-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RSR1Zh9eOeRK9h705VV1A6qJb+sXPXZola/mIcjlrpO9Us4Q0SvfO9dufmicwpVj 0mJLnRuresSMRxvPzGBFJg== 0000891092-09-004286.txt : 20091113 0000891092-09-004286.hdr.sgml : 20091113 20091113152819 ACCESSION NUMBER: 0000891092-09-004286 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOPIA MANAGEMENT INC CENTRAL INDEX KEY: 0001279150 IRS NUMBER: 134162637 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11096 FILM NUMBER: 091181313 BUSINESS ADDRESS: STREET 1: 450 SEVENTH AVENUE STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10123 BUSINESS PHONE: 212-370-0303 MAIL ADDRESS: STREET 1: 450 SEVENTH AVENUE STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10123 13F-HR 1 e37034_13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scopia Management Inc. Address: 450 Seventh Avenue New York, NY 10123 Form 13F File Number: 28 - 11096 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeremy Mindich Title: President Phone: 212-370-0303 Signature, Place, and Date of Signing: /s/ Jeremy Mindich New York, NY November 13, 2009 --------------------- -------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Page 1 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 39 Form 13F Information Table Value Total: $461,990 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13 F File Number Name 1 028-12367 Scopia PX LLC 2 028-12371 Scopia PX International Limited Page 2
Voting Authority ----------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ---------------------------- --------------- --------- -------- -------- --- ---- ------- -------- ---- -------- ----- 1 800 FLOWERS COM CL A 68243q106 515 149157 SH Sole 149157 1 800 FLOWERS COM CL A 68243q106 1059 307037 SH Defined 1 307037 99 CENTS ONLY STORES COM 65440k106 140 10414 SH Sole 10414 AMERICAN WTR WKS CO INC NEW COM 030420103 3037 152316 SH Sole 152316 AMERICAN WTR WKS CO INC NEW COM 030420103 5363 268971 SH Defined 1 268971 AMERICAN WTR WKS CO INC NEW COM 030420103 8885 445603 SH Defined 2 445603 ASSURANT INC COM 04621x108 1490 46472 SH Sole 46472 ASSURANT INC COM 04621x108 2823 88055 SH Defined 1 88055 ASSURANT INC COM 04621x108 4677 145880 SH Defined 2 145880 BANK OF AMERICA CORPORATION COM 060505104 2050 121024 SH Sole 121024 BANK OF AMERICA CORPORATION COM 060505104 3156 186676 SH Defined 1 186676 BANK OF AMERICA CORPORATION COM 060505104 3431 202763 SH Defined 2 202763 BIOVAIL CORP COM 09067j109 425 27517 SH Sole 27517 BIOVAIL CORP COM 09067j109 729 47242 SH Defined 1 47242 BIOVAIL CORP COM 09067j109 1217 78897 SH Defined 2 78897 BRINKS HOME SEC HLDGS INC COM 109699108 3556 115478 SH Sole 115478 BRINKS HOME SEC HLDGS INC COM 109699108 6188 200974 SH Defined 1 200974 BRINKS HOME SEC HLDGS INC COM 109699108 6272 203718 SH Defined 2 203718 CALLAWAY GOLF CO COM 131193104 595 78199 SH Sole 78199 CALLAWAY GOLF CO COM 131193104 1030 135378 SH Defined 1 135378 CALLAWAY GOLF CO COM 131193104 1708 224473 SH Defined 2 224473 CATERPILLAR INC DEL COM 149123101 2531 49300 SH PUT Sole 49300 CATERPILLAR INC DEL COM 149123101 4789 93300 SH PUT Defined 1 93300 CATERPILLAR INC DEL COM 149123101 7936 154600 SH PUT Defined 2 154600 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 4590 419903 SH Sole 419903 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 8002 732131 SH Defined 1 732131 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 4007 366592 SH Defined 2 366592 CHIMERA INVT CORP COM 16934q109 388 101659 SH Sole 101659 CHIMERA INVT CORP COM 16934q109 648 169607 SH Defined 1 169607 CHIMERA INVT CORP COM 16934q109 1082 283220 SH Defined 2 283220 CHOICE HOTELS INTL INC COM 169905106 1170 37657 SH Sole 37657 CHOICE HOTELS INTL INC COM 169905106 2212 71232 SH Defined 1 71232 COMCAST CORP NEW CL A SPL 20030n200 4548 282855 SH Sole 282855 COMCAST CORP NEW CL A SPL 20030n200 7908 491773 SH Defined 1 491773 COMCAST CORP NEW CL A SPL 20030n200 13101 814718 SH Defined 2 814718 ENDO PHARMACEUTICALS HLDGS I COM 29264f205 1900 83946 SH Sole 83946 ENDO PHARMACEUTICALS HLDGS I COM 29264f205 3273 144640 SH Defined 1 144640 ENDO PHARMACEUTICALS HLDGS I COM 29264f205 5465 241511 SH Defined 2 241511 FRESH DEL MONTE PRODUCE INC ORD g36738105 3100 137087 SH Sole 137087 FRESH DEL MONTE PRODUCE INC ORD g36738105 5171 228714 SH Defined 1 228714 FRESH DEL MONTE PRODUCE INC ORD g36738105 8635 381920 SH Defined 2 381920 GEO GROUP INC COM 36159r103 8106 401860 SH Sole 401860 GEO GROUP INC COM 36159r103 13952 691744 SH Defined 1 691744 GEO GROUP INC COM 36159r103 23115 1146009 SH Defined 2 1146009 GOOGLE INC CL A 38259p508 3701 7463 SH Sole 7463 GOOGLE INC CL A 38259p508 6756 13626 SH Defined 1 13626 GOOGLE INC CL A 38259p508 11193 22574 SH Defined 2 22574 GREATBATCH INC COM 39153l106 1508 67109 SH Sole 67109 GREATBATCH INC COM 39153l106 2555 113700 SH Defined 1 113700 GREATBATCH INC COM 39153l106 4237 188549 SH Defined 2 188549 HOUSTON WIRE & CABLE CO COM 44244k109 100 3798 SH Sole 3798 HOUSTON WIRE & CABLE CO COM 44244k109 31 8057 SH Defined 1 8057 ISHARES TR INDEX RUSSELL 2000 464287655 4516 74974 SH Sole 74974 ISHARES TR INDEX RUSSELL 2000 464287655 9745 161768 SH Defined 1 161768 ISTAR FINL INC COM 45031u101 611 201000 SH Sole 201000 ISTAR FINL INC COM 45031u101 1073 352882 SH Defined 1 352882 ISTAR FINL INC COM 45031u101 696 229061 SH Defined 2 229061 KROGER CO COM 501044101 2520 122087 SH Sole 122087 KROGER CO COM 501044101 4229 204907 SH Defined 1 204907 KROGER CO COM 501044101 7020 340098 SH Defined 2 340098 LOGITECH INTL S A SHS h50430232 610 33200 SH PUT Sole 33200 LOGITECH INTL S A SHS h50430232 1149 62500 SH PUT Defined 1 62500 LOGITECH INTL S A SHS h50430232 1917 104300 SH PUT Defined 2 104300 MILLER INDS INC TENN COM NEW 600551204 506 45988 SH Sole 45988 MILLER INDS INC TENN COM NEW 600551204 849 77182 SH Defined 1 77182 MILLER INDS INC TENN COM NEW 600551204 1408 128006 SH Defined 2 128006 MOLSON COORS BREWING CO CL B 60871r209 4125 84728 SH Sole 84728 MOLSON COORS BREWING CO CL B 60871r209 7222 148354 SH Defined 1 148354 MOLSON COORS BREWING CO CL B 60871r209 11964 245777 SH Defined 2 245777 NBTY INC COM 628782104 389 9816 SH Sole 9816 NBTY INC COM 628782104 744 18812 SH Defined 1 18812 NVR INC COM 62944t105 4461 6998 SH Sole 6998 NVR INC COM 62944t105 8857 13897 SH Defined 1 13897 OSHKOSH CORP COM 688239201 7043 227699 SH Sole 227699 OSHKOSH CORP COM 688239201 14501 468827 SH Defined 1 468827 PUBLIC STORAGE COM 74460d109 553 7344 SH Sole 7344 PUBLIC STORAGE COM 74460d109 1104 14677 SH Defined 1 14677 QUIDEL CORP COM 74838j101 184 11362 SH Sole 11362 QUIDEL CORP COM 74838j101 347 21366 SH Defined 1 21366 QUIDEL CORP COM 74838j101 579 35676 SH Defined 2 35676 QUIDEL CORP COM 74838j101 808 49800 SH CALL Sole 49800 QUIDEL CORP COM 74838j101 1521 93700 SH CALL Defined 1 93700 QUIDEL CORP COM 74838j101 2540 156500 SH CALL Defined 2 156500 RADIOSHACK CORP COM 750438103 3660 220881 SH Sole 220881 RADIOSHACK CORP COM 750438103 7322 441875 SH Defined 1 441875 ROSETTA STONE INC COM 777780107 1960 85350 SH Sole 85350 ROSETTA STONE INC COM 777780107 3361 146406 SH Defined 1 146406 ROSETTA STONE INC COM 777780107 5613 244471 SH Defined 2 244471 SPDR TR UNIT SER 1 78462F103 2735 25900 SH PUT Sole 25900 SPDR TR UNIT SER 1 78462F103 5174 49000 SH PUT Defined 1 49000 SPDR TR UNIT SER 1 78462F103 8574 81200 SH PUT Defined 2 81200 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 4813 266511 SH Sole 266511 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 8263 457530 SH Defined 1 457530 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 13791 763603 SH Defined 2 763603 SUNPOWER CORP COM CL B 867652307 787 31184 SH Sole 31184 SUNPOWER CORP COM CL B 867652307 1491 59086 SH Defined 1 59086 SUNPOWER CORP COM CL B 867652307 2470 97887 SH Defined 2 97887 SYMANTEC CORP COM 871503108 3237 196545 SH Sole 196545 SYMANTEC CORP COM 871503108 5586 339144 SH Defined 1 339144 SYMANTEC CORP COM 871503108 9254 561859 SH Defined 2 561859 SYNAPTICS INC COM 87157d109 837 33200 SH PUT Sole 33200 SYNAPTICS INC COM 87157d109 1583 62800 SH PUT Defined 1 62800 SYNAPTICS INC COM 87157d109 2621 104000 SH PUT Defined 2 104000 TFS FINL CORP COM 87240r107 3070 257976 SH Sole 257976 TFS FINL CORP COM 87240r107 5227 439234 SH Defined 1 439234 TFS FINL CORP COM 87240r107 8728 733408 SH Defined 2 733408 WELLCARE HEALTH PLANS INC COM 94946t106 4316 175098 SH Sole 175098 WELLCARE HEALTH PLANS INC COM 7404 300357 SH Defined 1 300357 WELLCARE HEALTH PLANS INC COM 12266 497600 SH Defined 2 497600
-----END PRIVACY-ENHANCED MESSAGE-----