-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ILSQlrsCUSWqfN+KvIWwu7oKxTMyMBwd+m9dL1QFiR51WJBFWfLFvZJPqUb5IN9H PwN+54EGVfIlc5qNgr2hZw== 0000891092-10-000456.txt : 20100205 0000891092-10-000456.hdr.sgml : 20100205 20100205161424 ACCESSION NUMBER: 0000891092-10-000456 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100205 DATE AS OF CHANGE: 20100205 EFFECTIVENESS DATE: 20100205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOPIA MANAGEMENT INC CENTRAL INDEX KEY: 0001279150 IRS NUMBER: 134162637 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11096 FILM NUMBER: 10577559 BUSINESS ADDRESS: STREET 1: 450 SEVENTH AVENUE STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10123 BUSINESS PHONE: 212-370-0303 MAIL ADDRESS: STREET 1: 450 SEVENTH AVENUE STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10123 13F-HR 1 e37715_13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scopia Management Inc. Address: 450 Seventh Avenue New York, NY 10123 Form 13F File Number: 28 - 11096 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeremy Mindich Title: President Phone: 212-370-0303 Signature, Place, and Date of Signing: /s/ Jeremy Mindich New York, NY February 5, 2010 --------------------- -------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Page 1 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 37 Form 13F Information Table Value Total: $578,327 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13 F File Number Name 1 028-12367 Scopia PX LLC 2 028-12371 Scopia PX International Limited Page 2 Scopia Management Inc. FORM 13F 31-Dec-09
Voting Authority ----------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ---------------------------- --------------- --------- -------- -------- --- ---- ------- -------- ---- -------- ----- AMERICAN SUPERCONDUCTOR CORP COM 030111108 1342 32800 SH PUT Sole 32800 AMERICAN SUPERCONDUCTOR CORP COM 030111108 2601 63600 SH PUT Defined 1 63600 AMERICAN SUPERCONDUCTOR CORP COM 030111108 4237 103600 SH PUT Defined 2 103600 AMERICAN WTR WKS CO INC NEW COM 030420103 3050 136107 SH Sole 136107 AMERICAN WTR WKS CO INC NEW COM 030420103 5515 246109 SH Defined 1 246109 AMERICAN WTR WKS CO INC NEW COM 030420103 8806 392955 SH Defined 2 392955 ARTIO GLOBAL INVS INC COM CL A 04315b107 971 38108 SH Sole 38108 ARTIO GLOBAL INVS INC COM CL A 04315b107 1781 69851 SH Defined 1 69851 ARTIO GLOBAL INVS INC COM CL A 04315b107 2898 113675 SH Defined 2 113675 ASSURANT INC COM 04621x108 2092 70948 SH Sole 70948 ASSURANT INC COM 04621x108 4047 137274 SH Defined 1 137274 ASSURANT INC COM 04621x108 6592 223616 SH Defined 2 223616 AVALONBAY CMNTYS INC COM 053484101 4179 50900 SH PUT Sole 50900 AVALONBAY CMNTYS INC COM 053484101 8096 98600 SH PUT Defined 1 98600 AVALONBAY CMNTYS INC COM 053484101 13179 160500 SH PUT Defined 2 160500 BANK OF AMERICA CORPORATION UNIT 99/99/9999 060505419 138 9263 SH Sole 9263 BANK OF AMERICA CORPORATION UNIT 99/99/9999 060505419 231 15496 SH Defined 1 15496 BANK OF AMERICA CORPORATION UNIT 99/99/9999 060505419 377 25241 SH Defined 2 25241 BANK OF AMERICA CORPORATION COM 060505104 1970 130829 SH Sole 130829 BANK OF AMERICA CORPORATION COM 060505104 3518 233595 SH Defined 1 233595 BANK OF AMERICA CORPORATION COM 060505104 5731 380520 SH Defined 2 380520 BIOVAIL CORP COM 09067j109 4376 313449 SH Sole 313449 BIOVAIL CORP COM 09067j109 7860 563021 SH Defined 1 563021 BIOVAIL CORP COM 09067j109 12549 898959 SH Defined 2 898959 BRINKS HOME SEC HLDGS INC COM 109699108 1987 60883 SH Sole 60883 BRINKS HOME SEC HLDGS INC COM 109699108 3504 107359 SH Defined 1 107359 BRINKS HOME SEC HLDGS INC COM 109699108 5708 174885 SH Defined 2 174885 CATERPILLAR INC DEL COM 149123101 3813 66900 SH PUT Sole 66900 CATERPILLAR INC DEL COM 149123101 7386 129600 SH PUT Defined 1 129600 CATERPILLAR INC DEL COM 149123101 12031 211100 SH PUT Defined 2 211100 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 446 44895 SH Sole 44895 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 626 63015 SH Defined 1 63015 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 795 80022 SH Defined 2 80022 CHIQUITA BRANDS INTL INC COM 170032809 60 3327 SH Sole 3327 CHIQUITA BRANDS INTL INC COM 170032809 107 5925 SH Defined 1 5925 CHIQUITA BRANDS INTL INC COM 170032809 174 9648 SH Defined 2 9648 COMCAST CORP NEW CL A SPL 20030n200 3102 193774 SH Sole 193774 COMCAST CORP NEW CL A SPL 20030n200 5475 341977 SH Defined 1 341977 COMCAST CORP NEW CL A SPL 20030n200 8919 557071 SH Defined 2 557071 ENDO PHARMACEUTICALS HLDGS I COM 29264f205 1964 95692 SH Sole 95692 ENDO PHARMACEUTICALS HLDGS I COM 29264f205 3520 171544 SH Defined 1 171544 ENDO PHARMACEUTICALS HLDGS I COM 29264f205 5734 279440 SH Defined 2 279440 FIRST SOLAR INC COM 336433107 2813 20779 SH Sole 20779 FIRST SOLAR INC COM 336433107 5926 43766 SH Defined 1 43766 FIRST SOLAR INC COM 336433107 6813 50314 SH Defined 2 50314 GEO GROUP INC COM 36159r103 9059 414047 SH Sole 414047 GEO GROUP INC COM 36159r103 15373 702604 SH Defined 1 702604 GEO GROUP INC COM 36159r103 25461 163682 SH Defined 2 1163682 GOOGLE INC CL A 38259p508 4601 7422 SH Sole 7422 GOOGLE INC CL A 38259p508 8680 14000 SH Defined 1 14000 GOOGLE INC CL A 38259p508 14384 23200 SH Defined 2 23200 GREAT ATLANTIC & PAC TEA INC COM 390064103 483 41000 SH CALL Sole 41000 GREAT ATLANTIC & PAC TEA INC COM 390064103 941 79800 SH CALL Defined 1 79800 GREAT ATLANTIC & PAC TEA INC COM 390064103 1535 130200 SH CALL Defined 2 130200 GREAT ATLANTIC & PAC TEA INC COM 390064103 387 32800 SH PUT Sole 32800 GREAT ATLANTIC & PAC TEA INC COM 390064103 750 63600 SH PUT Defined 1 63600 GREAT ATLANTIC & PAC TEA INC COM 390064103 1221 103600 SH PUT Defined 2 103600 ISHARES TR INDEX RUSSELL 2000 464287655 4681 74974 SH Sole 74974 ISHARES TR INDEX RUSSELL 2000 464287655 10101 161768 SH Defined 1 161768 LOEWS CORP COM 540424108 4170 114712 SH Sole 114712 LOEWS CORP COM 540424108 8088 222494 SH Defined 1 222494 LOEWS CORP COM 540424108 13157 361944 SH Defined 2 361944 LOGITECH INTL SA SHS h50430232 655 38300 SH PUT Sole 38300 LOGITECH INTL SA SHS h50430232 1268 74100 SH PUT Defined 1 74100 LOGITECH INTL SA SHS h50430232 2065 120700 SH PUT Defined 2 120700 MAGNA INTL INC CL A 559222401 3372 66675 SH Sole 66675 MAGNA INTL INC CL A 559222401 6006 118749 SH Defined 1 118749 MAGNA INTL INC CL A 559222401 9784 193440 SH Defined 2 193440 MOLSON COORS BREWING CO CL B 60871r209 5124 113465 SH Sole 113465 MOLSON COORS BREWING CO CL B 60871r209 9285 205602 SH Defined 1 205602 MOLSON COORS BREWING CO CL B 60871r209 15126 334938 SH Defined 2 334938 MYRIAD GENETICS INC COM 62855j104 2267 86878 SH Sole 86878 MYRIAD GENETICS INC COM 62855j104 4073 156115 SH Defined 1 156115 MYRIAD GENETICS INC COM 62855j104 6641 254537 SH Defined 2 254537 OSHKOSH CORP COM 688239201 3391 91577 SH Sole 91577 OSHKOSH CORP COM 688239201 9569 258423 SH Defined 1 258423 PACIFIC SUNWEAR CALIF INC COM 694873100 578 145329 SH Sole 145329 PACIFIC SUNWEAR CALIF INC COM 694873100 1006 252694 SH Defined 1 252694 PACIFIC SUNWEAR CALIF INC COM 694873100 1637 411277 SH Defined 2 411277 POWERSHARES QQQ TRUST COM 739935a10 5129 112100 SH CALL Sole 112100 POWERSHARES QQQ TRUST COM 739935a10 9914 216700 SH CALL Defined 1 216700 POWERSHARES QQQ TRUST COM 739935a10 16154 353100 SH CALL Defined 2 353100 ROSETTA STONE INC COM 777780107 3932 219033 SH Sole 219033 ROSETTA STONE INC COM 777780107 6519 363176 SH Defined 1 363176 ROSETTA STONE INC COM 777780107 10836 603688 SH Defined 2 603688 SAFETY INS GROUP INC COM 78648t100 1208 33330 SH Sole 33330 SAFETY INS GROUP INC COM 78648t100 1944 53646 SH Defined 1 53646 SAFETY INS GROUP INC COM 78648t100 3258 89937 SH Defined 2 89937 SPDR TR UNIT SER 1 78462f103 2352 21102 SH Sole 21102 SPDR TR UNIT SER 1 78462f103 5074 45528 SH Defined 1 45528 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 4797 241556 SH Sole 241556 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 8560 431023 SH Defined 1 431023 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 13928 701318 SH Defined 2 701318 SUNPOWER CORP COM CL A 867652109 891 37610 SH Sole 37610 SUNPOWER CORP COM CL A 867652109 1722 72729 SH Defined 1 72729 SUNPOWER CORP COM CL A 867652109 2809 118610 SH Defined 2 118610 SYMANTEC CORP COM 871503108 5851 327063 SH Sole 327063 SYMANTEC CORP COM 871503108 10462 584772 SH Defined 1 584772 SYMANTEC CORP COM 871503108 17042 952577 SH Defined 2 952577 SYNAPTICS INC COM 87157d109 766 25000 SH Sole 25000 SYNAPTICS INC COM 87157d109 1533 50000 SH Defined 1 50000 SYNAPTICS INC COM 87157d109 2452 80000 SH Defined 2 80000 TFS FINL CORP COM 87240r107 4006 329961 SH Sole 329961 TFS FINL CORP COM 87240r107 6811 561061 SH Defined 1 561061 TFS FINL CORP COM 87240r107 11258 927340 SH Defined 2 927340 WELLCARE HEALTH PLANS INC COM 94946t106 4788 130249 SH Sole 130249 WELLCARE HEALTH PLANS INC COM 94946t106 8515 231642 SH Defined 1 231642 WELLCARE HEALTH PLANS INC COM 94946t106 13858 376989 SH Defined 2 376989
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