13F-HR 1 gam.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gotham Asset Management, LP Address: 535 Madison Ave New York, NY 10022 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bernard Seibert Title: CFO Phone: 212 319-4100 Signature, Place, and Date of Signing: Bernard Seibert New York, NY February 06, 2007 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 5 Form13F Information Table Value Total: $291,546 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMERICAN EXPRESS CO CALL 025816909 109206 1800000 SH CALL SOLE 0 0 1800000 AMERICAN EXPRESS CO COM 025816109 3768 62100 SH SOLE 62100 0 0 AMERIPRISE FINL INC CALL 03076C906 19620 360000 SH CALL SOLE 0 0 360000 WAL MART STORES INC CALL 931142903 138540 3000000 SH CALL SOLE 0 0 3000000 WAL MART STORES INC COM 931142103 20412 442000 SH SOLE 442000 0 0