-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MIzPz66Qx1Z3YI9gj5Kxe16/gg1XyqgVorBj3OBn57JGUa3maE4DVVXuBJ3DXf0+ Qid3wmftHkaX/XbHfcLfiw== 0000919574-09-014827.txt : 20090814 0000919574-09-014827.hdr.sgml : 20090814 20090814160458 ACCESSION NUMBER: 0000919574-09-014827 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WESLEY CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001279097 IRS NUMBER: 522280947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10713 FILM NUMBER: 091015755 BUSINESS ADDRESS: STREET 1: 717 5TH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124217002 MAIL ADDRESS: STREET 1: 717 5TH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: AW ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20040206 13F-HR 1 d1016106_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended June 30, 2009 Check here if Amendment: |_|; Amendment Number: |_| This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Wesley Capital Management, LLC Address: 717 5th Avenue 14th Floor New York, NY 10022 13F File Number: 028-10713 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Arthur Wrubel Title: Managing Member Phone: (212) 421-7002 Name: John Khoury Title: Managing Member Phone: (212) 421-7002 Signature, Place and Date of Signing: /s/ Arthur Wrubel New York, New York August 14, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] /s/ John Khoury New York, New York August 14, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 23 Form 13F Information Table Value Total: $ 249,472 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1. 028-13112 Wesley Capital Master Fund, Ltd. 2. 028-13111 Wesley Capital QP, LP 3. 028-13110 Wesley Capital, LP FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE - -------------- -------- ----- -------- ------- --- ---- ---------- ---- ---- ------ ---- AMERICAN CAPITAL AGENCY CORP COM 02503X105 8 550 PUT Shared-Defined 1,2,3 550 ANNALY CAP MGMT INC COM 035710409 15,140 1,000,000 SH Shared-Defined 1,2,3 1,000,000 ASHFORD HOSPITALITY TR INC COM SHS 044103109 3,215 1,144,100 SH Shared-Defined 1,2,3 1,144,100 BANK OF AMERICA CORPORATION COM 060505104 8,580 650,000 SH Shared-Defined 1,2,3 650,000 CORRECTIONS CORP OF AMER NEW COM NEW 22025Y407 27,806 1,636,600 SH Shared-Defined 1,2,3 1,636,600 CYPRESS SHARPRIDGE INVTS INC COM 23281A307 2,083 175,000 SH Shared-Defined 1,2,3 175,000 EQUITY LIFESTYLE PPTYS INC COM 29472R108 13,285 357,304 SH Shared-Defined 1,2,3 357,304 GENERAL ELECTRIC CO COM 369604103 8 2,500 PUT Shared-Defined 1,2,3 2,500 HILLTOP HOLDINGS INC COM 432748101 13,930 1,173,515 SH Shared-Defined 1,2,3 1,173,515 ISTAR FINL INC COM 45031U101 185 65,000 SH Shared-Defined 1,2,3 65,000 JPMORGAN CHASE & CO COM 46625H100 6,822 200,000 SH Shared-Defined 1,2,3 200,000 KKR FINANCIAL HLDGS LLC COM 48248A306 4,461 4,796,790 SH Shared-Defined 1,2,3 4,796,790 M D C HLDGS INC COM 552676108 2,996 99,500 SH Shared-Defined 1,2,3 99,500 MFA FINANCIAL INC COM 55272X102 41,174 5,950,000 SH Shared-Defined 1,2,3 5,950,000 MACK CALI RLTY CORP COM 554489104 17,100 750,000 SH Shared-Defined 1,2,3 750,000 MAGUIRE PPTYS INC COM 559775101 3,400 4,000,000 SH Shared-Defined 1,2,3 4,000,000 PROSHARES TR PSHS ULTSH 20YRS 74347R297 2,546 50,000 SH Shared-Defined 1,2,3 50,000 RECKSON OPER PARTNERSHIP L P DEB 4.000% 6/1 75621LAJ3 1,953 2,000,000 PRN Shared-Defined 1,2,3 2,000,000 SPDR GOLD TRUST GOLD SHS 78463V107 13,677 150,000 SH Shared-Defined 1,2,3 150,000 STRATEGIC HOTELS & RESORTS I COM 86272T106 1,440 1,297,100 SH Shared-Defined 1,2,3 1,297,100 TEJON RANCH CO DEL COM 879080109 59,114 2,231,565 SH Shared-Defined 1,2,3 2,231,565 VORNADO RLTY L P DBCV 3.625%11/1 929043AE7 5,475 6,000,000 PRN Shared-Defined 1,2,3 6,000,000 WAL MART STORES INC COM 931142103 5,074 104,750 SH Shared-Defined 1,2,3 104,750
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