0001085146-14-001514.txt : 20140806 0001085146-14-001514.hdr.sgml : 20140806 20140805202414 ACCESSION NUMBER: 0001085146-14-001514 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140806 DATE AS OF CHANGE: 20140805 EFFECTIVENESS DATE: 20140806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAPLE SECURITIES USA INC CENTRAL INDEX KEY: 0001277275 IRS NUMBER: 133719140 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10660 FILM NUMBER: 141017767 BUSINESS ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: SUITE 1400 CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 2013695000 MAIL ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: SUITE 1400 CITY: JERSEY CITY STATE: NJ ZIP: 07310 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001277275 XXXXXXXX 06-30-2014 06-30-2014 false MAPLE SECURITIES USA INC

525 WASHINGTON BLVD SUITE 1400 JERSEY CITY NJ 07310

13F HOLDINGS REPORT 028-10660 N John Malosky 201-369-3020 /s/ John Malosky Jersey City NJ 08-04-2014 0 223 906609 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3-D SYS CORP DEL COM NEW 88554D205 282 4719 SH SOLE 4719 0 0 3M CO COM 88579Y101 1598 11154 SH SOLE 11154 0 0 ABB LTD SPONSORED ADR 000375204 423 18381 SH SOLE 18381 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 248 3063 SH SOLE 3063 0 0 ACE LTD SHS H0023R105 1011 9746 SH SOLE 9746 0 0 AEGON N V NY REGISTRY SH 007924103 270 30814 SH SOLE 30814 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 311 5406 SH SOLE 5406 0 0 ALTRIA GROUP INC COM 02209S103 1394 33240 SH SOLE 33240 0 0 AMAZON COM INC COM 023135106 1342 4133 SH SOLE 4133 0 0 AMBEV SA SPONSORED ADR 02319V103 135 19136 SH SOLE 19136 0 0 AMERISOURCEBERGEN CORP COM 03073E105 261 3587 SH SOLE 3587 0 0 ANALOG DEVICES INC COM 032654105 755 13970 SH SOLE 13970 0 0 APPLE INC COM 037833100 17565 189008 SH SOLE 189008 0 0 AT&T INC COM 00206R102 874 24725 SH SOLE 24725 0 0 ATHENAHEALTH INC COM 04685W103 236 1884 SH SOLE 1884 0 0 AUTOZONE INC COM 053332102 472 880 SH SOLE 880 0 0 BAKER HUGHES INC COM 057224107 424 5695 SH SOLE 5695 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 200 28963 SH SOLE 28963 0 0 BANCO SANTANDER SA ADR 05964H105 143 13743 SH SOLE 13743 0 0 BANK OF AMERICA CORPORATION COM 060505104 431 28023 SH SOLE 28023 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 386 13485 SH SOLE 13485 0 0 BARCLAYS PLC ADR 06738E204 175 12000 SH SOLE 12000 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 468 6838 SH SOLE 6838 0 0 BIOGEN IDEC INC COM 09062X103 419 1328 SH SOLE 1328 0 0 BOEING CO COM 097023105 849 6674 SH SOLE 6674 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 267 5499 SH SOLE 5499 0 0 BROADCOM CORP CL A 111320107 446 12018 SH SOLE 12018 0 0 CA INC COM 12673P105 212 7365 SH SOLE 7365 0 0 CABOT OIL & GAS CORP COM 127097103 373 10935 SH SOLE 10935 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 343 5069 SH SOLE 5069 0 0 CANADIAN PAC RY LTD COM 13645T100 420 2316 SH SOLE 2316 0 0 CARDINAL HEALTH INC COM 14149Y108 474 6912 SH SOLE 6912 0 0 CBS CORP NEW CL B 124857202 413 6654 SH SOLE 6654 0 0 CENCOSUD S A SPONSORED ADS 15132H101 122 12290 SH SOLE 12290 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 61 20754 SH SOLE 20754 0 0 CHENIERE ENERGY INC COM NEW 16411R208 272 3795 SH SOLE 3795 0 0 CHEVRON CORP NEW COM 166764100 7974 61077 SH SOLE 61077 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 468 790 SH SOLE 790 0 0 CHUBB CORP COM 171232101 686 7444 SH SOLE 7444 0 0 CISCO SYS INC COM 17275R102 1457 58617 SH SOLE 58617 0 0 CITIGROUP INC COM NEW 172967424 244 5171 SH SOLE 5171 0 0 CITRIX SYS INC COM 177376100 355 5669 SH SOLE 5669 0 0 CNH INDL N V SHS N20944109 126 12312 SH SOLE 12312 0 0 COACH INC COM 189754104 681 19929 SH SOLE 19929 0 0 COCA COLA CO COM 191216100 702 16582 SH SOLE 16582 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 441 9021 SH SOLE 9021 0 0 COMCAST CORP NEW CL A 20030N101 399 7430 SH SOLE 7430 0 0 CONAGRA FOODS INC COM 205887102 850 28633 SH SOLE 28633 0 0 CONCHO RES INC COM 20605P101 421 2916 SH SOLE 2916 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 1181 41635 SH SOLE 41635 0 0 CSX CORP COM 126408103 255 8271 SH SOLE 8271 0 0 CVS CAREMARK CORPORATION COM 126650100 1882 24968 SH SOLE 24968 0 0 DANAHER CORP DEL COM 235851102 219 2778 SH SOLE 2778 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 461 11911 SH SOLE 11911 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 503 14292 SH SOLE 14292 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 812 6379 SH SOLE 6379 0 0 DIRECTV COM 25490A309 423 4980 SH SOLE 4980 0 0 DISCOVER FINL SVCS COM 254709108 5989 96629 SH SOLE 96629 0 0 DISNEY WALT CO COM DISNEY 254687106 1823 21261 SH SOLE 21261 0 0 DOLLAR GEN CORP NEW COM 256677105 561 9773 SH SOLE 9773 0 0 DOMINION RES INC VA NEW COM 25746U109 338 4719 SH SOLE 4719 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 599 8070 SH SOLE 8070 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 300 14130 SH SOLE 14130 0 0 EBAY INC COM 278642103 310 6198 SH SOLE 6198 0 0 EMERSON ELEC CO COM 291011104 956 14407 SH SOLE 14407 0 0 ENBRIDGE INC COM 29250N105 1942 40918 SH SOLE 40918 0 0 ENCANA CORP COM 292505104 357 15049 SH SOLE 15049 0 0 ENDO INTL PLC SHS G30401106 208 2976 SH SOLE 2976 0 0 EXELON CORP COM 30161N101 875 23975 SH SOLE 23975 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 254 3670 SH SOLE 3670 0 0 EXXON MOBIL CORP COM 30231G102 2697 26790 SH SOLE 26790 0 0 F5 NETWORKS INC COM 315616102 442 3967 SH SOLE 3967 0 0 FACEBOOK INC CL A 30303M102 427 6350 SH SOLE 6350 0 0 FIRSTENERGY CORP COM 337932107 252 7272 SH SOLE 7272 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 261 2786 SH SOLE 2786 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 131 22470 SH SOLE 22470 0 0 GAMESTOP CORP NEW CL A 36467W109 479 11832 SH SOLE 11832 0 0 GAZIT GLOBE LTD SHS M4793C102 134 10091 SH SOLE 10091 0 0 GENERAL DYNAMICS CORP COM 369550108 413 3543 SH SOLE 3543 0 0 GENERAL ELECTRIC CO COM 369604103 206 7828 SH SOLE 7828 0 0 GENERAL MLS INC COM 370334104 2470 47005 SH SOLE 47005 0 0 GILEAD SCIENCES INC COM 375558103 976 11769 SH SOLE 11769 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1225 22906 SH SOLE 22906 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 76 20488 SH SOLE 20488 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 538 19378 SH SOLE 19378 0 0 GRAINGER W W INC COM 384802104 281 1106 SH SOLE 1106 0 0 GT ADVANCED TECHNOLOGIES INC COM 36191U106 419 22514 SH SOLE 22514 0 0 HALLIBURTON CO COM 406216101 1075 15132 SH SOLE 15132 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 264 7371 SH SOLE 7371 0 0 HELMERICH & PAYNE INC COM 423452101 294 2536 SH SOLE 2536 0 0 HERSHEY CO COM 427866108 383 3937 SH SOLE 3937 0 0 HILLSHIRE BRANDS CO COM 432589109 421 6763 SH SOLE 6763 0 0 HOLLYFRONTIER CORP COM 436106108 406 9287 SH SOLE 9287 0 0 HOME DEPOT INC COM 437076102 293 3624 SH SOLE 3624 0 0 INGERSOLL-RAND PLC SHS G47791101 430 6879 SH SOLE 6879 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 461 1947 SH SOLE 1947 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 45655 251863 SH SOLE 251863 0 0 INVESCO LTD SHS G491BT108 256 6785 SH SOLE 6785 0 0 ISHARES TIPS BD ETF 464287176 3865 33500 SH SOLE 33500 0 0 ISHARES CHINA LG-CAP ETF 464287184 7430 200600 SH SOLE 200600 0 0 ISHARES RUS 1000 VAL ETF 464287598 2279 22500 SH SOLE 22500 0 0 ISHARES RUS 1000 GRW ETF 464287614 2764 30400 SH SOLE 30400 0 0 ISHARES MSCI ACWI ETF 464288257 3513 58300 SH SOLE 58300 0 0 ISHARES IBOXX HI YD ETF 464288513 3580 37600 SH SOLE 37600 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 513 3491 SH SOLE 3491 0 0 JOHNSON & JOHNSON COM 478160104 19036 181951 SH SOLE 181951 0 0 JOHNSON CTLS INC COM 478366107 212 4245 SH SOLE 4245 0 0 KELLOGG CO COM 487836108 1463 22262 SH SOLE 22262 0 0 KIMBERLY CLARK CORP COM 494368103 256 2298 SH SOLE 2298 0 0 KINROSS GOLD CORP COM NO PAR 496902404 71 17072 SH SOLE 17072 0 0 KROGER CO COM 501044101 379 7674 SH SOLE 7674 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 423 3505 SH SOLE 3505 0 0 LAS VEGAS SANDS CORP COM 517834107 210 2756 SH SOLE 2756 0 0 LENNAR CORP CL A 526057104 252 5993 SH SOLE 5993 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 220 5193 SH SOLE 5193 0 0 LINCOLN NATL CORP IND COM 534187109 249 4850 SH SOLE 4850 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 213 2180 SH SOLE 2180 0 0 M & T BK CORP COM 55261F104 615 4954 SH SOLE 4954 0 0 MACYS INC COM 55616P104 223 3845 SH SOLE 3845 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 383 4790 SH SOLE 4790 0 0 MARATHON PETE CORP COM 56585A102 2159 27661 SH SOLE 27661 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 2683 101439 SH SOLE 101439 0 0 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 3395 68600 SH SOLE 68600 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 1161 21100 SH SOLE 21100 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 330 7811 SH SOLE 7811 0 0 MARRIOTT INTL INC NEW CL A 571903202 1898 29608 SH SOLE 29608 0 0 MASCO CORP COM 574599106 1975 88972 SH SOLE 88972 0 0 MASTERCARD INC CL A 57636Q104 360 4899 SH SOLE 4899 0 0 MCDONALDS CORP COM 580135101 1870 18564 SH SOLE 18564 0 0 MCGRAW HILL FINL INC COM 580645109 458 5519 SH SOLE 5519 0 0 MCKESSON CORP COM 58155Q103 343 1843 SH SOLE 1843 0 0 MERCK & CO INC NEW COM 58933Y105 1942 33578 SH SOLE 33578 0 0 MGM RESORTS INTERNATIONAL COM 552953101 244 9241 SH SOLE 9241 0 0 MICROSOFT CORP COM 594918104 248 5948 SH SOLE 5948 0 0 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 45 11045 SH SOLE 11045 0 0 MORGAN STANLEY COM NEW 617446448 690 21355 SH SOLE 21355 0 0 MOSAIC CO NEW COM 61945C103 10766 217711 SH SOLE 217711 0 0 MYLAN INC COM 628530107 257 4988 SH SOLE 4988 0 0 NABORS INDUSTRIES LTD SHS G6359F103 426 14521 SH SOLE 14521 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 394 5297 SH SOLE 5297 0 0 NATIONAL OILWELL VARCO INC COM 637071101 291 3531 SH SOLE 3531 0 0 NOBLE CORP PLC SHS USD G65431101 486 14482 SH SOLE 14482 0 0 NOKIA CORP SPONSORED ADR 654902204 339 44834 SH SOLE 44834 0 0 NORTHERN TR CORP COM 665859104 1097 17091 SH SOLE 17091 0 0 NRG ENERGY INC COM NEW 629377508 323 8676 SH SOLE 8676 0 0 NUCOR CORP COM 670346105 395 8022 SH SOLE 8022 0 0 NVIDIA CORP COM 67066G104 245 13214 SH SOLE 13214 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 455 4432 SH SOLE 4432 0 0 ORACLE CORP COM 68389X105 1290 31822 SH SOLE 31822 0 0 ORANGE SPONSORED ADR 684060106 178 11246 SH SOLE 11246 0 0 PACCAR INC COM 693718108 893 14206 SH SOLE 14206 0 0 PARKER HANNIFIN CORP COM 701094104 3518 27984 SH SOLE 27984 0 0 PENNEY J C INC COM 708160106 100 11065 SH SOLE 11065 0 0 PENTAIR PLC SHS G7S00T104 1175 16292 SH SOLE 16292 0 0 PEPSICO INC COM 713448108 324 3621 SH SOLE 3621 0 0 PFIZER INC COM 717081103 5310 178918 SH SOLE 178918 0 0 PHILIP MORRIS INTL INC COM 718172109 1298 15393 SH SOLE 15393 0 0 PPG INDS INC COM 693506107 220 1047 SH SOLE 1047 0 0 PRECISION CASTPARTS CORP COM 740189105 448 1773 SH SOLE 1773 0 0 PROCTER & GAMBLE CO COM 742718109 367 4674 SH SOLE 4674 0 0 PROSHARES TR II ULT VIX SHRT TRM 74347W346 412 15446 SH SOLE 15446 0 0 PRUDENTIAL PLC ADR 74435K204 479 10443 SH SOLE 10443 0 0 PUBLIC STORAGE COM 74460D109 228 1333 SH SOLE 1333 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 232 5695 SH SOLE 5695 0 0 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 475 5161 SH SOLE 5161 0 0 QUEST DIAGNOSTICS INC COM 74834L100 367 6248 SH SOLE 6248 0 0 RANGE RES CORP COM 75281A109 1938 22289 SH SOLE 22289 0 0 RAYTHEON CO COM NEW 755111507 331 3591 SH SOLE 3591 0 0 RIO TINTO PLC SPONSORED ADR 767204100 422 7777 SH SOLE 7777 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 2063 26900 SH SOLE 26900 0 0 SALESFORCE COM INC COM 79466L302 398 6848 SH SOLE 6848 0 0 SCHWAB CHARLES CORP NEW COM 808513105 1794 66633 SH SOLE 66633 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2056 33800 SH SOLE 33800 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 34958 523800 SH SOLE 523800 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 320 3200 SH SOLE 3200 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 12379 322800 SH SOLE 322800 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 6511 147100 SH SOLE 147100 0 0 SINA CORP ORD G81477104 446 8955 SH SOLE 8955 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 434 9236 SH SOLE 9236 0 0 SOLARCITY CORP COM 83416T100 418 5917 SH SOLE 5917 0 0 SOUTHERN CO COM 842587107 296 6533 SH SOLE 6533 0 0 SOUTHWEST AIRLS CO COM 844741108 254 9444 SH SOLE 9444 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2877 14700 SH Call SOLE 14700 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2877 14700 SH Put SOLE 14700 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 580159 2964230 SH SOLE 2964230 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 2787 32108 SH SOLE 32108 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 1935 57900 SH SOLE 57900 0 0 SPECTRA ENERGY CORP COM 847560109 336 7906 SH SOLE 7906 0 0 STATE STR CORP COM 857477103 310 4614 SH SOLE 4614 0 0 STATOIL ASA SPONSORED ADR 85771P102 1344 43597 SH SOLE 43597 0 0 STRYKER CORP COM 863667101 313 3710 SH SOLE 3710 0 0 SUNCOR ENERGY INC NEW COM 867224107 420 9841 SH SOLE 9841 0 0 SYNGENTA AG SPONSORED ADR 87160A100 259 3462 SH SOLE 3462 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2378 20156 SH SOLE 20156 0 0 TIME WARNER INC COM NEW 887317303 1019 14502 SH SOLE 14502 0 0 T-MOBILE US INC COM 872590104 276 8197 SH SOLE 8197 0 0 TRINITY INDS INC COM 896522109 259 5925 SH SOLE 5925 0 0 TURQUOISE HILL RES LTD COM 900435108 72 21498 SH SOLE 21498 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 949 27008 SH SOLE 27008 0 0 UNDER ARMOUR INC CL A 904311107 419 7036 SH SOLE 7036 0 0 UNION PAC CORP COM 907818108 360 3607 SH SOLE 3607 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 30 12446 SH SOLE 12446 0 0 UNITED PARCEL SERVICE INC CL B 911312106 284 2763 SH SOLE 2763 0 0 UNITED RENTALS INC COM 911363109 417 3978 SH SOLE 3978 0 0 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 224 9123 SH SOLE 9123 0 0 UNITED STATES STL CORP NEW COM 912909108 366 14060 SH SOLE 14060 0 0 VALE S A ADR 91912E105 332 25129 SH SOLE 25129 0 0 VANGUARD INDEX FDS REIT ETF 922908553 1841 24602 SH SOLE 24602 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 214 4368 SH SOLE 4368 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 485 5119 SH SOLE 5119 0 0 VIACOM INC NEW CL B 92553P201 618 7131 SH SOLE 7131 0 0 VMWARE INC CL A COM 928563402 307 3170 SH SOLE 3170 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 493 14755 SH SOLE 14755 0 0 WAL-MART STORES INC COM 931142103 858 11432 SH SOLE 11432 0 0 WELLPOINT INC COM 94973V107 571 5306 SH SOLE 5306 0 0 WESTERN DIGITAL CORP COM 958102105 311 3371 SH SOLE 3371 0 0 WHIRLPOOL CORP COM 963320106 362 2599 SH SOLE 2599 0 0 WILLIAMS COS INC DEL COM 969457100 237 4072 SH SOLE 4072 0 0 WINDSTREAM HLDGS INC COM 97382A101 152 15219 SH SOLE 15219 0 0 WISCONSIN ENERGY CORP COM 976657106 337 7178 SH SOLE 7178 0 0 YAHOO INC COM 984332106 2143 60993 SH SOLE 60993 0 0 YELP INC CL A 985817105 361 4706 SH SOLE 4706 0 0 ZYNGA INC CL A 98986T108 69 21513 SH SOLE 21513 0 0