0001085146-15-000357.txt : 20150211 0001085146-15-000357.hdr.sgml : 20150211 20150210195816 ACCESSION NUMBER: 0001085146-15-000357 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150211 DATE AS OF CHANGE: 20150210 EFFECTIVENESS DATE: 20150211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAPLE SECURITIES USA INC CENTRAL INDEX KEY: 0001277275 IRS NUMBER: 133719140 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10660 FILM NUMBER: 15595767 BUSINESS ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: SUITE 1400 CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 2013695000 MAIL ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: SUITE 1400 CITY: JERSEY CITY STATE: NJ ZIP: 07310 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001277275 XXXXXXXX 12-31-2014 12-31-2014 false MAPLE SECURITIES USA INC

525 WASHINGTON BLVD SUITE 1400 JERSEY CITY NJ 07310

13F HOLDINGS REPORT 028-10660 N John Malosky 201-369-3020 /s/ John Malosky Jersey City NJ 02-09-2015 0 149 1267738 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 14283 86923 SH SOLE 86923 0 0 ABBVIE INC COM 00287Y109 324 4944 SH SOLE 4944 0 0 ACE LTD SHS H0023R105 263 2292 SH SOLE 2292 0 0 ADOBE SYS INC COM 00724F101 5068 69706 SH SOLE 69706 0 0 AEGON N V NY REGISTRY SH 007924103 117 15536 SH SOLE 15536 0 0 AETNA INC NEW COM 00817Y108 8291 93334 SH SOLE 93334 0 0 AIR PRODS & CHEMS INC COM 009158106 825 5723 SH SOLE 5723 0 0 AMERICAN ELEC PWR INC COM 025537101 950 15644 SH SOLE 15644 0 0 AMERICAN EXPRESS CO COM 025816109 8153 87624 SH SOLE 87624 0 0 AMERICAN RLTY CAP PPTYS INC COM 02917T104 151 16663 SH SOLE 16663 0 0 AMERIPRISE FINL INC COM 03076C106 2959 22378 SH SOLE 22378 0 0 APPLE INC COM 037833100 28523 258411 SH SOLE 258411 0 0 AT&T INC COM 00206R102 2976 88609 SH SOLE 88609 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 471 5651 SH SOLE 5651 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 55 10937 SH SOLE 10937 0 0 BANCO SANTANDER SA ADR 05964H105 90 10801 SH SOLE 10801 0 0 BANK NEW YORK MELLON CORP COM 064058100 259 6372 SH SOLE 6372 0 0 BIOGEN IDEC INC COM 09062X103 1018 3000 SH SOLE 3000 0 0 BOEING CO COM 097023105 15366 118219 SH SOLE 118219 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 369 3419 SH SOLE 3419 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1101 14705 SH SOLE 14705 0 0 CA INC COM 12673P105 391 12848 SH SOLE 12848 0 0 CAPITAL ONE FINL CORP COM 14040H105 217 2625 SH SOLE 2625 0 0 CATERPILLAR INC DEL COM 149123101 7991 87301 SH SOLE 87301 0 0 CBRE GROUP INC CL A 12504L109 1186 34639 SH SOLE 34639 0 0 CELGENE CORP COM 151020104 1271 11362 SH SOLE 11362 0 0 CF INDS HLDGS INC COM 125269100 409 1499 SH SOLE 1499 0 0 CHENIERE ENERGY INC COM NEW 16411R208 398 5656 SH SOLE 5656 0 0 CHEVRON CORP NEW COM 166764100 9800 87361 SH SOLE 87361 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 205 300 SH SOLE 300 0 0 CISCO SYS INC COM 17275R102 2519 90558 SH SOLE 90558 0 0 COACH INC COM 189754104 230 6131 SH SOLE 6131 0 0 COCA COLA CO COM 191216100 3722 88146 SH SOLE 88146 0 0 COLGATE PALMOLIVE CO COM 194162103 334 4827 SH SOLE 4827 0 0 COMCAST CORP NEW CL A 20030N101 391 6746 SH SOLE 6746 0 0 CONOCOPHILLIPS COM 20825C104 1939 28073 SH SOLE 28073 0 0 COSTCO WHSL CORP NEW COM 22160K105 394 2777 SH SOLE 2777 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 394 15711 SH SOLE 15711 0 0 CREDIT SUISSE NASSAU BRH ETN LKD 32 22542D571 408 102429 SH SOLE 102429 0 0 CSX CORP COM 126408103 2024 55860 SH SOLE 55860 0 0 D R HORTON INC COM 23331A109 232 9166 SH SOLE 9166 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 347 3044 SH SOLE 3044 0 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 233 2656 SH SOLE 2656 0 0 DISCOVER FINL SVCS COM 254709108 272 4152 SH SOLE 4152 0 0 DISNEY WALT CO COM DISNEY 254687106 8248 87571 SH SOLE 87571 0 0 DOVER CORP COM 260003108 480 6688 SH SOLE 6688 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 6436 87044 SH SOLE 87044 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 727 8703 SH SOLE 8703 0 0 EOG RES INC COM 26875P101 202 2199 SH SOLE 2199 0 0 EQT CORP COM 26884L109 210 2770 SH SOLE 2770 0 0 EXELON CORP COM 30161N101 723 19508 SH SOLE 19508 0 0 EXXON MOBIL CORP COM 30231G102 8157 88229 SH SOLE 88229 0 0 FACEBOOK INC CL A 30303M102 457 5852 SH SOLE 5852 0 0 FIREEYE INC COM 31816Q101 398 12595 SH SOLE 12595 0 0 FIRST SOLAR INC COM 336433107 284 6366 SH SOLE 6366 0 0 FOOT LOCKER INC COM 344849104 398 7092 SH SOLE 7092 0 0 GENERAL ELECTRIC CO COM 369604103 2327 92078 SH SOLE 92078 0 0 GOLAR LNG LTD BERMUDA SHS G9456A100 396 10857 SH SOLE 10857 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 16835 86854 SH SOLE 86854 0 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 674 19789 SH SOLE 19789 0 0 HOME DEPOT INC COM 437076102 9152 87191 SH SOLE 87191 0 0 HUMANA INC COM 444859102 4357 30336 SH SOLE 30336 0 0 INFOSYS LTD SPONSORED ADR 456788108 201 6392 SH SOLE 6392 0 0 INTEL CORP COM 458140100 3355 92462 SH SOLE 92462 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 14093 87840 SH SOLE 87840 0 0 INTUIT COM 461202103 222 2411 SH SOLE 2411 0 0 INVESCO LTD SHS G491BT108 676 17098 SH SOLE 17098 0 0 INVESTORS BANCORP INC NEW COM 46146L101 127 11339 SH SOLE 11339 0 0 ISHARES MSCI ACWI ETF 464288257 638 10900 SH SOLE 10900 0 0 ISHARES INTERM CR BD ETF 464288638 743 6800 SH SOLE 6800 0 0 ISHARES 1-3 YR CR BD ETF 464288646 1338 12720 SH SOLE 12720 0 0 JOHNSON & JOHNSON COM 478160104 9203 88008 SH SOLE 88008 0 0 JPMORGAN CHASE & CO COM 46625H100 5512 88084 SH SOLE 88084 0 0 L BRANDS INC COM 501797104 2341 27047 SH SOLE 27047 0 0 LAUDER ESTEE COS INC CL A 518439104 3239 42502 SH SOLE 42502 0 0 LINKEDIN CORP COM CL A 53578A108 219 954 SH SOLE 954 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 218 46999 SH SOLE 46999 0 0 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 1742 31900 SH SOLE 31900 0 0 MARSH & MCLENNAN COS INC COM 571748102 381 6658 SH SOLE 6658 0 0 MATTEL INC COM 577081102 451 14574 SH SOLE 14574 0 0 MCDONALDS CORP COM 580135101 8232 87850 SH SOLE 87850 0 0 MERCK & CO INC NEW COM 58933Y105 5014 88292 SH SOLE 88292 0 0 METLIFE INC COM 59156R108 293 5425 SH SOLE 5425 0 0 MICRON TECHNOLOGY INC COM 595112103 227 6481 SH SOLE 6481 0 0 MICROSOFT CORP COM 594918104 4405 94842 SH SOLE 94842 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 57 10278 SH SOLE 10278 0 0 MONDELEZ INTL INC CL A 609207105 460 12660 SH SOLE 12660 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 576 8146 SH SOLE 8146 0 0 NETFLIX INC COM 64110L106 341 999 SH SOLE 999 0 0 NEWELL RUBBERMAID INC COM 651229106 1115 29275 SH SOLE 29275 0 0 NIKE INC CL B 654106103 16397 170533 SH SOLE 170533 0 0 NOBLE ENERGY INC COM 655044105 304 6413 SH SOLE 6413 0 0 NORTHERN TR CORP COM 665859104 1089 16156 SH SOLE 16156 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 990 65218 SH SOLE 65218 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 189 25864 SH SOLE 25864 0 0 PFIZER INC COM 717081103 21819 700455 SH SOLE 700455 0 0 PPG INDS INC COM 693506107 757 3273 SH SOLE 3273 0 0 PRICE T ROWE GROUP INC COM 74144T108 447 5202 SH SOLE 5202 0 0 PROCTER & GAMBLE CO COM 742718109 11194 122887 SH SOLE 122887 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 264 2704 SH SOLE 2704 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 242 1823 SH SOLE 1823 0 0 PRUDENTIAL FINL INC COM 744320102 3651 40363 SH SOLE 40363 0 0 QUALCOMM INC COM 747525103 378 5089 SH SOLE 5089 0 0 ROBERT HALF INTL INC COM 770323103 1746 29916 SH SOLE 29916 0 0 SANDISK CORP COM 80004C101 231 2354 SH SOLE 2354 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 6782 139613 SH SOLE 139613 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2294 31800 SH SOLE 31800 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 20548 830900 SH SOLE 830900 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1662 40200 SH SOLE 40200 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 20333 430600 SH SOLE 430600 0 0 SOLARCITY CORP COM 83416T100 206 3847 SH SOLE 3847 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3473 16900 SH Put SOLE 16900 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3473 16900 SH Call SOLE 16900 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 780384 3797490 SH SOLE 3797490 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 375 12260 SH SOLE 12260 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 4071 100030 SH SOLE 100030 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 560 16700 SH SOLE 16700 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 1955 57300 SH SOLE 57300 0 0 STATOIL ASA SPONSORED ADR 85771P102 576 32730 SH SOLE 32730 0 0 SUNTRUST BKS INC COM 867914103 2730 65166 SH SOLE 65166 0 0 SYSCO CORP COM 871829107 391 9851 SH SOLE 9851 0 0 TESORO CORP COM 881609101 203 2725 SH SOLE 2725 0 0 TEXAS INSTRS INC COM 882508104 318 5956 SH SOLE 5956 0 0 TIME WARNER CABLE INC COM 88732J207 7303 48024 SH SOLE 48024 0 0 TRAVELERS COMPANIES INC COM 89417E109 9243 87320 SH SOLE 87320 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 1199 31227 SH SOLE 31227 0 0 TYCO INTL PLC SHS G91442106 284 6475 SH SOLE 6475 0 0 U S SILICA HLDGS INC COM 90346E103 310 12080 SH SOLE 12080 0 0 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 402 27184 SH SOLE 27184 0 0 UNITED STATES STL CORP NEW COM 912909108 403 15083 SH SOLE 15083 0 0 UNITED TECHNOLOGIES CORP COM 913017109 10032 87231 SH SOLE 87231 0 0 UNITEDHEALTH GROUP INC COM 91324P102 8796 87012 SH SOLE 87012 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 721 3826 SH SOLE 3826 0 0 VANGUARD INDEX FDS REIT ETF 922908553 1118 13800 SH SOLE 13800 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 924 11600 SH SOLE 11600 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 496 5760 SH SOLE 5760 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1643 23900 SH SOLE 23900 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4558 97438 SH SOLE 97438 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 420 3538 SH SOLE 3538 0 0 VISA INC COM CL A 92826C839 22846 87133 SH SOLE 87133 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 214 6271 SH SOLE 6271 0 0 WAL-MART STORES INC COM 931142103 7522 87584 SH SOLE 87584 0 0 WELLS FARGO & CO NEW COM 949746101 16696 304562 SH SOLE 304562 0 0 WHIRLPOOL CORP COM 963320106 282 1455 SH SOLE 1455 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 113 10001 SH SOLE 10001 0 0 XEROX CORP COM 984121103 5972 430845 SH SOLE 430845 0 0 XILINX INC COM 983919101 212 4900 SH SOLE 4900 0 0 YAHOO INC COM 984332106 2833 56091 SH SOLE 56091 0 0 YELP INC CL A 985817105 365 6662 SH SOLE 6662 0 0