Manager, Chief Executive Officer and Managing Member

0001140361-13-042633.txt : 20131114 0001140361-13-042633.hdr.sgml : 20131114 20131114140940 ACCESSION NUMBER: 0001140361-13-042633 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JACOB ASSET MANAGEMENT OF NEW YORK LLC CENTRAL INDEX KEY: 0001279256 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10765 FILM NUMBER: 131218867 BUSINESS ADDRESS: STREET 1: 653 MANHATTAN BEACH BLVD. #J CITY: MANHATTAN BEACH STATE: CA ZIP: 90266 BUSINESS PHONE: (424) 237-2164 MAIL ADDRESS: STREET 1: 653 MANHATTAN BEACH BLVD. #J CITY: MANHATTAN BEACH STATE: CA ZIP: 90266 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001279256 XXXXXXXX 09-30-2013 09-30-2013 JACOB ASSET MANAGEMENT OF NEW YORK LLC

653 MANHATTAN BEACH BLVD. #J MANHATTAN BEACH CA 90266

13F HOLDINGS REPORT 028-10765 N Ryan I. Jacob Manager, Chief Executive Officer and Managing Member 424-237-2164 /s/ Ryan I. Jacob Manhattan Beach CA 11-08-2013 0 105 80918 false INFORMATION TABLE 2 form13fInfoTable.xml ACHILLION PHARMACEUTICALS INC. COM 00448Q201 276 91389 SH SOLE 91389 0 0 ADVANCED EMISSIONS SOLUTS INC COM 00770C101 813 19042 SH SOLE 19042 0 0 ALIGN TECHNOLOGY INC. COM 016255101 265 5500 SH SOLE 5500 0 0 AMARIN CORP. PLC SPONS ADR 023111206 729 115350 SH SOLE 115350 0 0 AMERICAN EXPRESS CO. COM 025816109 294 3900 SH SOLE 3900 0 0 ANHEUSER BUSCH INBEV SA/NV SPONS ADR 03524A108 238 2400 SH SOLE 2400 0 0 APPLE INC. COM 037833100 3004 6300 SH SOLE 6300 0 0 ATHENAHEALTH INC. COM 04685W103 434 4000 SH SOLE 4000 0 0 AUTOZONE INC. COM 053332102 254 600 SH SOLE 600 0 0 BARD C R INC. COM 067383109 415 3600 SH SOLE 3600 0 0 BECTON DICKINSON & CO. COM 075887109 250 2500 SH SOLE 2500 0 0 BERKSHIRE HATHAWAY CORP. INC DEL CL A 084670108 341 2 SH SOLE 2 0 0 BOTTOMLINE TECH DEL INC. COM 101388106 779 27950 SH SOLE 27950 0 0 BROADCOM CORP. CL A 111320107 1092 42000 SH SOLE 42000 0 0 CAMPBELL SOUP CO. COM 134429109 204 5000 SH SOLE 5000 0 0 CAPITAL SR LIVING CORP. COM 140475104 804 38000 SH SOLE 38000 0 0 CARDTRONICS INC. COM 14161H108 456 12300 SH SOLE 12300 0 0 CARRIZO OIL & CO INC. COM 144577103 578 15500 SH SOLE 15500 0 0 CECO ENVIRONMENTAL CORP. COM 125141101 345 24478 SH SOLE 24478 0 0 CELLDEX THEREPEUTICS INC COM 15117B103 283 8000 SH SOLE 8000 0 0 CEMPRA INC. COM 15130J109 786 68344 SH SOLE 68344 0 0 CEVA INC. COM 157210105 2519 146042 SH SOLE 146042 0 0 CHART INDS INC. COM PAR $0.01 16115Q308 369 3000 SH SOLE 3000 0 0 CHUBB CORP. COM 171232101 179 2000 SH SOLE 2000 0 0 CIRRUS LOGIC INC. COM 172755100 987 43500 SH SOLE 43500 0 0 CISCO SYS INC. COM 17275R102 1059 45200 SH SOLE 45200 0 0 COACH INC. COM 189754104 409 7500 SH SOLE 7500 0 0 COCA COLA CO. COM 191216100 284 7500 SH SOLE 7500 0 0 CORONADO BIOSCIENCES INC. 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COM 576323109 530 17500 SH SOLE 17500 0 0 MASTERCARD INC. CL A 57636Q104 336 500 SH SOLE 500 0 0 MCDONALDS CORP. COM 580135101 289 3000 SH SOLE 3000 0 0 MEAD JOHNSON NUTRITION CO. COM 582839106 223 3000 SH SOLE 3000 0 0 MISTRAS GROUP INC. COM 60649T107 561 33000 SH SOLE 33000 0 0 MULTIMEDIA GAMES HLDG CO. INC. COM 625453105 1078 31200 SH SOLE 31200 0 0 MYR GROUP INC. COM 55405W104 418 17201 SH SOLE 17201 0 0 NATURAL GROCERS BY VITAMIN C COM 63888U108 230 5800 SH SOLE 5800 0 0 NIKE INC. CL B 654106103 349 4800 SH SOLE 4800 0 0 NOVABAY PHARMACEUTICALS INC. COM 66987P102 371 216700 SH SOLE 216700 0 0 NEKTAR THERAPEUTICS COM 640268108 334 32000 SH SOLE 32000 0 0 OASIS PETE INC. COM 674215108 1007 20500 SH SOLE 20500 0 0 PENN VA CORP COM 707882106 831 125000 SH SOLE 125000 0 0 PHILIP MORRIS INTL INC. COM 718172109 260 3000 SH SOLE 3000 0 0 RALLY SOFTWARE DEV CORP COM 751198102 1837 61300 SH SOLE 61300 0 0 REEDS INC. COM 758338107 360 66603 SH SOLE 66603 0 0 RED HAT INC. 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