UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
MEMC ELECTRONIC MATERIALS, INC.
(Name of Issuer)
$.01 Par Value Common Stock
(Title of Class of Securities)
552715104
(CUSIP Number)
April 9, 2012
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 552715104 |
1. |
Names of Reporting Persons I.R.S. Identification No. of Above Persons (Entities Only)
LUMINUS MANAGEMENT, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) ¨
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
DELAWARE | |||||
Number of Shares Beneficially Owned by Each Reporting Person With |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
11,657,098 | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
11,657,098 | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,657,098 | |||||
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
| |||||
11. |
Percent of Class Represented by Amount in Row (9)
5.1% | |||||
12. |
Type of Reporting Person (See Instructions)
IA |
2
CUSIP No. 552715104 |
1. |
Names of Reporting Persons I.R.S. Identification No. Of Above Persons (Entities Only)
LUMINUS ENERGY PARTNERS MASTER FUND, LTD. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) ¨
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
BERMUDA | |||||
Number of Shares Beneficially Owned by Each Reporting Person With |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
11,657,098 | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
11,657,098 | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,657,098 | |||||
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
| |||||
11. |
Percent of Class Represented by Amount in Row (9)
5.1% | |||||
12. |
Type of Reporting Person (See Instructions)
OO |
3
CUSIP No. 552715104 |
1. |
Names of Reporting Persons I.R.S. Identification No. Of Above Persons (Entities Only)
LUMINUS INVESTMENT PARTNERS MASTER FUND, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) ¨
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
CAYMAN ISLANDS | |||||
Number of Shares Beneficially Owned by Each Reporting Person With |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
11,657,098 | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
11,657,098 | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,657,098 | |||||
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
| |||||
11. |
Percent of Class Represented by Amount in Row (9)
5.1% | |||||
12. |
Type of Reporting Person (See Instructions)
PN |
4
CUSIP No. 552715104 |
1. |
Names of Reporting Persons I.R.S. Identification No. Of Above Persons (Entities Only)
VEGA ENERGY GP, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) ¨
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
DELAWARE | |||||
Number of Shares Beneficially Owned by Each Reporting Person With |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
11,657,098 | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
11,657,098 | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,657,098 | |||||
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
| |||||
11. |
Percent of Class Represented by Amount in Row (9)
5.1% | |||||
12. |
Type of Reporting Person (See Instructions)
00 |
5
CUSIP No. 552715104 |
1. |
Names of Reporting Persons I.R.S. Identification No. Of Above Persons (Entities Only)
VEGA ASSET PARTNERS, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) ¨
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
DELAWARE | |||||
Number of Shares Beneficially Owned by Each Reporting Person With |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
11,657,098 | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
11,657,098 | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,657,098 | |||||
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
| |||||
11. |
Percent of Class Represented by Amount in Row (9)
5.1% | |||||
12. |
Type of Reporting Person (See Instructions)
PN |
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Item 1. | ||||||
(a) | Name of Issuer
MEMC Electronic Materials, Inc. | |||||
(b) | Address of Issuers Principal Executive Offices
501 Pearl Drive (City of OFallon), St. Peters, MO 63376 | |||||
Item 2. |
||||||
(a) | Name of Person(s) Filing
(A) LUMINUS MANAGEMENT, LLC Luminus Management, LLC is the investment adviser of Luminus Energy Partners Master Fund, Ltd. and Luminus Investment Partners Master Fund, Ltd.
(B) LUMINUS ENERGY PARTNERS MASTER FUND, LTD.
(C) LUMINUS INVESTMENT PARTNERS MASTER FUND, L.P.
(D) VEGA ENERGY GP, LLC Vega Energy GP, LLC is the general partner of Vega Asset Partners L.P.
(E) VEGA ASSET PARTNERS L.P. | |||||
(b) | Address of Principal Business Office or, if none, Residence
(A) 1700 Broadway, 38th Floor, New York, NY 10019
(B) 1700 Broadway, 38th Floor, New York, NY 10019
(C) 1700 Broadway, 38th Floor, New York, NY 10019
(D) 1700 Broadway, 35th Floor, New York, NY 10019
(E) 1700 Broadway, 35th Floor, New York, NY 10019 | |||||
(c) | Citizenship
(A) DELAWARE
(B) BERMUDA
(C) CAYMAN ISLANDS
(D) DELAWARE
(E) DELAWARE | |||||
(d) | Title of Class of Securities $.01 Par Value Common Stock | |||||
(e) | CUSIP Number 552715104 | |||||
Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Not applicable | |||||
(a) | ¨ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | ||||
(b) | ¨ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | ||||
(c) | ¨ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | ||||
(d) | ¨ | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | ||||
(e) | ¨ | An investment adviser in accordance with §240.13d-1(b)(2)(ii)(E); | ||||
(f) | ¨ | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(2)(ii)(F); | ||||
(g) | ¨ | A parent holding company or control person in accordance with §240.13d-1(b)(2)(ii)(G); | ||||
(h) | ¨ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||||
(i) | ¨ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | ||||
(j) | ¨ | Group, in accordance with §240.13d-1(b)(2)(ii)(J). |
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Item 4. | Ownership |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.**
(a), (b), and (c)
Reporting Persons |
Number of Shares With Sole Voting and Dispositive Power |
Number of Shares With Shared Voting and Dispositive Power |
Aggregate Number of Shares Beneficially Owned |
Percentage of Class Beneficially Owned | ||||||||
LUMINUS MANAGEMENT, LLC |
0 | 11,657,098 | 11,657,098 | 5.1% | ||||||||
LUMINUS ENERGY PARTNERS MASTER FUND, LTD. |
0 | 11,657,098 | 11,657,098 | 5.1% | ||||||||
LUMINUS INVESTMENT PARTNERS MASTER FUND, L.P. |
0 | 11,657,098 | 11,657,098 | 5.1% | ||||||||
VEGA ENERGY GP, LLC |
0 | 11,657,098 | 11,657,098 | 5.1% | ||||||||
VEGA ASSET PARTNERS L.P. |
0 | 11,657,098 | 11,657,098 | 5.1% |
** Above figures reflect most recent beneficial ownership data from April 11, 2012. As of April 9, 2012, the filing entities beneficially owned 11,778,097 shares. Percentage of Class Beneficially Owned is based on 230,795,315 shares outstanding as of February 24, 2012 reported in the Form 10-K/A filed by the Issuer with the Securities and Exchange Commission on March 14, 2012.
Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨.
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Not applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Not applicable.
Item 8. | Identification and Classification of Members of the Group |
Not applicable.
Item 9. | Notice of Dissolution of Group |
Not applicable.
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Item 10. | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: April 12, 2012
Luminus Management, LLC | ||
By: | /s/ Jonathan Barrett | |
Name: Jonathan Barrett | ||
Title: President | ||
Luminus Energy Partners Master Fund, Ltd. | ||
By: | Luminus Management, LLC | |
Its: | Investment Manager | |
By: | /s/ Jonathan Barrett | |
Name: Jonathan Barrett | ||
Title: President | ||
Luminus Investment Partners Master Fund, L.P. | ||
By: | Luminus Management, LLC | |
Its: | Investment Manager | |
By: | /s/ Jonathan Barrett | |
Name: Jonathan Barrett | ||
Title: President | ||
Vega Energy GP, LLC | ||
By: | /s/ Paul Segal | |
Name: Paul Segal | ||
Title: President | ||
Vega Asset Partners, L.P. | ||
By: | Vega Energy GP, LLC | |
Its: | General Partner | |
By: | /s/ Paul Segal | |
Name: Paul Segal | ||
Title: President |
ATTENTION
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). |
9
Exhibit A Schedule 13G Joint Filing Agreement
The undersigned and each other person executing this joint filing agreement (this Agreement) agree as follows:
(i) The undersigned and each other person executing this Agreement are individually eligible to use the Schedule 13G to which this Exhibit is attached and such Schedule 13G is filed on behalf of the undersigned and each other person executing this Agreement; and
(ii) The undersigned and each other person executing this Agreement are responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of the undersigned or any other person executing this Agreement is responsible for the completeness or accuracy of the information statement concerning any other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.
This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which, taken together, shall constitute one and the same instrument.
Dated: April 12, 2012
Luminus Management, LLC | ||
By: | /s/ Jonathan Barrett | |
Name: Jonathan Barrett | ||
Title: President | ||
Luminus Energy Partners Master Fund, Ltd. | ||
By: | Luminus Management, LLC | |
Its: | Investment Manager | |
By: | /s/ Jonathan Barrett | |
Name: Jonathan Barrett | ||
Title: President | ||
Luminus Investment Partners Master Fund, L.P. | ||
By: | Luminus Management, LLC | |
Its: | Investment Manager | |
By: | /s/ Jonathan Barrett | |
Name: Jonathan Barrett | ||
Title: President | ||
Vega Energy GP, LLC | ||
By: | /s/ Paul Segal | |
Name: Paul Segal | ||
Title: President | ||
Vega Asset Partners, L.P. | ||
By: | Vega Energy GP, LLC | |
Its: | General Partner | |
By: | /s/ Paul Segal | |
Name: Paul Segal | ||
Title: President |
10
Exhibit B Power of Attorney
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Jonathan Barrett and Paul Segal, hereby each constitute and appoint Jonathan Barrett and Paul Segal, and each of them, as applicable, as true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution in name, place and stead, to sign any reports on Form 3 (Initial Statement of Beneficial Ownership of Securities), Form 4 (Statement of Changes in Beneficial Ownership of Securities) and Form 5 (Annual Statement of Beneficial Ownership of Securities) relating to transactions by the undersigned in Common Shares or other securities and all amendments thereto, and all filings on Schedule 13D or Schedule 13G, and all amendments thereto, and to file the same, with the Securities and Exchange Commission and the appropriate securities exchange, granting unto said attorneys-in-fact and agents, and each of them, or their substitutes, full power and authority to do and perform each and every act and thing requisite or necessary to be done in and about the premises, as fully to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, or their substitutes, may lawfully do or cause to be done by virtue hereof. This Power of Attorney shall be effective until such time as the undersigned delivers a written revocation thereof to the above-named attorneys-in-fact and agents.
The undersigned each acknowledge that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigneds responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.
Dated: April 12, 2012 | ||||||
/s/ Jonathan Barrett |
||||||
Jonathan Barrett | ||||||
Dated: April 12, 2012 | ||||||
/s/ Paul Segal |
||||||
Paul Segal |
11