0001140361-18-003205.txt : 20180125 0001140361-18-003205.hdr.sgml : 20180125 20180125154111 ACCESSION NUMBER: 0001140361-18-003205 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180125 DATE AS OF CHANGE: 20180125 EFFECTIVENESS DATE: 20180125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERRITT CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001279342 IRS NUMBER: 363538658 STATE OF INCORPORATION: IL FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10646 FILM NUMBER: 18548184 BUSINESS ADDRESS: STREET 1: 300 SOUTH WACKER DRIVE STREET 2: SUITE 2880 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126691650 MAIL ADDRESS: STREET 1: 300 SOUTH WACKER DRIVE STREET 2: SUITE 2880 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001279342 XXXXXXXX 12-31-2017 12-31-2017 PERRITT CAPITAL MANAGEMENT INC
300 SOUTH WACKER DRIVE SUITE 2880 CHICAGO IL 60606
13F HOLDINGS REPORT 028-10646 N
Lynn E. Burmeister Chief Compliance Officer, Vice President 312-669-1650 /s/ Lynn E. Burmeister Chicago IL 01-25-2018 0 228 358918 false
INFORMATION TABLE 2 form13fInfoTable.xml 3M CO COM 88579Y101 624 2653 SH SOLE 2653 0 0 ABBOTT LABS COM 002824100 524 9175 SH SOLE 9175 0 0 ABBVIE INC COM 00287Y109 771 7976 SH SOLE 7976 0 0 ACCO BRANDS CORP COM 00081T108 398 32600 SH SOLE 32600 0 0 ACETO CORP COM 004446100 1386 134194 SH SOLE 134194 0 0 ADDUS HOMECARE CORP COM 006739106 5698 163725 SH SOLE 163725 0 0 AEROCENTURY CORP COM 007737109 1081 70954 SH SOLE 70954 0 0 AMERICAN SOFTWARE INC CL A 029683109 2941 252900 SH SOLE 252900 0 0 AMERIPRISE FINL INC COM 03076C106 377 2225 SH SOLE 2225 0 0 AMGEN INC COM 031162100 531 3054 SH SOLE 3054 0 0 AMREP CORP COM 032159105 456 65000 SH SOLE 65000 0 0 ASPEN AEROGELS INC COM 04523Y105 976 200000 SH SOLE 200000 0 0 ASURE SOFTWARE INC COM 04649U102 1740 123200 SH SOLE 123200 0 0 AT&T INC COM 00206R102 517 13309 SH SOLE 13309 0 0 ATLAS FINANCIAL HOLDINGS INC SHS NEW G06207115 6496 316096 SH SOLE 316096 0 0 AUTOWEB INC COM 05335B100 1216 135000 SH SOLE 135000 0 0 AXT INC COM 00246W103 3791 435698 SH SOLE 435698 0 0 BALLANTYNE STRONG INC COM 058516105 465 100000 SH SOLE 100000 0 0 BANKWELL FINL GROUP INC COM 06654A103 4323 125900 SH SOLE 125900 0 0 BBX CAP CORP CL A 05491N104 1529 191900 SH SOLE 191900 0 0 BEL FUSE INC CL B 077347300 2843 112947 SH SOLE 112947 0 0 BERKSHIRE HILLS BANCORP INC COM 084680107 3209 87691 SH SOLE 87691 0 0 BG STAFFING INC COM 05544A109 1106 69400 SH SOLE 69400 0 0 BLUELINX HLDGS INC COM NEW 09624H208 4404 451250 SH SOLE 451250 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 362 5900 SH SOLE 5900 0 0 BSQUARE CORP COM NEW 11776U300 465 100000 SH SOLE 100000 0 0 BUILD A BEAR WORKSHOP COM 120076104 1150 125000 SH SOLE 125000 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 804 36900 SH SOLE 36900 0 0 CALAMP CORP COM 128126109 523 24400 SH SOLE 24400 0 0 CARLISLE COS INC COM 142339100 361 3175 SH SOLE 3175 0 0 CENTURY CASINOS INC COM 156492100 3338 365572 SH SOLE 365572 0 0 CERAGON NETWORKS LTD ORD M22013102 1386 700000 SH SOLE 700000 0 0 CHEROKEE INC DEL COM 16444H102 31 16450 SH SOLE 16450 0 0 CHRISTOPHER & BANKS CORP COM 171046105 635 500000 SH SOLE 500000 0 0 CISCO SYS INC COM 17275R102 343 8956 SH SOLE 8956 0 0 CITIGROUP INC COM NEW 172967424 592 7962 SH SOLE 7962 0 0 CITY OFFICE REIT INC COM 178587101 3387 260340 SH SOLE 260340 0 0 CNO FINL GROUP INC COM 12621E103 537 21750 SH SOLE 21750 0 0 COLGATE PALMOLIVE CO COM 194162103 507 6725 SH SOLE 6725 0 0 COMFORT SYS USA INC COM 199908104 1323 30300 SH SOLE 30300 0 0 COMMUNITY HEALTHCARE TR INC COM 20369C106 3333 118600 SH SOLE 118600 0 0 CONCURRENT COMPUTER CORP COM PAR $.01 206710402 403 70000 SH SOLE 70000 0 0 CONTINENTAL MATLS CORP COM PAR $0.25 211615307 761 40064 SH SOLE 40064 0 0 CORE MOLDING TECHNOLOGIES INC COM 218683100 1370 63141 SH SOLE 63141 0 0 COWEN INC CL A NEW 223622606 919 67338 SH SOLE 67338 0 0 CPI AEROSTRUCTURES INC COM NEW 125919308 4566 510141 SH SOLE 510141 0 0 CSX CORP COM 126408103 758 13773 SH SOLE 13773 0 0 CTI INDUSTRIES CORP COM NEW 125961300 386 94700 SH SOLE 94700 0 0 CUI GLOBAL INC COM NEW 126576206 963 350000 SH SOLE 350000 0 0 CYNERGISTEK INC COM 23258P105 1629 402235 SH SOLE 402235 0 0 DATA I O CORP COM 237690102 1686 140000 SH SOLE 140000 0 0 DELTA APPAREL INC COM 247368103 2844 140800 SH SOLE 140800 0 0 DHT HOLDINGS INC SHS NEW Y2065G121 521 145000 SH SOLE 145000 0 0 DLH HLDGS CORP COM 23335Q100 1694 275041 SH SOLE 275041 0 0 DSP GROUP INC COM 23332B106 2524 201927 SH SOLE 201927 0 0 DYNATRONICS CORP COM NEW 268157401 577 200000 SH SOLE 200000 0 0 EBAY INC COM 278642103 483 12793 SH SOLE 12793 0 0 EMC INS GROUP INC COM 268664109 776 27059 SH SOLE 27059 0 0 EMERSON ELEC CO COM 291011104 223 3205 SH SOLE 3205 0 0 ENSIGN GROUP INC COM 29358P101 1430 64400 SH SOLE 64400 0 0 ENTERPRISE PRODS PARTNERS L P COM 293792107 371 14000 SH SOLE 14000 0 0 ESQUIRE FINL HLDGS INC COM 29667J101 987 50000 SH SOLE 50000 0 0 EVOLVING SYS INC COM NEW 30049R209 1457 310000 SH SOLE 310000 0 0 EXXON MOBIL CORP COM 30231G102 763 9128 SH SOLE 9128 0 0 FARMER BROS CO COM 307675108 4100 127541 SH SOLE 127541 0 0 FEDERAL SIGNAL CORP COM 313855108 1657 82500 SH SOLE 82500 0 0 FEDEX CORP COM 31428X106 946 3790 SH SOLE 3790 0 0 FINANCIAL SELECT SECTOR SPDR FUND SBI INT-FNL 81369Y605 2872 102909 SH SOLE 102909 0 0 FIRST INTERNET BANCORP COM 320557101 6575 172340 SH SOLE 172340 0 0 FLEXIBLE SOLUTIONS INTL INC COM 33938T104 582 320000 SH SOLE 320000 0 0 FORM HLDGS CORP COM 34634E102 663 483901 SH SOLE 483901 0 0 FREEPORT-MCMORAN INC CL B 35671D857 460 24280 SH SOLE 24280 0 0 FUEL TECH INC COM 359523107 253 226300 SH SOLE 226300 0 0 GENCOR INDS INC COM 368678108 1527 92254 SH SOLE 92254 0 0 GENERAL MLS INC COM 370334104 360 6073 SH SOLE 6073 0 0 GENIUS BRANDS INTL INC COM PAR 37229T301 45 16667 SH SOLE 16667 0 0 GLOBAL BRASS & COPPR HLDGS INC COM 37953G103 3610 109052 SH SOLE 109052 0 0 GLOBAL MED REIT INC COM NEW 37954A204 1907 232515 SH SOLE 232515 0 0 GLOBAL SELF STORAGE INC COM 37955N106 784 170000 SH SOLE 170000 0 0 GLOBALSCAPE INC COM 37940G109 710 200000 SH SOLE 200000 0 0 GP STRATEGIES CORP COM 36225V104 2933 126442 SH SOLE 126442 0 0 GRAHAM CORP COM 384556106 2147 102600 SH SOLE 102600 0 0 HALLIBURTON CO COM 406216101 299 6117 SH SOLE 6117 0 0 HARDINGE INC COM 412324303 890 51095 SH SOLE 51095 0 0 HENNESSY ADVISORS INC COM 425885100 3166 191392 SH SOLE 191392 0 0 HILL INTERNATIONAL INC COM 431466101 5751 1055200 SH SOLE 1055200 0 0 HOME DEPOT INC COM 437076102 404 2133 SH SOLE 2133 0 0 HONEYWELL INTL INC COM 438516106 598 3902 SH SOLE 3902 0 0 HOPFED BANCORP INC COM 439734104 705 50000 SH SOLE 50000 0 0 HORIZON GLOBAL CORP COM 44052W104 2721 194102 SH SOLE 194102 0 0 HUDSON TECHNOLOGIES INC COM 444144109 4749 782450 SH SOLE 782450 0 0 HURCO COMPANIES INC COM 447324104 633 15000 SH SOLE 15000 0 0 HUTTIG BLDG PRODS INC SPONSORED ADR 448451104 3558 535027 SH SOLE 535027 0 0 IES HLDGS INC COM 44951W106 2377 137776 SH SOLE 137776 0 0 ILLINOIS TOOL WKS INC COM 452308109 793 4751 SH SOLE 4751 0 0 IMMUCELL CORP COM PAR $0.10 452525306 1356 154300 SH SOLE 154300 0 0 INFORMATION SERVICES GROUP INC COM 45675Y104 1362 326715 SH SOLE 326715 0 0 INNERWORKINGS INC COM 45773Y105 3223 321350 SH SOLE 321350 0 0 INNODATA INC COM NEW 457642205 419 308400 SH SOLE 308400 0 0 INSTEEL INDUSTRIES INC COM 45774W108 1344 47454 SH SOLE 47454 0 0 INTEL CORP COM 458140100 586 12689 SH SOLE 12689 0 0 INTREPID POTASH INC COM 46121Y102 952 200000 SH SOLE 200000 0 0 INTUIT COM 461202103 309 1956 SH SOLE 1956 0 0 ISHARES CORE DIVIDEND GROWTH ETF CORE DIV GRWTH 46434V621 1159 33328 SH SOLE 33328 0 0 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 200 745 SH SOLE 745 0 0 ISHARES EUROPE ETF EUROPE ETF 464287861 1339 28329 SH SOLE 28328 0 0 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 10039 142775 SH SOLE 142774 0 0 ISHARES MSCI EMERGING MARKETS ETF MSCI EMG MKT ETF 464287234 1034 21948 SH SOLE 21948 0 0 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 1199 7867 SH SOLE 7867 0 0 ISHARES S&P 500 GROWTH ETF S&P 500 GRWT ETF 464287309 1954 12791 SH SOLE 12791 0 0 ISHARES S&P MIDCAP FUND CORE S&P MCP ETF 464287507 2955 15568 SH SOLE 15568 0 0 ISHARES S&P SMALL-CAP FUND CORE S&P SCP ETF 464287804 461 6000 SH SOLE 6000 0 0 ITERIS INC COM 46564T107 349 50000 SH SOLE 50000 0 0 JOHNSON & JOHNSON COM 478160104 651 4656 SH SOLE 4656 0 0 JPMORGAN CHASE & CO COM 46625H100 824 7709 SH SOLE 7709 0 0 KADANT INC COM 48282T104 703 7000 SH SOLE 7000 0 0 KEWAUNEE SCIENTIFIC CORP COM 492854104 1445 49869 SH SOLE 49869 0 0 KIMBERLY CLARK CORP COM 494368103 405 3357 SH SOLE 3357 0 0 KINGSTONE COS INC COM 496719105 564 30000 SH SOLE 30000 0 0 KIRKLANDS INC COM 497498105 2209 184600 SH SOLE 184600 0 0 KMG CHEMICALS INC COM 482564101 1341 20300 SH SOLE 20300 0 0 LADENBURG THALMAN FIN SVCS INC COM 50575Q102 95 30000 SH SOLE 30000 0 0 LAKELAND INDS INC COM 511795106 873 60000 SH SOLE 60000 0 0 LANDEC CORP COM 514766104 2931 232650 SH SOLE 232650 0 0 LAYNE CHRISTENSEN CO COM 521050104 1029 82000 SH SOLE 82000 0 0 LIMBACH HLDGS INC COM 53263P105 3984 288050 SH SOLE 288050 0 0 LSB INDS INC COM 502160104 123 14000 SH SOLE 14000 0 0 LSI INDS INC COM 50216C108 2665 387396 SH SOLE 387396 0 0 LUNA INNOVATIONS COM 550351100 1323 544250 SH SOLE 544250 0 0 MANITEX INTL INC COM 563420108 2091 217830 SH SOLE 217830 0 0 MATRIX SVC CO COM 576853105 5654 317656 SH SOLE 317656 0 0 MCBC HLDGS INC COM 55276F107 778 35000 SH SOLE 35000 0 0 MCDERMOTT INTL INC COM 580037109 66 10000 SH SOLE 10000 0 0 MCEWEN MNG INC COM 58039P107 68 30000 SH SOLE 30000 0 0 MCKESSON CORP COM 58155Q103 572 3665 SH SOLE 3665 0 0 MEDTRONIC PLC SHS G5960L103 347 4300 SH SOLE 4300 0 0 MEET GROUP INC COM 58513U101 53 18900 SH SOLE 18900 0 0 MICRON TECHNOLOGY INC COM 595112103 487 11850 SH SOLE 11850 0 0 MILLER INDS INC TENN COM NEW 600551204 4290 166271 SH SOLE 166271 0 0 MITCHAM INDS INC COM 606501104 430 135800 SH SOLE 135800 0 0 MITEL NETWORKS CORP COM 60671Q104 82 10000 SH SOLE 10000 0 0 MODINE MFG CO COM 607828100 654 32400 SH SOLE 32400 0 0 MORGAN STANLEY COM NEW 617446448 424 8075 SH SOLE 8075 0 0 MOTORCAR PTS AMER INC COM 620071100 3980 159250 SH SOLE 159250 0 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 306 35000 SH SOLE 35000 0 0 NAUTILUS INC COM 63910B102 274 20500 SH SOLE 20500 0 0 NCI BUILDING SYS INC COM NEW 628852204 350 18150 SH SOLE 18150 0 0 NEW MEDIA INVT GROUP INC COM 64704V106 572 34100 SH SOLE 34100 0 0 NEW SR INVT GROUP INC COM 648691103 76 10000 SH SOLE 10000 0 0 NEWPARK RES INC COM PAR $.01 NEW 651718504 378 43900 SH SOLE 43900 0 0 NORTHEAST BANCORP COM NEW 663904209 1230 53124 SH SOLE 53124 0 0 NORTHERN TECH INTL CORP COM 665809109 6490 262215 SH SOLE 262215 0 0 NV5 GLOBAL INC COM 62945V109 677 12500 SH SOLE 12500 0 0 OMNOVA SOLUTIONS INC COM 682129101 4555 455498 SH SOLE 455498 0 0 OOMA INC COM 683416101 4723 395200 SH SOLE 395200 0 0 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 1687 62950 SH SOLE 62950 0 0 ORACLE CORP COM 68389X105 546 11545 SH SOLE 11545 0 0 ORCHIDS PAPER PRODS CO DEL COM 68572N104 2773 216658 SH SOLE 216658 0 0 PAR TECHNOLOGY CORP COM 698884103 1152 123248 SH SOLE 123248 0 0 PAYPAL HLDGS INC COM 70450Y103 846 11498 SH SOLE 11498 0 0 PCM INC COM 69323K100 2662 268883 SH SOLE 268883 0 0 PC-TEL INC COM 69325Q105 3402 461650 SH SOLE 461650 0 0 PDF SOLUTIONS INC COM 693282105 2702 172111 SH SOLE 172111 0 0 PEPSICO INC COM 713448108 803 6696 SH SOLE 6696 0 0 PERMA PIPE INTL HLDGS INC COM 714167103 481 53407 SH SOLE 53407 0 0 PFIZER INC COM 717081103 612 16887 SH SOLE 16887 0 0 PFSWEB INC COM NEW 717098206 2957 397969 SH SOLE 397969 0 0 PGT INNOVATIONS INC COM 69336V101 1986 117850 SH SOLE 117850 0 0 PHI INC COM NON VTG 69336T205 1450 125344 SH SOLE 125344 0 0 PHOTRONICS INC COM 719405102 4002 469450 SH SOLE 469450 0 0 PIONEER PWR SOLUTIONS INC COM NEW 723836300 1049 137800 SH SOLE 137800 0 0 PNC FINL SVCS GROUP INC COM 693475105 368 2550 SH SOLE 2550 0 0 POLAR PWR INC COM 73102V105 863 172300 SH SOLE 172300 0 0 PRICE T ROWE GROUP INC COM 74144T108 217 2070 SH SOLE 2070 0 0 PRIMO WTR CORP COM 74165N105 2286 181883 SH SOLE 181883 0 0 PROCTER AND GAMBLE CO COM 742718109 537 5844 SH SOLE 5844 0 0 PROFIRE ENERGY INC COM 74316X101 960 500000 SH SOLE 500000 0 0 PRUDENTIAL FINL INC COM 744320102 552 4799 SH SOLE 4799 0 0 RADIANT LOGISTICS INC COM 75025X100 2970 645591 SH SOLE 645591 0 0 RESOURCE CAP CORP COM NEW 76120W708 1546 165001 SH SOLE 165001 0 0 ROCKWELL MED INC COM 774374102 1152 197967 SH SOLE 197967 0 0 RUDOLPH TECHNOLOGIES INC COM 781270103 1661 69500 SH SOLE 69500 0 0 SABINE ROYALTY TR UNIT BEN INT 785688102 200 4491 SH SOLE 4491 0 0 SACHEM CAP CORP COM 78590A109 827 210000 SH SOLE 210000 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 1352 120750 SH SOLE 120750 0 0 SCHNITZER STL INDS CL A 806882106 1508 45000 SH SOLE 45000 0 0 SENSUS HEATLHCARE INC *W EXP 06/08/2019 81728J109 1281 247900 SH SOLE 247900 0 0 SIGMA LABS INC COM PAR 826598302 505 235000 SH SOLE 235000 0 0 SILVERCREST ASSET MGMT GROUP I CL A 828359109 5619 350106 SH SOLE 350106 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 874 9200 SH SOLE 9200 0 0 SOUTHWEST AIRLS CO COM 844741108 1339 20451 SH SOLE 20451 0 0 SPARTON CORP COM 847235108 293 12700 SH SOLE 12700 0 0 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF SPDR TR TACTIC 78467V848 4028 82810 SH SOLE 82810 0 0 SPDR GOLD SHARES GOLD SHS 78463V107 220 1777 SH SOLE 1777 0 0 SPDR S&P 500 ETF TR UNIT 78462F103 7433 27853 SH SOLE 27852 0 0 STONERIDGE INC COM 86183P102 1143 50000 SH SOLE 50000 0 0 STRYKER CORP COM 863667101 921 5950 SH SOLE 5950 0 0 SUPERIOR UNIFORM GP INC COM 868358102 1123 42050 SH SOLE 42050 0 0 SYSTEMAX INC COM 871851101 832 25000 SH SOLE 25000 0 0 TECNOGLASS INC SHS SHS G87264100 862 117226 SH SOLE 117225 0 0 TEXAS INSTRS INC COM 882508104 943 9025 SH SOLE 9025 0 0 TRANSCAT INC COM 893529107 713 50000 SH SOLE 50000 0 0 TRECORA RES COM 894648104 4166 308616 SH SOLE 308616 0 0 TRISTATE CAP HLDGS INC COM 89678F100 1495 65000 SH SOLE 65000 0 0 TRIUMPH BANCORP INC COM 89679E300 3116 98936 SH SOLE 98936 0 0 U.S. AUTO PARTS NETWORK INC COM 90343C100 1257 498650 SH SOLE 498650 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 748 32391 SH SOLE 32391 0 0 UNIQUE FABRICATING INC COM 90915J103 557 75000 SH SOLE 75000 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 119 13000 SH SOLE 13000 0 0 UNITED INS HLDGS CORP COM 910710102 3427 198675 SH SOLE 198675 0 0 UNITEDHEALTH GROUP INC COM 91324P102 679 3080 SH SOLE 3080 0 0 US FOODS HLDG CORP COM 912008109 280 8775 SH SOLE 8775 0 0 USA TECHNOLOGIES INC COM NO PAR 90328S500 1219 125000 SH SOLE 125000 0 0 VANECK VECTORS GOLD MINERS ETF GOLD MINERS ETF 92189F106 440 18950 SH SOLE 18949 0 0 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 5222 113747 SH SOLE 113746 0 0 VERITEX HLDGS INC COM 923451108 1972 71490 SH SOLE 71490 0 0 VMWARE INC CL A COM 928563402 452 3609 SH SOLE 3609 0 0 WASTE MGMT INC DEL COM 94106L109 405 4698 SH SOLE 4698 0 0 WIDEPOINT CORP COM 967590100 456 701005 SH SOLE 701005 0 0 WILLAMETTE VY VINEYARD INC COM 969136100 330 40000 SH SOLE 40000 0 0 WINNEBAGO INDS INC COM 974637100 794 14280 SH SOLE 14280 0 0 WISDOMTREE EUROPE SMALLCAP DIVIDEND FUND EUROPE SMCP DM 97717W869 3604 51073 SH SOLE 51073 0 0 WISDOMTREE U.S. LARGECAP DIVIDEND FUND US LARGECAP DIVD 97717W307 3876 42076 SH SOLE 42075 0 0 XCEL BRANDS INC COM NEW 98400M101 675 204525 SH SOLE 204525 0 0 YUM BRANDS INC COM 988498101 637 7806 SH SOLE 7806 0 0 YUM CHINA HLDGS INC COM 98850P109 300 7500 SH SOLE 7500 0 0 ZAGG INC COM 98884U108 2173 117800 SH SOLE 117800 0 0 ZIX CORP COM 98974P100 1924 439350 SH SOLE 439350 0 0