-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D4yRQUwFd2edjf9wUe9XuecOMcVQAnIc9zoXAJErcsYLoX2yvqBK2SqBHVPYzZTw IOUlN4usM5epy4WPy8mPyw== 0000891092-08-004114.txt : 20080815 0000891092-08-004114.hdr.sgml : 20080814 20080814204655 ACCESSION NUMBER: 0000891092-08-004114 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080815 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOPIA MANAGEMENT INC CENTRAL INDEX KEY: 0001279150 IRS NUMBER: 134162637 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11096 FILM NUMBER: 081021114 BUSINESS ADDRESS: STREET 1: 450 SEVENTH AVENUE STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10123 BUSINESS PHONE: 212-370-0303 MAIL ADDRESS: STREET 1: 450 SEVENTH AVENUE STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10123 13F-HR 1 e32638_13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scopia Management Inc. Address: 450 Seventh Avenue New York, NY 10123 Form 13F File Number: 28 - 11096 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeremy Mindich Title: President Phone: 212-370-0303 Signature, Place, and Date of Signing: /s/ Jeremy Mindich New York, NY August 14, 2008 --------------------- -------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Page 1 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 47 Form 13F Information Table Value Total: $726,743 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13 F File Number Name 1 028-12367 Scopia PX LLC 2 028-12369 Scopia International Limited 3 028-12371 Scopia PX International Limited Page 2
COLUMN 5 Amount COLUMN 6 COLUMN 7 COLUMN 8 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 and Investment Other Voting Name of Issuer Title of Class CUSIP Value x$1000 Type Discretion Manager Authority SOLE SHARED NONE 1-800-FLOWERS.COM CL A 68243Q106 729 113,032 Shared Defined 1 113,032 1-800-FLOWERS.COM CL A 68243Q106 267 41,295 Sole 41,295 4 KIDS ENTERTAINMENT INC COM 350865101 396 53,506 Shared Defined 3 53,506 4 KIDS ENTERTAINMENT INC COM 350865101 87 11,678 Shared Defined 2 11,678 4 KIDS ENTERTAINMENT INC COM 350865101 389 52,490 Shared Defined 1 52,490 4 KIDS ENTERTAINMENT INC COM 350865101 182 24,523 Sole 24,523 99 CENTS ONLY STORES COM 65440K106 69 10,414 Sole 10,414 ALIGN TECHNOLOGY INC COM 016255101 6,360 606,312 Shared Defined 3 606,312 ALIGN TECHNOLOGY INC COM 016255101 1,347 128,409 Shared Defined 2 128,409 ALIGN TECHNOLOGY INC COM 016255101 6,053 577,054 Shared Defined 1 577,054 ALIGN TECHNOLOGY INC COM 016255101 2,777 264,799 Sole 264,799 ANIXTER INTERNATIONAL INC COM 035290105 857 14,398 Shared Defined 3 14,398 ANIXTER INTERNATIONAL INC COM 035290105 184 3,086 Shared Defined 2 3,086 ANIXTER INTERNATIONAL INC COM 035290105 825 13,861 Shared Defined 1 13,861 ANIXTER INTERNATIONAL INC COM 035290105 351 5,908 Sole 5,908 AVON PRODUCTS INC COM 054303102 7,020 194,900 PUT Shared Defined 3 194,900 AVON PRODUCTS INC COM 054303102 1,502 41,700 PUT Shared Defined 2 41,700 AVON PRODUCTS INC COM 054303102 6,754 187,500 PUT Shared Defined 1 187,500 AVON PRODUCTS INC COM 054303102 2,874 79,800 PUT Sole 79,800 BALLARD POWER SYSTEMS INC COM 05858H104 45 10,801 Sole 10,801 BROCADE COMMUNICATIONS SYSTEMS* INC COM 111621306 22 2,678 Sole 2,678 CAL-MAINE FOODS INC COM 128030202 2,009 60,900 PUT Shared Defined 3 60,900 CAL-MAINE FOODS INC COM 128030202 429 13,000 PUT Shared Defined 2 13,000 CAL-MAINE FOODS INC COM 128030202 1,933 58,600 PUT Shared Defined 1 58,600 CAL-MAINE FOODS INC COM 128030202 821 24,900 PUT Sole 24,900 CATERPILLAR INC (DELAWARE) COM 149123101 12,741 172,600 PUT Shared Defined 3 172,600 CATERPILLAR INC (DELAWARE) COM 149123101 2,724 36,900 PUT Shared Defined 2 36,900 CATERPILLAR INC (DELAWARE) COM 149123101 12,254 166,000 PUT Shared Defined 1 166,000 CATERPILLAR INC (DELAWARE) COM 149123101 5,219 70,700 PUT Sole 70,700 CENTRAL GARDEN & PET CO COM 153527106 2,269 498,596 Shared Defined 3 498,596 CENTRAL GARDEN & PET CO COM 153527106 486 106,798 Shared Defined 2 106,798 CENTRAL GARDEN & PET CO COM 153527106 2,183 479,854 Shared Defined 1 479,854 CENTRAL GARDEN & PET CO COM 153527106 1,003 220,251 Sole 220,251 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 9,244 2,254,666 Shared Defined 3 2,254,666 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 1,823 444,534 Shared Defined 2 444,534 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 8,189 1,997,330 Shared Defined 1 1,997,330 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 3,754 915,467 Sole 915,467 CHOICE HOTELS INTL INC COM 169905106 227 8,551 Sole 8,551 CHOICE HOTELS INTL INC COM 169905106 622 23,479 Shared Defined 1 23,479 CISCO SYSTEMS INC COM 17275R102 4,733 203,466 Shared Defined 3 203,466 CISCO SYSTEMS INC COM 17275R102 1,013 43,558 Shared Defined 2 43,558 CISCO SYSTEMS INC COM 17275R102 4,553 195,746 Shared Defined 1 195,746 CISCO SYSTEMS INC COM 17275R102 2,114 90,915 Sole 90,915 CONCEPTUS INC COM 206016107 3,397 183,708 Shared Defined 3 183,708 CONCEPTUS INC COM 206016107 728 39,348 Shared Defined 2 39,348 CONCEPTUS INC COM 206016107 3,269 176,790 Shared Defined 1 176,790 CONCEPTUS INC COM 206016107 1,501 81,193 Sole 81,193 CORNING INCORPORATED COM 219350105 13,089 567,831 Shared Defined 3 567,831 CORNING INCORPORATED COM 219350105 2,494 108,210 Shared Defined 2 108,210 CORNING INCORPORATED COM 219350105 11,207 486,196 Shared Defined 1 486,196 CORNING INCORPORATED COM 219350105 5,144 223,162 Sole 223,162 CVS CAREMARK CORPORATION COM 126650100 6,173 156,000 PUT Shared Defined 3 156,000 CVS CAREMARK CORPORATION COM 126650100 1,322 33,400 PUT Shared Defined 2 33,400 CVS CAREMARK CORPORATION COM 126650100 5,936 150,000 PUT Shared Defined 1 150,000 CVS CAREMARK CORPORATION COM 126650100 2,532 64,000 PUT Sole 64,000 FINISH LINE INC CL A 317923100 10,180 1,170,104 Shared Defined 3 1,170,104 FINISH LINE INC CL A 317923100 1,889 217,077 Shared Defined 2 217,077 FINISH LINE INC CL A 317923100 7,860 903,406 Shared Defined 1 903,406 FINISH LINE INC CL A 317923100 3,866 444,362 Sole 444,362 GREATBATCH INC COM 39153L106 15,086 872,022 Shared Defined 3 872,022 GREATBATCH INC COM 39153L106 2,954 170,751 Shared Defined 2 170,751 GREATBATCH INC COM 39153L106 13,284 767,862 Shared Defined 1 767,862 GREATBATCH INC COM 39153L106 6,112 353,233 Sole 353,233 HARVEST NATURAL RESOURCES INC COM 41754V103 1,500 135,656 Shared Defined 3 135,656 HARVEST NATURAL RESOURCES INC COM 41754V103 317 28,659 Shared Defined 2 28,659 HARVEST NATURAL RESOURCES INC COM 41754V103 1,424 128,773 Shared Defined 1 128,773 HARVEST NATURAL RESOURCES INC COM 41754V103 654 59,101 Sole 59,101 HEWITT ASSOCIATES INC COM 42822Q100 11,153 290,972 Shared Defined 3 290,972 HEWITT ASSOCIATES INC COM 42822Q100 2,388 62,292 Shared Defined 2 62,292 HEWITT ASSOCIATES INC COM 42822Q100 10,730 279,932 Shared Defined 1 279,932 HEWITT ASSOCIATES INC COM 42822Q100 4,923 128,442 Sole 128,442 HURON CONSULTING GROUP INC COM 447462102 2,668 58,834 Sole 58,834 HURON CONSULTING GROUP INC COM 447462102 7,370 162,556 Shared Defined 1 162,556 ISHARES TR RUSSELL 2000 464287655 21,992 318,500 PUT Shared Defined 3 318,500 ISHARES TR RUSSELL 2000 464287655 4,709 68,200 PUT Shared Defined 2 68,200 ISHARES TR RUSSELL 2000 464287655 21,157 306,400 PUT Shared Defined 1 306,400 ISHARES TR RUSSELL 2000 464287655 9,004 130,400 PUT Sole 130,400 ISTAR FINL INC COM 45031U101 536 40,600 CALL Shared Defined 3 40,600 ISTAR FINL INC COM 45031U101 115 8,700 CALL Shared Defined 2 8,700 ISTAR FINL INC COM 45031U101 517 39,100 CALL Shared Defined 1 39,100 ISTAR FINL INC COM 45031U101 219 16,600 CALL Sole 16,600 ISTAR FINL INC COM 45031U101 10,712 810,888 Shared Defined 1 810,888 ISTAR FINL INC COM 45031U101 4,940 373,911 Sole 373,911 J. CREW GROUP INC COM 46612H402 1,320 39,964 Sole 39,964 J. CREW GROUP INC COM 46612H402 3,626 109,840 Shared Defined 1 109,840 LAZARD LTD SHS A G54050102 978 28,640 Shared Defined 3 28,640 LAZARD LTD SHS A G54050102 210 6,136 Shared Defined 2 6,136 LAZARD LTD SHS A G54050102 941 27,566 Shared Defined 1 27,566 LAZARD LTD SHS A G54050102 402 11,747 Sole 11,747 LIN TV CORP CL A 532774106 2,544 426,839 Shared Defined 3 426,839 LIN TV CORP CL A 532774106 545 91,379 Shared Defined 2 91,379 LIN TV CORP CL A 532774106 2,447 410,644 Shared Defined 1 410,644 LIN TV CORP CL A 532774106 1,145 192,179 Sole 192,179 LONG DRUG STORES CP (MARYLAND) COM 543162101 5,045 119,807 Shared Defined 3 119,807 LONG DRUG STORES CP (MARYLAND) COM 543162101 1,080 25,648 Shared Defined 2 25,648 LONG DRUG STORES CP (MARYLAND) COM 543162101 4,854 115,259 Shared Defined 1 115,259 LONG DRUG STORES CP (MARYLAND) COM 543162101 2,202 52,285 Sole 52,285 MENTOR GRAPHICS CORP COM 587200106 9,660 611,376 Shared Defined 3 611,376 MENTOR GRAPHICS CORP COM 587200106 2,069 130,926 Shared Defined 2 130,926 MENTOR GRAPHICS CORP COM 587200106 9,295 588,260 Shared Defined 1 588,260 MENTOR GRAPHICS CORP COM 587200106 4,271 270,370 Sole 270,370 MILLER INDS INC COM 600551204 1,932 193,937 Shared Defined 3 193,937 MILLER INDS INC COM 600551204 420 42,204 Shared Defined 2 42,204 MILLER INDS INC COM 600551204 1,890 189,764 Shared Defined 1 189,764 MILLER INDS INC COM 600551204 896 89,924 Sole 89,924 N V R INC COM 62944T105 1,218 2,435 Sole 2,435 N V R INC COM 62944T105 3,324 6,647 Shared Defined 1 6,647 NETAPP INC COM 64110D104 14,678 677,653 Shared Defined 3 677,653 NETAPP INC COM 64110D104 2,850 131,589 Shared Defined 2 131,589 NETAPP INC COM 64110D104 12,806 591,245 Shared Defined 1 591,245 NETAPP INC COM 64110D104 5,877 271,356 Sole 271,356 NEXMED INC COM 652903105 823 633,071 Shared Defined 3 633,071 NEXMED INC COM 652903105 187 144,047 Shared Defined 2 144,047 NEXMED INC COM 652903105 807 620,624 Shared Defined 1 620,624 NEXMED INC COM 652903105 355 272,715 Sole 272,715 NOVAMERICAN STEEL INC COM 66986M100 2,268 768,779 Shared Defined 3 768,779 NOVAMERICAN STEEL INC COM 66986M100 523 177,342 Shared Defined 2 177,342 NOVAMERICAN STEEL INC COM 66986M100 2,338 792,396 Shared Defined 1 792,396 NOVAMERICAN STEEL INC COM 66986M100 1,137 385,231 Sole 385,231 ORIGEN FINANCIAL INC COM 68619E208 690 463,213 Shared Defined 3 463,213 ORIGEN FINANCIAL INC COM 68619E208 161 107,758 Shared Defined 2 107,758 ORIGEN FINANCIAL INC COM 68619E208 659 442,189 Shared Defined 1 442,189 ORIGEN FINANCIAL INC COM 68619E208 307 206,658 Sole 206,658 OSHKOSH CORPORATION COM 688239201 11,711 566,000 PUT Shared Defined 3 566,000 OSHKOSH CORPORATION COM 688239201 2,508 121,200 PUT Shared Defined 2 121,200 OSHKOSH CORPORATION COM 688239201 11,268 544,600 PUT Shared Defined 1 544,600 OSHKOSH CORPORATION COM 688239201 4,796 231,800 PUT Sole 231,800 OSHKOSH CORPORATION COM 688239201 400 19,336 Shared Defined 3 19,336 OSHKOSH CORPORATION COM 688239201 86 4,139 Shared Defined 2 4,139 OSHKOSH CORPORATION COM 688239201 385 18,602 Shared Defined 1 18,602 OSHKOSH CORPORATION COM 688239201 165 7,923 Sole 7,923 RADIO ONE INC CLASS D NON VTG 75040P405 914 708,492 Shared Defined 3 708,492 RADIO ONE INC CLASS D NON VTG 75040P405 197 152,496 Shared Defined 2 152,496 RADIO ONE INC CLASS D NON VTG 75040P405 884 685,371 Shared Defined 1 685,371 RADIO ONE INC CLASS D NON VTG 75040P405 416 322,549 Sole 322,549 RADIOSHACK CORP COM 750438103 3,763 306,688 Shared Defined 1 306,688 RADIOSHACK CORP COM 750438103 1,392 113,423 Sole 113,423 SECURE COMPUTING CORP COM 813705100 2,588 625,147 Shared Defined 1 625,147 SECURE COMPUTING CORP COM 813705100 931 224,736 Sole 224,736 SONICWALL INC COM 835470105 9,075 1,406,935 Shared Defined 3 1,406,935 SONICWALL INC COM 835470105 1,943 301,199 Shared Defined 2 301,199 SONICWALL INC COM 835470105 8,730 1,353,553 Shared Defined 1 1,353,553 SONICWALL INC COM 835470105 4,008 621,424 Sole 621,424 SOURCE INTERLINK COS INC COM 836151209 4,248 1,922,301 Shared Defined 3 1,922,301 SOURCE INTERLINK COS INC COM 836151209 950 429,694 Shared Defined 2 429,694 SOURCE INTERLINK COS INC COM 836151209 4,267 1,930,955 Shared Defined 1 1,930,955 SOURCE INTERLINK COS INC COM 836151209 2,318 1,049,326 Sole 1,049,326 SPIRIT AEROSYSTEMS HOLDINGS INC COM 848574109 8,402 438,067 Shared Defined 3 438,067 SPIRIT AEROSYSTEMS HOLDINGS INC COM 848574109 1,799 93,782 Shared Defined 2 93,782 SPIRIT AEROSYSTEMS HOLDINGS INC COM 848574109 8,083 421,446 Shared Defined 1 421,446 SPIRIT AEROSYSTEMS HOLDINGS INC COM 848574109 3,719 193,964 Sole 193,964 SPDR TR UNIT SER 1 78462F103 22,256 173,900 PUT Shared Defined 3 173,900 SPDR TR UNIT SER 1 78462F103 4,761 37,200 PUT Shared Defined 2 37,200 SPDR TR UNIT SER 1 78462F103 21,424 167,400 PUT Shared Defined 1 167,400 SPDR TR UNIT SER 1 78462F103 9,151 71,500 PUT Sole 71,500 UNIVERSAL TECHNICAL INSTITUTE COM 913915104 4,954 397,573 Shared Defined 1 397,573 UNIVERSAL TECHNICAL INSTITUTE COM 913915104 1,802 144,653 Sole 144,653 WELLPOINT INC COM 94973V107 15,661 328,600 PUT Shared Defined 3 328,600 WELLPOINT INC COM 94973V107 3,355 70,400 PUT Shared Defined 2 70,400 WELLPOINT INC COM 94973V107 15,070 316,200 PUT Shared Defined 1 316,200 WELLPOINT INC COM 94973V107 6,439 135,100 PUT Sole 135,100 WELLPOINT INC COM 94973V107 15,667 328,721 Shared Defined 3 328,721 WELLPOINT INC COM 94973V107 3,356 70,411 Shared Defined 2 70,411 WELLPOINT INC COM 94973V107 15,078 316,363 Shared Defined 1 316,363 WELLPOINT INC COM 94973V107 6,833 143,353 Sole 143,353 NOVAMERICAN STEEL INC *W EXP 03/07/201 66986M118 483 661,716 Shared Defined 3 661,716 NOVAMERICAN STEEL INC *W EXP 03/07/201 66986M118 111 152,660 Shared Defined 2 152,660 NOVAMERICAN STEEL INC *W EXP 03/07/201 66986M118 498 681,839 Shared Defined 1 681,839 NOVAMERICAN STEEL INC *W EXP 03/07/201 66986M118 214 292,024 Sole 292,024 YINGLI GREEN ENERGY HOLDING CO ADR 98584B103 6,275 394,137 Shared Defined 3 394,137 YINGLI GREEN ENERGY HOLDING CO ADR 98584B103 1,343 84,386 Shared Defined 2 84,386 YINGLI GREEN ENERGY HOLDING CO ADR 98584B103 6,037 379,202 Shared Defined 1 379,202 YINGLI GREEN ENERGY HOLDING CO ADR 98584B103 2,764 173,582 Sole 173,582
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