0000891092-11-003224.txt : 20110516
0000891092-11-003224.hdr.sgml : 20110516
20110513173742
ACCESSION NUMBER: 0000891092-11-003224
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110513
EFFECTIVENESS DATE: 20110516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCOPIA MANAGEMENT INC
CENTRAL INDEX KEY: 0001279150
IRS NUMBER: 134162637
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11096
FILM NUMBER: 11842593
BUSINESS ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-370-0303
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
e43590_13fhr.txt
HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Scopia Management Inc.
Address: 152 West 57th St
New York, NY 10019
Form 13F File Number: 28 - 11096
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeremy Mindich
Title: President
Phone: 212-370-0303
Signature, Place, and Date of Signing:
/s/ Jeremy Mindich New York, NY May 13, 2011
--------------------- -------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
Page 1
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 48
Form 13F Information Table Value Total: $1,533,892
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13 F File Number Name
1 028-12367 Scopia PX LLC
2 028-12371 Scopia PX International Limited
3 028-12369 Scopia International Limited
Page 2
Scopia Management Inc.
FORM 13F
31-Mar-11
Voting Authority
--------------------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ -------------- --------- -------- -------- --- ---- ------- -------- ------- -------- ----
ALPHA NATURAL RESOURCES INC COM 02076x102 4438 74759 SH Sole 74759
ALPHA NATURAL RESOURCES INC COM 02076x102 8404 141545 SH Defined 1 141545
ALPHA NATURAL RESOURCES INC COM 02076x102 18343 308966 SH Defined 2 308966
ALPHA NATURAL RESOURCES INC COM 02076x102 4682 78867 SH Defined 3 78867
AMERICAN SUPERCONDUCTOR CORP COM 030111108 19 783 SH Sole 783
AMERICAN SUPERCONDUCTOR CORP COM 030111108 55 2202 SH Defined 1 2202
AMERICAN SUPERCONDUCTOR CORP COM 030111108 62 2494 SH Defined 2 2494
AMERICAN SUPERCONDUCTOR CORP COM 30111108 945 38000 SH PUT Sole 38000
AMERICAN SUPERCONDUCTOR CORP COM 30111108 1796 72200 SH PUT Defined 1 72200
AMERICAN SUPERCONDUCTOR CORP COM 30111108 3905 157000 SH PUT Defined 2 157000
AMERICAN SUPERCONDUCTOR CORP COM 30111108 997 40100 SH PUT Defined 3 40100
BHP BILLITON LTD SPONSORED ADR 088606108 5259 54900 SH PUT Sole 54900
BHP BILLITON LTD SPONSORED ADR 088606108 9973 104100 SH PUT Defined 1 104100
BHP BILLITON LTD SPONSORED ADR 088606108 21699 226500 SH PUT Defined 2 226500
BHP BILLITON LTD SPONSORED ADR 088606108 5537 57800 SH PUT Defined 3 57800
CAPELLA EDUCATION COMPANY COM 139594105 1332 26743 SH Sole 26743
CAPELLA EDUCATION COMPANY COM 139594105 2818 56595 SH Defined 1 56595
CAPELLA EDUCATION COMPANY COM 139594105 3436 69002 SH Defined 2 69002
CAPELLA EDUCATION COMPANY COM 139594105 869 17453 SH Defined 3 17453
CAPITOL FED FINL INC COM 14057j101 6559 581966 SH Sole 581966
CAPITOL FED FINL INC COM 14057j101 8020 711627 SH Defined 1 711627
CAPITOL FED FINL INC COM 14057j101 17456 1548904 SH Defined 2 1548904
CAPITOL FED FINL INC COM 14057j101 4456 395386 SH Defined 3 395386
CATERPILLAR INC DEL COM 149123101 7416 66600 SH PUT Sole 66600
CATERPILLAR INC DEL COM 149123101 14064 126300 SH PUT Defined 1 126300
CATERPILLAR INC DEL COM 149123101 30621 275000 SH PUT Defined 2 275000
CATERPILLAR INC DEL COM 149123101 7817 70200 SH PUT Defined 3 70200
CATERPILLAR INC DEL COM 149123101 26 231 SH Sole 231
CATERPILLAR INC DEL COM 149123101 151 1355 SH Defined 1 1355
CHOICE HOTELS INTL INC COM 169905106 245 6302 SH Sole 6302
CHOICE HOTELS INTL INC COM 169905106 775 19941 SH Defined 1 19941
CISCO SYS INC COM 17275r102 8997 524630 SH Sole 524630
CISCO SYS INC COM 17275r102 10091 588393 SH Defined 1 588393
CISCO SYS INC COM 17275r102 21964 1280676 SH Defined 2 1280676
CISCO SYS INC COM 17275r102 5607 326916 SH Defined 3 326916
CLEAN ENERGY FUELS CORP COM 184499101 4329 264316 SH Sole 264316
CLEAN ENERGY FUELS CORP COM 184499101 8085 493574 SH Defined 1 493574
CNO FINL GROUP INC COM 12621e103 6937 923751 SH Sole 923751
CNO FINL GROUP INC COM 12621e103 9469 1260835 SH Defined 1 1260835
CNO FINL GROUP INC COM 12621e103 20610 2744292 SH Defined 2 2744292
CNO FINL GROUP INC COM 12621e103 5261 700531 SH Defined 3 700531
COMCAST CORP NEW CL A SPL 20030n200 6802 292954 SH Sole 292954
COMCAST CORP NEW CL A SPL 20030n200 8694 374436 SH Defined 1 374436
COMCAST CORP NEW CL A SPL 20030n200 18924 814986 SH Defined 2 814986
COMCAST CORP NEW CL A SPL 20030n200 4831 208040 SH Defined 3 208040
CORRECTIONS CORP AMER NEW COM NEW 22025y407 34 1374 SH Sole 1374
CORRECTIONS CORP AMER NEW COM NEW 22025y407 86 3509 SH Defined 1 3509
CORRECTIONS CORP AMER NEW COM NEW 22025y407 166 6786 SH Defined 2 6786
EMERGENT BIOSOLUTIONS INC COM 29089q105 5659 234221 SH Sole 234221
EMERGENT BIOSOLUTIONS INC COM 29089q105 6789 281000 SH Defined 1 281000
EMERGENT BIOSOLUTIONS INC COM 29089q105 14777 611615 SH Defined 2 611615
EMERGENT BIOSOLUTIONS INC COM 29089q105 3772 156126 SH Defined 3 156126
ENERGYSOLUTIONS INC COM 292756202 3098 519837 SH Sole 519837
ENERGYSOLUTIONS INC COM 292756202 3773 632985 SH Defined 1 632985
ENERGYSOLUTIONS INC COM 292756202 8235 1381630 SH Defined 2 1381630
ENERGYSOLUTIONS INC COM 292756202 2102 352693 SH Defined 3 352693
EXPEDIA INC DEL COM 30212p105 12223 539430 SH Sole 539430
EXPEDIA INC DEL COM 30212p105 13775 607892 SH Defined 1 607892
EXPEDIA INC DEL COM 30212p105 29982 1323118 SH Defined 2 1323118
EXPEDIA INC DEL COM 30212p105 7653 337750 SH Defined 3 337750
F5 NETWORKS INC COM 315616102 3754 36600 SH PUT Sole 36600
F5 NETWORKS INC COM 315616102 7149 69700 SH PUT Defined 1 69700
F5 NETWORKS INC COM 315616102 15550 151600 SH PUT Defined 2 151600
F5 NETWORKS INC COM 315616102 3969 38700 SH PUT Defined 3 38700
FASTENAL CO COM 311900104 2891 44600 SH PUT Sole 44600
FASTENAL CO COM 311900104 5498 84800 SH PUT Defined 1 84800
FASTENAL CO COM 311900104 11961 184500 SH PUT Defined 2 184500
FASTENAL CO COM 311900104 3053 47100 SH PUT Defined 3 47100
FASTENAL CO COM 311900104 29 441 SH Sole 441
FASTENAL CO COM 311900104 80 1241 SH Defined 1 1241
FASTENAL CO COM 311900104 91 1406 SH Defined 2 1406
FIDELITY NATL INFORMATION SV COM 31620m106 10706 327499 SH Sole 327499
FIDELITY NATL INFORMATION SV COM 31620m106 12067 369126 SH Defined 1 369126
FIDELITY NATL INFORMATION SV COM 31620m106 26264 803428 SH Defined 2 803428
FIDELITY NATL INFORMATION SV COM 31620m106 6704 205090 SH Defined 3 205090
FREEPORT-MCMORAN COPPER & GO COM 35671D857 6227 113200 SH PUT Sole 113200
FREEPORT-MCMORAN COPPER & GO COM 35671D857 11822 214900 SH PUT Defined 1 214900
FREEPORT-MCMORAN COPPER & GO COM 35671D857 25729 467700 SH PUT Defined 2 467700
FREEPORT-MCMORAN COPPER & GO COM 35671D857 6568 119400 SH PUT Defined 3 119400
GEO GROUP INC COM 36159r103 19865 774763 SH Sole 774763
GEO GROUP INC COM 36159r103 23211 905267 SH Defined 1 905267
GEO GROUP INC COM 36159r103 50520 1970375 SH Defined 2 1970375
GEO GROUP INC COM 36159r103 12896 502974 SH Defined 3 502974
ISHARES TR RUSSELL 2000 464287655 389 4626 SH Sole 4626
LUBRIZOL CORP COM 549271104 89 662 SH Sole 662
MACYS INC COM 55616p104 7229 297970 SH Sole 297970
MACYS INC COM 55616p104 8485 349745 SH Defined 1 349745
MACYS INC COM 55616p104 18468 761235 SH Defined 2 761235
MACYS INC COM 55616p104 4714 194322 SH Defined 3 194322
MEDIVATION INC COM 58501n101 7685 412280 SH Sole 412280
MEDIVATION INC COM 58501n101 10342 554813 SH Defined 1 554813
MEDIVATION INC COM 58501n101 22509 1207588 SH Defined 2 1207588
MEDIVATION INC COM 58501n101 5746 308259 SH Defined 3 308259
MOLSON COORS BREWING CO CL B 60871r209 11593 247236 SH Sole 247236
MOLSON COORS BREWING CO CL B 60871r209 15069 321361 SH Defined 1 321361
MOLSON COORS BREWING CO CL B 60871r209 32829 700122 SH Defined 2 700122
MOLSON COORS BREWING CO CL B 60871r209 8380 178717 SH Defined 3 178717
NCR CORP NEW COM 62886e108 12113 642940 SH Sole 642940
NCR CORP NEW COM 62886e108 15800 838625 SH Defined 1 838625
NCR CORP NEW COM 62886e108 34273 1819173 SH Defined 2 1819173
NCR CORP NEW COM 62886e108 8807 467479 SH Defined 3 467479
NORDION INC COM 65563c105 7930 670911 SH Sole 670911
NORDION INC COM 65563c105 9522 805600 SH Defined 1 805600
NORDION INC COM 65563c105 20726 1753443 SH Defined 2 1753443
NORDION INC COM 65563c105 5291 447599 SH Defined 3 447599
NVR INC COM 62944t105 58 77 SH Sole 77
NVR INC COM 62944t105 163 216 SH Defined 1 216
NVR INC COM 62944t105 186 246 SH Defined 2 246
PHARMERICA CORP COM 71714f104 3084 269538 SH Sole 269538
PHARMERICA CORP COM 71714f104 3812 333253 SH Defined 1 333253
PHARMERICA CORP COM 71714f104 8298 725346 SH Defined 2 725346
PHARMERICA CORP COM 71714f104 2118 185158 SH Defined 3 185158
PHH CORP COM NEW 693320202 15880 729456 SH Sole 729456
PHH CORP COM NEW 693320202 20181 927024 SH Defined 1 927024
PHH CORP COM NEW 693320202 43926 2017729 SH Defined 2 2017729
PHH CORP COM NEW 693320202 11213 515062 SH Defined 3 515062
POWER ONE INC NEW COM 73930r102 1600 182870 SH Sole 182870
POWER ONE INC NEW COM 73930r102 3030 346255 SH Defined 1 346255
POWER ONE INC NEW COM 73930r102 6613 755823 SH Defined 2 755823
POWER ONE INC NEW COM 73930r102 1688 192928 SH Defined 3 192928
PUBLIC STORAGE COM 74460d109 38 340 SH Sole 340
PUBLIC STORAGE COM 74460d109 106 956 SH Defined 1 956
PUBLIC STORAGE COM 74460d109 120 1082 SH Defined 2 1082
SLM CORP COM 78442p106 6723 439432 SH Sole 439432
SLM CORP COM 78442p106 9194 600943 SH Defined 1 600943
SLM CORP COM 78442p106 20012 1307992 SH Defined 2 1307992
SLM CORP COM 78442p106 5109 333889 SH Defined 3 333889
SOLARWINDS INC COM 83416b109 9898 421893 SH Sole 421893
SOLARWINDS INC COM 83416b109 11770 501711 SH Defined 1 501711
SOLARWINDS INC COM 83416b109 25618 1092007 SH Defined 2 1092007
SOLARWINDS INC COM 83416b109 6540 278755 SH Defined 3 278755
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 21309 830102 SH Sole 830102
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 27241 1061208 SH Defined 1 1061208
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 56296 2193079 SH Defined 2 2193079
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 14371 559824 SH Defined 3 559824
SUNPOWER COPR COM CL A 867652109 1556 90807 SH Sole 90807
SUNPOWER COPR COM CL A 867652109 3618 211060 SH Defined 1 211060
TEXAS ROADHOUSE INC COM 882681109 124 7316 SH Sole 7316
TEXAS ROADHOUSE INC COM 882681109 155 9099 SH Defined 1 9099
TEXAS ROADHOUSE INC COM 882681109 131 7694 SH Defined 2 7694
TFS FINL CORP COM 87240r107 7433 699925 SH Sole 699925
TFS FINL CORP COM 87240r107 10603 998418 SH Defined 1 998418
TFS FINL CORP COM 87240r107 22949 2160967 SH Defined 2 2160967
TFS FINL CORP COM 87240r107 5823 548262 SH Defined 3 548262
TIVO INC COM 888706108 549 62800 SH CALL Sole 62800
TIVO INC COM 888706108 1050 120000 SH CALL Defined 1 120000
TIVO INC COM 888706108 2291 261800 SH CALL Defined 2 261800
TIVO INC COM 888706108 583 66600 SH CALL Defined 3 66600
URBAN OUTFITTERS INC COM 917047102 813 27263 SH Sole 27263
URBAN OUTFITTERS INC COM 917047102 3907 130963 SH Defined 2 130963
URBAN OUTFITTERS INC COM 917047102 875 29330 SH Defined 3 29330
WELLCARE HEALTH PLANS INC COM 94946t106 958 22840 SH Sole 22840
WELLCARE HEALTH PLANS INC COM 94946t106 2575 61391 SH Defined 1 61391
WELLS FARGO & CO NEW COM 949746101 3650 115100 SH PUT Sole 115100
WELLS FARGO & CO NEW COM 949746101 6932 218600 SH PUT Defined 1 218600
WELLS FARGO & CO NEW COM 949746101 15088 475800 SH PUT Defined 2 475800
WELLS FARGO & CO NEW COM 949746101 3850 121400 SH PUT Defined 3 121400
WESTPORT INNOVATIONS INC COM NEW 960908309 909 41336 SH Sole 41336
WESTPORT INNOVATIONS INC COM NEW 960908309 2407 109493 SH Defined 1 109493
WILLIAMS COS INC DEL COM 969457100 5925 190037 SH Sole 190037
WILLIAMS COS INC DEL COM 969457100 11252 360871 SH Defined 1 360871
WILLIAMS COS INC DEL COM 969457100 24491 785460 SH Defined 2 785460
WILLIAMS COS INC DEL COM 969457100 6252 200503 SH Defined 3 200503
XEROX CORP COM 984121103 12433 1167391 SH Sole 1167391
XEROX CORP COM 984121103 15801 1483640 SH Defined 1 1483640
XEROX CORP COM 984121103 34432 3233094 SH Defined 2 3233094
XEROX CORP COM 984121103 8789 825303 SH Defined 3 825303