0001085146-14-001927.txt : 20141021 0001085146-14-001927.hdr.sgml : 20141021 20141021164150 ACCESSION NUMBER: 0001085146-14-001927 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141021 DATE AS OF CHANGE: 20141021 EFFECTIVENESS DATE: 20141021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAPLE SECURITIES USA INC CENTRAL INDEX KEY: 0001277275 IRS NUMBER: 133719140 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10660 FILM NUMBER: 141166125 BUSINESS ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: SUITE 1400 CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 2013695000 MAIL ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: SUITE 1400 CITY: JERSEY CITY STATE: NJ ZIP: 07310 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001277275 XXXXXXXX 09-30-2014 09-30-2014 false MAPLE SECURITIES USA INC

525 WASHINGTON BLVD SUITE 1400 JERSEY CITY NJ 07310

13F HOLDINGS REPORT 028-10660 N John Malosky 201-369-3020 /s/ John Malosky Jersey City NJ 10-20-2014 0 218 912189 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 12723 89799 SH SOLE 89799 0 0 ABBOTT LABS COM 002824100 245 5889 SH SOLE 5889 0 0 ACE LTD SHS H0023R105 285 2713 SH SOLE 2713 0 0 ACTIVISION BLIZZARD INC COM 00507V109 269 12922 SH SOLE 12922 0 0 AETNA INC NEW COM 00817Y108 608 7507 SH SOLE 7507 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 383 6713 SH SOLE 6713 0 0 AIR PRODS & CHEMS INC COM 009158106 1043 8015 SH SOLE 8015 0 0 ALCOA INC COM 013817101 261 16194 SH SOLE 16194 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 871 5250 SH SOLE 5250 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 832 3353 SH SOLE 3353 0 0 ALTRIA GROUP INC COM 02209S103 1419 30891 SH SOLE 30891 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 725 28757 SH SOLE 28757 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 262 7377 SH SOLE 7377 0 0 AMERICAN ELEC PWR INC COM 025537101 284 5433 SH SOLE 5433 0 0 AMERICAN TOWER CORP NEW COM 03027X100 637 6806 SH SOLE 6806 0 0 APPLE INC COM 037833100 419 4159 SH SOLE 4159 0 0 AT&T INC COM 00206R102 1036 29385 SH SOLE 29385 0 0 AUTODESK INC COM 052769106 289 5243 SH SOLE 5243 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 871 10013 SH SOLE 10013 0 0 AVALONBAY CMNTYS INC COM 053484101 214 1518 SH SOLE 1518 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 89 13676 SH SOLE 13676 0 0 BANK AMER CORP COM 060505104 699 40979 SH SOLE 40979 0 0 BARRICK GOLD CORP COM 067901108 585 39916 SH SOLE 39916 0 0 BAXTER INTL INC COM 071813109 441 6147 SH SOLE 6147 0 0 BB&T CORP COM 054937107 428 11491 SH SOLE 11491 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 768 13044 SH SOLE 13044 0 0 BITAUTO HLDGS LTD SPONSORED ADS 091727107 857 10982 SH SOLE 10982 0 0 BLACKBERRY LTD COM 09228F103 764 76854 SH SOLE 76854 0 0 BOEING CO COM 097023105 397 3116 SH SOLE 3116 0 0 BRF SA SPONSORED ADR 10552T107 270 11358 SH SOLE 11358 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 595 5264 SH SOLE 5264 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 1074 16187 SH SOLE 16187 0 0 CANADIAN SOLAR INC COM 136635109 696 19457 SH SOLE 19457 0 0 CBS CORP NEW CL B 124857202 401 7493 SH SOLE 7493 0 0 CELGENE CORP COM 151020104 566 5975 SH SOLE 5975 0 0 CENOVUS ENERGY INC COM 15135U109 953 35449 SH SOLE 35449 0 0 CENTURYLINK INC COM 156700106 319 7801 SH SOLE 7801 0 0 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 393 2593 SH SOLE 2593 0 0 CHENIERE ENERGY INC COM NEW 16411R208 837 10463 SH SOLE 10463 0 0 CHESAPEAKE ENERGY CORP COM 165167107 947 41173 SH SOLE 41173 0 0 CHEVRON CORP NEW COM 166764100 238 1994 SH SOLE 1994 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 465 5319 SH SOLE 5319 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 226 15032 SH SOLE 15032 0 0 CISCO SYS INC COM 17275R102 1920 76276 SH SOLE 76276 0 0 CME GROUP INC COM 12572Q105 575 7194 SH SOLE 7194 0 0 CNOOC LTD SPONSORED ADR 126132109 289 1677 SH SOLE 1677 0 0 COCA COLA CO COM 191216100 653 15305 SH SOLE 15305 0 0 COMCAST CORP NEW CL A 20030N101 951 17677 SH SOLE 17677 0 0 COMCAST CORP NEW CL A SPL 20030N200 397 7414 SH SOLE 7414 0 0 CORNING INC COM 219350105 7705 398408 SH SOLE 398408 0 0 CROWN CASTLE INTL CORP COM 228227104 3933 48839 SH SOLE 48839 0 0 CUMMINS INC COM 231021106 714 5411 SH SOLE 5411 0 0 CVS HEALTH CORP COM 126650100 1326 16660 SH SOLE 16660 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 879 14326 SH SOLE 14326 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 451 12488 SH SOLE 12488 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 788 6828 SH SOLE 6828 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 296 4674 SH SOLE 4674 0 0 DIREXION SHS ETF TR DAILY GOLD MINER 25459Y389 850 37149 SH SOLE 37149 0 0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 244 2372 SH SOLE 2372 0 0 DISCOVER FINL SVCS COM 254709108 265 4113 SH SOLE 4113 0 0 DISNEY WALT CO COM DISNEY 254687106 1888 21201 SH SOLE 21201 0 0 DOVER CORP COM 260003108 1356 16879 SH SOLE 16879 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 698 9730 SH SOLE 9730 0 0 EATON CORP PLC SHS G29183103 928 14652 SH SOLE 14652 0 0 EDISON INTL COM 281020107 509 9105 SH SOLE 9105 0 0 ELECTRONIC ARTS INC COM 285512109 312 8750 SH SOLE 8750 0 0 ENDO INTL PLC SHS G30401106 830 12152 SH SOLE 12152 0 0 ENSCO PLC SHS CLASS A G3157S106 663 16038 SH SOLE 16038 0 0 ENTERGY CORP NEW COM 29364G103 619 8000 SH SOLE 8000 0 0 EXELON CORP COM 30161N101 2889 84744 SH SOLE 84744 0 0 EXPEDIA INC DEL COM NEW 30212P303 865 9873 SH SOLE 9873 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 421 5963 SH SOLE 5963 0 0 EXXON MOBIL CORP COM 30231G102 1095 11642 SH SOLE 11642 0 0 F5 NETWORKS INC COM 315616102 615 5181 SH SOLE 5181 0 0 FACEBOOK INC CL A 30303M102 547 6922 SH SOLE 6922 0 0 FASTENAL CO COM 311900104 235 5223 SH SOLE 5223 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 448 30270 SH SOLE 30270 0 0 FREEPORT-MCMORAN INC CL B 35671D857 1215 37211 SH SOLE 37211 0 0 GAP INC DEL COM 364760108 811 19447 SH SOLE 19447 0 0 GENERAL DYNAMICS CORP COM 369550108 441 3473 SH SOLE 3473 0 0 GILEAD SCIENCES INC COM 375558103 845 7934 SH SOLE 7934 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 865 18816 SH SOLE 18816 0 0 GOLDCORP INC NEW COM 380956409 710 30808 SH SOLE 30808 0 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 916 27027 SH SOLE 27027 0 0 HALLIBURTON CO COM 406216101 953 14776 SH SOLE 14776 0 0 HARLEY DAVIDSON INC COM 412822108 859 14761 SH SOLE 14761 0 0 HCP INC COM 40414L109 466 11747 SH SOLE 11747 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 850 33490 SH SOLE 33490 0 0 HEWLETT PACKARD CO COM 428236103 650 18318 SH SOLE 18318 0 0 HOLLYFRONTIER CORP COM 436106108 804 18396 SH SOLE 18396 0 0 HONEYWELL INTL INC COM 438516106 1076 11559 SH SOLE 11559 0 0 INGERSOLL-RAND PLC SHS G47791101 449 7965 SH SOLE 7965 0 0 INTEL CORP COM 458140100 243 6993 SH SOLE 6993 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 862 4417 SH SOLE 4417 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 331 1744 SH SOLE 1744 0 0 INVESCO LTD SHS G491BT108 1473 37302 SH SOLE 37302 0 0 ISHARES MSCI BRZ CAP ETF 464286400 321 7391 SH SOLE 7391 0 0 ISHARES MSCI MEX CAP ETF 464286822 205 2981 SH SOLE 2981 0 0 ISHARES TR CORE S&P MCP ETF 464287507 957 7002 SH SOLE 7002 0 0 JOHNSON & JOHNSON COM 478160104 212 1989 SH SOLE 1989 0 0 JOHNSON CTLS INC COM 478366107 310 7053 SH SOLE 7053 0 0 KEURIG GREEN MTN INC COM 49271M100 279 2147 SH SOLE 2147 0 0 KIMBERLY CLARK CORP COM 494368103 295 2739 SH SOLE 2739 0 0 LAS VEGAS SANDS CORP COM 517834107 847 13623 SH SOLE 13623 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 433 10168 SH SOLE 10168 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 406 9891 SH SOLE 9891 0 0 LINKEDIN CORP COM CL A 53578A108 697 3354 SH SOLE 3354 0 0 LORILLARD INC COM 544147101 671 11202 SH SOLE 11202 0 0 MARATHON PETE CORP COM 56585A102 245 2895 SH SOLE 2895 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 606 28389 SH SOLE 28389 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 847 25198 SH SOLE 25198 0 0 MARSH & MCLENNAN COS INC COM 571748102 225 4304 SH SOLE 4304 0 0 MATTEL INC COM 577081102 498 16255 SH SOLE 16255 0 0 MCDONALDS CORP COM 580135101 1901 20051 SH SOLE 20051 0 0 MCGRAW HILL FINL INC COM 580645109 688 8151 SH SOLE 8151 0 0 MEDTRONIC INC COM 585055106 275 4436 SH SOLE 4436 0 0 MELCO CROWN ENTMT LTD ADR 585464100 842 32041 SH SOLE 32041 0 0 MGM RESORTS INTERNATIONAL COM 552953101 587 25758 SH SOLE 25758 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 872 12213 SH SOLE 12213 0 0 MICRON TECHNOLOGY INC COM 595112103 871 25426 SH SOLE 25426 0 0 MICROSOFT CORP COM 594918104 266 5728 SH SOLE 5728 0 0 MOHAWK INDS INC COM 608190104 841 6235 SH SOLE 6235 0 0 MONDELEZ INTL INC CL A 609207105 233 6802 SH SOLE 6802 0 0 MONSTER BEVERAGE CORP COM 611740101 263 2873 SH SOLE 2873 0 0 MORGAN STANLEY COM NEW 617446448 15690 453876 SH SOLE 453876 0 0 MOSAIC CO NEW COM 61945C103 1322 29764 SH SOLE 29764 0 0 NABORS INDUSTRIES LTD SHS G6359F103 211 9254 SH SOLE 9254 0 0 NATIONAL OILWELL VARCO INC COM 637071101 333 4379 SH SOLE 4379 0 0 NEWMONT MINING CORP COM 651639106 213 9247 SH SOLE 9247 0 0 NOBLE CORP PLC SHS USD G65431101 861 38759 SH SOLE 38759 0 0 NOKIA CORP SPONSORED ADR 654902204 420 49641 SH SOLE 49641 0 0 NOVARTIS A G SPONSORED ADR 66987V109 466 4954 SH SOLE 4954 0 0 NVIDIA CORP COM 67066G104 496 26874 SH SOLE 26874 0 0 NXP SEMICONDUCTORS N V COM N6596X109 855 12501 SH SOLE 12501 0 0 ORACLE CORP COM 68389X105 514 13429 SH SOLE 13429 0 0 PACCAR INC COM 693718108 1367 24037 SH SOLE 24037 0 0 PEABODY ENERGY CORP COM 704549104 729 58846 SH SOLE 58846 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 2198 151934 SH SOLE 151934 0 0 PEPSICO INC COM 713448108 497 5336 SH SOLE 5336 0 0 PERRIGO CO PLC SHS G97822103 502 3340 SH SOLE 3340 0 0 PFIZER INC COM 717081103 20437 691155 SH SOLE 691155 0 0 PHILLIPS 66 COM 718546104 500 6148 SH SOLE 6148 0 0 PPL CORP COM 69351T106 468 14241 SH SOLE 14241 0 0 PROLOGIS INC COM 74340W103 534 14176 SH SOLE 14176 0 0 PULTE GROUP INC COM 745867101 2090 118359 SH SOLE 118359 0 0 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 869 12885 SH SOLE 12885 0 0 QUANTA SVCS INC COM 74762E102 2113 58238 SH SOLE 58238 0 0 RALPH LAUREN CORP CL A 751212101 633 3843 SH SOLE 3843 0 0 RANGE RES CORP COM 75281A109 831 12259 SH SOLE 12259 0 0 RAYTHEON CO COM NEW 755111507 521 5124 SH SOLE 5124 0 0 REYNOLDS AMERICAN INC COM 761713106 332 5629 SH SOLE 5629 0 0 RIO TINTO PLC SPONSORED ADR 767204100 301 6126 SH SOLE 6126 0 0 ROBERT HALF INTL INC COM 770323103 882 18009 SH SOLE 18009 0 0 ROSS STORES INC COM 778296103 464 6145 SH SOLE 6145 0 0 SALESFORCE COM INC COM 79466L302 582 10110 SH SOLE 10110 0 0 SALIX PHARMACEUTICALS INC COM 795435106 390 2498 SH SOLE 2498 0 0 SANDISK CORP COM 80004C101 561 5726 SH SOLE 5726 0 0 SAP AG SPON ADR 803054204 802 11115 SH SOLE 11115 0 0 SEADRILL LIMITED SHS G7945E105 856 31979 SH SOLE 31979 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 337 5883 SH SOLE 5883 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 23124 466300 SH SOLE 466300 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3189 49900 SH SOLE 49900 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 5184 114918 SH SOLE 114918 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 297 4456 SH SOLE 4456 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 4295 47400 SH SOLE 47400 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 40137 1732300 SH SOLE 1732300 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 250 4700 SH SOLE 4700 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 14220 356300 SH SOLE 356300 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1800 42770 SH SOLE 42770 0 0 SHIRE PLC SPONSORED ADR 82481R106 337 1301 SH SOLE 1301 0 0 SILVER WHEATON CORP COM 828336107 820 41147 SH SOLE 41147 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 363 6252 SH SOLE 6252 0 0 SOUTHWEST AIRLS CO COM 844741108 795 23534 SH SOLE 23534 0 0 SOUTHWESTERN ENERGY CO COM 845467109 454 12995 SH SOLE 12995 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 840 7228 SH SOLE 7228 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 580356 2945668 SH SOLE 2945668 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2305 11700 SH Call SOLE 11700 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2305 11700 SH Put SOLE 11700 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 346 1388 SH SOLE 1388 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 2724 67800 SH SOLE 67800 0 0 SPLUNK INC COM 848637104 665 12004 SH SOLE 12004 0 0 SUNCOR ENERGY INC NEW COM 867224107 329 9112 SH SOLE 9112 0 0 SUNTRUST BKS INC COM 867914103 349 9181 SH SOLE 9181 0 0 SYMANTEC CORP COM 871503108 415 17652 SH SOLE 17652 0 0 SYNGENTA AG SPONSORED ADR 87160A100 730 11517 SH SOLE 11517 0 0 SYSCO CORP COM 871829107 267 7027 SH SOLE 7027 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 275 13618 SH SOLE 13618 0 0 TE CONNECTIVITY LTD REG SHS H84989104 301 5445 SH SOLE 5445 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 740 13768 SH SOLE 13768 0 0 TIME WARNER CABLE INC COM 88732J207 13718 95600 SH SOLE 95600 0 0 TIME WARNER INC COM NEW 887317303 1181 15704 SH SOLE 15704 0 0 TJX COS INC NEW COM 872540109 289 4877 SH SOLE 4877 0 0 TRANSOCEAN LTD REG SHS H8817H100 582 18201 SH SOLE 18201 0 0 TRAVELERS COMPANIES INC COM 89417E109 260 2770 SH SOLE 2770 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 210 2077 SH SOLE 2077 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 590 17220 SH SOLE 17220 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 479 14377 SH SOLE 14377 0 0 TYSON FOODS INC CL A 902494103 863 21911 SH SOLE 21911 0 0 U S SILICA HLDGS INC COM 90346E103 771 12339 SH SOLE 12339 0 0 UNDER ARMOUR INC CL A 904311107 848 12271 SH SOLE 12271 0 0 UNILEVER PLC SPON ADR NEW 904767704 246 5864 SH SOLE 5864 0 0 UNION PAC CORP COM 907818108 433 3992 SH SOLE 3992 0 0 UNITED CONTL HLDGS INC COM 910047109 276 5909 SH SOLE 5909 0 0 UNITED RENTALS INC COM 911363109 846 7613 SH SOLE 7613 0 0 UNITED STATES STL CORP NEW COM 912909108 844 21544 SH SOLE 21544 0 0 VANGUARD INDEX FDS REIT ETF 922908553 1768 24600 SH SOLE 24600 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 294 5890 SH SOLE 5890 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 648 19716 SH SOLE 19716 0 0 WELLS FARGO & CO NEW COM 949746101 26130 503767 SH SOLE 503767 0 0 WEYERHAEUSER CO COM 962166104 562 17637 SH SOLE 17637 0 0 WHIRLPOOL CORP COM 963320106 804 5523 SH SOLE 5523 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 567 25900 SH SOLE 25900 0 0 WYNN RESORTS LTD COM 983134107 853 4558 SH SOLE 4558 0 0 XCEL ENERGY INC COM 98389B100 1379 45349 SH SOLE 45349 0 0 YAHOO INC COM 984332106 880 21596 SH SOLE 21596 0 0 YELP INC CL A 985817105 648 9489 SH SOLE 9489 0 0 ZILLOW INC CL A 98954A107 771 6650 SH SOLE 6650 0 0 ZIMMER HLDGS INC COM 98956P102 710 7062 SH SOLE 7062 0 0