Managing Member

0001398344-21-010927.txt : 20210517 0001398344-21-010927.hdr.sgml : 20210517 20210517115732 ACCESSION NUMBER: 0001398344-21-010927 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001278960 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10791 FILM NUMBER: 21928787 BUSINESS ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 BUSINESS PHONE: 919-969-9300 MAIL ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 FORMER COMPANY: FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC DATE OF NAME CHANGE: 20040206 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001278960 XXXXXXXX 03-31-2021 03-31-2021 false SILVERBACK ASSET MANAGEMENT LLC

1414 RALEIGH ROAD SUITE 250 CHAPEL HILL NC 27517

13F HOLDINGS REPORT 028-10791 N Elliot Bossen Managing Member 919-969-9300 /s/ Elliot Bossen Chapel Hill NC 05-14-2021 0 57 460784 INFORMATION TABLE 2 fp0064564_13fhr-table.xml 13F INFORMATION TABLE AERIE PHARMACEUTICALS INC NOTE 1.500%10/0 00771VAB4 6570 6317000 PRN SOLE 6317000 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 12113 10000000 PRN SOLE 10000000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN NOTE 0.875% 1/0 01988PAF5 2635 2000000 PRN SOLE 2000000 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 9277 7675000 PRN SOLE 7675000 0 0 Avadel Fin Cay Ltd/Avadel Pharma Plc NOTE 4.5000% 01-Feb-2023 05337YAA6 12279 11000000 PRN SOLE 11000000 0 0 BANDWIDTH INC NOTE 0.250% 3/0 05988JAB9 26371 17250000 PRN SOLE 17250000 0 0 CHEGG INC NOTE 0.125% 3/1 163092AD1 17413 10000000 PRN SOLE 10000000 0 0 CLEVELAND-CLIFFS INC NEW DBCV 1.500% 1/1 185899AA9 18636 7113000 PRN SOLE 7113000 0 0 COUPA SOFTWARE INC NOTE 0.125% 6/1 22266LAC0 22184 13040000 PRN SOLE 13040000 0 0 Dicks Sporting Goods NOTE 3.2500% 15-Apr-2025 253393AC6 24557 10700000 PRN SOLE 10700000 0 0 EAGLE BULK SHIPPING INC NOTE 5.000% 8/0 269442AB5 16528 14530000 PRN SOLE 14530000 0 0 ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 5500 5000000 PRN SOLE 5000000 0 0 ENCORE CAP GROUP INC NOTE 3.250%10/0 292554AM4 16165 13250000 PRN SOLE 13250000 0 0 ETSY INC NOTE 0.125%10/0 29786AAJ5 11850 5000000 PRN SOLE 5000000 0 0 FLEXION THERAPEUTICS INC NOTE 3.375% 5/0 33938JAB2 15321 17000000 PRN SOLE 17000000 0 0 FLUIDIGM CORP DEL NOTE 5.250%12/0 34385PAF5 5156 3000000 PRN SOLE 3000000 0 0 GOLAR LNG LTD NOTE 2.750% 2/1 38046YAB7 17136 17575000 PRN SOLE 17575000 0 0 HARMONIC INC DBCV 2.000% 9/0 413160AD4 20273 18000000 PRN SOLE 18000000 0 0 INFINERA CORP NOTE 2.125% 9/0 45667GAC7 21673 18213000 PRN SOLE 18213000 0 0 INFINERA CORP NOTE 2.500% 3/0 45667GAE3 8791 6001000 PRN SOLE 6001000 0 0 INVACARE CORP NOTE 5.000%11/1 461203AL5 11299 11500000 PRN SOLE 11500000 0 0 OKTA INC NOTE 0.125% 9/0 679295AD7 10574 7818000 PRN SOLE 7818000 0 0 OMEROS CORP NOTE 5.250% 2/1 682143AG7 11685 9500000 PRN SOLE 9500000 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 6541 4955000 PRN SOLE 4955000 0 0 PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 9360 8000000 PRN SOLE 8000000 0 0 PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 9917 9000000 PRN SOLE 9000000 0 0 PetIQ Inc NOTE 4.0000% 01-Jun-2026 71639TAA4 14224 10000000 PRN SOLE 10000000 0 0 RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 7440 8000000 PRN SOLE 8000000 0 0 Rapid7 Inc NOTE 0.2500% 15-Mar-2027 753422AE4 9900 10000000 PRN SOLE 10000000 0 0 RETROPHIN INC NOTE 2.500% 9/1 761299AB2 12997 12900000 PRN SOLE 12900000 0 0 SAILPOINT TECHNOLOGIES HLDGS NOTE 0.125% 9/1 78781PAB1 13950 7500000 PRN SOLE 7500000 0 0 TEEKAY CORPORATION NOTE 5.000% 1/1 87900YAE3 9982 10425000 PRN SOLE 10425000 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 2309 2250000 PRN SOLE 2250000 0 0 WORKIVA INC NOTE 1.125% 8/1 98139AAB1 3938 3000000 PRN SOLE 3000000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 461 50000 SH Call SOLE 50000 0 0 AMYRIS INC COM NEW 03236M200 6 4900 SH Call SOLE 4900 0 0 AMYRIS INC COM NEW 03236M200 38 50000 SH Call SOLE 50000 0 0 AMYRIS INC COM NEW 03236M200 64 160800 SH Call SOLE 160800 0 0 AMYRIS INC COM NEW 03236M200 30 100000 SH Call SOLE 100000 0 0 AMYRIS INC COM NEW 03236M200 74 23500 SH Call SOLE 23500 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 1250 250000 SH Call SOLE 250000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 46 400000 SH Put SOLE 400000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 940 150000 SH Put SOLE 150000 0 0 AF ACQUISITION CORP UNIT 03/31/2028 001040203 740 75000 SH SOLE 75000 0 0 KHOSLA VENTURES ACQUT CO III COM CL A 482506102 100 10000 SH SOLE 10000 0 0 KINDRED BIOSCIENCES INC COM 494577109 2906 584653 SH SOLE 584653 0 0 RUMBLEON INC COM CL B 781386305 7186 163870 SH SOLE 163870 0 0 ACCELERATE ACQUISITION CORP UNIT 99/99/9999 00439D201 993 100000 SH SOLE 100000 0 0 AKOUSTIS TECHNOLOGIES INC COM 00973N102 9527 714190 SH SOLE 714190 0 0 GX ACQUISITION CORP II UNIT 03/17/2026 36260F204 250 25000 SH SOLE 25000 0 0 GORES GUGGENHEIM INC UNIT 03/25/2028 38286Q206 149 15000 SH SOLE 15000 0 0 MCAP ACQUISITION CORP UNIT 02/18/2030 55282T208 1244 125000 SH SOLE 125000 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 5628 226014 SH SOLE 226014 0 0 SERVICESOURCE INTL INC COM 81763U100 1880 1279182 SH SOLE 1279182 0 0 TELIGENT INC NEW COM NEW 87960W203 2396 3852066 SH SOLE 3852066 0 0 THUNDER BRIDGE CAP PRTNRS II UNIT 02/15/2028 88605T209 99 10000 SH SOLE 10000 0 0 VIACOMCBS INC CL B 92556H206 236 5238 SH SOLE 5238 0 0