0001104659-16-117278.txt : 20160503
0001104659-16-117278.hdr.sgml : 20160503
20160503183035
ACCESSION NUMBER: 0001104659-16-117278
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160429
FILED AS OF DATE: 20160503
DATE AS OF CHANGE: 20160503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ophthotech Corp.
CENTRAL INDEX KEY: 0001410939
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PENN PLAZA
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10119
BUSINESS PHONE: 212-845-8200
MAIL ADDRESS:
STREET 1: ONE PENN PLAZA
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PATEL SAMIR CHANDRAKANT
CENTRAL INDEX KEY: 0001277966
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36080
FILM NUMBER: 161616895
MAIL ADDRESS:
STREET 1: ONE PENN PLAZA, 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10119
4
1
a4.xml
4
X0306
4
2016-04-29
0
0001410939
Ophthotech Corp.
OPHT
0001277966
PATEL SAMIR CHANDRAKANT
C/O OPHTHOTECH CORPORATION
ONE PENN PLAZA, 19TH FLOOR
NEW YORK
NY
10119
1
1
0
0
President
Common Stock
2016-04-29
4
M
0
1413
1.652
A
231008
D
Common Stock
2016-04-29
4
M
0
1184
13.216
A
232192
D
Common Stock
2016-04-29
4
S
0
18435
46.71
D
213757
D
Common Stock
2016-04-29
4
S
0
1565
47.78
D
212192
D
Stock Option (Right To Buy)
1.652
2016-04-29
4
M
0
1413
0.00
D
2022-04-08
Common Stock
1413
0
D
Stock Option (Right To Buy)
13.216
2016-04-29
4
M
0
1184
0.00
D
2023-05-28
Common Stock
1184
15399
D
The exercises and sales reported on this form were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2015.
These shares were disposed of in multiple transactions on April 29, 2016 at actual sales prices ranging from $46.16 to $47.15 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the staff of the Securities Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
These shares were disposed of in multiple transactions on April 29, 2016 at actual sales prices ranging from $47.24 to $48.05 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the staff of the Securities Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
This option was granted on April 9, 2012 and is currently exercisable for all shares underlying the option.
This option was granted on May 29, 2013 and vests over four years, with 2.0833% of the original number of shares underlying the option vesting monthly from the date of grant.
/s/ Justin Vogel, as Attorney-in-Fact for Samir Patel
2016-05-03