0000891092-11-007621.txt : 20111114 0000891092-11-007621.hdr.sgml : 20111111 20111114162806 ACCESSION NUMBER: 0000891092-11-007621 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOPIA MANAGEMENT INC CENTRAL INDEX KEY: 0001279150 IRS NUMBER: 134162637 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11096 FILM NUMBER: 111203057 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-370-0303 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 e46214_13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scopia Management Inc. Address: 152 West 57th St New York, NY 10019 Form 13F File Number: 28 - 11096 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeremy Mindich Title: President Phone: 212-370-0303 Signature, Place, and Date of Signing: /s/ Jeremy Mindich New York, NY November 14, 2011 --------------------- -------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Page 1 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 49 Form 13F Information Table Value Total: $1,426,451 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13 F File Number Name 1 028-12367 Scopia PX LLC 2 028-12371 Scopia PX International Limited 3 028-12369 Scopia International Limited Page 2 Scopia Management Inc. FORM 13F 30-Sep-11
Voting Authority ------------------------ Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ---------------------------- -------------- --------- -------- -------- --- ---- ------- -------- ------- ------- ---- ALLOS THERAPEUTICS INC COM 019777101 5976 3265409 SH Sole 3265409 AMERICAN SUPERCONDUCTOR CORP COM 030111108 355 90451 SH Sole 90451 AMERICAN SUPERCONDUCTOR CORP COM 030111108 681 173400 SH Defined 1 173400 AMERICAN SUPERCONDUCTOR CORP COM 030111108 5 1200 SH Defined 2 1200 AMERICAN SUPERCONDUCTOR CORP COM 030111108 1 300 SH Defined 3 300 AMERICAN SUPERCONDUCTOR CORP COM 030111108 154 39100 SH PUT Sole 39100 AMERICAN SUPERCONDUCTOR CORP COM 030111108 295 75000 SH PUT Defined 1 75000 AMERICAN SUPERCONDUCTOR CORP COM 030111108 596 151700 SH PUT Defined 2 151700 AMERICAN SUPERCONDUCTOR CORP COM 030111108 163 41500 SH PUT Defined 3 41500 BEACON ROOFING SUPPLY INC COM 073685109 1429 89359 SH Sole 89359 BEACON ROOFING SUPPLY INC COM 073685109 1397 87384 SH Defined 1 87384 BHP BILLITON LTD SPONSORED ADR 088606108 3993 60100 SH PUT Sole 60100 BHP BILLITON LTD SPONSORED ADR 088606108 3986 60000 SH PUT Defined 1 60000 BHP BILLITON LTD SPONSORED ADR 088606108 8378 126100 SH PUT Defined 2 126100 BHP BILLITON LTD SPONSORED ADR 088606108 2239 33700 SH PUT Defined 3 33700 C&J ENERGY SVCS INC COM 12467b304 11129 676937 SH Sole 527163 C&J ENERGY SVCS INC COM 12467b304 11022 670409 SH Defined 1 103 C&J ENERGY SVCS INC COM 12467b304 23846 1450490 SH Defined 2 88785 C&J ENERGY SVCS INC COM 12467b304 6239 379498 SH Defined 3 61283 CAPELLA EDUCATION COMPANY COM 139594105 759 26743 SH Sole 26743 CAPELLA EDUCATION COMPANY COM 139594105 1606 56595 SH Defined 1 56595 CISCO SYS INC COM 17275r102 11548 745023 SH Sole 745023 CISCO SYS INC COM 17275r102 9408 606966 SH Defined 1 606966 CISCO SYS INC COM 17275r102 19759 1274745 SH Defined 2 1274745 CISCO SYS INC COM 17275r102 5288 341133 SH Defined 3 341133 CISCO SYS INC COM 17275r102 3590 231600 SH CALL Sole 231600 CISCO SYS INC COM 17275r102 2096 135200 SH CALL Sole 135200 CISCO SYS INC COM 17275r102 3598 232100 SH CALL Defined 1 232100 CISCO SYS INC COM 17275r102 2096 135200 SH CALL Defined 1 135200 CISCO SYS INC COM 17275r102 7556 487500 SH CALL Defined 2 487500 CISCO SYS INC COM 17275r102 4402 284000 SH CALL Defined 2 284000 CISCO SYS INC COM 17275r102 2021 130400 SH CALL Defined 3 130400 CISCO SYS INC COM 17275r102 1178 76000 SH CALL Defined 3 76000 CLEAN ENERGY FUELS CORP COM 184499101 2939 264316 SH Sole 264316 CLEAN ENERGY FUELS CORP COM 184499101 5489 493574 SH Defined 1 493574 CORRECTIONS CORP AMER NEW COM NEW 22025y407 5183 228435 SH Sole 228435 CORRECTIONS CORP AMER NEW COM NEW 22025y407 5369 236609 SH Defined 1 236609 DENDREON CORP COM 24823q107 437 48554 SH Sole 48554 DENDREON CORP COM 24823q107 434 48234 SH Defined 1 48234 EMERGENT BIOSOLUTIONS INC COM 29089q105 5674 367693 SH Sole 367693 EMERGENT BIOSOLUTIONS INC COM 29089q105 4158 269507 SH Defined 1 269507 EMERGENT BIOSOLUTIONS INC COM 29089q105 10602 687086 SH Defined 2 687086 EMERGENT BIOSOLUTIONS INC COM 29089q105 2069 134106 SH Defined 3 134106 EXPEDIA INC DEL COM 30212p105 23667 919090 SH Sole 919090 EXPEDIA INC DEL COM 30212p105 18063 701482 SH Defined 1 701482 EXPEDIA INC DEL COM 30212p105 37866 1470535 SH Defined 2 1470535 EXPEDIA INC DEL COM 30212p105 10131 393429 SH Defined 3 393429 FREEPORT-MCMORAN COPPER & GO COM 35671D857 6376 209400 SH Sole 209400 FREEPORT-MCMORAN COPPER & GO COM 35671D857 6227 204500 SH Defined 1 204500 GEO GROUP INC COM 36159r103 29715 1601047 SH Sole 1601047 GEO GROUP INC COM 36159r103 20964 1129514 SH Defined 1 1129514 GEO GROUP INC COM 36159r103 43980 2369605 SH Defined 2 2369605 GEO GROUP INC COM 36159r103 11769 634079 SH Defined 3 634079 GT ADVANCE TECHNOLOGIES INC COM 36191u106 2028 288903 SH Sole 288903 GT ADVANCE TECHNOLOGIES INC COM 36191u106 2016 287144 SH Defined 1 287144 GT ADVANCE TECHNOLOGIES INC COM 36191u106 338 48118 SH Defined 2 48118 GT ADVANCE TECHNOLOGIES INC COM 36191u106 90 12870 SH Defined 3 12870 GT ADVANCE TECHNOLOGIES INC COM 36191u106 1508 214800 SH PUT Sole 214800 GT ADVANCE TECHNOLOGIES INC COM 36191u106 1508 214800 SH PUT Defined 1 214800 GT ADVANCE TECHNOLOGIES INC COM 36191u106 3167 451200 SH PUT Defined 2 451200 GT ADVANCE TECHNOLOGIES INC COM 36191u106 847 120700 SH PUT Defined 3 120700 JOS A BANK CLOTHIERS INC COM 480838101 1080 23161 SH Sole 23161 JOS A BANK CLOTHIERS INC COM 480838101 1012 21713 SH Defined 1 21713 JUNIPER NETWORKS INC COM 48203r104 10131 586980 SH Sole 586980 JUNIPER NETWORKS INC COM 48203r104 8211 475721 SH Defined 1 475721 JUNIPER NETWORKS INC COM 48203r104 17213 997267 SH Defined 2 997267 JUNIPER NETWORKS INC COM 48203r104 4605 266810 SH Defined 3 266810 LUFKIN INDS INC COM 549764108 3890 73103 SH Sole 73103 LUFKIN INDS INC COM 549764108 3891 73133 SH Defined 1 73133 LULULEMON ATHLETICA INC COM 550021109 7269 149300 SH PUT Sole 149300 LULULEMON ATHLETICA INC COM 550021109 7323 150400 SH PUT Defined 1 150400 LULULEMON ATHLETICA INC COM 550021109 15376 315800 SH PUT Defined 2 315800 LULULEMON ATHLETICA INC COM 550021109 4114 84500 SH PUT Defined 3 84500 MACYS INC COM 55616p104 18664 709118 SH Sole 709118 MACYS INC COM 55616p104 14823 563172 SH Defined 1 563172 MACYS INC COM 55616p104 31131 1182770 SH Defined 2 1182770 MACYS INC COM 55616p104 8331 316520 SH Defined 3 316520 MEDIVATION INC COM 58501n101 14230 838056 SH Sole 838056 MEDIVATION INC COM 58501n101 9842 579623 SH Defined 1 579623 MEDIVATION INC COM 58501n101 22575 1329519 SH Defined 2 1329519 MEDIVATION INC COM 58501n101 5525 325385 SH Defined 3 325385 MOMENTA PHARMACEUTICALS INC. COM 60877t100 3450 299977 SH Sole 299977 MOMENTA PHARMACEUTICALS INC. COM 60877t100 2979 259047 SH Defined 1 259047 MOMENTA PHARMACEUTICALS INC. COM 60877t100 6252 543654 SH Defined 2 543654 MOMENTA PHARMACEUTICALS INC. COM 60877t100 1668 145039 SH Defined 3 145039 MURPHY OIL CORP COM 626717102 7773 176013 SH Sole 176013 MURPHY OIL CORP COM 626717102 6156 139410 SH Defined 1 139410 MURPHY OIL CORP COM 626717102 12929 292786 SH Defined 2 292786 MURPHY OIL CORP COM 626717102 3460 78352 SH Defined 3 78352 NCR CORP NEW COM 62886e108 23120 1368881 SH Sole 1368881 NCR CORP NEW COM 62886e108 20431 1209638 SH Defined 1 1209638 NCR CORP NEW COM 62886e108 37254 2205669 SH Defined 2 2205669 NCR CORP NEW COM 62886e108 9969 590257 SH Defined 3 590257 NORDION INC COM 65563c105 15281 1732486 SH Sole 1732486 NORDION INC COM 65563c105 6880 780060 SH Defined 1 780060 NORDION INC COM 65563c105 14450 1638275 SH Defined 2 1638275 NORDION INC COM 65563c105 3867 438417 SH Defined 3 438417 OMNIVISION TECHNOLOGIES INC COM 682128103 2297 163587 SH Sole 163587 OMNIVISION TECHNOLOGIES INC COM 682128103 2282 162522 SH Defined 1 162522 OMNIVISION TECHNOLOGIES INC COM 682128103 1419 101100 SH Defined 2 101100 OMNIVISION TECHNOLOGIES INC COM 682128103 366 26100 SH Defined 3 26100 OMNIVISION TECHNOLOGIES INC COM 682128103 675 48100 SH PUT Sole 48100 OMNIVISION TECHNOLOGIES INC COM 682128103 671 47800 SH PUT Defined 1 47800 OMNIVISION TECHNOLOGIES INC COM 682128103 1419 101100 SH PUT Defined 2 101100 OMNIVISION TECHNOLOGIES INC COM 682128103 366 26100 SH PUT Defined 3 26100 PHARMERICA CORP COM 71714f104 5436 380918 SH Sole 380918 PHARMERICA CORP COM 71714f104 4328 303310 SH Defined 1 303310 PHARMERICA CORP COM 71714f104 9117 638899 SH Defined 2 638899 PHARMERICA CORP COM 71714f104 2440 170962 SH Defined 3 170962 PHH CORP COM NEW 693320202 22073 1372691 SH Sole 1372691 PHH CORP COM NEW 693320202 18075 1124074 SH Defined 1 1124074 PHH CORP COM NEW 693320202 37961 2360771 SH Defined 2 2360771 PHH CORP COM NEW 693320202 10159 631764 SH Defined 3 631764 PLAINS EXPL& PRODTN CO COM 726505100 6477 285197 SH Sole 285197 PLAINS EXPL& PRODTN CO COM 726505100 5283 232619 SH Defined 1 232619 PLAINS EXPL& PRODTN CO COM 726505100 11095 488544 SH Defined 2 488544 PLAINS EXPL& PRODTN CO COM 726505100 2969 130739 SH Defined 3 130739 QLT INC COM 746927102 88 12100 SH Sole 12100 SEATTLE GENETICS INC COM 812578102 2945 154696 SH Sole 154696 SEATTLE GENETICS INC COM 812578102 2916 153162 SH Defined 1 153162 SLM CORP COM 78442p106 8516 684038 SH Sole 684038 SLM CORP COM 78442p106 7152 574482 SH Defined 1 574482 SLM CORP COM 78442p106 15021 1206523 SH Defined 2 1206523 SLM CORP COM 78442p106 4020 322877 SH Defined 3 322877 SLM CORP COM 78442p106 1063 85400 SH CALL Sole 85400 SLM CORP COM 78442p106 1067 85700 SH CALL Sole 85700 SLM CORP COM 78442p106 1068 85800 SH CALL Defined 1 85800 SLM CORP COM 78442p106 2245 180300 SH CALL Defined 2 180300 SLM CORP COM 78442p106 600 48200 SH CALL Defined 3 48200 SLM CORP COM 78442p106 1069 85900 SH CALL Defined 1 85900 SLM CORP COM 78442p106 2246 180400 SH CALL Defined 2 180400 SLM CORP COM 78442p106 601 48300 SH CALL Defined 3 48300 SNYDERS-LANCE INC COM 833551104 682 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969457100 77 3165 SH Sole 3165 WILLIAMS COS INC DEL COM 969457100 77 3168 SH Defined 1 3168 WILLIAMS COS INC DEL COM 969457100 162 6646 SH Defined 2 6646 WILLIAMS COS INC DEL COM 969457100 43 1781 SH Defined 3 1781 XEROX CORP COM 984121103 14223 2040607 SH Sole 2040607 XEROX CORP COM 984121103 11990 1720164 SH Defined 1 1720164 XEROX CORP COM 984121103 25180 3612673 SH Defined 2 3612673 XEROX CORP COM 984121103 6738 966784 SH Defined 3 966784