Managing Member

0001398344-15-007616.txt : 20151113 0001398344-15-007616.hdr.sgml : 20151113 20151113090125 ACCESSION NUMBER: 0001398344-15-007616 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001278960 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10791 FILM NUMBER: 151227066 BUSINESS ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 BUSINESS PHONE: 919-969-9300 MAIL ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 FORMER COMPANY: FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC DATE OF NAME CHANGE: 20040206 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001278960 XXXXXXXX 09-30-2015 09-30-2015 false SILVERBACK ASSET MANAGEMENT LLC

1414 Raleigh Road Suite 250 Chapel Hill NC 27517

13F HOLDINGS REPORT 028-10791 N Elliot Bossen Managing Member 919-969-9300 /s/ Elliot Bossen Chapel Hill NC 11-13-2015 0 42 959296 INFORMATION TABLE 2 fp0016473_13fhr-table.xml 13F INFORMATION TABLE CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167CA3 8650 10000000 PRN SOLE 10000000 0 0 AFFYMETRIX INC NOTE 4.000% 7/0 00826TAH1 19583 12500000 PRN SOLE 12500000 0 0 APOLLO COML REAL EST FIN INC NOTE 5.500% 3/1 03762UAA3 12838 13000000 PRN SOLE 13000000 0 0 CARRIAGE SVCS INC NOTE 2.750% 3/1 143905AM9 3573 3215000 PRN SOLE 3215000 0 0 COBALT INTL ENERGY INC NOTE 3.125% 5/1 19075FAB2 3138 5000000 PRN SOLE 5000000 0 0 ELECTRONIC ARTS INC NOTE 0.750% 7/1 285512AA7 68064 32000000 PRN SOLE 32000000 0 0 ENERGY XXI BERMUDA LTD NOTE 3.000%12/1 29274UAB7 3123 31228000 PRN SOLE 31228000 0 0 ICONIX BRAND GROUP INC NOTE 2.500% 6/0 451055AE7 17529 18500000 PRN SOLE 18500000 0 0 JAZZ TECHNOLOGIES INC NEW NOTE 8.000%12/3 47214GAF4 10815 7420000 PRN SOLE 7420000 0 0 KEYW HLDG CORP NOTE 2.500% 7/1 493723AA8 4321 5695000 PRN SOLE 5695000 0 0 MENTOR GRAPHICS CORP SDCV 4.000% 4/0 587200AK2 12967 10267000 PRN SOLE 10267000 0 0 MERRIMACK PHARMACEUTICALS IN NOTE 4.500% 7/1 590328AA8 22711 14500000 PRN SOLE 14500000 0 0 NVIDIA CORP NOTE 1.000%12/0 67066GAC8 16484 12500000 PRN SOLE 12500000 0 0 ON SEMICONDUCTOR CORP NOTE 2.625%12/1 682189AH8 5012 4500000 PRN SOLE 4500000 0 0 OREXIGEN THERAPEUTICS INC NOTE 2.750%12/0 686164AB0 12011 17282000 PRN SOLE 17282000 0 0 PDL BIOPHARMA INC NOTE 4.000% 2/0 69329YAF1 11232 12929000 PRN SOLE 12929000 0 0 SERVICESOURCE INTL LLC NOTE 1.500% 8/0 81763UAB6 14190 16500000 PRN SOLE 16500000 0 0 SOLAZYME INC NOTE 5.000%10/0 83415TAC5 4641 8400000 PRN SOLE 8400000 0 0 SPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 84860WAA0 11377 12200000 PRN SOLE 12200000 0 0 STARWOOD PPTY TR INC NOTE 3.750%10/1 85571BAC9 17444 17500000 PRN SOLE 17500000 0 0 SUNEDISON INC NOTE 2.750% 1/0 86732YAD1 15333 21688000 PRN SOLE 21688000 0 0 VECTOR GROUP LTD NOTE 1.750% 4/1 92240MBC1 10304 9200000 PRN SOLE 9200000 0 0 CIENA CORP COM NEW 171779309 5180 250000 SH Put SOLE 250000 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 106 50400 SH Call SOLE 50400 0 0 PRICELINE GRP INC COM NEW 741503403 7421 6000 SH Call SOLE 6000 0 0 PTC THERAPEUTICS INC COM 69366J200 820 30700 SH Call SOLE 30700 0 0 ANTHEM INC COM 036752103 11394 81385 SH SOLE 81385 0 0 CAPITAL SOUTHWEST CORP COM 140501107 668 14096 SH SOLE 14096 0 0 CIENA CORP COM NEW 171779309 6802 328289 SH SOLE 328289 0 0 ISHARES TR 20+ YR TR BD ETF 464287432 366 2966 SH SOLE 2966 0 0 KLX INC COM 482539103 840 23501 SH SOLE 23501 0 0 KEYW HLDG CORP COM 493723100 511 83128 SH SOLE 83128 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 1477 703493 SH SOLE 703493 0 0 CENTRUS ENERGY CORP CL A 15643U104 693 227059 SH SOLE 227059 0 0 FUELCELL ENERGY INC COM 35952H106 514 698730 SH SOLE 698730 0 0 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 40222T104 143 494435 SH SOLE 494435 0 0 MEDICAL TRANSCRIPTION BLG CO COM 58464J105 352 194388 SH SOLE 194388 0 0 PTC THERAPEUTICS INC COM 69366J200 721 27000 SH SOLE 27000 0 0 SANOFI RIGHT 12/31/2020 80105N113 176 924300 SH SOLE 924300 0 0 TOPBUILD CORP COM 89055F103 688 22210 SH SOLE 22210 0 0 CITIGROUP INC *W EXP 10/28/201 172967234 78651 158539 SH SOLE 158539 0 0 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 536435 1937986 SH SOLE 1937986 0 0