0001398344-16-009939.txt : 20160216
0001398344-16-009939.hdr.sgml : 20160215
20160216095037
ACCESSION NUMBER: 0001398344-16-009939
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001278960
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10791
FILM NUMBER: 161423949
BUSINESS ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 250
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
BUSINESS PHONE: 919-969-9300
MAIL ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 250
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
FORMER COMPANY:
FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC
DATE OF NAME CHANGE: 20040206
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001278960
XXXXXXXX
12-31-2015
12-31-2015
false
SILVERBACK ASSET MANAGEMENT LLC
1414 Raleigh Road
Suite 250
Chapel Hill
NC
27517
13F HOLDINGS REPORT
028-10791
N
Elliot Bossen
Managing Member
919-969-9300
/s/ Elliot Bossen
Chapel Hill
NC
01-29-2016
0
42
418000
INFORMATION TABLE
2
fp0017717_13fhr-table.xml
13F INFORMATION TABLE
ACTAVIS PLC
CONV MAND $5.50 10-Mar-2018
BY9D6T8
41040
40000
SH
SOLE
40000
0
0
AFFYMETRIX INC
NOTE 4.000% 7/0
00826TAH1
22500
12500000
PRN
SOLE
12500000
0
0
ALERE INC
COM
01449J105
840
21500
SH
SOLE
21500
0
0
AMYRIS INC
DBCV 9.500% 4/1
03236MAD3
1501
1450000
PRN
SOLE
1450000
0
0
APOLLO COML REAL EST FIN INC
NOTE 5.500% 3/1
03762UAA3
10225
10000000
PRN
SOLE
10000000
0
0
CAPITAL SOUTHWEST CORP
COM
140501107
347
25000
SH
SOLE
25000
0
0
CARRIAGE SVCS INC
NOTE 2.750% 3/1
143905AM9
3816
3215000
PRN
SOLE
3215000
0
0
CENTRUS ENERGY CORP
CL A
15643U104
72
54920
SH
SOLE
54920
0
0
CIENA CORP
COM NEW
171779309
4759
230000
SH
Put
SOLE
230000
0
0
CIENA CORP
COM NEW
171779309
5069
245002
SH
SOLE
245002
0
0
COBALT INTL ENERGY INC
NOTE 3.125% 5/1
19075FAB2
1571
3000000
PRN
SOLE
3000000
0
0
CSW INDUSTRIALS INC
COM
126402106
832
22096
SH
SOLE
22096
0
0
ENERGY XXI BERMUDA LTD
NOTE 3.000%12/1
29274UAB7
1902
26228000
PRN
SOLE
26228000
0
0
FIAT CHRYSLER AUTOMOBILES
CONV MAND $7.875 12-Dec-2016
BTGCTW7
58656
50500
PRN
SOLE
50500
0
0
FUELCELL ENERGY INC
COM NEW
35952H502
268
54075
SH
SOLE
54075
0
0
ICONIX BRAND GROUP INC
NOTE 2.500% 6/0
451055AE7
1869
2100000
PRN
SOLE
2100000
0
0
JAZZ TECHNOLOGIES INC NEW
NOTE 8.000%12/3
47214GAF4
11557
7420000
PRN
SOLE
7420000
0
0
KEYW HLDG CORP
NOTE 2.500% 7/1
493723AA8
4043
5695000
PRN
SOLE
5695000
0
0
KEYW HLDG CORP
COM
493723100
500
83128
SH
SOLE
83128
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
24507
1642546
SH
SOLE
1642546
0
0
MEDICAL TRANSCRIPTION BLG CO
COM
58464J105
120
100000
SH
SOLE
100000
0
0
MENTOR GRAPHICS CORP
SDCV 4.000% 4/0
587200AK2
11746
11267000
PRN
SOLE
11267000
0
0
MERRIMACK PHARMACEUTICALS IN
NOTE 4.500% 7/1
590328AA8
21781
14780000
PRN
SOLE
14780000
0
0
MONSTER WORLDWIDE INC
NOTE 3.500%10/1
611742AB3
18388
14500000
PRN
SOLE
14500000
0
0
NVIDIA CORP
NOTE 1.000%12/0
67066GAC8
28220
17000000
PRN
SOLE
17000000
0
0
ON SEMICONDUCTOR CORP
COM
682189105
1152
117500
SH
SOLE
117500
0
0
OREXIGEN THERAPEUTICS INC
NOTE 2.750%12/0
686164AB0
12627
20871000
PRN
SOLE
20871000
0
0
OREXIGEN THERAPEUTICS INC
COM
686164104
408
237332
SH
SOLE
237332
0
0
PRICELINE GRP INC
COM NEW
741503403
7650
6000
SH
Call
SOLE
6000
0
0
PROOFPOINT INC
NOTE 1.250%12/1
743424AB9
22157
12854000
PRN
SOLE
12854000
0
0
PTC THERAPEUTICS INC
COM
69366J200
515
15900
SH
SOLE
15900
0
0
SANOFI
RIGHT 12/31/2020
80105N113
97
861200
SH
SOLE
861200
0
0
SERVICESOURCE INTL INC
NOTE 1.500% 8/0
81763UAB6
10260
12000000
PRN
SOLE
12000000
0
0
SOLAZYME INC
NOTE 5.000%10/0
83415TAC5
4137
8400000
PRN
SOLE
8400000
0
0
SPIRIT RLTY CAP INC NEW
NOTE 2.875% 5/1
84860WAA0
7078
7400000
PRN
SOLE
7400000
0
0
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
17271
17500000
PRN
SOLE
17500000
0
0
SUNEDISON INC
NOTE 2.750% 1/0
86732YAD1
8288
16188000
PRN
SOLE
16188000
0
0
TETRALOGIC PHARMACEUTICALS C
NOTE 8.000% 6/1
88165UAB5
485
1000000
PRN
SOLE
1000000
0
0
TOPBUILD CORP
COM
89055F103
769
25000
SH
SOLE
25000
0
0
VECTOR GROUP LTD
NOTE 1.750% 4/1
92240MBC1
10534
9200000
PRN
SOLE
9200000
0
0
VIOLIN MEMORY INC
NOTE 4.250%10/0
92763AAB7
7735
13000000
PRN
SOLE
13000000
0
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
30708
16068000
PRN
SOLE
16068000
0
0