0001193125-13-058621.txt : 20130214 0001193125-13-058621.hdr.sgml : 20130214 20130214120056 ACCESSION NUMBER: 0001193125-13-058621 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LINDEN ADVISORS LP CENTRAL INDEX KEY: 0001279396 IRS NUMBER: 830356741 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10783 FILM NUMBER: 13608649 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-840-3500 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: LINDEN ADVISORS LLC DATE OF NAME CHANGE: 20040210 13F-HR 1 d484343d13fhr.txt FORM 13F ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Linden Advisors LP Address: 590 Madison Ave 15th Floor New York, NY 10022 13F File Number: 28-10783 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Craig Jarvis Title: Chief Financial Officer Phone: 646-840-3500 Signature, Place and Date of Signing: /s/ Craig Jarvis New York, New York February 13, 2013 ----------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 31 Form 13F Information Table Value Total: $481,503 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE
Voting Voting Voting Title of Value Shares / Put/ Investment Other Authority Authority Authority Name of Issuer Class Cusip (x $1000) Principal Type Call Discretion Managers Sole Shared None -------------- -------- --------- --------- ---------- ---- ---- ---------- -------- ---------- --------- ---------- ALERE INC COM 01449J105 572 30,900 SH PUT SOLE ANGLOGOLD ASHANTI--SPON ADR ADR 035128206 6,274 200,000 SH CALL SOLE BANK OF AMERICA CORP COM 060505104 4,086 352,300 SH CALL SOLE CITIGROUP INC COM 172967424 7,912 200,000 SH CALL SOLE CLIFFS NATURAL RESOURCES INC COM 18683K101 4,049 105,000 SH CALL SOLE CURRENCYSHARES EURO TRUST COM 23130C108 52,384 400,000 SH PUT SOLE GOLD FIELDS LTD-SP ADR ADR 38059T106 3,747 300,000 SH CALL SOLE GENERAL MOTORS CO COM 37045V100 4,325 150,000 SH CALL SOLE MORGAN STANLEY COM 617446448 5,736 300,000 SH CALL SOLE NEWMONT MINING COM 651639106 4,644 100,000 SH CALL SOLE VIVUS INC COM 928551100 1,342 100,000 SH CALL SOLE IPATH S&P 500 VIX M/ T FU ETN COM 06740C519 16,770 600,000 SH PUT SOLE ATLANTICUS HOLDINGS CORP COM 04914Y102 266 79,300 SH SOLE 79,300 BOTTOMLINE TECH 1.5% 01DEC17 SDBCV 101388AA4 558 500,000 PRN SOLE 388,000 112,000 GENERAL MOTORS- CW19 RT 37045V126 2,581 206,013 SH SOLE 155,092 50,921 ALERE INC 3% 31DEC49 SER B PFD CVPFD 01449J204 95,543 516,060 SH SOLE 435,838 80,222 JAGUAR MINING 5.5% 31MAR16 A SDBCV 47009MAJ2 2,565 5,840,000 PRN SOLE 4,529,000 1,311,000 LINEAR TECHNOL CV 3% 01MAY27 SDBCV 535678AC0 15,683 15,000,000 PRN SOLE 11,305,000 3,695,000 MOLYCORP INC 6% 1SEPT17 SDBCV 608753AF6 63,387 67,150,000 PRN SOLE 52,575,000 14,575,000 MICRON TECH 1.875% 01JUN14 SDBCV 595112AH6 10,253 10,320,000 PRN SOLE 8,008,000 2,312,000 NEWMONT MINING COM 651639106 413 8,900 SH SOLE 7,387 1,513 NATL RETL PROP 5.125% 15JUN28 SDBCV 637417AC0 40,470 33,109,000 PRN SOLE 26,038,000 7,071,000 OMNICOM GROUP 0% 31JUL2032 SDBCV 681919AV8 4,758 4,500,000 PRN SOLE 3,441,000 1,059,000 PDL BIO PHARMA 3.75% 01MAY15 SDBCV 69329YAC8 12,114 10,250,000 PRN SOLE 7,714,000 2,536,000 SPRINT NEXTEL CORP COM 852061100 5,659 998,100 SH SOLE 937,900 60,200 STERLITE INDUSTRIE 4%30OCT14 SDBCV 859737AB4 45,209 46,893,000 PRN SOLE 40,674,000 6,219,000 VECTOR GROUP LTD FRN 15JAN19 SDBCV 92240MAY4 10,724 10,000,000 PRN SOLE 8,044,000 1,956,000 VECTOR GROUP FRN 15JUN2026 SDBCV 92240MAL2 21,780 21,248,000 PRN SOLE 15,744,000 5,504,000 VOLCANO CORP COM 928645100 1,270 53,800 SH SOLE 42,205 11,595 VOLCANO CORP 1.75% 1DEC17 SDBCV 928645AB6 1,889 1,867,000 PRN SOLE 1,418,000 449,000 US STEEL CORP 4% 15MAY14 SDBCV 912909AE8 34,538 32,000,000 PRN SOLE 24,318,000 7,682,000 TOTAL 481,503