0000891092-13-001327.txt : 20130214 0000891092-13-001327.hdr.sgml : 20130214 20130214110508 ACCESSION NUMBER: 0000891092-13-001327 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOPIA CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001279150 IRS NUMBER: 300711986 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11096 FILM NUMBER: 13607828 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-370-0303 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SCOPIA FUND MANAGEMENT LLC DATE OF NAME CHANGE: 20130116 FORMER COMPANY: FORMER CONFORMED NAME: SCOPIA FUND MANAGEMENT, LLC DATE OF NAME CHANGE: 20120410 FORMER COMPANY: FORMER CONFORMED NAME: SCOPIA MANAGEMENT INC DATE OF NAME CHANGE: 20040206 13F-HR 1 e52065_13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scopia Capital Management LLC Address: 152 West 57th St, 33rd Fl New York, NY 10019 Form 13F File Number: 28 - 11096 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Aaron Morse Title: Chief Operating Officer Phone: 212-370-0303 Signature, Place, and Date of Signing: /s/ Aaron Morse New York, NY --------------------- -------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 30 Form 13F Information Table Value Total: $2,471,587 ----------- (in thousands) List of Other Included Managers: None
Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- ------- ------ ---- ACME PACKET INC COM 004764106 19966 902606 SH Sole 902606 AEROFLEX HLDG CORP COM 007767106 10920 1559992 SH Sole 1559992 ARUBA NETWORKS INC COM 043176106 27879 1344200 SH PUT Sole 1344200 BIG LOTS INC COM 089302103 110533 3883812 SH Sole 3883812 CATERPILLAR INC DEL COM 149123101 16909 188700 SH PUT Sole 188700 CATERPILLAR INC DEL COM 149123101 78398 874900 SH PUT Sole 874900 CISCO SYS INC COM 17275r102 93633 4765192 SH Sole 4765192 CISCO SYS INC COM 17275r102 34137 1737300 SH CALL Sole 1737300 CISCO SYS INC COM 17275r102 21074 1072500 SH CALL Sole 1072500 DOMTAR CORP COM NEW 257559203 54988 658382 SH Sole 658382 DST SYS INC DEL COM 233326107 34569 570440 SH Sole 570440 GEO GROUP INC COM 36159r103 299518 10621223 SH Sole 10621223 G-III APPAREL GROUP LTD COM 36237h101 67300 1966122 SH Sole 1966122 INTEL CORP COM 458140100 20030 971400 SH PUT Sole 971400 INTERNATIONAL GAME TECHNOLOG COM 459902102 1027 72445 SH Sole 72445 JETBLUE AIRWAYS CORP COM 477143101 82364 14399293 SH Sole 14399293 MACYS INC COM 55616p104 83719 2145548 SH Sole 2145548 MEDIVATION INC COM 58501n101 56506 1104494 SH Sole 1104494 MOMENTA PHARMACEUTICALS INC. COM 60877t100 44799 3799786 SH Sole 3799786 NCR CORP NEW COM 62886e108 93242 3659437 SH Sole 3659437 NETAPP INC COM 64110d104 162654 4848113 SH Sole 4848113 NORDION INC COM 65563c105 30714 4761914 SH Sole 4761914 OLD REP INTL CORP COM 680223104 49897 4685128 SH Sole 4685128 PHH CORP COM NEW 693320202 97714 4295112 SH Sole 4295112 PHH CORP NOTE 6.000% 6/1 693320aq6 49531 25000000 PRN Sole 25000000 QLT INC COM 746927102 15921 2025573 SH Sole 2025573 SEALED AIR CORP NEW COM 81211k100 52005 2970011 SH Sole 2970011 SPDR S&P 500 ETF TR TR UNIT 78462f103 173512 1218400 SH PUT Sole 1218400 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 283985 16734546 SH Sole 16734546 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 49032 1313131 SH Sole 1313131 TFS FINL CORP COM 87240r107 33720 3505234 SH Sole 3505234 UNITED THERAPEUTICS CORP DEL COM 91307c102 33243 622293 SH Sole 622293 VERIZON COMMUNICATIONS INC COM 92343V104 88712 2050200 SH PUT Sole 2050200 XEROX CORP COM 984121103 99436 14580084 SH Sole 14580084