0000919574-16-015375.txt : 20160913 0000919574-16-015375.hdr.sgml : 20160913 20160913163858 ACCESSION NUMBER: 0000919574-16-015375 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160913 DATE AS OF CHANGE: 20160913 EFFECTIVENESS DATE: 20160913 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWOOD CAPITAL INC CENTRAL INDEX KEY: 0001278387 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13773 FILM NUMBER: 161883234 BUSINESS ADDRESS: STREET 1: 724 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-508-5735 MAIL ADDRESS: STREET 1: 724 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001278387 XXXXXXXX 06-30-2016 06-30-2016 true 1 NEW HOLDINGS false BROADWOOD CAPITAL INC

724 Fifth Avenue 9th Floor New York NY 10019

13F HOLDINGS REPORT 028-13773 N Neal C. Bradsher 212-508-5735 /s/ Neal C. Bradsher New York NY 09-13-2016 1 1 70 1 0001278386 028-13770 BROADWOOD PARTNERS LP INFORMATION TABLE 2 infotable.xml ASTERIAS BIOTHERAPEUTICS INC *W EXP 09/30/201 04624N115 70 328205 SH DFND 1 328205 0 0