0001209191-16-155136.txt : 20161214 0001209191-16-155136.hdr.sgml : 20161214 20161214160210 ACCESSION NUMBER: 0001209191-16-155136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161212 FILED AS OF DATE: 20161214 DATE AS OF CHANGE: 20161214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCI Group, Inc. CENTRAL INDEX KEY: 0001400810 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5300 WEST CYPRESS STREET STREET 2: SUITE 100 CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 813 849-9500 MAIL ADDRESS: STREET 1: 5300 WEST CYPRESS STREET STREET 2: SUITE 100 CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: Homeowners Choice, Inc. DATE OF NAME CHANGE: 20070524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRABER MARTIN A CENTRAL INDEX KEY: 0001279202 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34126 FILM NUMBER: 162051154 MAIL ADDRESS: STREET 1: 100 N TAMPA STREET STREET 2: SUITE 2700 CITY: TAMPA STATE: FL ZIP: 33602 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-12 0 0001400810 HCI Group, Inc. HCI 0001279202 TRABER MARTIN A 5300 W. CYPRESS STREET SUITE 100 TAMPA FL 33607 1 0 0 0 Common Stock 2016-12-12 4 P 0 6000 35.6752 A 45683 D Common Stock 18000 D Common Stock 80000 I Martin A Traber 2012 Revocable Trust The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $35.62 to $35.74 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Restricted stock grant of 24,000 shares effective 5/16/2013: Restrictions as to 6,000 shares lapsed in 2013. On 3/2/16, the 6,000 share tranche that was to have vested one year after the closing price of HCI common shares equaled or exceeded $50 per share for 20 consecutive trading days was cancelled by the issuer pursuant to a settlement agreement. The remaining 12,000 shares vest as follows: as to 6,000 shares, one year after the closing price of HCI common shares equals or exceeds $65 per share for 20 consecutive trading days, and, as to 6,000 shares, one year after the closing price of HCI common shares equals or exceeds $80 per share for 20 consecutive trading days. All shares of which restrictions have not lapsed 6 years and one day from the grant date will be forfeited. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 5/16/2013. /s/ Cathy J. Welch as Attorney-in-fact for Martin A. Traber 2016-12-14