0001398344-16-016671.txt : 20160815
0001398344-16-016671.hdr.sgml : 20160815
20160815091658
ACCESSION NUMBER: 0001398344-16-016671
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001278960
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10791
FILM NUMBER: 161830343
BUSINESS ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 250
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
BUSINESS PHONE: 919-969-9300
MAIL ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 250
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
FORMER COMPANY:
FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC
DATE OF NAME CHANGE: 20040206
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001278960
XXXXXXXX
06-30-2016
06-30-2016
false
SILVERBACK ASSET MANAGEMENT LLC
1414 Raleigh Road
Suite 250
Chapel Hill
NC
27517
13F HOLDINGS REPORT
028-10791
N
Elliot Bossen
Managing Member
919-969-9300
/s/ Elliot Bossen
Chapel Hill
NC
07-21-2016
0
46
490583
INFORMATION TABLE
2
fp0020443_13fhr-table.xml
13F INFORMATION TABLE
Amyris Inc
NOTE 6.500% 5/1
03236MAC5
540
2000000
PRN
SOLE
2000000
0
0
Amyris Inc
DBCV 9.500% 4/1
03236MAD3
725
1450000
PRN
SOLE
1450000
0
0
APOLLO COML REAL EST FIN INC
NOTE 5.500% 3/1
03762UAA3
7301
7175000
PRN
SOLE
7175000
0
0
Array Biopharma Inc
NOTE 3.000% 6/0
04269XAA3
7678
9000000
PRN
SOLE
9000000
0
0
Blucora Inc
NOTE 4.250% 4/0
095229AB6
8204
8869000
PRN
SOLE
8869000
0
0
CARRIAGE SVCS INC
NOTE 2.750% 3/1
143905AM9
5121
4340000
PRN
SOLE
4340000
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
559
1500000
PRN
SOLE
1500000
0
0
Depomed Inc
NOTE 2.500% 9/0
249908AA2
26215
21750000
PRN
SOLE
21750000
0
0
Emergent BioSolutions Inc
NOTE 2.875% 1/1
29089QAB1
14745
13000000
PRN
SOLE
13000000
0
0
Encore Cap Group Inc
NOTE 3.000% 7/0
292554AF9
6264
8242000
PRN
SOLE
8242000
0
0
Encore Cap Group Inc
NOTE 2.875% 3/1
292554AH5
8762
12455000
PRN
SOLE
12455000
0
0
EnerNOC Inc
DBCV 2.250% 8/1
292764AB3
3224
4509000
PRN
SOLE
4509000
0
0
Exelixis Inc
NOTE 4.250% 8/1
30161QAC8
3719
2500000
PRN
SOLE
2500000
0
0
Finisar Corp
NOTE 0.500%12/1
31787AAM3
8926
9250000
PRN
SOLE
9250000
0
0
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
13684
22364000
PRN
SOLE
22364000
0
0
GENERAL CABLE CORP DEL NEW
FRNT 4.500%11/1
369300AL2
20535
35406000
PRN
SOLE
35406000
0
0
HORNBECK OFFSHORE SVCS INC N
NOTE 1.500% 9/0
440543AN6
6325
11000000
PRN
SOLE
11000000
0
0
ISTAR INC
NOTE 3.000%11/1
45031UBR1
14070
14000000
PRN
SOLE
14000000
0
0
ILLUMINA INC
NOTE 6/1
452327AF6
5858
6000000
PRN
SOLE
6000000
0
0
JDS UNIPHASE CORP
DBCV 0.625% 8/1
46612JAF8
244
250000
PRN
SOLE
250000
0
0
JAZZ US HLDGS INC
NOTE 8.000%12/3
47216EAA8
10663
7420000
PRN
SOLE
7420000
0
0
KEYW HLDG CORP
NOTE 2.500% 7/1
493723AA8
7664
8285000
PRN
SOLE
8285000
0
0
Mentor Graphics Corp
SDCV 4.000% 4/0
587200AK2
19566
17767000
PRN
SOLE
17767000
0
0
Microchip Technology Inc
NOTE 1.625% 2/1
595017AD6
10018
9000000
PRN
SOLE
9000000
0
0
Monster Worldwide Inc
NOTE 3.500%10/1
611742AB3
15269
17500000
PRN
SOLE
17500000
0
0
NVIDIA Corp
NOTE 1.000%12/0
67066GAC8
23331
10000000
PRN
SOLE
10000000
0
0
Oclaro Inc
NOTE 6.000% 2/1
67555NAB3
23839
9112000
PRN
SOLE
9112000
0
0
Orexigen Therapeutics Inc
NOTE 2.750%12/0
686164AB0
7109
20909000
PRN
SOLE
20909000
0
0
Proofpoint Inc
NOTE 1.250%12/1
743424AB9
34348
20514000
PRN
SOLE
20514000
0
0
SERVICESOURCE INTL INC
NOTE 1.500% 8/0
81763UAB6
15981
18058000
PRN
SOLE
18058000
0
0
Solazyme Inc
NOTE 5.000%10/0
83415TAC5
4238
8150000
PRN
SOLE
8150000
0
0
Spectranetics Corp
MTNF 2.625% 6/0
84760CAA5
17034
19099000
PRN
SOLE
19099000
0
0
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
5528
5500000
PRN
SOLE
5500000
0
0
TTM TECHNOLOGIES INC
NOTE 1.750%12/1
87305RAD1
27046
27354000
PRN
SOLE
27354000
0
0
TESLA MTRS INC
NOTE 1.250% 3/0
88160RAC5
4527
5500000
PRN
SOLE
5500000
0
0
TITAN MACHY INC
NOTE 3.750% 5/0
88830RAB7
16867
20569000
PRN
SOLE
20569000
0
0
VECTOR GROUP LTD
NOTE 1.750% 4/1
92240MBC1
15798
14200000
PRN
SOLE
14200000
0
0
Violin Memory Inc
NOTE 4.250%10/0
92763AAB7
6306
14250000
PRN
SOLE
14250000
0
0
YAHOO INC
NOTE 12/0
984332AF3
15392
15500000
PRN
SOLE
15500000
0
0
DYNEGY INC NEW DEL
UNIT 07/01/20191
26817R405
10780
10000000
PRN
SOLE
10000000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
28745
250000
SH
Put
SOLE
250000
0
115
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6284
30000
SH
Put
SOLE
30000
0
209
KEYW HLDG CORP
COM
493723100
534
53750
SH
SOLE
53750
0
0
FUELCELL ENERGY INC
COM NEW
35952H502
260
41774
SH
SOLE
41774
0
0
MEDICAL TRANSCRIPTION BLG CO
COM
58464J105
88
100000
SH
SOLE
100000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
671
3205
SH
SOLE
3205
0
0