0000919574-18-007251.txt : 20181114
0000919574-18-007251.hdr.sgml : 20181114
20181113184854
ACCESSION NUMBER: 0000919574-18-007251
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181113
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWOOD CAPITAL INC
CENTRAL INDEX KEY: 0001278387
IRS NUMBER: 000000000
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13773
FILM NUMBER: 181179852
BUSINESS ADDRESS:
STREET 1: 724 FIFTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-508-5735
MAIL ADDRESS:
STREET 1: 724 FIFTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001278387
XXXXXXXX
09-30-2018
09-30-2018
false
BROADWOOD CAPITAL INC
724 Fifth Avenue
9th Floor
New York
NY
10019
13F HOLDINGS REPORT
028-13773
N
Neal C. Bradsher
President
212-508-5735
/s/ Neal C. Bradsher
New York
NY
11-13-2018
1
9
1076478
1
0001278386
028-13770
BROADWOOD PARTNERS, L.P.
INFORMATION TABLE
2
infotable.xml
ASTERIAS BIOTHERAPEUTICS INC
COM SER A
04624N107
6880
5292156
SH
DFND
1
5292156
0
0
AXON ENTERPRISE INC
COM
05464C101
52011
760062
SH
DFND
1
760062
0
0
BIOTIME INC
COM
09066L105
70433
29971561
SH
DFND
1
29971561
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
11566
200000
SH
Put
DFND
1
200000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
70791
420000
SH
DFND
1
420000
0
0
ONCOCYTE CORPORATION
COM
68235C107
18912
7564934
SH
DFND
1
7564934
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
278212
4773708
SH
DFND
1
4773708
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
46624
800000
SH
Put
DFND
1
800000
0
0
STAAR SURGICAL CO
COM PAR $0.01
852312305
521049
10855179
SH
DFND
1
10855179
0
0