-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AzFto8srsxa2+ofB79QQGl5h/rbeM8uUO5WrXkv1Jkj8UOjfN+4GV/HOUhsLgFLK /9Jg4h8Bm3NMSjEe/rRtow== 0000891092-11-001019.txt : 20110214 0000891092-11-001019.hdr.sgml : 20110214 20110214120405 ACCESSION NUMBER: 0000891092-11-001019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOPIA MANAGEMENT INC CENTRAL INDEX KEY: 0001279150 IRS NUMBER: 134162637 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11096 FILM NUMBER: 11603833 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-370-0303 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 e42099_13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scopia Management Inc. Address: 152 West 57th St New York, NY 10019 Form 13F File Number: 28 - 11096 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeremy Mindich Title: President Phone: 212-370-0303 Signature, Place, and Date of Signing: /s/ Jeremy Mindich New York, NY February 14, 2011 --------------------- -------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Page 1 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 55 Form 13F Information Table Value Total: $1,151,015 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13 F File Number Name 1 028-12367 Scopia PX LLC 2 028-12371 Scopia PX International Limited 3 028-12369 Scopia International Limited Page 2 Scopia Management Inc. FORM 13F 31-Dec-10
Voting Authority -------------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------------- --------- -------- -------- --- ---- ------- -------- ------- -------- ---- AMAG PHARMACEUTICALS INC COM 00163U106 545 30137 SH Sole 30137 AMAG PHARMACEUTICALS INC COM 00163U106 1117 61708 SH Defined 1 61708 AMERICAN SUPERCONDUCTOR COR COM 030111108 22 783 SH Sole 783 AMERICAN SUPERCONDUCTOR COR COM 030111108 63 2202 SH Defined 1 2202 AMERICAN SUPERCONDUCTOR COR COM 030111108 71 2494 SH Defined 2 2494 AMERICAN SUPERCONDUCTOR COR COM 030111108 1575 55100 SH PUT Sole 55100 AMERICAN SUPERCONDUCTOR COR COM 030111108 3122 109200 SH PUT Defined 1 109200 AMERICAN SUPERCONDUCTOR COR COM 030111108 5701 199400 SH PUT Defined 2 199400 AMERICAN SUPERCONDUCTOR COR COM 030111108 1369 47900 SH PUT Defined 3 47900 AMERICAN WTR WKS CO INC NEW COM 030420103 5831 230562 SH Sole 230562 AMERICAN WTR WKS CO INC NEW COM 030420103 8287 327663 SH Defined 1 327663 AMERICAN WTR WKS CO INC NEW COM 030420103 14900 589156 SH Defined 2 589156 AMERICAN WTR WKS CO INC NEW COM 030420103 3642 144008 SH Defined 3 144008 AMYLIN PHARMACEUTICALS INC COM 32346108 269 18300 SH Sole 18300 AMYLIN PHARMACEUTICALS INC COM 32346108 858 58300 SH Defined 1 58300 BANK OF AMERICA CORPORATION COM 60505104 1908 143026 SH Sole 143026 BANK OF AMERICA CORPORATION COM 60505104 3892 291734 SH Defined 1 291734 BHP BILLITON LTD SPONSORED ADR 088606108 7136 76800 SH PUT Sole 76800 BHP BILLITON LTD SPONSORED ADR 088606108 14115 151900 SH PUT Defined 1 151900 BHP BILLITON LTD SPONSORED ADR 088606108 25785 277500 SH PUT Defined 2 277500 BHP BILLITON LTD SPONSORED ADR 088606108 6198 66700 SH PUT Defined 3 66700 BRINKS CO COM 109696104 3419 127192 SH Sole 127192 BRINKS CO COM 109696104 4422 164506 SH Defined 1 164506 BRINKS CO COM 109696104 8076 300436 SH Defined 2 300436 BRINKS CO COM 109696104 1942 72253 SH Defined 3 72253 CAPELLA EDUCATION COMPANY COM 139594105 477 7158 SH Sole 7158 CAPELLA EDUCATION COMPANY COM 139594105 1300 19529 SH Defined 1 19529 CATERPILLAR INC DEL COM 149123101 45 482 SH Sole 482 CATERPILLAR INC DEL COM 149123101 127 1355 SH Defined 1 1355 CATERPILLAR INC DEL COM 149123101 144 1535 SH Defined 2 1535 CATERPILLAR INC DEL COM 149123101 11679 124700 SH PUT Sole 124700 CATERPILLAR INC DEL COM 149123101 23359 249400 SH PUT Defined 1 249400 CATERPILLAR INC DEL COM 149123101 42662 455500 SH PUT Defined 2 455500 CATERPILLAR INC DEL COM 149123101 10340 110400 SH PUT Defined 3 110400 CHEMTURA CORP COM NEW 163893209 2297 143722 SH Sole 143722 CHEMTURA CORP COM NEW 163893209 3209 200805 SH Defined 1 200805 CHEMTURA CORP COM NEW 163893209 5861 366741 SH Defined 2 366741 CHEMTURA CORP COM NEW 163893209 1418 88732 SH Defined 3 88732 CHOICE HOTELS INTL INC COM 169905106 241 6302 SH Sole 6302 CHOICE HOTELS INTL INC COM 169905106 763 19941 SH Defined 1 19941 CISCO SYS INC COM 17275r102 6086 300823 SH Sole 300823 CISCO SYS INC COM 17275r102 8386 414540 SH Defined 1 414540 CISCO SYS INC COM 17275r102 15317 757147 SH Defined 2 757147 CISCO SYS INC COM 17275r102 3712 183487 SH Defined 3 183487 CLEAN ENERGY FUELS CORP COM 184499101 2081 150358 SH Sole 150358 CLEAN ENERGY FUELS CORP COM 184499101 3836 277175 SH Defined 1 277175 CLEAN ENERGY FUELS CORP COM 184499101 63 4563 SH Defined 2 4563 CNO FINL GROUP INC COM 12621e103 5160 761125 SH Sole 761125 CNO FINL GROUP INC COM 12621e103 8069 1190131 SH Defined 1 1190131 CNO FINL GROUP INC COM 12621e103 14737 2173532 SH Defined 2 2173532 CNO FINL GROUP INC COM 12621e103 3543 522637 SH Defined 3 522637 COMCAST CORP NEW CL A SPL 20030n200 7264 349064 SH Sole 349064 COMCAST CORP NEW CL A SPL 20030n200 10442 501790 SH Defined 1 501790 COMCAST CORP NEW CL A SPL 20030n200 19073 916507 SH Defined 2 916507 COMCAST CORP NEW CL A SPL 20030n200 4622 222107 SH Defined 3 222107 CORRECTIONS CORP AMER NEW COM NEW 22025y407 34 1374 SH Sole 1374 CORRECTIONS CORP AMER NEW COM NEW 22025y407 88 3509 SH Defined 1 3509 CORRECTIONS CORP AMER NEW COM NEW 22025y407 170 6786 SH Defined 2 6786 EMERGENT BIOSOLUTIONS INC COM 29089q105 5112 217901 SH Sole 217901 EMERGENT BIOSOLUTIONS INC COM 29089q105 7044 300271 SH Defined 1 300271 EMERGENT BIOSOLUTIONS INC COM 29089q105 12866 548438 SH Defined 2 548438 EMERGENT BIOSOLUTIONS INC COM 29089q105 3118 132909 SH Defined 3 132909 ENERGYSOLUTIONS INC COM 292756202 6005 1078084 SH Sole 1078084 ENERGYSOLUTIONS INC COM 292756202 8559 1536551 SH Defined 1 1536551 ENERGYSOLUTIONS INC COM 292756202 15630 2806122 SH Defined 2 2806122 ENERGYSOLUTIONS INC COM 292756202 3764 675744 SH Defined 3 675744 EXPEDIA INC DEL COM 30212p105 4463 177889 SH Sole 177889 EXPEDIA INC DEL COM 30212p105 7762 309354 SH Defined 1 309354 EXPEDIA INC DEL COM 30212p105 14173 564898 SH Defined 2 564898 EXPEDIA INC DEL COM 30212p105 3445 137312 SH Defined 3 137312 F5 NETWORKS INC COM 315616102 3280 25200 SH PUT Sole 25200 F5 NETWORKS INC COM 315616102 6560 50400 SH PUT Defined 1 50400 F5 NETWORKS INC COM 315616102 11988 92100 SH PUT Defined 2 92100 F5 NETWORKS INC COM 315616102 2903 22300 SH PUT Defined 3 22300 FASTENAL CO COM 311900104 26 441 SH Sole 441 FASTENAL CO COM 311900104 74 1241 SH Defined 1 1241 FASTENAL CO COM 311900104 84 1406 SH Defined 2 1406 FASTENAL CO COM 311900104 9040 150900 SH PUT Sole 150900 FASTENAL CO COM 311900104 17913 299000 SH PUT Defined 1 299000 FASTENAL CO COM 311900104 32717 546100 SH PUT Defined 2 546100 FASTENAL CO COM 311900104 7866 131300 SH PUT Defined 3 131300 FIDELITY NATL INFORMATION SV COM 31620m106 11372 415204 SH Sole 415204 FIDELITY NATL INFORMATION SV COM 31620m106 15794 576621 SH Defined 1 576621 FIDELITY NATL INFORMATION SV COM 31620m106 28844 1053080 SH Defined 2 1053080 FIDELITY NATL INFORMATION SV COM 31620m106 6936 253218 SH Defined 3 253218 FREEPORT-MCMORAN COPPER & GO COM 35671D857 6377 53100 SH PUT Sole 53100 FREEPORT-MCMORAN COPPER & GO COM 35671D857 12754 106200 SH PUT Defined 1 106200 FREEPORT-MCMORAN COPPER & GO COM 35671D857 23273 193800 SH PUT Defined 2 193800 FREEPORT-MCMORAN COPPER & GO COM 35671D857 5632 46900 SH PUT Defined 3 46900 GEO GROUP INC COM 36159r103 16866 683946 SH Sole 683946 GEO GROUP INC COM 36159r103 23373 947812 SH Defined 1 947812 GEO GROUP INC COM 36159r103 42686 1730984 SH Defined 2 1730984 GEO GROUP INC COM 36159r103 10273 416590 SH Defined 3 416590 ISHARES TR RUSSELL 2000 464287655 362 4626 SH Sole 4626 ISHARES TR RUSSELL 2000 464287655 2175 27800 SH PUT Sole 27800 ISHARES TR RUSSELL 2000 464287655 4358 55700 SH PUT Defined 1 55700 ISHARES TR RUSSELL 2000 464287655 7965 101800 SH PUT Defined 2 101800 ISHARES TR RUSSELL 2000 464287655 1933 24700 SH PUT Defined 3 24700 LUBRIZOL CORP COM 549271104 71 662 SH Sole 662 MEDIVATION INC COM 58501n101 5287 348529 SH Sole 348529 MEDIVATION INC COM 58501n101 7395 487479 SH Defined 1 487479 MEDIVATION INC COM 58501n101 13538 892425 SH Defined 2 892425 MEDIVATION INC COM 58501n101 3286 216583 SH Defined 3 216583 MOLSON COORS BREWING CO CL B 60871r209 12005 239189 SH Sole 239189 MOLSON COORS BREWING CO CL B 60871r209 17532 349314 SH Defined 1 349314 MOLSON COORS BREWING CO CL B 60871r209 32019 637960 SH Defined 2 637960 MOLSON COORS BREWING CO CL B 60871r209 7753 154482 SH Defined 3 154482 NCR CORP NEW COM 62886e108 11585 753768 SH Sole 753768 NCR CORP NEW COM 62886e108 17401 1132171 SH Defined 1 1132171 NCR CORP NEW COM 62886e108 31783 2067881 SH Defined 2 2067881 NCR CORP NEW COM 62886e108 7702 501131 SH Defined 3 501131 NORDION INC COM 65563c105 7972 699943 SH Sole 699943 NORDION INC COM 65563c105 11365 997778 SH Defined 1 997778 NORDION INC COM 65563c105 20755 1822237 SH Defined 2 1822237 NORDION INC COM 65563c105 4991 438167 SH Defined 3 438167 NVR INC COM 62944T105 53 77 SH Sole 77 NVR INC COM 62944T105 149 216 SH Defined 1 216 NVR INC COM 62944T105 170 246 SH Defined 2 246 OSHKOSH CORP COM 688239201 3227 91577 SH Sole 91577 OSHKOSH CORP COM 688239201 9107 258423 SH Defined 1 258423 PACIFIC SUNWEAR CALIF INC COM 694873100 1913 352957 SH Sole 352957 PACIFIC SUNWEAR CALIF INC COM 694873100 2705 499016 SH Defined 1 499016 PACIFIC SUNWEAR CALIF INC COM 694873100 4940 911349 SH Defined 2 911349 PACIFIC SUNWEAR CALIF INC COM 694873100 1195 220509 SH Defined 3 220509 PHARMERICA CORP COM 71714f104 3196 279168 SH Sole 279168 PHARMERICA CORP COM 71714f104 4516 394422 SH Defined 1 394422 PHARMERICA CORP COM 71714f104 8248 720332 SH Defined 2 720332 PHARMERICA CORP COM 71714f104 1983 173208 SH Defined 3 173208 PHH CORP COM NEW 693320202 14404 622191 SH Sole 622191 PHH CORP COM NEW 693320202 20997 907011 SH Defined 1 907011 PHH CORP COM NEW 693320202 38364 1657182 SH Defined 2 1657182 PHH CORP COM NEW 693320202 9325 402797 SH Defined 3 402797 PLAINS EXPL& PRODTN CO COM 726505100 2566 79827 SH Sole 79827 PLAINS EXPL& PRODTN CO COM 726505100 3574 111216 SH Defined 1 111216 PLAINS EXPL& PRODTN CO COM 726505100 6529 203133 SH Defined 2 203133 PLAINS EXPL& PRODTN CO COM 726505100 1580 49161 SH Defined 3 49161 PUBLIC STORAGE COM 74460D109 34 340 SH Sole 340 PUBLIC STORAGE COM 74460D109 97 956 SH Defined 1 956 PUBLIC STORAGE COM 74460D109 110 1082 SH Defined 2 1082 RESEARCH IN MOTION LTD COM 760975102 1998 34374 SH Sole 34374 RESEARCH IN MOTION LTD COM 760975102 5211 89643 SH Defined 1 89643 SLM CORP COM 78442p106 6263 497498 SH Sole 497498 SLM CORP COM 78442p106 9946 790010 SH Defined 1 790010 SLM CORP COM 78442p106 18165 1442792 SH Defined 2 1442792 SLM CORP COM 78442p106 4368 346927 SH Defined 3 346927 SOLARWINDS INC COM 83416b109 6138 318849 SH Sole 318849 SOLARWINDS INC COM 83416b109 8349 433708 SH Defined 1 433708 SOLARWINDS INC COM 83416b109 15248 792106 SH Defined 2 792106 SOLARWINDS INC COM 83416b109 3689 191649 SH Defined 3 191649 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 5885 121700 SH PUT Sole 121700 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 11674 241400 SH PUT Defined 1 241400 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 21317 440800 SH PUT Defined 2 440800 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 5131 106100 SH PUT Defined 3 106100 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 15842 761290 SH Sole 761290 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 22975 1104039 SH Defined 1 1104039 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 39921 1918371 SH Defined 2 1918371 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 9607 461673 SH Defined 3 461673 TEXAS ROADHOUSE INC COM 882681109 126 7316 SH Sole 7316 TEXAS ROADHOUSE INC COM 882681109 156 9099 SH Defined 1 9099 TEXAS ROADHOUSE INC COM 882681109 132 7694 SH Defined 2 7694 TFS FINL CORP COM 87240r107 5601 620938 SH Sole 620938 TFS FINL CORP COM 87240r107 8808 976450 SH Defined 1 976450 TFS FINL CORP COM 87240r107 15844 1756578 SH Defined 2 1756578 TFS FINL CORP COM 87240r107 3767 417617 SH Defined 3 417617 TRINA SOLAR LIMITED SPON ADR 89628e104 814 34744 SH Sole 34744 TRINA SOLAR LIMITED SPON ADR 89628e104 2049 87476 SH Defined 1 87476 URBAN OUTFITTERS INC COM 917047102 976 27263 SH Sole 27263 URBAN OUTFITTERS INC COM 917047102 4690 130963 SH Defined 2 130963 URBAN OUTFITTERS INC COM 917047102 1050 29330 SH Defined 3 29330 WELLCARE HEALTH PLANS INC COM 94946t106 5282 174782 SH Sole 174782 WELLCARE HEALTH PLANS INC COM 94946t106 8339 275947 SH Defined 1 275947 WELLCARE HEALTH PLANS INC COM 94946t106 11841 391843 SH Defined 2 391843 WELLCARE HEALTH PLANS INC COM 94946t106 2847 94221 SH Defined 3 94221 WESTPORT INNOVATIONS INC COM NEW 960908309 2643 142685 SH Sole 142685 WESTPORT INNOVATIONS INC COM NEW 960908309 5750 310469 SH Defined 1 310469 WESTPORT INNOVATIONS INC COM NEW 960908309 6798 367040 SH Defined 2 367040 WESTPORT INNOVATIONS INC COM NEW 960908309 1636 88325 SH Defined 3 88325 WILLIAMS COS INC DEL COM 969457100 5659 228905 SH Sole 228905 WILLIAMS COS INC DEL COM 969457100 11213 453614 SH Defined 1 453614 WILLIAMS COS INC DEL COM 969457100 20479 828432 SH Defined 2 828432 WILLIAMS COS INC DEL COM 969457100 4924 199200 SH Defined 3 199200 XEROX CORP COM 984121103 10145 880673 SH Sole 880673 XEROX CORP COM 984121103 15686 1361595 SH Defined 1 1361595 XEROX CORP COM 984121103 28646 2486674 SH Defined 2 2486674 XEROX CORP COM 984121103 6931 601671 SH Defined 3 601671 YINGLI GREEN ENERGY HLDG CO ADR 98584b103 735 74350 SH Sole 74350 YINGLI GREEN ENERGY HLDG CO ADR 98584b103 1846 186801 SH Defined 1 186801 1,151,015.00
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