Managing Member

0001398344-16-016671.txt : 20160815 0001398344-16-016671.hdr.sgml : 20160815 20160815091658 ACCESSION NUMBER: 0001398344-16-016671 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 EFFECTIVENESS DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001278960 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10791 FILM NUMBER: 161830343 BUSINESS ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 BUSINESS PHONE: 919-969-9300 MAIL ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 FORMER COMPANY: FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC DATE OF NAME CHANGE: 20040206 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001278960 XXXXXXXX 06-30-2016 06-30-2016 false SILVERBACK ASSET MANAGEMENT LLC

1414 Raleigh Road Suite 250 Chapel Hill NC 27517

13F HOLDINGS REPORT 028-10791 N Elliot Bossen Managing Member 919-969-9300 /s/ Elliot Bossen Chapel Hill NC 07-21-2016 0 46 490583 INFORMATION TABLE 2 fp0020443_13fhr-table.xml 13F INFORMATION TABLE Amyris Inc NOTE 6.500% 5/1 03236MAC5 540 2000000 PRN SOLE 2000000 0 0 Amyris Inc DBCV 9.500% 4/1 03236MAD3 725 1450000 PRN SOLE 1450000 0 0 APOLLO COML REAL EST FIN INC NOTE 5.500% 3/1 03762UAA3 7301 7175000 PRN SOLE 7175000 0 0 Array Biopharma Inc NOTE 3.000% 6/0 04269XAA3 7678 9000000 PRN SOLE 9000000 0 0 Blucora Inc NOTE 4.250% 4/0 095229AB6 8204 8869000 PRN SOLE 8869000 0 0 CARRIAGE SVCS INC NOTE 2.750% 3/1 143905AM9 5121 4340000 PRN SOLE 4340000 0 0 COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 559 1500000 PRN SOLE 1500000 0 0 Depomed Inc NOTE 2.500% 9/0 249908AA2 26215 21750000 PRN SOLE 21750000 0 0 Emergent BioSolutions Inc NOTE 2.875% 1/1 29089QAB1 14745 13000000 PRN SOLE 13000000 0 0 Encore Cap Group Inc NOTE 3.000% 7/0 292554AF9 6264 8242000 PRN SOLE 8242000 0 0 Encore Cap Group Inc NOTE 2.875% 3/1 292554AH5 8762 12455000 PRN SOLE 12455000 0 0 EnerNOC Inc DBCV 2.250% 8/1 292764AB3 3224 4509000 PRN SOLE 4509000 0 0 Exelixis Inc NOTE 4.250% 8/1 30161QAC8 3719 2500000 PRN SOLE 2500000 0 0 Finisar Corp NOTE 0.500%12/1 31787AAM3 8926 9250000 PRN SOLE 9250000 0 0 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 13684 22364000 PRN SOLE 22364000 0 0 GENERAL CABLE CORP DEL NEW FRNT 4.500%11/1 369300AL2 20535 35406000 PRN SOLE 35406000 0 0 HORNBECK OFFSHORE SVCS INC N NOTE 1.500% 9/0 440543AN6 6325 11000000 PRN SOLE 11000000 0 0 ISTAR INC NOTE 3.000%11/1 45031UBR1 14070 14000000 PRN SOLE 14000000 0 0 ILLUMINA INC NOTE 6/1 452327AF6 5858 6000000 PRN SOLE 6000000 0 0 JDS UNIPHASE CORP DBCV 0.625% 8/1 46612JAF8 244 250000 PRN SOLE 250000 0 0 JAZZ US HLDGS INC NOTE 8.000%12/3 47216EAA8 10663 7420000 PRN SOLE 7420000 0 0 KEYW HLDG CORP NOTE 2.500% 7/1 493723AA8 7664 8285000 PRN SOLE 8285000 0 0 Mentor Graphics Corp SDCV 4.000% 4/0 587200AK2 19566 17767000 PRN SOLE 17767000 0 0 Microchip Technology Inc NOTE 1.625% 2/1 595017AD6 10018 9000000 PRN SOLE 9000000 0 0 Monster Worldwide Inc NOTE 3.500%10/1 611742AB3 15269 17500000 PRN SOLE 17500000 0 0 NVIDIA Corp NOTE 1.000%12/0 67066GAC8 23331 10000000 PRN SOLE 10000000 0 0 Oclaro Inc NOTE 6.000% 2/1 67555NAB3 23839 9112000 PRN SOLE 9112000 0 0 Orexigen Therapeutics Inc NOTE 2.750%12/0 686164AB0 7109 20909000 PRN SOLE 20909000 0 0 Proofpoint Inc NOTE 1.250%12/1 743424AB9 34348 20514000 PRN SOLE 20514000 0 0 SERVICESOURCE INTL INC NOTE 1.500% 8/0 81763UAB6 15981 18058000 PRN SOLE 18058000 0 0 Solazyme Inc NOTE 5.000%10/0 83415TAC5 4238 8150000 PRN SOLE 8150000 0 0 Spectranetics Corp MTNF 2.625% 6/0 84760CAA5 17034 19099000 PRN SOLE 19099000 0 0 STARWOOD PPTY TR INC NOTE 3.750%10/1 85571BAC9 5528 5500000 PRN SOLE 5500000 0 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 27046 27354000 PRN SOLE 27354000 0 0 TESLA MTRS INC NOTE 1.250% 3/0 88160RAC5 4527 5500000 PRN SOLE 5500000 0 0 TITAN MACHY INC NOTE 3.750% 5/0 88830RAB7 16867 20569000 PRN SOLE 20569000 0 0 VECTOR GROUP LTD NOTE 1.750% 4/1 92240MBC1 15798 14200000 PRN SOLE 14200000 0 0 Violin Memory Inc NOTE 4.250%10/0 92763AAB7 6306 14250000 PRN SOLE 14250000 0 0 YAHOO INC NOTE 12/0 984332AF3 15392 15500000 PRN SOLE 15500000 0 0 DYNEGY INC NEW DEL UNIT 07/01/20191 26817R405 10780 10000000 PRN SOLE 10000000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 28745 250000 SH Put SOLE 250000 0 115 SPDR S&P 500 ETF TR TR UNIT 78462F103 6284 30000 SH Put SOLE 30000 0 209 KEYW HLDG CORP COM 493723100 534 53750 SH SOLE 53750 0 0 FUELCELL ENERGY INC COM NEW 35952H502 260 41774 SH SOLE 41774 0 0 MEDICAL TRANSCRIPTION BLG CO COM 58464J105 88 100000 SH SOLE 100000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 671 3205 SH SOLE 3205 0 0