0001398344-15-005221.txt : 20150813
0001398344-15-005221.hdr.sgml : 20150813
20150813093154
ACCESSION NUMBER: 0001398344-15-005221
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150813
DATE AS OF CHANGE: 20150813
EFFECTIVENESS DATE: 20150813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001278960
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10791
FILM NUMBER: 151048971
BUSINESS ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 250
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
BUSINESS PHONE: 919-969-9300
MAIL ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 250
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
FORMER COMPANY:
FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC
DATE OF NAME CHANGE: 20040206
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001278960
XXXXXXXX
06-30-2015
06-30-2015
false
SILVERBACK ASSET MANAGEMENT LLC
1414 Raleigh Road
Suite 250
Chapel Hill
NC
27517
13F HOLDINGS REPORT
028-10791
N
Elliot Bossen
Managing Member
919-969-9300
/s/ Elliot Bossen
Chapel Hill
NC
07-21-2015
0
46
732736
INFORMATION TABLE
2
fp0015148_13fhr-table.xml
13F INFORMATION TABLE
AK Steel Corp
Note 5.0000% 15-Nov-2019
001546AP5
7568
7500000
PRN
SOLE
7500000
0
0
Affymetrix Inc
Note 4.0000% 01-Jul-2019
00826TAH1
24166
12500000
PRN
SOLE
12500000
0
0
Alpha Natural Resources Inc
Note 4.8750% 15-Dec-2020
02076XAF9
206
3000000
PRN
SOLE
3000000
0
0
American Realty Cap Properties
Note 3.0000% 01-Aug-2018
02917TAA2
7050
7500000
PRN
SOLE
7500000
0
0
Apollo Commercial Real Estate
Note 5.5000% 15-Mar-2019
03762UAA3
14554
14500000
PRN
SOLE
14500000
0
0
Carriage Services
Note 2.7500% 15-Mar-2021
143905AM9
3850
3215000
PRN
SOLE
3215000
0
0
Cobalt International Energy
Note 3.1250% 15-May-2024
19075FAB2
3650
5000000
PRN
SOLE
5000000
0
0
Chesapeake Energy
Note 2.5000% 15-May-2037
165167CA3
9475
10000000
PRN
SOLE
10000000
0
0
Echo Global Logistics Inc
Note 2.5000% 01-May-2020
27875TAA9
1080
1000000
PRN
SOLE
1000000
0
0
Electronic Arts Inc
Note 0.7500% 15-Jul-2016
285512AA7
10455
5000000
PRN
SOLE
5000000
0
0
Energy XXI
Note 3.0000% 15-Dec-2018
29274UAB7
7088
29228000
PRN
SOLE
29228000
0
0
Iconix Brand Group Inc
Note 2.5000% 01-Jun-2016
451055AE7
10275
10000000
PRN
SOLE
10000000
0
0
Jazz Technologies Inc
Note 8.0000% 31-Dec-2018
47214GAF4
9575
5755000
PRN
SOLE
5755000
0
0
KEYW Holding Corp
Note 2.5000% 15-Jul-2019
493723AA8
4955
5695000
PRN
SOLE
5695000
0
0
Mentor Graphics Corp
Note 4.0000% 01-Apr-2031
587200AK2
15762
11667000
PRN
SOLE
11667000
0
0
Merrimack Pharmaceuticals Inc
Note 4.5000% 15-Jul-2020
590328AA8
35081
16729000
PRN
SOLE
16729000
0
0
Orexigen Therapeutics Inc
Note 2.7500% 01-Dec-2020
686164AB0
13055
14000000
PRN
SOLE
14000000
0
0
PDL Biopharma Inc
Note 4.0000% 01-Feb-2018
69329YAF1
12219
12879000
PRN
SOLE
12879000
0
0
Priceline.com
Note 1.0000% 15-Mar-2018
741503AQ9
2662
2000000
PRN
SOLE
2000000
0
0
RTI International Metals Inc
Note 1.6250% 15-Oct-2019
74973WAB3
16290
14997000
PRN
SOLE
14997000
0
0
Ryland Group Inc
Note 1.6250% 15-May-2018
783764AQ6
1514
1000000
PRN
SOLE
1000000
0
0
ServiceSource
Note 1.5000% 01-Aug-2018
81763UAB6
15725
18500000
PRN
SOLE
18500000
0
0
Shutterfly Inc
Note 0.2500% 15-May-2018
82568PAB2
8104
8000000
PRN
SOLE
8000000
0
0
Solazyme Inc
Note 5.0000% 01-Oct-2019
83415TAC5
5694
9650000
PRN
SOLE
9650000
0
0
Spirit Realty Capital Inc Tranche A (Pending)
Note 2.8750% 15-May-2019
84860WAA0
15309
16200000
PRN
SOLE
16200000
0
0
Starwood Property Trust Tranche 1
Note 3.7500% 15-Oct-2017
85571BAC9
16104
16000000
PRN
SOLE
16000000
0
0
SunEdison Inc Tranche B
Note 2.7500% 01-Jan-2021
86732YAD1
50189
23688000
PRN
SOLE
23688000
0
0
US Steel
Note 2.7500% 01-Apr-2019
912909AH1
30975
28000000
PRN
SOLE
28000000
0
0
Vector Group
Note 2.5000% 15-Jan-2019
92240MAY4
10353
7000000
PRN
SOLE
7000000
0
0
Vector Group
Note 1.7500% 15-Apr-2020
92240MBC1
10132
9200000
PRN
SOLE
9200000
0
0
Anthem Inc
Note 2.7500% 15-Oct-2042
94973VBG1
11681
5317000
PRN
SOLE
5317000
0
0
Frontier Communications Corp
CONV MAND
35906A207
13944
14000000
PRN
SOLE
14000000
0
0
PCLN 01/15/16 C1300
LISTED EQUITY OPTIONS
741503403
6908
6000
SH
Call
SOLE
6000
60
1151
SPY 07/24/15 P190
LISTED EQUITY OPTIONS
78462F103
41178
200000
SH
Put
SOLE
200000
2000
206
SPY 07/31/15 P190
LISTED EQUITY OPTIONS
78462F103
190448
925000
SH
Put
SOLE
925000
9250
206
CIEN Equity
EQUITY
171779309
5460
230594
SH
SOLE
230594
0
0
KLX Inc
EQUITY
482539103
530
12000
SH
SOLE
12000
0
0
KEYW Equity
EQUITY
493723100
672
72128
SH
SOLE
72128
0
0
OREX Equity
EQUITY
686164104
1330
268665
SH
SOLE
268665
0
0
Centrus Energy Corp
EQUITY
15643U104
1357
328536
SH
SOLE
328536
0
0
FCEL Equity
EQUITY
35952H106
616
630800
SH
SOLE
630800
0
0
Gulf Coast Ultra Deep Royalty
EQUITY
40222T104
1262
1802700
SH
SOLE
1802700
0
0
Medical Transcription Billing
EQUITY
58464J105
363
192857
SH
SOLE
192857
0
0
Sanofi Aventis CVR-WI
EQUITY
80105N113
718
1026400
SH
SOLE
1026400
0
0
Citigroup B Wrts 17.85 2018
WARRANTS
172967234
8758
158539
SH
SOLE
158539
55
0
KMI 40 2016 Wrts
WARRANTS
49456B119
74397
1937986
SH
SOLE
1937986
38
1