0001193125-13-058621.txt : 20130214
0001193125-13-058621.hdr.sgml : 20130214
20130214120056
ACCESSION NUMBER: 0001193125-13-058621
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
EFFECTIVENESS DATE: 20130214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINDEN ADVISORS LP
CENTRAL INDEX KEY: 0001279396
IRS NUMBER: 830356741
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10783
FILM NUMBER: 13608649
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-840-3500
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: LINDEN ADVISORS LLC
DATE OF NAME CHANGE: 20040210
13F-HR
1
d484343d13fhr.txt
FORM 13F
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [_]; Amendment Number:
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Linden Advisors LP
Address: 590 Madison Ave
15th Floor
New York, NY 10022
13F File Number: 28-10783
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person signing this Report on Behalf of Reporting Manager:
Name: Craig Jarvis
Title: Chief Financial Officer
Phone: 646-840-3500
Signature, Place and Date of Signing:
/s/ Craig Jarvis New York, New York February 13, 2013
-----------------
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[_] 13F NOTICE.
[_] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
================================================================================
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 31
Form 13F Information Table Value Total: $481,503
List of Other Included Managers:
No. 13F File Number Name
FORM 13F INFORMATION TABLE
Voting Voting Voting
Title of Value Shares / Put/ Investment Other Authority Authority Authority
Name of Issuer Class Cusip (x $1000) Principal Type Call Discretion Managers Sole Shared None
-------------- -------- --------- --------- ---------- ---- ---- ---------- -------- ---------- --------- ----------
ALERE INC COM 01449J105 572 30,900 SH PUT SOLE
ANGLOGOLD
ASHANTI--SPON
ADR ADR 035128206 6,274 200,000 SH CALL SOLE
BANK OF AMERICA
CORP COM 060505104 4,086 352,300 SH CALL SOLE
CITIGROUP INC COM 172967424 7,912 200,000 SH CALL SOLE
CLIFFS NATURAL
RESOURCES INC COM 18683K101 4,049 105,000 SH CALL SOLE
CURRENCYSHARES
EURO TRUST COM 23130C108 52,384 400,000 SH PUT SOLE
GOLD FIELDS LTD-SP
ADR ADR 38059T106 3,747 300,000 SH CALL SOLE
GENERAL MOTORS
CO COM 37045V100 4,325 150,000 SH CALL SOLE
MORGAN STANLEY COM 617446448 5,736 300,000 SH CALL SOLE
NEWMONT MINING COM 651639106 4,644 100,000 SH CALL SOLE
VIVUS INC COM 928551100 1,342 100,000 SH CALL SOLE
IPATH S&P 500 VIX M/
T FU ETN COM 06740C519 16,770 600,000 SH PUT SOLE
ATLANTICUS
HOLDINGS CORP COM 04914Y102 266 79,300 SH SOLE 79,300
BOTTOMLINE TECH
1.5% 01DEC17 SDBCV 101388AA4 558 500,000 PRN SOLE 388,000 112,000
GENERAL MOTORS-
CW19 RT 37045V126 2,581 206,013 SH SOLE 155,092 50,921
ALERE INC 3%
31DEC49 SER B PFD CVPFD 01449J204 95,543 516,060 SH SOLE 435,838 80,222
JAGUAR MINING 5.5%
31MAR16 A SDBCV 47009MAJ2 2,565 5,840,000 PRN SOLE 4,529,000 1,311,000
LINEAR TECHNOL CV
3% 01MAY27 SDBCV 535678AC0 15,683 15,000,000 PRN SOLE 11,305,000 3,695,000
MOLYCORP INC 6%
1SEPT17 SDBCV 608753AF6 63,387 67,150,000 PRN SOLE 52,575,000 14,575,000
MICRON TECH 1.875%
01JUN14 SDBCV 595112AH6 10,253 10,320,000 PRN SOLE 8,008,000 2,312,000
NEWMONT MINING COM 651639106 413 8,900 SH SOLE 7,387 1,513
NATL RETL PROP
5.125% 15JUN28 SDBCV 637417AC0 40,470 33,109,000 PRN SOLE 26,038,000 7,071,000
OMNICOM GROUP 0%
31JUL2032 SDBCV 681919AV8 4,758 4,500,000 PRN SOLE 3,441,000 1,059,000
PDL BIO PHARMA
3.75% 01MAY15 SDBCV 69329YAC8 12,114 10,250,000 PRN SOLE 7,714,000 2,536,000
SPRINT NEXTEL CORP COM 852061100 5,659 998,100 SH SOLE 937,900 60,200
STERLITE INDUSTRIE
4%30OCT14 SDBCV 859737AB4 45,209 46,893,000 PRN SOLE 40,674,000 6,219,000
VECTOR GROUP LTD
FRN 15JAN19 SDBCV 92240MAY4 10,724 10,000,000 PRN SOLE 8,044,000 1,956,000
VECTOR GROUP FRN
15JUN2026 SDBCV 92240MAL2 21,780 21,248,000 PRN SOLE 15,744,000 5,504,000
VOLCANO CORP COM 928645100 1,270 53,800 SH SOLE 42,205 11,595
VOLCANO CORP 1.75%
1DEC17 SDBCV 928645AB6 1,889 1,867,000 PRN SOLE 1,418,000 449,000
US STEEL CORP 4%
15MAY14 SDBCV 912909AE8 34,538 32,000,000 PRN SOLE 24,318,000 7,682,000
TOTAL 481,503