0001398344-17-002014.txt : 20170214
0001398344-17-002014.hdr.sgml : 20170214
20170214103618
ACCESSION NUMBER: 0001398344-17-002014
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
EFFECTIVENESS DATE: 20170214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001278960
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10791
FILM NUMBER: 17603851
BUSINESS ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 250
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
BUSINESS PHONE: 919-969-9300
MAIL ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 250
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
FORMER COMPANY:
FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC
DATE OF NAME CHANGE: 20040206
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001278960
XXXXXXXX
12-31-2016
12-31-2016
false
SILVERBACK ASSET MANAGEMENT LLC
1414 Raleigh Road
Suite 250
Chapel Hill
NC
27517
13F HOLDINGS REPORT
028-10791
N
Elliot Bossen
Managing Member
919-969-9300
/s/ Elliot Bossen
Chapel Hill
NC
01-30-2017
0
40
323095
INFORMATION TABLE
2
fp0023642_13fhr-table.xml
13F INFORMATION TABLE
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
18960
12000000
PRN
SOLE
12000000
0
0
AMYRIS INC
NOTE 6.500% 5/1
03236MAC5
1100
2000000
PRN
SOLE
2000000
0
0
AVID TECHNOLOGY INC
NOTE 2.000% 6/1
05367PAB6
9934
14750000
PRN
SOLE
14750000
0
0
BLUCORA INC
NOTE 4.250% 4/0
095229AB6
1650
1650000
PRN
SOLE
1650000
0
0
BROCADE COMMUNICATIONS SYS I
NOTE 1.375% 1/0
111621AQ1
2521
2500000
PRN
SOLE
2500000
0
0
COMSTOCK RES INC
NOTE 7.750% 4/0
205768AM6
1745
2000000
PRN
SOLE
2000000
0
0
CORNERSTONE ONDEMAND INC
NOTE 1.500% 7/0
21925YAB9
5231
5000000
PRN
SOLE
5000000
0
0
DEPOMED INC
NOTE 2.500% 9/0
249908AA2
8625
7500000
PRN
SOLE
7500000
0
0
ENCORE CAP GROUP INC
NOTE 3.000% 7/0
292554AF9
5678
6040000
PRN
SOLE
6040000
0
0
ENCORE CAP GROUP INC
NOTE 2.875% 3/1
292554AH5
10879
12398000
PRN
SOLE
12398000
0
0
ENERNOC INC
DBCV 2.250% 8/1
292764AB3
6138
7769000
PRN
SOLE
7769000
0
0
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
8223
11500000
PRN
SOLE
11500000
0
0
GENERAL CABLE CORP DEL NEW
FRNT 4.500%11/1
369300AL2
16611
21000000
PRN
SOLE
21000000
0
0
HEALTHWAYS INC
NOTE 1.500% 7/0
422245AB6
10276
8000000
PRN
SOLE
8000000
0
0
HOLOGIC INC
FRNT 12/1
436440AG6
18473
15000000
PRN
SOLE
15000000
0
0
HORNBECK OFFSHORE SVCS INC N
NOTE 1.500% 9/0
440543AN6
2168
3000000
PRN
SOLE
3000000
0
0
IGI LABORATORIES INC
NOTE 3.750%12/1
449575AB5
4669
5000000
PRN
SOLE
5000000
0
0
INFINERA CORPORATION
DBCV 1.750% 6/0
45667GAB9
7407
7157000
PRN
SOLE
7157000
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 3.250% 7/0
45845PAA6
4943
5500000
PRN
SOLE
5500000
0
0
JAZZ US HLDGS INC
NOTE 8.000%12/3
47216EAA8
14957
7700000
PRN
SOLE
7700000
0
0
KEYW HLDG CORP
NOTE 2.500% 7/1
493723AA8
6623
6525000
PRN
SOLE
6525000
0
0
MICRON TECHNOLOGY INC
NOTE 2.375% 5/0
595112AW3
28744
12413000
PRN
SOLE
12413000
0
0
OREXIGEN THERAPEUTICS INC
NOTE 2.750%12/0
686164AB0
1321
4805000
PRN
SOLE
4805000
0
0
PANDORA MEDIA INC
NOTE 1.750%12/0
698354AB3
18157
17650000
PRN
SOLE
17650000
0
0
SPECTRANETICS CORP
MTNF 2.625% 6/0
84760CAA5
19608
18899000
PRN
SOLE
18899000
0
0
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
16410
16000000
PRN
SOLE
16000000
0
0
SUCAMPO PHARMACEUTICALS INC
DBCV 3.250%12/1
864909AA4
4787
4500000
PRN
SOLE
4500000
0
0
TITAN MACHY INC
NOTE 3.750% 5/0
88830RAB7
5415
6000000
PRN
SOLE
6000000
0
0
VECTOR GROUP LTD
NOTE 1.750% 4/1
92240MBC1
15048
13000000
PRN
SOLE
13000000
0
0
WEBMD HEALTH CORP
NOTE 2.500% 1/3
94770VAF9
9212
9000000
PRN
SOLE
9000000
0
0
YAHOO INC
NOTE 12/0
984332AF3
7920
8000000
PRN
SOLE
8000000
0
0
CSW INDUSTRIALS INC
COM
126402106
1290
35000
SH
SOLE
35000
0
0
AMYRIS INC
COM
03236M101
358
490897
SH
SOLE
490897
0
0
ISTAR INC
COM
45031U101
917
74151
SH
SOLE
74151
0
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
186
30000
SH
SOLE
30000
0
0
MEDICAL TRANSCRIPTION BLG CO
COM
58464J105
18
25000
SH
SOLE
25000
0
0
RESOLUTE ENERGY CORP
COM NEW
76116A306
206
5000
SH
SOLE
5000
0
0
SERVICESOURCE INTL INC
COM
81763U100
4163
732944
SH
SOLE
732944
0
0
TOPBUILD CORP
COM
89055F103
1246
35000
SH
SOLE
35000
0
0
SANDRIDGE ENERGY INC
NOTE 10/0
80007PBC2
21279
903614
SH
SOLE
903614
0
0