0000891092-11-005438.txt : 20110815 0000891092-11-005438.hdr.sgml : 20110815 20110815163358 ACCESSION NUMBER: 0000891092-11-005438 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOPIA MANAGEMENT INC CENTRAL INDEX KEY: 0001279150 IRS NUMBER: 134162637 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11096 FILM NUMBER: 111036892 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-370-0303 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 e44890_13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scopia Management Inc. Address: 152 West 57th St New York, NY 10019 Form 13F File Number: 28 - 11096 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeremy Mindich Title: President Phone: 212-370-0303 Signature, Place, and Date of Signing: /s/ Jeremy Mindich New York, NY August 15, 2011 --------------------- -------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Page 1 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 42 Form 13F Information Table Value Total: $1,705,441 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13 F File Number Name 1 028-12367 Scopia PX LLC 2 028-12371 Scopia PX International Limited 3 028-12369 Scopia International Limited Page 2 Scopia Management Inc. FORM 13F 30-Jun-11
Voting Authority ------------------------ Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ---------------------------- -------------- --------- -------- -------- --- ---- ------- -------- ------- ------- ---- AMERICAN SUPERCONDUCTOR CORP COM 030111108 814 90051 SH Sole 90051 AMERICAN SUPERCONDUCTOR CORP COM 030111108 1562 172800 SH Defined 1 172800 AMERICAN SUPERCONDUCTOR CORP COM 030111108 353 39100 SH PUT Sole 39100 AMERICAN SUPERCONDUCTOR CORP COM 030111108 678 75000 SH PUT Defined 1 75000 AMERICAN SUPERCONDUCTOR CORP COM 030111108 1371 151700 SH PUT Defined 2 151700 AMERICAN SUPERCONDUCTOR CORP COM 030111108 375 41500 SH PUT Defined 3 41500 AVALONBAY CMNTYS INC COM 053484101 6895 53700 SH PUT Sole 53700 AVALONBAY CMNTYS INC COM 053484101 7178 55900 SH PUT Defined 1 55900 AVALONBAY CMNTYS INC COM 053484101 14329 111600 SH PUT Defined 2 111600 AVALONBAY CMNTYS INC COM 053484101 3698 28800 SH PUT Defined 3 28800 BHP BILLITON LTD SPONSORED ADR 088606108 9331 98600 SH PUT Sole 98600 BHP BILLITON LTD SPONSORED ADR 088606108 9662 102100 SH PUT Defined 1 102100 BHP BILLITON LTD SPONSORED ADR 088606108 19229 203200 SH PUT Defined 2 203200 BHP BILLITON LTD SPONSORED ADR 088606108 4978 52600 SH PUT Defined 3 52600 CAPELLA EDUCATION COMPANY COM 139594105 1119 26743 SH Sole 26743 CAPELLA EDUCATION COMPANY COM 139594105 2369 56595 SH Defined 1 56595 CAPITOL FED FINL INC COM 14057j101 5628 478572 SH Sole 478572 CAPITOL FED FINL INC COM 14057j101 4483 381168 SH Defined 1 381168 CAPITOL FED FINL INC COM 14057j101 8906 757288 SH Defined 2 757287.99 CAPITOL FED FINL INC COM 14057j101 2305 195990 SH Defined 3 195989.99 CATERPILLAR INC DEL COM 149123101 12594 118300 SH PUT Sole 118300 CATERPILLAR INC DEL COM 149123101 13041 122500 SH PUT Defined 1 122500 CATERPILLAR INC DEL COM 149123101 25955 243800 SH PUT Defined 2 243800 CATERPILLAR INC DEL COM 149123101 6718 63100 SH PUT Defined 3 63100 CISCO SYS INC COM 17275r102 13105 839494 SH Sole 839494 CISCO SYS INC COM 17275r102 10344 662631 SH Defined 1 662631 CISCO SYS INC COM 17275r102 20582 1318487 SH Defined 2 1318487 CISCO SYS INC COM 17275r102 5326 341202 SH Defined 3 341202 CISCO SYS INC COM 17275r102 1917 122800 SH CALL Sole 122800 CISCO SYS INC COM 17275r102 2053 131500 SH CALL Sole 131500 CISCO SYS INC COM 17275r102 1993 127700 SH CALL Defined 1 127700 CISCO SYS INC COM 17275r102 2126 136200 SH CALL Defined 1 136200 CISCO SYS INC COM 17275r102 3962 253800 SH CALL Defined 2 253800 CISCO SYS INC COM 17275r102 4232 271100 SH CALL Defined 2 271100 CISCO SYS INC COM 17275r102 1026 65700 SH CALL Defined 3 65700 CISCO SYS INC COM 17275r102 1094 70100 SH CALL Defined 3 70100 CLEAN ENERGY FUELS CORP COM 184499101 3476 264316 SH Sole 264316 CLEAN ENERGY FUELS CORP COM 184499101 6490 493574 SH Defined 1 493574 CNO FINL GROUP INC COM 12621e103 12755 1612462 SH Sole 1612462 CNO FINL GROUP INC COM 12621e103 11231 1419911 SH Defined 1 1419911 CNO FINL GROUP INC COM 12621e103 22348 2825305 SH Defined 2 2825305 CNO FINL GROUP INC COM 12621e103 5783 731140 SH Defined 3 731140 COMCAST CORP NEW CL A SPL 20030n200 10285 424492 SH Sole 424492 COMCAST CORP NEW CL A SPL 20030n200 8418 347415 SH Defined 1 347415 COMCAST CORP NEW CL A SPL 20030n200 16750 691279 SH Defined 2 691279 COMCAST CORP NEW CL A SPL 20030n200 4335 178891 SH Defined 3 178891 CORRECTIONS CORP AMER NEW COM NEW 22025y407 4946 228435 SH Sole 228435 CORRECTIONS CORP AMER NEW COM NEW 22025y407 5123 236609 SH Defined 1 236609 CORRECTIONS CORP AMER NEW COM NEW 22025y407 10193 470800 SH Defined 2 470800 CORRECTIONS CORP AMER NEW COM NEW 22025y407 2638 121835 SH Defined 3 121835 EMERGENT BIOSOLUTIONS INC COM 29089q105 7105 315093 SH Sole 315093 EMERGENT BIOSOLUTIONS INC COM 29089q105 5642 250212 SH Defined 1 250212 EMERGENT BIOSOLUTIONS INC COM 29089q105 11227 497866 SH Defined 2 497866 EMERGENT BIOSOLUTIONS INC COM 29089q105 2905 128839 SH Defined 3 128839 ENERGYSOLUTIONS INC COM 292756202 1736 351482 SH Sole 351482 ENERGYSOLUTIONS INC COM 292756202 2128 430809 SH Defined 1 430809 ENERGYSOLUTIONS INC COM 292756202 4302 870783 SH Defined 2 870783 ENERGYSOLUTIONS INC COM 292756202 1178 238545 SH Defined 3 238545 EXPEDIA INC DEL COM 30212p105 25101 865847 SH Sole 865847 EXPEDIA INC DEL COM 30212p105 19835 684186 SH Defined 1 684186 EXPEDIA INC DEL COM 30212p105 39466 1361378 SH Defined 2 1361378 EXPEDIA INC DEL COM 30212p105 10213 352301 SH Defined 3 352301 FREEPORT-MCMORAN COPPER & GO COM 35671D857 10781 203800 SH PUT Sole 203800 FREEPORT-MCMORAN COPPER & GO COM 35671D857 11162 211000 SH PUT Defined 1 211000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 22213 419900 SH PUT Defined 2 419900 FREEPORT-MCMORAN COPPER & GO COM 35671D857 5750 108700 SH PUT Defined 3 108700 GEO GROUP INC COM 36159r103 27284 1184698 SH Sole 1184698 GEO GROUP INC COM 36159r103 20824 904231 SH Defined 1 904231 GEO GROUP INC COM 36159r103 41883 1818625 SH Defined 2 1818625 GEO GROUP INC COM 36159r103 11136 483531 SH Defined 3 483531 GT SOLAR INTL INC COM 3623e0209 700 43200 SH PUT Sole 43200 GT SOLAR INTL INC COM 3623e0209 3494 215700 SH PUT Sole 215700 GT SOLAR INTL INC COM 3623e0209 724 44700 SH PUT Defined 1 44700 GT SOLAR INTL INC COM 3623e0209 3627 223900 SH PUT Defined 1 223900 GT SOLAR INTL INC COM 3623e0209 1443 89100 SH PUT Defined 2 89100 GT SOLAR INTL INC COM 3623e0209 7212 445200 SH PUT Defined 2 445200 GT SOLAR INTL INC COM 3623e0209 373 23000 SH PUT Defined 3 23000 GT SOLAR INTL INC COM 3623e0209 1866 115200 SH PUT Defined 3 115200 MACYS INC COM 55616p104 18984 649232 SH Sole 649232 MACYS INC COM 55616p104 15385 526179 SH Defined 1 526179 MACYS INC COM 55616p104 30614 1046978 SH Defined 2 1046978 MACYS INC COM 55616p104 7922 270940 SH Defined 3 270940 MEDIVATION INC COM 58501n101 13792 643564 SH Sole 643564 MEDIVATION INC COM 58501n101 11707 546275 SH Defined 1 546275 MEDIVATION INC COM 58501n101 23294 1086959 SH Defined 2 1086959 MEDIVATION INC COM 58501n101 6028 281287 SH Defined 3 281287 MOLSON COORS BREWING CO CL B 60871r209 15275 341423 SH Sole 341423 MOLSON COORS BREWING CO CL B 60871r209 12766 285339 SH Defined 1 285339 MOLSON COORS BREWING CO CL B 60871r209 25365 566944 SH Defined 2 566944 MOLSON COORS BREWING CO CL B 60871r209 6564 146724 SH Defined 3 146724 NCR CORP NEW COM 62886e108 16739 886142 SH Sole 886142 NCR CORP NEW COM 62886e108 15044 796417 SH Defined 1 796417 NCR CORP NEW COM 62886e108 23943 1267491 SH Defined 2 1267491 NCR CORP NEW COM 62886e108 6196 328005 SH Defined 3 328005 NORDION INC COM 65563c105 13735 1254315 SH Sole 1254315 NORDION INC COM 65563c105 8502 776454 SH Defined 1 776454 NORDION INC COM 65563c105 16917 1544970 SH Defined 2 1544970 NORDION INC COM 65563c105 4378 399811 SH Defined 3 399811 OMNIVISION TECHNOLOGIES INC COM 682128103 1601 46000 SH PUT Sole 46000 OMNIVISION TECHNOLOGIES INC COM 682128103 1660 47700 SH PUT Defined 1 47700 OMNIVISION TECHNOLOGIES INC COM 682128103 3300 94800 SH PUT Defined 2 94800 OMNIVISION TECHNOLOGIES INC COM 682128103 853 24500 SH PUT Defined 3 24500 PHARMERICA CORP COM 71714f104 5073 397594 SH Sole 397594 PHARMERICA CORP COM 71714f104 4099 321225 SH Defined 1 321225 PHARMERICA CORP COM 71714f104 8156 639167 SH Defined 2 639167 PHARMERICA CORP COM 71714f104 2111 165405 SH Defined 3 165405 PHH CORP COM NEW 693320202 28286 1378484 SH Sole 1378484 PHH CORP COM NEW 693320202 23998 1169513 SH Defined 1 1169513 PHH CORP COM NEW 693320202 47751 2327069 SH Defined 2 2327069 PHH CORP COM NEW 693320202 12357 602205 SH Defined 3 602205 PLAINS EXPL& PRODTN CO COM 726505100 16649 436763 SH Sole 436763 PLAINS EXPL& PRODTN CO COM 726505100 13227 346982 SH Defined 1 346982 PLAINS EXPL& PRODTN CO COM 726505100 26319 690417 SH Defined 2 690417 PLAINS EXPL& PRODTN CO COM 726505100 6811 178668 SH Defined 3 178668 SLM CORP COM 78442p106 11326 673775 SH Sole 673775 SLM CORP COM 78442p106 9740 579428 SH Defined 1 579428 SLM CORP COM 78442p106 19381 1152933 SH Defined 2 1152933 SLM CORP COM 78442p106 5015 298359 SH Defined 3 298359 SNYDERS-LANCE INC COM 833551104 2814 130093 SH Sole 130093 SNYDERS-LANCE INC COM 833551104 2218 102550 SH Defined 1 102550 SNYDERS-LANCE INC COM 833551104 4414 204063 SH Defined 2 204063 SNYDERS-LANCE INC COM 833551104 1142 52804 SH Defined 3 52804 SOLARWINDS INC COM 83416b109 13207 505257 SH Sole 505257 SOLARWINDS INC COM 83416b109 10409 398189 SH Defined 1 398189 SOLARWINDS INC COM 83416b109 20711 792308 SH Defined 2 792308 SOLARWINDS INC COM 83416b109 5360 205036 SH Defined 3 205036 SPDR S&P 500 ETF TR TR UNIT 78462f103 9396 71200 SH PUT Sole 71200 SPDR S&P 500 ETF TR TR UNIT 78462f103 11956 90600 SH PUT Sole 90600 SPDR S&P 500 ETF TR TR UNIT 78462f103 9753 73900 SH PUT Defined 1 73900 SPDR S&P 500 ETF TR TR UNIT 78462f103 12405 94000 SH PUT Defined 1 94000 SPDR S&P 500 ETF TR TR UNIT 78462f103 19386 146900 SH PUT Defined 2 146900 SPDR S&P 500 ETF TR TR UNIT 78462f103 24678 187000 SH PUT Defined 2 187000 SPDR S&P 500 ETF TR TR UNIT 78462f103 5015 38000 SH PUT Defined 3 38000 SPDR S&P 500 ETF TR TR UNIT 78462f103 6387 48400 SH PUT Defined 3 48400 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 30790 1399557 SH Sole 1399557 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 25374 1153348 SH Defined 1 1153348 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 50463 2293768 SH Defined 2 2293768 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 13058 593547 SH Defined 3 593547 SUNRISE SENIOR LIVING INC COM 86768k106 1917 201172 SH Sole 201172 SUNRISE SENIOR LIVING INC COM 86768k106 1555 163179 SH Defined 1 163179 SUNRISE SENIOR LIVING INC COM 86768k106 3090 324265 SH Defined 2 324265 SUNRISE SENIOR LIVING INC COM 86768k106 800 83901 SH Defined 3 83901 TFS FINL CORP COM 87240r107 10911 1127139 SH Sole 1127139 TFS FINL CORP COM 87240r107 9436 974744 SH Defined 1 974744 TFS FINL CORP COM 87240r107 18904 1952933 SH Defined 2 1952933 TFS FINL CORP COM 87240r107 4962 512595 SH Defined 3 512595 TORONTO DOMINION BK ONT COM NEW 891160509 7811 92000 SH PUT Sole 92000 TORONTO DOMINION BK ONT COM NEW 891160509 3362 39600 SH PUT Sole 39600 TORONTO DOMINION BK ONT COM NEW 891160509 8091 95300 SH PUT Defined 1 95300 TORONTO DOMINION BK ONT COM NEW 891160509 3489 41100 SH PUT Defined 1 41100 TORONTO DOMINION BK ONT COM NEW 891160509 16097 189600 SH PUT Defined 2 189600 TORONTO DOMINION BK ONT COM NEW 891160509 6945 81800 SH PUT Defined 2 81800 TORONTO DOMINION BK ONT COM NEW 891160509 4169 49100 SH PUT Defined 3 49100 TORONTO DOMINION BK ONT COM NEW 891160509 1800 21200 SH PUT Defined 3 21200 WILLIAMS COS INC DEL COM 969457100 8784 290395 SH Sole 290395 WILLIAMS COS INC DEL COM 969457100 9099 300791 SH Defined 1 300791 WILLIAMS COS INC DEL COM 969457100 18105 598507 SH Defined 2 598507 WILLIAMS COS INC DEL COM 969457100 4685 154883 SH Defined 3 154883 XEROX CORP COM 984121103 20919 2009555 SH Sole 2009555 XEROX CORP COM 984121103 18061 1734974 SH Defined 1 1734974 XEROX CORP COM 984121103 35938 3452210 SH Defined 2 3452210 XEROX CORP COM 984121103 9300 893372 SH Defined 3 893372