0000919574-18-003543.txt : 20180515 0000919574-18-003543.hdr.sgml : 20180515 20180514180713 ACCESSION NUMBER: 0000919574-18-003543 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180514 EFFECTIVENESS DATE: 20180515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWOOD CAPITAL INC CENTRAL INDEX KEY: 0001278387 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13773 FILM NUMBER: 18832287 BUSINESS ADDRESS: STREET 1: 724 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-508-5735 MAIL ADDRESS: STREET 1: 724 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001278387 XXXXXXXX 03-31-2018 03-31-2018 false BROADWOOD CAPITAL INC
724 Fifth Avenue 9th Floor New York NY 10019
13F HOLDINGS REPORT 028-13773 N
Neal C. Bradsher President 212-508-5735 /s/ Neal C. Bradsher New York NY 05-14-2018 1 9 688321 1 0001278386 028-13770 BROADWOOD PARTNERS, L.P.
INFORMATION TABLE 2 infotable.xml ASTERIAS BIOTHERAPEUTICS INC COM SER A 04624N107 7674 5292156 SH DFND 1 5292156 0 0 AXON ENTERPRISE INC COM 05464C101 29878 760062 SH DFND 1 760062 0 0 BIOTIME INC COM 09066L105 80623 29971561 SH DFND 1 29971561 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 10962 200000 SH Put DFND 1 200000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 63769 420000 SH DFND 1 420000 0 0 ONCOCYTE CORPORATION COM 68235C107 15886 7564934 SH DFND 1 7564934 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 273104 4773708 SH DFND 1 4773708 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 45768 800000 SH Put DFND 1 800000 0 0 STAAR SURGICAL CO COM PAR $0.01 852312305 160657 10855179 SH DFND 1 10855179 0 0