0001104659-16-117278.txt : 20160503 0001104659-16-117278.hdr.sgml : 20160503 20160503183035 ACCESSION NUMBER: 0001104659-16-117278 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160429 FILED AS OF DATE: 20160503 DATE AS OF CHANGE: 20160503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ophthotech Corp. CENTRAL INDEX KEY: 0001410939 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 212-845-8200 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATEL SAMIR CHANDRAKANT CENTRAL INDEX KEY: 0001277966 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36080 FILM NUMBER: 161616895 MAIL ADDRESS: STREET 1: ONE PENN PLAZA, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 4 1 a4.xml 4 X0306 4 2016-04-29 0 0001410939 Ophthotech Corp. OPHT 0001277966 PATEL SAMIR CHANDRAKANT C/O OPHTHOTECH CORPORATION ONE PENN PLAZA, 19TH FLOOR NEW YORK NY 10119 1 1 0 0 President Common Stock 2016-04-29 4 M 0 1413 1.652 A 231008 D Common Stock 2016-04-29 4 M 0 1184 13.216 A 232192 D Common Stock 2016-04-29 4 S 0 18435 46.71 D 213757 D Common Stock 2016-04-29 4 S 0 1565 47.78 D 212192 D Stock Option (Right To Buy) 1.652 2016-04-29 4 M 0 1413 0.00 D 2022-04-08 Common Stock 1413 0 D Stock Option (Right To Buy) 13.216 2016-04-29 4 M 0 1184 0.00 D 2023-05-28 Common Stock 1184 15399 D The exercises and sales reported on this form were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2015. These shares were disposed of in multiple transactions on April 29, 2016 at actual sales prices ranging from $46.16 to $47.15 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the staff of the Securities Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. These shares were disposed of in multiple transactions on April 29, 2016 at actual sales prices ranging from $47.24 to $48.05 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the staff of the Securities Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. This option was granted on April 9, 2012 and is currently exercisable for all shares underlying the option. This option was granted on May 29, 2013 and vests over four years, with 2.0833% of the original number of shares underlying the option vesting monthly from the date of grant. /s/ Justin Vogel, as Attorney-in-Fact for Samir Patel 2016-05-03