FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 01/14/2004 |
3. Issuer Name and Ticker or Trading Symbol
HOME DEPOT INC [ HD ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
$.05 Common Stock | 132,504 | D | |
$.05 Common Stock Share Equivalents | 14,732.7866(1) | I | By 401(K) Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Options | (2) | 11/11/2006 | Common Stock | 21,750 | $11.8611 | D | |
Employee Stock Options | (2) | 02/20/2007 | Common Stock | 11,250 | $11.3333 | D | |
Employee Stock Options | (2) | 02/26/2008 | Common Stock | 12,424 | $21.2917 | D | |
Employee Stock Options | (3) | 02/11/2009 | Common Stock | 9,478 | $37.9167 | D | |
Employee Stock Options | (4) | 02/24/2010 | Common Stock | 7,886 | $53 | D | |
Employee Stock Options | (5) | 05/30/2010 | Common Stock | 10,000 | $49 | D | |
Employee Stock Options | (6) | 02/21/2011 | Common Stock | 30,000 | $40 | D | |
Employee Stock Options | (7) | 09/17/2011 | Common Stock | 25,000 | $36.69 | D | |
Employee Stock Options | (8) | 04/28/2012 | Common Stock | 70,000 | $46.96 | D | |
Employee Stock Options | (8) | 03/18/2013 | Common Stock | 38,500 | $24.55 | D | |
Employee Stock Options | (8) | 11/19/2013 | Common Stock | 25,000 | $35.31 | D | |
Restoration Plan Stock Units | (9) | (9) | Common Stock | 871.8728 | $0 | D |
Explanation of Responses: |
1. Share equivalents held under The Home Depot FutureBuilder Plan as of January 14, 2004. |
2. The stock options were issued under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan and are currently exercisable in their entirety. |
3. The stock options were issued under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan. 7,603 options are currently exerciseable and 1,875 options become exercisable on 02/12/2004. |
4. The stock options were issued under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan. 4,414 options are currently exerciseable, 1,972 become exercisable on 02/25/2004 and 1,500 options become exercisable on 02/25/2005. |
5. The stock options were issued under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan. 5,000 options are currently exerciseable and 2,500 options become exercisable on each of 05/31/2004 and 05/31/2005. |
6. The stock options were issued under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan. 7,500 options are currently exerciseable and 7,500 options become exercisable on each of 02/22/2004, 02/22/2005 and 02/22/2006. |
7. The stock options were issued under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan. 6,250 options are currently exerciseable and 6,250 options become exercisable on each of 09/18/2004, 09/18/2005 and 09/18/2006. |
8. The stock options were issued under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan and are exercisable in 25% increments on the 2nd, 3rd, 4th and 5th anniversaries of the grant date. |
9. The restoration plan stock units were acquired under The Home Depot FutureBuilder Restoration Plan and convert to shares of common stock on a one-for-one basis upon a distribution event under the terms of the Plan. |
Remarks: |
/s/Laura Lynn Smith, Attorney-in-Fact | 01/26/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |