0001277279-16-000015.txt : 20160801
0001277279-16-000015.hdr.sgml : 20160801
20160801163931
ACCESSION NUMBER: 0001277279-16-000015
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160801
DATE AS OF CHANGE: 20160801
EFFECTIVENESS DATE: 20160801
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: THOMPSON INVESTMENT MANAGEMENT, INC.
CENTRAL INDEX KEY: 0001277279
IRS NUMBER: 200396617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10877
FILM NUMBER: 161797768
BUSINESS ADDRESS:
STREET 1: 918 DEMING WAY
STREET 2: 3RD FLOOR
CITY: MADISON
STATE: WI
ZIP: 53717
BUSINESS PHONE: 6088275700
MAIL ADDRESS:
STREET 1: 918 DEMING WAY
STREET 2: 3RD FLOOR
CITY: MADISON
STATE: WI
ZIP: 53717
FORMER COMPANY:
FORMER CONFORMED NAME: THOMPSON INVESTMENT MANAGEMENT LLC
DATE OF NAME CHANGE: 20040122
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001277279
XXXXXXXX
06-30-2016
06-30-2016
THOMPSON INVESTMENT MANAGEMENT, INC.
918 DEMING WAY
3RD FLOOR
MADISON
WI
53717
13F HOLDINGS REPORT
028-10877
N
Penny Hubbard
Vice President
608-827-5700
Penny Hubbard
Madison
WI
08-01-2016
0
254
488918
false
INFORMATION TABLE
2
inftable.xml
ABB LTD SPONSORED ADR
ADR
000375204
5369
270751
SH
SOLE
0
255683
15067
ABB LTD SPONSORED ADR
ADR
000375204
16
825
SH
DFND
0
825
0
AON PLC SHS CL A
ADR
G0408V102
262
2399
SH
SOLE
0
2000
399
BANK OF MONTREAL
ADR
063671101
443
6991
SH
SOLE
0
6991
0
BANK OF MONTREAL
ADR
063671101
28
442
SH
DFND
0
0
442
CAMECO CORP COM
ADR
13321L108
162
14775
SH
SOLE
0
14775
0
INGERSOLL-RAND PLC SHS
ADR
G47791101
1183
18575
SH
SOLE
0
18575
0
JAZZ PHARMACEUTICALS PLC SHS U
ADR
G50871105
495
3500
SH
SOLE
0
3500
0
LUNDIN MINING CORP COM
ADR
550372106
148
43600
SH
SOLE
0
43600
0
MEDTRONIC PLC SHS
ADR
G5960L103
258
2969
SH
SOLE
0
2719
250
MEDTRONIC PLC SHS
ADR
G5960L103
9
100
SH
DFND
0
100
0
MICHAEL KORS HLDGS LTD SHS
ADR
G60754101
377
7625
SH
SOLE
0
7625
0
NXP SEMICONDUCTORS N V COM
ADR
N6596X109
4851
61926
SH
SOLE
0
59481
2445
NXP SEMICONDUCTORS N V COM
ADR
N6596X109
8
100
SH
DFND
0
100
0
SCHLUMBERGER
ADR
806857108
5450
68915
SH
SOLE
0
65111
3804
SCHLUMBERGER
ADR
806857108
14
175
SH
DFND
0
175
0
SHIRE PLC SPONSORED ADR
ADR
82481R106
1530
8312
SH
SOLE
0
7882
430
SHIRE PLC SPONSORED ADR
ADR
82481R106
4
22
SH
DFND
0
22
0
3M CO COM
COM
88579Y101
4600
26267
SH
SOLE
0
25425
842
3M CO COM
COM
88579Y101
9
50
SH
DFND
0
50
0
ABBVIE INC. COM
COM
00287Y109
4523
73057
SH
SOLE
0
68802
4255
ADOBE SYS INC
COM
00724F101
349
3640
SH
SOLE
0
3640
0
AFLAC INC
COM
001055102
3719
51532
SH
SOLE
0
49577
1955
AFLAC INC
COM
001055102
7
100
SH
DFND
0
100
0
ALLIANCE DATA SYS CORP COM
COM
018581108
4722
24102
SH
SOLE
0
23375
727
ALLIANCE DATA SYS CORP COM
COM
018581108
6
30
SH
DFND
0
30
0
ALLISON TRANSMISSION H COM
COM
01973R101
2799
99165
SH
SOLE
0
95118
4047
ALLISON TRANSMISSION H COM
COM
01973R101
7
250
SH
DFND
0
250
0
ALPHABET INC CAP STK CL A
COM
02079K305
9681
13761
SH
SOLE
0
13162
599
ALPHABET INC CAP STK CL A
COM
02079K305
18
25
SH
DFND
0
25
0
ALPHABET INC CAP STK CL C
COM
02079K107
312
451
SH
SOLE
0
387
64
AMERICAN EXPRESS CO
COM
025816109
809
13318
SH
SOLE
0
13018
300
AMGEN INC
COM
031162100
4205
27637
SH
SOLE
0
26480
1157
AMGEN INC
COM
031162100
8
50
SH
DFND
0
50
0
APACHE CORP
COM
037411105
4123
74062
SH
SOLE
0
70882
3180
APACHE CORP
COM
037411105
5
90
SH
DFND
0
90
0
APPLE INC COM
COM
037833100
586
6128
SH
SOLE
0
5911
217
ASSOCIATED BANCORP
COM
045487105
4494
262060
SH
SOLE
0
251170
10890
ASSOCIATED BANCORP
COM
045487105
6
350
SH
DFND
0
350
0
AT&T INC COM
COM
00206R102
849
19643
SH
SOLE
0
18443
1200
BANK OF AMERICA
COM
060505104
8350
629275
SH
SOLE
0
591281
37995
BANK OF AMERICA
COM
060505104
19
1450
SH
DFND
0
1450
0
BED BATH & BEYOND INC COM
COM
075896100
3797
87862
SH
SOLE
0
85055
2807
BED BATH & BEYOND INC COM
COM
075896100
8
175
SH
DFND
0
175
0
BOEING CO
COM
097023105
4169
32102
SH
SOLE
0
31902
200
BRUNSWICK CORP COM
COM
117043109
4159
91761
SH
SOLE
0
88391
3370
BRUNSWICK CORP COM
COM
117043109
6
140
SH
DFND
0
140
0
CAVIUM INC COM
COM
14964U108
361
9350
SH
SOLE
0
9350
0
CBS CORP NEW CL B
COM
124857202
5266
96735
SH
SOLE
0
91275
5460
CBS CORP NEW CL B
COM
124857202
7
125
SH
DFND
0
125
0
CELGENE CORP COM
COM
151020104
5144
52158
SH
SOLE
0
50151
2007
CELGENE CORP COM
COM
151020104
5
55
SH
DFND
0
55
0
CHEVRON CORP NEW COM
COM
166764100
7659
73059
SH
SOLE
0
69329
3730
CHEVRON CORP NEW COM
COM
166764100
11
105
SH
DFND
0
105
0
CHICOS FAS INC COM
COM
168615102
164
15325
SH
SOLE
0
15325
0
CINCINNATI FINANCIAL CORP
COM
172062101
504
6731
SH
SOLE
0
6731
0
CISCO SYSTEMS INC
COM
17275R102
8455
294701
SH
SOLE
0
280524
14177
CISCO SYSTEMS INC
COM
17275R102
19
665
SH
DFND
0
665
0
CIT GROUP INC COM NEW
COM
125581801
5590
175172
SH
SOLE
0
167115
8057
CIT GROUP INC COM NEW
COM
125581801
7
225
SH
DFND
0
225
0
CITIGROUP INC COM NEW
COM
172967424
7175
169258
SH
SOLE
0
158524
10734
CITIGROUP INC COM NEW
COM
172967424
11
250
SH
DFND
0
250
0
COACH INC COM
COM
189754104
479
11769
SH
SOLE
0
11769
0
COCA COLA CO
COM
191216100
2423
53442
SH
SOLE
0
51194
2248
COGNEX CORP COM
COM
192422103
302
7000
SH
SOLE
0
7000
0
COLGATE PALMOLIVE CO
COM
194162103
672
9175
SH
SOLE
0
7975
1200
CORNING INC
COM
219350105
4210
205564
SH
SOLE
0
196097
9467
CORNING INC
COM
219350105
6
300
SH
DFND
0
300
0
CPI CARD GROUP INC COM
COM
12634H101
452
90188
SH
SOLE
0
90188
0
CVS HEALTH CORP COM
COM
126650100
4291
44819
SH
SOLE
0
43072
1747
CVS HEALTH CORP COM
COM
126650100
6
65
SH
DFND
0
65
0
D R HORTON INC COM
COM
23331A109
1163
36950
SH
SOLE
0
36950
0
DELTA AIR LINES INC DEL COM NE
COM
247361702
473
12975
SH
SOLE
0
12975
0
DEVON ENERGY CORP NEW
COM
25179M103
5410
149230
SH
SOLE
0
145375
3855
DEVON ENERGY CORP NEW
COM
25179M103
4
100
SH
DFND
0
100
0
DISCOVER FINL SVCS COM
COM
254709108
3469
64737
SH
SOLE
0
62287
2450
DISCOVER FINL SVCS COM
COM
254709108
13
250
SH
DFND
0
250
0
DISNEY WALT PRODTNS
COM
254687106
4985
50964
SH
SOLE
0
48864
2100
DISNEY WALT PRODTNS
COM
254687106
8
85
SH
DFND
0
85
0
DU PONT E I DE NEMOURS CO
COM
263534109
274
4223
SH
SOLE
0
3523
700
EATON VANCE CORP COM NON VTG
COM
278265103
461
13039
SH
SOLE
0
13039
0
EBAY INC COM
COM
278642103
1807
77186
SH
SOLE
0
71969
5217
EBAY INC COM
COM
278642103
4
185
SH
DFND
0
185
0
ECOLAB INC COM
COM
278865100
384
3236
SH
SOLE
0
3236
0
EMC CORP/MASS
COM
268648102
3876
142651
SH
SOLE
0
135657
6994
EMC CORP/MASS
COM
268648102
5
200
SH
DFND
0
200
0
ENVISION HEALTHCARE HLDGS INC
COM
29413U103
482
19000
SH
SOLE
0
19000
0
EOG RES INC COM
COM
26875P101
4884
58548
SH
SOLE
0
55463
3085
EOG RES INC COM
COM
26875P101
8
100
SH
DFND
0
100
0
EXACT SCIENCES CORP COM
COM
30063P105
9622
785504
SH
SOLE
0
753597
31907
EXACT SCIENCES CORP COM
COM
30063P105
3
235
SH
DFND
0
235
0
EXPEDITORS INTL WASH COM
COM
302130109
564
11500
SH
SOLE
0
11500
0
EXPRESS SCRIPTS HLDG COM
COM
30219G108
8101
106879
SH
SOLE
0
101240
5639
EXPRESS SCRIPTS HLDG COM
COM
30219G108
21
275
SH
DFND
0
275
0
EXXON MOBIL CORP COM
COM
30231G102
25743
274624
SH
SOLE
0
256006
18617
EXXON MOBIL CORP COM
COM
30231G102
26
275
SH
DFND
0
275
0
FARMERS & MERCHANTS BK COM
COM
308243104
688
111
SH
SOLE
0
0
111
FEDEX CORP COM
COM
31428X106
4211
27747
SH
SOLE
0
26320
1427
FEDEX CORP COM
COM
31428X106
6
40
SH
DFND
0
40
0
FIDELITY NATL INFO SVC COM
COM
31620M106
338
4581
SH
SOLE
0
4395
186
FIDELITY NATL INFO SVC COM
COM
31620M106
107
1456
SH
DFND
0
0
1456
FIRST HORIZON NATL CP COM
COM
320517105
1994
144720
SH
SOLE
0
144720
0
FISERV INC
COM
337738108
714
6565
SH
SOLE
0
6565
0
FLAGSTAR BANCORP INC COM PAR .
COM
337930705
414
16950
SH
SOLE
0
16950
0
FLUIDIGM CORP DEL COM
COM
34385P108
146
16200
SH
SOLE
0
16200
0
FMC TECHNOLOGIES INC COM
COM
30249U101
357
13375
SH
SOLE
0
13375
0
FREEPORT-MCMORAN INC
COM
35671D857
5260
472179
SH
SOLE
0
451396
20782
FREEPORT-MCMORAN INC
COM
35671D857
11
950
SH
DFND
0
950
0
GENERAL ELEC CO
COM
369604103
15444
490604
SH
SOLE
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GENERAL ELEC CO
COM
369604103
27
850
SH
DFND
0
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0
GRAINGER W W INC
COM
384802104
479
2107
SH
SOLE
0
1657
450
HAIN CELESTIAL GRP INC COM
COM
405217100
291
5850
SH
SOLE
0
5850
0
HANESBRANDS INC COM
COM
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SH
SOLE
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HANGER INC COM NEW
COM
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HANGER INC COM NEW
COM
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SH
DFND
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HARLEY DAVIDSON INC COM
COM
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SH
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HARLEY DAVIDSON INC COM
COM
412822108
5
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SH
DFND
0
100
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HD SUPPLY HLDGS INC COM
COM
40416M105
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SH
SOLE
0
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HELMERICH & PAYNE INC
COM
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SH
SOLE
0
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700
HEWLETT PACKARD ENTERPRISE CO
COM
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SH
SOLE
0
33600
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HOLOGIC INC
COM
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2938
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SH
SOLE
0
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HOLOGIC INC
COM
436440101
16
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SH
DFND
0
450
0
HP INC COM
COM
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510
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SH
SOLE
0
40620
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ILLINOIS TOOL WORKS INC
COM
452308109
4230
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SH
SOLE
0
38396
2217
ILLINOIS TOOL WORKS INC
COM
452308109
7
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SH
DFND
0
70
0
INTEL CORP
COM
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SH
SOLE
0
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INTEL CORP
COM
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SH
DFND
0
190
0
INTERNATIONAL FLAV&FRA COM
COM
459506101
373
2960
SH
SOLE
0
2960
0
INVENSENSE INC COM
COM
46123D205
144
23475
SH
SOLE
0
23475
0
INVENTURE FOODS INC COM
COM
461212102
457
58475
SH
SOLE
0
58475
0
JOHNSON & JOHNSON
COM
478160104
9085
74896
SH
SOLE
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JOHNSON & JOHNSON
COM
478160104
24
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SH
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0
200
0
JOHNSON CONTROLS
COM
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SH
SOLE
0
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JOHNSON CONTROLS
COM
478366107
6
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SH
DFND
0
125
0
JPMORGAN CHASE & CO COM
COM
46625H100
8871
142754
SH
SOLE
0
135028
7726
JPMORGAN CHASE & CO COM
COM
46625H100
26
425
SH
DFND
0
425
0
KIMBERLY CLARK CORP
COM
494368103
1121
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SH
SOLE
0
7403
750
KOHLS CORP
COM
500255104
3831
101018
SH
SOLE
0
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3920
KOHLS CORP
COM
500255104
8
210
SH
DFND
0
210
0
LINEAR TECHNOLOGY CORP
COM
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SH
SOLE
0
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LINEAR TECHNOLOGY CORP
COM
535678106
12
250
SH
DFND
0
250
0
LIQUIDITY SERVICES INC COM
COM
53635B107
581
74145
SH
SOLE
0
74145
0
LKQ CORP COM
COM
501889208
4995
157571
SH
SOLE
0
151336
6235
LKQ CORP COM
COM
501889208
11
340
SH
DFND
0
340
0
LUMBER LIQUIDATORS HLDGS INC C
COM
55003T107
3859
250235
SH
SOLE
0
237465
12770
LUMBER LIQUIDATORS HLDGS INC C
COM
55003T107
9
575
SH
DFND
0
575
0
LUMENTUM HLDGS INC COM
COM
55024U109
3159
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SH
SOLE
0
125406
5132
LUMENTUM HLDGS INC COM
COM
55024U109
8
335
SH
DFND
0
335
0
MANNKIND CORP COM
COM
56400P201
10
8535
SH
SOLE
0
0
8535
MANNKIND CORP COM
COM
56400P201
5
4500
SH
DFND
0
0
4500
MASCO CORP COM
COM
574599106
5575
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SH
SOLE
0
174027
6147
MASCO CORP COM
COM
574599106
8
250
SH
DFND
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250
0
MAXIM INTEGRATED PRODUCTS
COM
57772K101
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SH
SOLE
0
122403
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MAXIM INTEGRATED PRODUCTS
COM
57772K101
6
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SH
DFND
0
175
0
MAXWELL TECHNOLOGIES COM
COM
577767106
818
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SH
SOLE
0
152944
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MCKESSON CORP
COM
58155q103
6450
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SH
SOLE
0
33141
1417
MCKESSON CORP
COM
58155q103
11
60
SH
DFND
0
60
0
MDU RESOURCES GROUP INC
COM
552690109
458
19100
SH
SOLE
0
18100
1000
MERCK & CO INC NEW COM
COM
58933Y105
1180
20474
SH
SOLE
0
19674
800
MGE ENERGY INC COM
COM
55277P104
457
8081
SH
SOLE
0
5081
3000
MICROSOFT CORP
COM
594918104
12177
237973
SH
SOLE
0
221620
16353
MICROSOFT CORP
COM
594918104
33
650
SH
DFND
0
650
0
MIMEDX GROUP INC COM
COM
602496101
3341
418665
SH
SOLE
0
395110
23555
MUELLER WTR PRODS INC COM SER
COM
624758108
397
34800
SH
SOLE
0
34800
0
NEWELL BRANDS INC.
COM
651229106
2880
59290
SH
SOLE
0
56173
3117
NEWELL BRANDS INC.
COM
651229106
7
142
SH
DFND
0
142
0
NIMBLE STORAGE INC COM
COM
65440R101
200
25100
SH
SOLE
0
25100
0
NOBLE ENRGY INC COM
COM
655044105
3713
103526
SH
SOLE
0
99619
3907
NOBLE ENRGY INC COM
COM
655044105
4
100
SH
DFND
0
100
0
NORDSTROM INC
COM
655664100
378
9925
SH
SOLE
0
9925
0
NORTHERN TRUST CORP
COM
665859104
4937
74504
SH
SOLE
0
71164
3340
NORTHERN TRUST CORP
COM
665859104
7
100
SH
DFND
0
100
0
ORACLE CORP
COM
68389X105
5164
126160
SH
SOLE
0
119495
6665
ORACLE CORP
COM
68389X105
7
175
SH
DFND
0
175
0
PATTERSON COMPANIES COM
COM
703395103
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15305
SH
SOLE
0
14305
1000
PAYPAL HLDGS INC COM
COM
70450Y103
3025
82851
SH
SOLE
0
78999
3852
PAYPAL HLDGS INC COM
COM
70450Y103
7
185
SH
DFND
0
185
0
PEPSICO INC
COM
713448108
3894
36752
SH
SOLE
0
34088
2664
PEPSICO INC
COM
713448108
8
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SH
DFND
0
75
0
PFIZER INC
COM
717081103
320
9093
SH
SOLE
0
7767
1326
PHILIP MORRIS INTL INC COM
COM
718172109
265
2610
SH
SOLE
0
2410
200
PIONEER NAT RES CO COM
COM
723787107
246
1625
SH
SOLE
0
1625
0
PLUG POWER INC COM NEW
COM
72919P202
191
102500
SH
SOLE
0
102500
0
PNC FINL SVCS GROUP COM
COM
693475105
3303
40582
SH
SOLE
0
39139
1442
PNC FINL SVCS GROUP COM
COM
693475105
6
75
SH
DFND
0
75
0
PROCTER & GAMBLE COMPANY
COM
742718109
7573
89440
SH
SOLE
0
86805
2635
PROCTER & GAMBLE COMPANY
COM
742718109
12
142
SH
DFND
0
142
0
PULTE GROUP INC COM
COM
745867101
412
21125
SH
SOLE
0
21125
0
PURE STORAGE INC CL A
COM
74624M102
156
14350
SH
SOLE
0
14350
0
QUALCOMM INC
COM
747525103
7065
131880
SH
SOLE
0
124718
7162
QUALCOMM INC
COM
747525103
12
225
SH
DFND
0
225
0
REGAL BELOIT CORP COM
COM
758750103
2931
53247
SH
SOLE
0
49897
3350
REGAL BELOIT CORP COM
COM
758750103
6
110
SH
DFND
0
110
0
REGIONS FINANCIAL CORP COM
COM
7591EP100
192
22533
SH
SOLE
0
22533
0
RESMED INC COM
COM
761152107
3558
56273
SH
SOLE
0
53541
2732
RESMED INC COM
COM
761152107
16
250
SH
DFND
0
250
0
ROCKWELL INTL CORP
COM
773903109
4617
40210
SH
SOLE
0
39143
1067
ROCKWELL INTL CORP
COM
773903109
6
50
SH
DFND
0
50
0
SCANA CORP
COM
80589M102
300
3968
SH
SOLE
0
3968
0
SCHEIN HENRY INC CO
COM
806407102
1450
8200
SH
SOLE
0
7400
800
SEALED AIR CORP
COM
81211K100
2273
49448
SH
SOLE
0
46416
3032
SEALED AIR CORP
COM
81211K100
5
110
SH
DFND
0
110
0
SILICON GRAPHICS INTL CORP COM
COM
82706L108
215
42825
SH
SOLE
0
42825
0
SKECHERS U S A INC CL A
COM
830566105
572
19242
SH
SOLE
0
19242
0
SMITH A O COM
COM
831865209
220
2500
SH
SOLE
0
2500
0
SMUCKER J M CO COM NEW
COM
832696405
303
1990
SH
SOLE
0
1990
0
SOUTHERN CO COM
COM
842587107
225
4191
SH
SOLE
0
4191
0
SOUTHWESTERN ENERGY CO COM
COM
845467109
266
21150
SH
SOLE
0
21150
0
SPX CORP COM
COM
784635104
240
16150
SH
SOLE
0
16150
0
SPX FLOW INC COM
COM
78469X107
416
15950
SH
SOLE
0
15950
0
STATE STREET CORP
COM
857477103
5503
102059
SH
SOLE
0
98147
3912
STATE STREET CORP
COM
857477103
12
225
SH
DFND
0
225
0
STILLWATER MNG CO COM
COM
86074Q102
180
15200
SH
SOLE
0
15200
0
SUNTRUST BANKS INC
COM
867914103
1097
26706
SH
SOLE
0
26706
0
T ROWE PRICE GROUP INC
COM
74144t108
323
4425
SH
SOLE
0
4325
100
TARGET CORP
COM
87612e106
5656
81006
SH
SOLE
0
76606
4400
TARGET CORP
COM
87612e106
8
115
SH
DFND
0
115
0
TIME WARNER INC COM NEW
COM
887317303
3900
53032
SH
SOLE
0
51126
1906
TIME WARNER INC COM NEW
COM
887317303
10
140
SH
DFND
0
140
0
TOPBUILD CORP COM
COM
89055F103
4482
123810
SH
SOLE
0
118019
5791
TOPBUILD CORP COM
COM
89055F103
7
200
SH
DFND
0
200
0
U S BANCORP
COM
902973304
586
14541
SH
SOLE
0
12041
2500
U S G CORP COM NEW
COM
903293405
327
12125
SH
SOLE
0
12125
0
UNITEDHEALTH GROUP INC
COM
91324P102
239
1690
SH
SOLE
0
1360
330
UNUM GROUP
COM
91529Y106
402
12655
SH
SOLE
0
12655
0
URBAN OUTFITTERS INC COM
COM
917047102
3169
115248
SH
SOLE
0
108703
6545
URBAN OUTFITTERS INC COM
COM
917047102
5
200
SH
DFND
0
200
0
VERIZON COMMUNICATIONS
COM
92343V104
1508
27012
SH
SOLE
0
25456
1555
VERIZON COMMUNICATIONS
COM
92343V104
4
70
SH
DFND
0
70
0
VIACOM INC NEW CL B
COM
92553P201
6218
149935
SH
SOLE
0
143742
6192
VIACOM INC NEW CL B
COM
92553P201
9
205
SH
DFND
0
205
0
VIAVI SOLUTIONS INC COM
COM
925550105
4350
656124
SH
SOLE
0
629637
26487
VIAVI SOLUTIONS INC COM
COM
925550105
11
1675
SH
DFND
0
1675
0
VISA INC COM CL A
COM
92826C839
3275
44151
SH
SOLE
0
42084
2067
VISA INC COM CL A
COM
92826C839
9
120
SH
DFND
0
120
0
WAL MART STORES INC
COM
931142103
3631
49731
SH
SOLE
0
47221
2510
WAL MART STORES INC
COM
931142103
5
75
SH
DFND
0
75
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
10319
123917
SH
SOLE
0
117440
6477
WALGREENS BOOTS ALLIANCE INC
COM
931427108
23
275
SH
DFND
0
275
0
WELLS FARGO NEW
COM
949746101
414
8737
SH
SOLE
0
7937
800
XILINX INC
COM
983919101
217
4700
SH
SOLE
0
3700
1000
ZIMMER BIOMET HLDGS INC
COM
98956P102
3805
31610
SH
SOLE
0
30090
1520
ZIMMER BIOMET HLDGS INC
COM
98956P102
9
75
SH
DFND
0
75
0
ZIONS BANCORPORATION COM
COM
989701107
3465
137897
SH
SOLE
0
131760
6137
ZIONS BANCORPORATION COM
COM
989701107
6
225
SH
DFND
0
225
0
ENTERPRISE PRODS PARTN COM
COM
293792107
381
13017
SH
SOLE
0
12012
1005
ANNALY MTG MGMT INC COM
COM
035710409
501
45290
SH
SOLE
0
45290
0
DIAMONDROCK HOSPITALIT COM
COM
252784301
787
87170
SH
SOLE
0
87170
0
HOST HOTELS&RESORTS COM
COM
44107P104
347
21435
SH
SOLE
0
20435
1000
LASALLE HOTEL PPTYS COM SH BEN
COM
517942108
281
11920
SH
SOLE
0
11920
0
HOSPITALITY PPTYS TR
CONV
44106mak8
7346
7309000
PRN
SOLE
0
7309000
0
PROSPECT CAPITAL CORPORATION
CONV
74348tad4
1342
1340000
PRN
SOLE
0
1300000
40000
SCHWAB STRATEGIC TR EMRG MKTEQ
COM
808524706
987
46346
SH
SOLE
0
42106
4240
SCHWAB STRATEGIC TR INTL EQTY
COM
808524805
1052
38799
SH
SOLE
0
35299
3500