0000891092-11-003224.txt : 20110516 0000891092-11-003224.hdr.sgml : 20110516 20110513173742 ACCESSION NUMBER: 0000891092-11-003224 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOPIA MANAGEMENT INC CENTRAL INDEX KEY: 0001279150 IRS NUMBER: 134162637 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11096 FILM NUMBER: 11842593 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-370-0303 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 e43590_13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scopia Management Inc. Address: 152 West 57th St New York, NY 10019 Form 13F File Number: 28 - 11096 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeremy Mindich Title: President Phone: 212-370-0303 Signature, Place, and Date of Signing: /s/ Jeremy Mindich New York, NY May 13, 2011 --------------------- -------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Page 1 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 48 Form 13F Information Table Value Total: $1,533,892 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13 F File Number Name 1 028-12367 Scopia PX LLC 2 028-12371 Scopia PX International Limited 3 028-12369 Scopia International Limited Page 2 Scopia Management Inc. FORM 13F 31-Mar-11
Voting Authority -------------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ -------------- --------- -------- -------- --- ---- ------- -------- ------- -------- ---- ALPHA NATURAL RESOURCES INC COM 02076x102 4438 74759 SH Sole 74759 ALPHA NATURAL RESOURCES INC COM 02076x102 8404 141545 SH Defined 1 141545 ALPHA NATURAL RESOURCES INC COM 02076x102 18343 308966 SH Defined 2 308966 ALPHA NATURAL RESOURCES INC COM 02076x102 4682 78867 SH Defined 3 78867 AMERICAN SUPERCONDUCTOR CORP COM 030111108 19 783 SH Sole 783 AMERICAN SUPERCONDUCTOR CORP COM 030111108 55 2202 SH Defined 1 2202 AMERICAN SUPERCONDUCTOR CORP COM 030111108 62 2494 SH Defined 2 2494 AMERICAN SUPERCONDUCTOR CORP COM 30111108 945 38000 SH PUT Sole 38000 AMERICAN SUPERCONDUCTOR CORP COM 30111108 1796 72200 SH PUT Defined 1 72200 AMERICAN SUPERCONDUCTOR CORP COM 30111108 3905 157000 SH PUT Defined 2 157000 AMERICAN SUPERCONDUCTOR CORP COM 30111108 997 40100 SH PUT Defined 3 40100 BHP BILLITON LTD SPONSORED ADR 088606108 5259 54900 SH PUT Sole 54900 BHP BILLITON LTD SPONSORED ADR 088606108 9973 104100 SH PUT Defined 1 104100 BHP BILLITON LTD SPONSORED ADR 088606108 21699 226500 SH PUT Defined 2 226500 BHP BILLITON LTD SPONSORED ADR 088606108 5537 57800 SH PUT Defined 3 57800 CAPELLA EDUCATION COMPANY COM 139594105 1332 26743 SH Sole 26743 CAPELLA EDUCATION COMPANY COM 139594105 2818 56595 SH Defined 1 56595 CAPELLA EDUCATION COMPANY COM 139594105 3436 69002 SH Defined 2 69002 CAPELLA EDUCATION COMPANY COM 139594105 869 17453 SH Defined 3 17453 CAPITOL FED FINL INC COM 14057j101 6559 581966 SH Sole 581966 CAPITOL FED FINL INC COM 14057j101 8020 711627 SH Defined 1 711627 CAPITOL FED FINL INC COM 14057j101 17456 1548904 SH Defined 2 1548904 CAPITOL FED FINL INC COM 14057j101 4456 395386 SH Defined 3 395386 CATERPILLAR INC DEL COM 149123101 7416 66600 SH PUT Sole 66600 CATERPILLAR INC DEL COM 149123101 14064 126300 SH PUT Defined 1 126300 CATERPILLAR INC DEL COM 149123101 30621 275000 SH PUT Defined 2 275000 CATERPILLAR INC DEL COM 149123101 7817 70200 SH PUT Defined 3 70200 CATERPILLAR INC DEL COM 149123101 26 231 SH Sole 231 CATERPILLAR INC DEL COM 149123101 151 1355 SH Defined 1 1355 CHOICE HOTELS INTL INC COM 169905106 245 6302 SH Sole 6302 CHOICE HOTELS INTL INC COM 169905106 775 19941 SH Defined 1 19941 CISCO SYS INC COM 17275r102 8997 524630 SH Sole 524630 CISCO SYS INC COM 17275r102 10091 588393 SH Defined 1 588393 CISCO SYS INC COM 17275r102 21964 1280676 SH Defined 2 1280676 CISCO SYS INC COM 17275r102 5607 326916 SH Defined 3 326916 CLEAN ENERGY FUELS CORP COM 184499101 4329 264316 SH Sole 264316 CLEAN ENERGY FUELS CORP COM 184499101 8085 493574 SH Defined 1 493574 CNO FINL GROUP INC COM 12621e103 6937 923751 SH Sole 923751 CNO FINL GROUP INC COM 12621e103 9469 1260835 SH Defined 1 1260835 CNO FINL GROUP INC COM 12621e103 20610 2744292 SH Defined 2 2744292 CNO FINL GROUP INC COM 12621e103 5261 700531 SH Defined 3 700531 COMCAST CORP NEW CL A SPL 20030n200 6802 292954 SH Sole 292954 COMCAST CORP NEW CL A SPL 20030n200 8694 374436 SH Defined 1 374436 COMCAST CORP NEW CL A SPL 20030n200 18924 814986 SH Defined 2 814986 COMCAST CORP NEW CL A SPL 20030n200 4831 208040 SH Defined 3 208040 CORRECTIONS CORP AMER NEW COM NEW 22025y407 34 1374 SH Sole 1374 CORRECTIONS CORP AMER NEW COM NEW 22025y407 86 3509 SH Defined 1 3509 CORRECTIONS CORP AMER NEW COM NEW 22025y407 166 6786 SH Defined 2 6786 EMERGENT BIOSOLUTIONS INC COM 29089q105 5659 234221 SH Sole 234221 EMERGENT BIOSOLUTIONS INC COM 29089q105 6789 281000 SH Defined 1 281000 EMERGENT BIOSOLUTIONS INC COM 29089q105 14777 611615 SH Defined 2 611615 EMERGENT BIOSOLUTIONS INC COM 29089q105 3772 156126 SH Defined 3 156126 ENERGYSOLUTIONS INC COM 292756202 3098 519837 SH Sole 519837 ENERGYSOLUTIONS INC COM 292756202 3773 632985 SH Defined 1 632985 ENERGYSOLUTIONS INC COM 292756202 8235 1381630 SH Defined 2 1381630 ENERGYSOLUTIONS INC COM 292756202 2102 352693 SH Defined 3 352693 EXPEDIA INC DEL COM 30212p105 12223 539430 SH Sole 539430 EXPEDIA INC DEL COM 30212p105 13775 607892 SH Defined 1 607892 EXPEDIA INC DEL COM 30212p105 29982 1323118 SH Defined 2 1323118 EXPEDIA INC DEL COM 30212p105 7653 337750 SH Defined 3 337750 F5 NETWORKS INC COM 315616102 3754 36600 SH PUT Sole 36600 F5 NETWORKS INC COM 315616102 7149 69700 SH PUT Defined 1 69700 F5 NETWORKS INC COM 315616102 15550 151600 SH PUT Defined 2 151600 F5 NETWORKS INC COM 315616102 3969 38700 SH PUT Defined 3 38700 FASTENAL CO COM 311900104 2891 44600 SH PUT Sole 44600 FASTENAL CO COM 311900104 5498 84800 SH PUT Defined 1 84800 FASTENAL CO COM 311900104 11961 184500 SH PUT Defined 2 184500 FASTENAL CO COM 311900104 3053 47100 SH PUT Defined 3 47100 FASTENAL CO COM 311900104 29 441 SH Sole 441 FASTENAL CO COM 311900104 80 1241 SH Defined 1 1241 FASTENAL CO COM 311900104 91 1406 SH Defined 2 1406 FIDELITY NATL INFORMATION SV COM 31620m106 10706 327499 SH Sole 327499 FIDELITY NATL INFORMATION SV COM 31620m106 12067 369126 SH Defined 1 369126 FIDELITY NATL INFORMATION SV COM 31620m106 26264 803428 SH Defined 2 803428 FIDELITY NATL INFORMATION SV COM 31620m106 6704 205090 SH Defined 3 205090 FREEPORT-MCMORAN COPPER & GO COM 35671D857 6227 113200 SH PUT Sole 113200 FREEPORT-MCMORAN COPPER & GO COM 35671D857 11822 214900 SH PUT Defined 1 214900 FREEPORT-MCMORAN COPPER & GO COM 35671D857 25729 467700 SH PUT Defined 2 467700 FREEPORT-MCMORAN COPPER & GO COM 35671D857 6568 119400 SH PUT Defined 3 119400 GEO GROUP INC COM 36159r103 19865 774763 SH Sole 774763 GEO GROUP INC COM 36159r103 23211 905267 SH Defined 1 905267 GEO GROUP INC COM 36159r103 50520 1970375 SH Defined 2 1970375 GEO GROUP INC COM 36159r103 12896 502974 SH Defined 3 502974 ISHARES TR RUSSELL 2000 464287655 389 4626 SH Sole 4626 LUBRIZOL CORP COM 549271104 89 662 SH Sole 662 MACYS INC COM 55616p104 7229 297970 SH Sole 297970 MACYS INC COM 55616p104 8485 349745 SH Defined 1 349745 MACYS INC COM 55616p104 18468 761235 SH Defined 2 761235 MACYS INC COM 55616p104 4714 194322 SH Defined 3 194322 MEDIVATION INC COM 58501n101 7685 412280 SH Sole 412280 MEDIVATION INC COM 58501n101 10342 554813 SH Defined 1 554813 MEDIVATION INC COM 58501n101 22509 1207588 SH Defined 2 1207588 MEDIVATION INC COM 58501n101 5746 308259 SH Defined 3 308259 MOLSON COORS BREWING CO CL B 60871r209 11593 247236 SH Sole 247236 MOLSON COORS BREWING CO CL B 60871r209 15069 321361 SH Defined 1 321361 MOLSON COORS BREWING CO CL B 60871r209 32829 700122 SH Defined 2 700122 MOLSON COORS BREWING CO CL B 60871r209 8380 178717 SH Defined 3 178717 NCR CORP NEW COM 62886e108 12113 642940 SH Sole 642940 NCR CORP NEW COM 62886e108 15800 838625 SH Defined 1 838625 NCR CORP NEW COM 62886e108 34273 1819173 SH Defined 2 1819173 NCR CORP NEW COM 62886e108 8807 467479 SH Defined 3 467479 NORDION INC COM 65563c105 7930 670911 SH Sole 670911 NORDION INC COM 65563c105 9522 805600 SH Defined 1 805600 NORDION INC COM 65563c105 20726 1753443 SH Defined 2 1753443 NORDION INC COM 65563c105 5291 447599 SH Defined 3 447599 NVR INC COM 62944t105 58 77 SH Sole 77 NVR INC COM 62944t105 163 216 SH Defined 1 216 NVR INC COM 62944t105 186 246 SH Defined 2 246 PHARMERICA CORP COM 71714f104 3084 269538 SH Sole 269538 PHARMERICA CORP COM 71714f104 3812 333253 SH Defined 1 333253 PHARMERICA CORP COM 71714f104 8298 725346 SH Defined 2 725346 PHARMERICA CORP COM 71714f104 2118 185158 SH Defined 3 185158 PHH CORP COM NEW 693320202 15880 729456 SH Sole 729456 PHH CORP COM NEW 693320202 20181 927024 SH Defined 1 927024 PHH CORP COM NEW 693320202 43926 2017729 SH Defined 2 2017729 PHH CORP COM NEW 693320202 11213 515062 SH Defined 3 515062 POWER ONE INC NEW COM 73930r102 1600 182870 SH Sole 182870 POWER ONE INC NEW COM 73930r102 3030 346255 SH Defined 1 346255 POWER ONE INC NEW COM 73930r102 6613 755823 SH Defined 2 755823 POWER ONE INC NEW COM 73930r102 1688 192928 SH Defined 3 192928 PUBLIC STORAGE COM 74460d109 38 340 SH Sole 340 PUBLIC STORAGE COM 74460d109 106 956 SH Defined 1 956 PUBLIC STORAGE COM 74460d109 120 1082 SH Defined 2 1082 SLM CORP COM 78442p106 6723 439432 SH Sole 439432 SLM CORP COM 78442p106 9194 600943 SH Defined 1 600943 SLM CORP COM 78442p106 20012 1307992 SH Defined 2 1307992 SLM CORP COM 78442p106 5109 333889 SH Defined 3 333889 SOLARWINDS INC COM 83416b109 9898 421893 SH Sole 421893 SOLARWINDS INC COM 83416b109 11770 501711 SH Defined 1 501711 SOLARWINDS INC COM 83416b109 25618 1092007 SH Defined 2 1092007 SOLARWINDS INC COM 83416b109 6540 278755 SH Defined 3 278755 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 21309 830102 SH Sole 830102 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 27241 1061208 SH Defined 1 1061208 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 56296 2193079 SH Defined 2 2193079 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 14371 559824 SH Defined 3 559824 SUNPOWER COPR COM CL A 867652109 1556 90807 SH Sole 90807 SUNPOWER COPR COM CL A 867652109 3618 211060 SH Defined 1 211060 TEXAS ROADHOUSE INC COM 882681109 124 7316 SH Sole 7316 TEXAS ROADHOUSE INC COM 882681109 155 9099 SH Defined 1 9099 TEXAS ROADHOUSE INC COM 882681109 131 7694 SH Defined 2 7694 TFS FINL CORP COM 87240r107 7433 699925 SH Sole 699925 TFS FINL CORP COM 87240r107 10603 998418 SH Defined 1 998418 TFS FINL CORP COM 87240r107 22949 2160967 SH Defined 2 2160967 TFS FINL CORP COM 87240r107 5823 548262 SH Defined 3 548262 TIVO INC COM 888706108 549 62800 SH CALL Sole 62800 TIVO INC COM 888706108 1050 120000 SH CALL Defined 1 120000 TIVO INC COM 888706108 2291 261800 SH CALL Defined 2 261800 TIVO INC COM 888706108 583 66600 SH CALL Defined 3 66600 URBAN OUTFITTERS INC COM 917047102 813 27263 SH Sole 27263 URBAN OUTFITTERS INC COM 917047102 3907 130963 SH Defined 2 130963 URBAN OUTFITTERS INC COM 917047102 875 29330 SH Defined 3 29330 WELLCARE HEALTH PLANS INC COM 94946t106 958 22840 SH Sole 22840 WELLCARE HEALTH PLANS INC COM 94946t106 2575 61391 SH Defined 1 61391 WELLS FARGO & CO NEW COM 949746101 3650 115100 SH PUT Sole 115100 WELLS FARGO & CO NEW COM 949746101 6932 218600 SH PUT Defined 1 218600 WELLS FARGO & CO NEW COM 949746101 15088 475800 SH PUT Defined 2 475800 WELLS FARGO & CO NEW COM 949746101 3850 121400 SH PUT Defined 3 121400 WESTPORT INNOVATIONS INC COM NEW 960908309 909 41336 SH Sole 41336 WESTPORT INNOVATIONS INC COM NEW 960908309 2407 109493 SH Defined 1 109493 WILLIAMS COS INC DEL COM 969457100 5925 190037 SH Sole 190037 WILLIAMS COS INC DEL COM 969457100 11252 360871 SH Defined 1 360871 WILLIAMS COS INC DEL COM 969457100 24491 785460 SH Defined 2 785460 WILLIAMS COS INC DEL COM 969457100 6252 200503 SH Defined 3 200503 XEROX CORP COM 984121103 12433 1167391 SH Sole 1167391 XEROX CORP COM 984121103 15801 1483640 SH Defined 1 1483640 XEROX CORP COM 984121103 34432 3233094 SH Defined 2 3233094 XEROX CORP COM 984121103 8789 825303 SH Defined 3 825303