Managing Member

0001398344-15-000970.txt : 20150213 0001398344-15-000970.hdr.sgml : 20150213 20150213145804 ACCESSION NUMBER: 0001398344-15-000970 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001278960 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10791 FILM NUMBER: 15613143 BUSINESS ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 BUSINESS PHONE: 919-969-9300 MAIL ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 FORMER COMPANY: FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC DATE OF NAME CHANGE: 20040206 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001278960 XXXXXXXX 12-31-2014 12-31-2014 false SILVERBACK ASSET MANAGEMENT LLC

1414 Raleigh Road Suite 250 Chapel Hill NC 27517

13F HOLDINGS REPORT 028-10791 N Elliot Bossen Managing Member 919-969-9300 /s/ Elliot Bossen Chapel Hill NC 01-29-2015 0 48 774007 INFORMATION TABLE 2 fp0012934_13fhr-table.xml 13F INFORMATION TABLE AK STL CORP NOTE 5.000%11/1 001546AP5 12461 9325000 PRN SOLE 9325000 0 0 AMERICAN RLTY CAP PPTYS INC NOTE 3.000% 8/0 02917TAA2 9263 10000000 PRN SOLE 10000000 0 0 APOLLO COML REAL EST FIN INC NOTE 5.500% 3/1 03762UAA3 4969 5000000 PRN SOLE 5000000 0 0 BPZ RESOURCES INC NOTE 8.500%10/0 055639AC2 6597 20615000 PRN SOLE 20615000 0 0 BPZ RESOURCES INC COM 055639108 38 129954 SH SOLE 129954 0 0 CEMEX SAB DE CV NOTE 3.250% 3/1 151290BB8 28191 24250000 PRN SOLE 24250000 0 0 CENTRUS ENERGY CORP CL A 15643U104 2046 475791 SH SOLE 475791 0 0 Ciena Corp Note 4.0000% 15-Mar-2015 171779AF8 5219 5000000 PRN SOLE 5000000 0 0 CITIGROUP INC *W EXP 10/28/201 172967234 8579 158539 SH SOLE 158539 0 0 CITRIX SYS INC COM 177376100 2086 32700 SH SOLE 32700 0 0 ENERGY XXI BERMUDA LTD NOTE 3.000%12/1 29274UAB7 11874 40250000 PRN SOLE 40250000 0 0 ENERSYS NOTE 3.375% 6/0 29275YAA0 18088 11692000 PRN SOLE 11692000 0 0 EXELIXIS INC NOTE 4.250% 8/1 30161QAC8 4290 7800000 PRN SOLE 7800000 0 0 FINISAR CORP NOTE 0.500%12/1 31787AAM3 10034 10500000 PRN SOLE 10500000 0 0 FINISAR CORP COM NEW 31787A507 582 30000 SH Call SOLE 30000 0 0 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 10401 11050000 PRN SOLE 11050000 0 0 GENCORP INC SDCV 4.062%12/3 368682AN0 44851 22094000 PRN SOLE 22094000 0 0 GENERAL CABLE CORP DEL NEW FRNT 4.500%11/1 369300AL2 4970 7000000 PRN SOLE 7000000 0 0 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 40222T104 2879 2267196 SH SOLE 2267196 0 0 INTEL CORP SDCV 2.950%12/1 458140AD2 7913 6000000 PRN SOLE 6000000 0 0 KEYW HLDG CORP NOTE 2.500% 7/1 493723AA8 8118 8800000 PRN SOLE 8800000 0 0 KEYW HLDG CORP COM 493723100 2034 195937 SH SOLE 195937 0 0 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 74696 1765446 SH SOLE 1765446 0 0 LinkedIn Corp Note 0.5000% 01-Nov-2019 53578AAA6 30613 29000000 PRN SOLE 29000000 0 0 MEDICAL TRANSCRIPTION BLG CO COM 58464J105 549 234442 SH SOLE 234442 0 0 MERRIMACK PHARMACEUTICALS IN NOTE 4.500% 7/1 590328AA8 2831 1500000 PRN SOLE 1500000 0 0 MICRON TECHNOLOGY INC NOTE 2.375% 5/0 595112AW3 122069 33570000 PRN SOLE 33570000 0 0 NXP Semiconductors NV Note 1.0000% 01-Dec-2019 62952QAA8 29266 28500000 PRN SOLE 28500000 0 0 OCWEN FINL CORP COM NEW 675746309 3020 200000 SH Call SOLE 200000 0 0 OREXIGEN THERAPEUTICS INC NOTE 2.750%12/0 686164AB0 12113 11993000 PRN SOLE 11993000 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 1520 250799 SH SOLE 250799 0 0 PDL BIOPHARMA INC NOTE 4.000% 2/0 69329YAF1 7816 8000000 PRN SOLE 8000000 0 0 PENNEY J C INC COM 708160106 2858 441100 SH Call SOLE 441100 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 77438 750000 SH Call SOLE 750000 0 0 PRICELINE GRP INC COM NEW 741503403 6841 6000 SH Call SOLE 6000 0 0 SALIX PHARMACEUTICALS INC NOTE 1.500% 3/1 795435AE6 33322 18209000 PRN SOLE 18209000 0 0 SANOFI RIGHT 12/31/2020 80105N113 811 1026400 SH SOLE 1026400 0 0 SERVICESOURCE INTL LLC NOTE 1.500% 8/0 81763UAB6 13060 17298000 PRN SOLE 17298000 0 0 SHUTTERFLY INC NOTE 0.250% 5/1 82568PAB2 8550 9000000 PRN SOLE 9000000 0 0 SOLAZYME INC NOTE 5.000%10/0 83415TAC5 5405 11750000 PRN SOLE 11750000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 41108 200000 SH Put SOLE 200000 0 0 SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 10725 11000000 PRN SOLE 11000000 0 0 STARWOOD PPTY TR INC NOTE 4.000% 1/1 85571BAB1 22020 20000000 PRN SOLE 20000000 0 0 STILLWATER MNG CO NOTE 1.750%10/1 86074QAL6 6188 5000000 PRN SOLE 5000000 0 0 TAKE-TWO INTERACTIVE SOFTWAR NOTE 1.750%12/0 874054AC3 17458 11500000 PRN SOLE 11500000 0 0 VECTOR GROUP LTD FRNT 1/1 92240MAY4 14113 10000000 PRN SOLE 10000000 0 0 VECTOR GROUP LTD NOTE 1.750% 4/1 92240MBC1 9798 9200000 PRN SOLE 9200000 0 0 VIPSHOP HLDGS LTD NOTE 1.500% 3/1 92763WAA1 14340 12000000 PRN SOLE 12000000 0 0