/s/ BERNARD J. HOLTGREIVE
--------------------------
Bernard J. Holtgreive