-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DzoyA8ZaQNQRzJYpDS9nqrqNqu8BeqDJmuHQOq/R8Ky8AqPWQXE6YKMQx1rbeQ4P 57j5CD2x+7KEguBBtZ8Xrg== 0000891092-10-005090.txt : 20101115 0000891092-10-005090.hdr.sgml : 20101115 20101115140932 ACCESSION NUMBER: 0000891092-10-005090 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOPIA MANAGEMENT INC CENTRAL INDEX KEY: 0001279150 IRS NUMBER: 134162637 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11096 FILM NUMBER: 101191179 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-370-0303 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 e40870_13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scopia Management Inc. Address: 152 West 57th St New York, NY 10019 Form 13F File Number: 28 - 11096 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeremy Mindich Title: President Phone: 212-370-0303 Signature, Place, and Date of Signing: /s/ Jeremy Mindich New York, NY November 15, 2010 --------------------- -------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Page 1 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 43 Form 13F Information Table Value Total: $1,206,739 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13 F File Number Name 1 028-12367 Scopia PX LLC 2 028-12371 Scopia PX International Limited Page 2 Scopia Management Inc. FORM 13F 30-Sep-10
Voting Authority -------------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------------- --------- -------- -------- --- ---- ------- -------- ------- -------- ---- AMAG PHARMACEUTICALS INC COM 00163u106 519 30137 SH Sole 30137 AMAG PHARMACEUTICALS INC COM 00163u106 1062 61708 SH Defined 1 61708 AMERICAN SUPERCONDUCTOR CORP COM 030111108 2839 91300 SH PUT Sole 91300 AMERICAN SUPERCONDUCTOR CORP COM 030111108 2833 91100 SH PUT Defined 1 91100 AMERICAN SUPERCONDUCTOR CORP COM 030111108 5890 189400 SH PUT Defined 2 189400 AMERICAN WTR WKS CO INC NEW COM 030420103 14029 602876 SH Sole 602876 AMERICAN WTR WKS CO INC NEW COM 030420103 11682 502000 SH Defined 1 502000 AMERICAN WTR WKS CO INC NEW COM 030420103 23905 1027268 SH Defined 2 1027268 AMYLIN PHARMACEUTICALS INC COM 032346108 832 40028 SH Sole 40028 AMYLIN PHARMACEUTICALS INC COM 032346108 1935 92811 SH Defined 1 92811 ASSURANT, INC. CMN COM 04621x108 13013 319742 SH Sole 319742 ASSURANT, INC. CMN COM 04621x108 11182 274747 SH Defined 1 274747 ASSURANT, INC. CMN COM 04621x108 23251 571279 SH Defined 2 571279 BANK OF AMERICA CORPORATION COM 060505104 1874 143026 SH Sole 143026 BANK OF AMERICA CORPORATION COM 060505104 3822 291734 SH Defined 1 291734 BHP BILLITON LTD SPONSORED ADR 088606108 9647 126400 SH PUT Sole 126400 BHP BILLITON LTD SPONSORED ADR 088606108 9632 126200 SH PUT Defined 1 126200 BHP BILLITON LTD SPONSORED ADR 088606108 20049 262700 SH PUT Defined 2 262700 CAPELLA EDUCATION COMPANY COM 139594105 1358 17497 SH Sole 17497 CAPELLA EDUCATION COMPANY COM 139594105 1462 18830 SH Defined 1 18830 CAPELLA EDUCATION COMPANY COM 139594105 3018 38890 SH Defined 2 38890 CAPITOL FED FINL COM 14057c106 6004 243058 SH Sole 243058 CAPITOL FED FINL COM 14057c106 4868 197082 SH Defined 1 197082 CAPITOL FED FINL COM 14057c106 10122 409790 SH Defined 2 409790 CLEAN ENERGY FUELS CORP COM 184499101 2698 189878 SH Sole 189878 CLEAN ENERGY FUELS CORP COM 184499101 3906 274848 SH Defined 1 274848 CLEAN ENERGY FUELS CORP COM 184499101 1983 139565 SH Defined 2 139565 CNO FINL GROUP INC COM 12621e103 6428 1160281 SH Sole 1160281 CNO FINL GROUP INC COM 12621e103 5532 998637 SH Defined 1 998637 CNO FINL GROUP INC COM 12621e103 11504 2076454 SH Defined 2 2076454 COMCAST CORP NEW CL A SPL 20030n200 10638 625425 SH Sole 625425 COMCAST CORP NEW CL A SPL 20030n200 8621 506811 SH Defined 1 506811 COMCAST CORP NEW CL A SPL 20030n200 17925 1053806 SH Defined 2 1053806 CORRECTIONS CORP AMER NEW COM NEW 22025y407 199 8060 SH Sole 8060 CREE INC COM 225447101 4007 73800 SH PUT Sole 73800 CREE INC COM 225447101 4001 73700 SH PUT Defined 1 73700 CREE INC COM 225447101 8323 153300 SH PUT Defined 2 153300 CROWN HOLDINGS INC COM 228368106 5821 203094 SH Sole 203094 CROWN HOLDINGS INC COM 228368106 4638 161837 SH Defined 1 161837 CROWN HOLDINGS INC COM 228368106 9643 336477 SH Defined 2 336477 EMERGENT BIOSOLUTIONS INC COM 29089q105 5838 338228 SH Sole 338228 EMERGENT BIOSOLUTIONS INC COM 29089q105 4734 274285 SH Defined 1 274285 EMERGENT BIOSOLUTIONS INC COM 29089q105 9844 570342 SH Defined 2 570342 ENERGYSOLUTIONS INC COM 292756202 9072 1803611 SH Sole 1803611 ENERGYSOLUTIONS INC COM 292756202 6977 1387087 SH Defined 1 1387087 ENERGYSOLUTIONS INC COM 292756202 14493 2881276 SH Defined 2 2881276 FASTENAL CO COM 311900104 9117 171400 SH PUT Sole 171400 FASTENAL CO COM 311900104 9111 171300 SH PUT Defined 1 171300 FASTENAL CO COM 311900104 19005 357300 SH PUT Defined 2 357300 FIDELITY NATL INFORMATION SV COM 31620m106 8260 304462 SH Sole 304462 FIDELITY NATL INFORMATION SV COM 31620m106 6637 244638 SH Defined 1 244638 FIDELITY NATL INFORMATION SV COM 31620m106 13815 509226 SH Defined 2 509226 FREEPORT-MCMORAN COPPER & GO COM 35671D857 15054 176300 SH PUT Sole 176300 FREEPORT-MCMORAN COPPER & GO COM 35671D857 15029 176000 SH PUT Defined 1 176000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 31287 366400 SH PUT Defined 2 366400 GENERAL GROWTH PPTYS INC COM 370021107 424 27195 SH Sole 27195 GENERAL GROWTH PPTYS INC COM 370021107 881 56485 SH Defined 1 56485 GEO GROUP INC COM 36159r103 25385 1087162 SH Sole 1087162 GEO GROUP INC COM 36159r103 20222 866058 SH Defined 1 866058 GEO GROUP INC COM 36159r103 41972 1797506 SH Defined 2 1797506 ISHARES TR RUSSELL 2000 464287655 7635 113124 SH Sole 113124 ISHARES TR RUSSELL 2000 464287655 13750 203692 SH Defined 1 203692 ISHARES TR RUSSELL 2000 464287655 5832 86407 SH Defined 2 86407 ISILON SYS INC COM 46432l104 1223 54900 SH PUT Sole 54900 ISILON SYS INC COM 46432l104 1702 76400 SH PUT Sole 76400 ISILON SYS INC COM 46432l104 1221 54800 SH PUT Defined 1 54800 ISILON SYS INC COM 46432l104 1700 76300 SH PUT Defined 1 76300 ISILON SYS INC COM 46432l104 2535 113800 SH PUT Defined 2 113800 ISILON SYS INC COM 46432l104 3534 158600 SH PUT Defined 2 158600 MDS INC COM 55269p302 10588 1048364 SH Sole 1048364 MDS INC COM 55269p302 8538 845392 SH Defined 1 845392 MDS INC COM 55269p302 17726 1755056 SH Defined 2 1755056 MEDIVATION INC COM 58501n101 4833 371780 SH Sole 371780 MEDIVATION INC COM 58501n101 4159 319890 SH Defined 1 319890 MEDIVATION INC COM 58501n101 8649 665279 SH Defined 2 665279 MOLSON COORS BREWING CO CL B 60871r209 25767 545684 SH Sole 545684 MOLSON COORS BREWING CO CL B 60871r209 20953 443740 SH Defined 1 443740 MOLSON COORS BREWING CO CL B 60871r209 43568 922663 SH Defined 2 922663 NCR CORP NEW COM 62886e108 17578 1289670 SH Sole 1289670 NCR CORP NEW COM 62886e108 13958 1024097 SH Defined 1 1024097 NCR CORP NEW COM 62886e108 28945 2123650 SH Defined 2 2123650 OSHKOSH CORP COM 688239201 2518 91577 SH Sole 91577 OSHKOSH CORP COM 688239201 7107 258423 SH Defined 1 258423 PACIFIC SUNWEAR CALIF INC COM 694873100 4037 771862 SH Sole 771862 PACIFIC SUNWEAR CALIF INC COM 694873100 3224 616497 SH Defined 1 616497 PACIFIC SUNWEAR CALIF INC COM 694873100 6714 1283821 SH Defined 2 1283821 PHARMERICA CORP COM 71714f104 3562 373812 SH Sole 373812 PHARMERICA CORP COM 71714f104 2891 303355 SH Defined 1 303355 PHARMERICA CORP COM 71714f104 6012 630818 SH Defined 2 630818 PHH CORP COM NEW 693320202 16939 804315 SH Sole 804315 PHH CORP COM NEW 693320202 14453 686292 SH Defined 1 686292 PHH CORP COM NEW 693320202 29972 1423151 SH Defined 2 1423151 RESEARCH IN MOTION LTD COM 760975102 3634 74643 SH Sole 74643 RESEARCH IN MOTION LTD COM 760975102 4365 89643 SH Defined 1 89643 RESEARCH IN MOTION LTD COM 760975102 7445 152902 SH Defined 2 152902 ROSETTA STONE INC COM 777780107 6122 288247 SH Sole 288247 ROSETTA STONE INC COM 777780107 4895 230480 SH Defined 1 230480 ROSETTA STONE INC COM 777780107 10179 479230 SH Defined 2 479230 SLM CORP COM 78442p106 8806 762461 SH Sole 762461 SLM CORP COM 78442p106 7656 662898 SH Defined 1 662898 SLM CORP COM 78442p106 15920 1378356 SH Defined 2 1378356 SOLARWINDS INC COM 83416b109 1721 99701 SH Sole 99701 SOLARWINDS INC COM 83416b109 1397 80913 SH Defined 1 80913 SOLARWINDS INC COM 83416b109 2904 168265 SH Defined 2 168265 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 16748 840367 SH Sole 840367 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 14895 747351 SH Defined 1 747351 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 28671 1438571 SH Defined 2 1438571 SUNPOWER COPR COM CL A 867652109 1308 90807 SH Sole 90807 SUNPOWER COPR COM CL A 867652109 3039 211060 SH Defined 1 211060 TFS FINL CORP COM 87240r107 8788 956303 SH Sole 956303 TFS FINL CORP COM 87240r107 7460 811727 SH Defined 1 811727 TFS FINL CORP COM 87240r107 15469 1683265 SH Defined 2 1683265 WELLCARE HEALTH PLANS INC COM 94946t106 8266 285433 SH Sole 285433 WELLCARE HEALTH PLANS INC COM 94946t106 6990 241352 SH Defined 1 241352 WELLCARE HEALTH PLANS INC COM 94946t106 14546 502288 SH Defined 2 502288 WESTPORT INNOVATIONS INC COM 960908309 3451 196038 SH Sole 196038 WESTPORT INNOVATIONS INC COM 960908309 3697 210060 SH Defined 1 210060 WESTPORT INNOVATIONS INC COM 960908309 7082 402413 SH Defined 2 402413 WILLIAMS COS INC DEL COM 969457100 7282 381043 SH Sole 381043 WILLIAMS COS INC DEL COM 969457100 7274 380628 SH Defined 1 380628 WILLIAMS COS INC DEL COM 969457100 15124 791436 SH Defined 2 791436 XEROX CORP COM 984121103 17155 1657451 SH Sole 1657451 XEROX CORP COM 984121103 14529 1403772 SH Defined 1 1403772 XEROX CORP COM 984121103 30246 2922333 SH Defined 2 2922333
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