0001085146-14-000252.txt : 20140205
0001085146-14-000252.hdr.sgml : 20140205
20140205135928
ACCESSION NUMBER: 0001085146-14-000252
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140205
DATE AS OF CHANGE: 20140205
EFFECTIVENESS DATE: 20140205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAPLE SECURITIES USA INC
CENTRAL INDEX KEY: 0001277275
IRS NUMBER: 133719140
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10660
FILM NUMBER: 14575589
BUSINESS ADDRESS:
STREET 1: 10 EXCHANGE PL
CITY: JERSEY CITY
STATE: NJ
ZIP: 07302
BUSINESS PHONE: 2013695000
MAIL ADDRESS:
STREET 1: 10 EXCHANGE PLACE
STREET 2: 26 TH FL
CITY: JERSEY CITY
STATE: NJ
ZIP: 07302
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001277275
XXXXXXXX
12-31-2013
12-31-2013
false
MAPLE SECURITIES USA INC
10 EXCHANGE PLACE
26 TH FL
JERSEY CITY
NJ
07302
13F HOLDINGS REPORT
028-10660
N
John Malosky
CEO / President
201-369-3020
/s/ John Malosky
Jersey City
NJ
02-04-2014
0
359
1372165
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
5654
40315
SH
SOLE
40315
0
0
ABBOTT LABS
COM
002824100
789
20584
SH
SOLE
20584
0
0
ACTUANT CORP
CL A NEW
00508X203
492
13433
SH
SOLE
13433
0
0
AECOM TECHNOLOGY CORP DELAWA
COM
00766T100
363
12340
SH
SOLE
12340
0
0
AGRIUM INC
COM
008916108
441
4818
SH
SOLE
4818
0
0
AIR PRODS & CHEMS INC
COM
009158106
233
2081
SH
SOLE
2081
0
0
AIRGAS INC
COM
009363102
304
2718
SH
SOLE
2718
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
220
4663
SH
SOLE
4663
0
0
ALBEMARLE CORP
COM
012653101
1917
30236
SH
SOLE
30236
0
0
ALLIANT ENERGY CORP
COM
018802108
262
5074
SH
SOLE
5074
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
207
7492
SH
SOLE
7492
0
0
ALLSTATE CORP
COM
020002101
1517
27816
SH
SOLE
27816
0
0
ALTERA CORP
COM
021441100
2472
76035
SH
SOLE
76035
0
0
ALTRIA GROUP INC
COM
02209S103
8850
230527
SH
SOLE
230527
0
0
AMC NETWORKS INC
CL A
00164V103
280
4104
SH
SOLE
4104
0
0
AMDOCS LTD
ORD
G02602103
764
18525
SH
SOLE
18525
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
241
12491
SH
SOLE
12491
0
0
AMERIPRISE FINL INC
COM
03076C106
1255
10908
SH
SOLE
10908
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
5570
79227
SH
SOLE
79227
0
0
AMGEN INC
COM
031162100
304
2668
SH
SOLE
2668
0
0
ANADARKO PETE CORP
COM
032511107
318
4008
SH
SOLE
4008
0
0
ANN INC
COM
035623107
839
22956
SH
SOLE
22956
0
0
ANSYS INC
COM
03662Q105
251
2874
SH
SOLE
2874
0
0
APACHE CORP
COM
037411105
684
7960
SH
SOLE
7960
0
0
APOLLO INVT CORP
COM
03761U106
153
18072
SH
SOLE
18072
0
0
APPLE INC
COM
037833100
6062
10805
SH
SOLE
10805
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
7262
167321
SH
SOLE
167321
0
0
ASSOCIATED BANC CORP
COM
045487105
2426
139406
SH
SOLE
139406
0
0
AUTOLIV INC
COM
052800109
1673
18227
SH
SOLE
18227
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
2349
29068
SH
SOLE
29068
0
0
AVERY DENNISON CORP
COM
053611109
232
4624
SH
SOLE
4624
0
0
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
2655
55818
SH
SOLE
55818
0
0
BALL CORP
COM
058498106
1292
25015
SH
SOLE
25015
0
0
BANCO SANTANDER BRASIL S A
ADS REP 1 UNIT
05967A107
67
10929
SH
SOLE
10929
0
0
BANK MONTREAL QUE
COM
063671101
691
10373
SH
SOLE
10373
0
0
BANK NEW YORK MELLON CORP
COM
064058100
928
26574
SH
SOLE
26574
0
0
BANK OF AMERICA CORPORATION
COM
060505104
604
38814
SH
SOLE
38814
0
0
BANK OF AMERICA CORPORATION
COM
060505104
1093
70200
SH
Call
SOLE
70200
0
0
BANK OF AMERICA CORPORATION
COM
060505104
1932
124100
SH
Put
SOLE
124100
0
0
BARD C R INC
COM
067383109
1038
7750
SH
SOLE
7750
0
0
BEAM INC
COM
073730103
616
9048
SH
SOLE
9048
0
0
BERKLEY W R CORP
COM
084423102
246
5669
SH
SOLE
5669
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
478
4034
SH
SOLE
4034
0
0
BEST BUY INC
COM
086516101
406
10189
SH
SOLE
10189
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
980
14369
SH
SOLE
14369
0
0
BIOMED REALTY TRUST INC
COM
09063H107
842
46482
SH
SOLE
46482
0
0
BLACKROCK INC
COM
09247X101
1170
3696
SH
SOLE
3696
0
0
BLOCK H & R INC
COM
093671105
2599
89486
SH
SOLE
89486
0
0
BOB EVANS FARMS INC
COM
096761101
258
5097
SH
SOLE
5097
0
0
BOEING CO
COM
097023105
1499
10983
SH
SOLE
10983
0
0
BRINKER INTL INC
COM
109641100
604
13034
SH
SOLE
13034
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
1232
23185
SH
SOLE
23185
0
0
BROOKDALE SR LIVING INC
COM
112463104
256
9428
SH
SOLE
9428
0
0
BROWN FORMAN CORP
CL B
115637209
366
4849
SH
SOLE
4849
0
0
CA INC
COM
12673P105
5688
169020
SH
SOLE
169020
0
0
CAMDEN PPTY TR
SH BEN INT
133131102
203
3568
SH
SOLE
3568
0
0
CANADIAN NATL RY CO
COM
136375102
1377
24148
SH
SOLE
24148
0
0
CARMAX INC
COM
143130102
567
12069
SH
SOLE
12069
0
0
CARTER INC
COM
146229109
267
3715
SH
SOLE
3715
0
0
CATERPILLAR INC DEL
COM
149123101
389
4279
SH
SOLE
4279
0
0
CBOE HLDGS INC
COM
12503M108
515
9916
SH
SOLE
9916
0
0
CDN IMPERIAL BK OF COMMERCE
COM
136069101
449
5261
SH
SOLE
5261
0
0
CELANESE CORP DEL
COM SER A
150870103
295
5341
SH
SOLE
5341
0
0
CENOVUS ENERGY INC
COM
15135U109
219
7640
SH
SOLE
7640
0
0
CENTERPOINT ENERGY INC
COM
15189T107
2736
118018
SH
SOLE
118018
0
0
CENTURYLINK INC
COM
156700106
257
8082
SH
SOLE
8082
0
0
CF INDS HLDGS INC
COM
125269100
4671
20045
SH
SOLE
20045
0
0
CHARLES RIV LABS INTL INC
COM
159864107
831
15659
SH
SOLE
15659
0
0
CHEESECAKE FACTORY INC
COM
163072101
2306
47763
SH
SOLE
47763
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
6462
238108
SH
SOLE
238108
0
0
CHEVRON CORP NEW
COM
166764100
349
2793
SH
SOLE
2793
0
0
CITIGROUP INC
COM NEW
172967424
297
5706
SH
SOLE
5706
0
0
CITIGROUP INC
COM NEW
172967424
990
19000
SH
Call
SOLE
19000
0
0
CITIGROUP INC
COM NEW
172967424
881
16900
SH
Put
SOLE
16900
0
0
CLECO CORP NEW
COM
12561W105
654
14021
SH
SOLE
14021
0
0
CNOOC LTD
SPONSORED ADR
126132109
292
1555
SH
SOLE
1555
0
0
COMCAST CORP NEW
CL A
20030N101
1448
27871
SH
SOLE
27871
0
0
COMCAST CORP NEW
CL A SPL
20030N200
544
10900
SH
SOLE
10900
0
0
COMMERCE BANCSHARES INC
COM
200525103
444
9896
SH
SOLE
9896
0
0
COMMVAULT SYSTEMS INC
COM
204166102
252
3364
SH
SOLE
3364
0
0
CONOCOPHILLIPS
COM
20825C104
547
7743
SH
SOLE
7743
0
0
COUSINS PPTYS INC
COM
222795106
127
12372
SH
SOLE
12372
0
0
CRANE CO
COM
224399105
289
4300
SH
SOLE
4300
0
0
CROWN CASTLE INTL CORP
COM
228227104
1721
23443
SH
SOLE
23443
0
0
DANAHER CORP DEL
COM
235851102
5771
74759
SH
SOLE
74759
0
0
DCT INDUSTRIAL TRUST INC
COM
233153105
100
14088
SH
SOLE
14088
0
0
DIRECTV
COM
25490A309
244
3537
SH
SOLE
3537
0
0
DOW CHEM CO
COM
260543103
3114
70146
SH
SOLE
70146
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
375
7691
SH
SOLE
7691
0
0
DSW INC
CL A
23334L102
560
13101
SH
SOLE
13101
0
0
DTE ENERGY CO
COM
233331107
1035
15583
SH
SOLE
15583
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
1285
19774
SH
SOLE
19774
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
856
12400
SH
SOLE
12400
0
0
EAGLE MATERIALS INC
COM
26969P108
235
3040
SH
SOLE
3040
0
0
EATON CORP PLC
SHS
G29183103
586
7699
SH
SOLE
7699
0
0
EBAY INC
COM
278642103
1741
31728
SH
SOLE
31728
0
0
ECOLAB INC
COM
278865100
289
2770
SH
SOLE
2770
0
0
EL PASO PIPELINE PARTNERS L
COM UNIT LPI
283702108
266
7400
SH
SOLE
7400
0
0
ELECTRONIC ARTS INC
COM
285512109
525
22899
SH
SOLE
22899
0
0
ELIZABETH ARDEN INC
COM
28660G106
250
7057
SH
SOLE
7057
0
0
EMBRAER S A
SP ADR REP 4 COM
29082A107
301
9342
SH
SOLE
9342
0
0
EMERSON ELEC CO
COM
291011104
1117
15916
SH
SOLE
15916
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
244
8161
SH
SOLE
8161
0
0
ENERSYS
COM
29275Y102
469
6698
SH
SOLE
6698
0
0
ENSCO PLC
SHS CLASS A
G3157S106
237
4140
SH
SOLE
4140
0
0
ENTRAVISION COMMUNICATIONS C
CL A
29382R107
76
12408
SH
SOLE
12408
0
0
ESSEX PPTY TR INC
COM
297178105
1176
8197
SH
SOLE
8197
0
0
EXPEDITORS INTL WASH INC
COM
302130109
203
4586
SH
SOLE
4586
0
0
EXXON MOBIL CORP
COM
30231G102
365
3607
SH
SOLE
3607
0
0
F M C CORP
COM NEW
302491303
326
4318
SH
SOLE
4318
0
0
FACEBOOK INC
CL A
30303M102
204
3724
SH
SOLE
3724
0
0
FACTSET RESH SYS INC
COM
303075105
1327
12220
SH
SOLE
12220
0
0
FASTENAL CO
COM
311900104
739
15560
SH
SOLE
15560
0
0
FEI CO
COM
30241L109
762
8522
SH
SOLE
8522
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
506
9418
SH
SOLE
9418
0
0
FIRST COMWLTH FINL CORP PA
COM
319829107
184
20864
SH
SOLE
20864
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
349
32847
SH
SOLE
32847
0
0
FISERV INC
COM
337738108
551
9339
SH
SOLE
9339
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
376
3212
SH
SOLE
3212
0
0
FLUOR CORP NEW
COM
343412102
718
8938
SH
SOLE
8938
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
770
49877
SH
SOLE
49877
0
0
FORTINET INC
COM
34959E109
318
16622
SH
SOLE
16622
0
0
FRANCO NEVADA CORP
COM
351858105
268
6589
SH
SOLE
6589
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
2966
78600
SH
Put
SOLE
78600
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
2932
77700
SH
Call
SOLE
77700
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
51
10944
SH
SOLE
10944
0
0
GAP INC DEL
COM
364760108
413
10563
SH
SOLE
10563
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
206
7004
SH
SOLE
7004
0
0
GENERAL ELECTRIC CO
COM
369604103
237
8455
SH
SOLE
8455
0
0
GENERAL MLS INC
COM
370334104
3623
72592
SH
SOLE
72592
0
0
GENESEE & WYO INC
CL A
371559105
338
3518
SH
SOLE
3518
0
0
GENUINE PARTS CO
COM
372460105
236
2839
SH
SOLE
2839
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
479
8970
SH
SOLE
8970
0
0
GLOBAL PMTS INC
COM
37940X102
1023
15735
SH
SOLE
15735
0
0
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
37
11710
SH
SOLE
11710
0
0
GOOGLE INC
CL A
38259P508
272
243
SH
SOLE
243
0
0
GRAINGER W W INC
COM
384802104
1070
4190
SH
SOLE
4190
0
0
GROUPE CGI INC
CL A SUB VTG
39945C109
282
8417
SH
SOLE
8417
0
0
GUESS INC
COM
401617105
603
19421
SH
SOLE
19421
0
0
GULFMARK OFFSHORE INC
CL A NEW
402629208
252
5356
SH
SOLE
5356
0
0
HALLIBURTON CO
COM
406216101
1044
20570
SH
SOLE
20570
0
0
HALLIBURTON CO
COM
406216101
1289
25400
SH
Call
SOLE
25400
0
0
HALLIBURTON CO
COM
406216101
2639
52000
SH
Put
SOLE
52000
0
0
HCP INC
COM
40414L109
239
6575
SH
SOLE
6575
0
0
HEALTH CARE REIT INC
COM
42217K106
776
14495
SH
SOLE
14495
0
0
HEALTHSOUTH CORP
COM NEW
421924309
776
23296
SH
SOLE
23296
0
0
HEICO CORP NEW
COM
422806109
245
4223
SH
SOLE
4223
0
0
HEWLETT PACKARD CO
COM
428236103
373
13339
SH
SOLE
13339
0
0
HOLLYFRONTIER CORP
COM
436106108
227
4576
SH
SOLE
4576
0
0
HOME DEPOT INC
COM
437076102
1173
14250
SH
SOLE
14250
0
0
HONEYWELL INTL INC
COM
438516106
1181
12925
SH
SOLE
12925
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
1488
76529
SH
SOLE
76529
0
0
HUMANA INC
COM
444859102
8241
79835
SH
SOLE
79835
0
0
HUNT J B TRANS SVCS INC
COM
445658107
561
7255
SH
SOLE
7255
0
0
HYATT HOTELS CORP
COM CL A
448579102
297
6001
SH
SOLE
6001
0
0
ICONIX BRAND GROUP INC
COM
451055107
406
10223
SH
SOLE
10223
0
0
INFOSYS LTD
SPONSORED ADR
456788108
676
11943
SH
SOLE
11943
0
0
INGRAM MICRO INC
CL A
457153104
209
8905
SH
SOLE
8905
0
0
INTEL CORP
COM
458140100
610
23510
SH
SOLE
23510
0
0
INTL PAPER CO
COM
460146103
1336
27250
SH
SOLE
27250
0
0
INTUIT
COM
461202103
1179
15444
SH
SOLE
15444
0
0
INVESCO LTD
SHS
G491BT108
800
21966
SH
SOLE
21966
0
0
ISHARES
SELECT DIVID ETF
464287168
3246
45500
SH
SOLE
45500
0
0
ISHARES
CHINA LG-CAP ETF
464287184
4490
117016
SH
SOLE
117016
0
0
ISHARES
RUS 1000 VAL ETF
464287598
6046
64208
SH
SOLE
64208
0
0
ISHARES
RUS 1000 GRW ETF
464287614
4555
53000
SH
SOLE
53000
0
0
ISHARES
MSCI ACWI ETF
464288257
357
6200
SH
SOLE
6200
0
0
ISHARES
IBOXX HI YD ETF
464288513
5000
53833
SH
SOLE
53833
0
0
JOHNSON & JOHNSON
COM
478160104
3306
36091
SH
SOLE
36091
0
0
JONES LANG LASALLE INC
COM
48020Q107
255
2494
SH
SOLE
2494
0
0
JPMORGAN CHASE & CO
COM
46625H100
223
3807
SH
SOLE
3807
0
0
KELLOGG CO
COM
487836108
2688
44017
SH
SOLE
44017
0
0
KILROY RLTY CORP
COM
49427F108
447
8911
SH
SOLE
8911
0
0
KIMBERLY CLARK CORP
COM
494368103
1535
14693
SH
SOLE
14693
0
0
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
2345
29067
SH
SOLE
29067
0
0
KKR & CO L P DEL
COM UNITS
48248M102
592
24330
SH
SOLE
24330
0
0
KLA-TENCOR CORP
COM
482480100
1380
21409
SH
SOLE
21409
0
0
KNIGHT TRANSN INC
COM
499064103
411
22422
SH
SOLE
22422
0
0
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
225
6077
SH
SOLE
6077
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
553
6048
SH
SOLE
6048
0
0
LEAR CORP
COM NEW
521865204
372
4589
SH
SOLE
4589
0
0
LEGGETT & PLATT INC
COM
524660107
542
17533
SH
SOLE
17533
0
0
LENNAR CORP
CL A
526057104
245
6192
SH
SOLE
6192
0
0
LILLY ELI & CO
COM
532457108
327
6416
SH
SOLE
6416
0
0
LINCOLN NATL CORP IND
COM
534187109
525
10161
SH
SOLE
10161
0
0
LKQ CORP
COM
501889208
443
13462
SH
SOLE
13462
0
0
LOEWS CORP
COM
540424108
255
5290
SH
SOLE
5290
0
0
LOWES COS INC
COM
548661107
1088
21950
SH
SOLE
21950
0
0
M & T BK CORP
COM
55261F104
345
2962
SH
SOLE
2962
0
0
MADDEN STEVEN LTD
COM
556269108
1006
27488
SH
SOLE
27488
0
0
MAGNA INTL INC
COM
559222401
875
10663
SH
SOLE
10663
0
0
MANHATTAN ASSOCS INC
COM
562750109
239
2036
SH
SOLE
2036
0
0
MARATHON OIL CORP
COM
565849106
534
15138
SH
SOLE
15138
0
0
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
297
4494
SH
SOLE
4494
0
0
MARRIOTT INTL INC NEW
CL A
571903202
1395
28259
SH
SOLE
28259
0
0
MARRIOTT VACATIONS WRLDWDE C
COM
57164Y107
245
4637
SH
SOLE
4637
0
0
MATTEL INC
COM
577081102
2175
45711
SH
SOLE
45711
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
1185
17194
SH
SOLE
17194
0
0
MCDONALDS CORP
COM
580135101
476
4909
SH
SOLE
4909
0
0
MCKESSON CORP
COM
58155Q103
1040
6446
SH
SOLE
6446
0
0
MEADWESTVACO CORP
COM
583334107
580
15708
SH
SOLE
15708
0
0
MEDTRONIC INC
COM
585055106
2163
37692
SH
SOLE
37692
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
396
10098
SH
SOLE
10098
0
0
MERCK & CO INC NEW
COM
58933Y105
240
4787
SH
SOLE
4787
0
0
METHANEX CORP
COM
59151K108
338
5704
SH
SOLE
5704
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
1000
4124
SH
SOLE
4124
0
0
MFA FINL INC
COM
55272X102
129
18269
SH
SOLE
18269
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
420
5177
SH
SOLE
5177
0
0
MICROSOFT CORP
COM
594918104
5070
135527
SH
SOLE
135527
0
0
MILLER HERMAN INC
COM
600544100
429
14549
SH
SOLE
14549
0
0
MOHAWK INDS INC
COM
608190104
248
1664
SH
SOLE
1664
0
0
MONDELEZ INTL INC
CL A
609207105
9262
262377
SH
SOLE
262377
0
0
MORGAN STANLEY
COM NEW
617446448
1590
50714
SH
SOLE
50714
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
864
10864
SH
SOLE
10864
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
1276
33423
SH
SOLE
33423
0
0
NEWELL RUBBERMAID INC
COM
651229106
2491
76862
SH
SOLE
76862
0
0
NIKE INC
CL B
654106103
4698
59745
SH
SOLE
59745
0
0
NOBLE CORP PLC
SHS USD
G65431101
278
7406
SH
SOLE
7406
0
0
NOBLE ENERGY INC
COM
655044105
223
3279
SH
SOLE
3279
0
0
NORDSON CORP
COM
655663102
2289
30802
SH
SOLE
30802
0
0
NORDSTROM INC
COM
655664100
1568
25371
SH
SOLE
25371
0
0
NORTHWEST BANCSHARES INC MD
COM
667340103
151
10217
SH
SOLE
10217
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
467
30756
SH
SOLE
30756
0
0
NUCOR CORP
COM
670346105
1270
23790
SH
SOLE
23790
0
0
NVIDIA CORP
COM
67066G104
366
22860
SH
SOLE
22860
0
0
NVR INC
COM
62944T105
529
516
SH
SOLE
516
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
857
6655
SH
SOLE
6655
0
0
OCEANEERING INTL INC
COM
675232102
661
8381
SH
SOLE
8381
0
0
OIL STS INTL INC
COM
678026105
946
9299
SH
SOLE
9299
0
0
OMNICOM GROUP INC
COM
681919106
3214
43211
SH
SOLE
43211
0
0
ORACLE CORP
COM
68389X105
25770
673558
SH
SOLE
673558
0
0
PACKAGING CORP AMER
COM
695156109
728
11512
SH
SOLE
11512
0
0
PALL CORP
COM
696429307
2798
32779
SH
SOLE
32779
0
0
PANDORA MEDIA INC
COM
698354107
805
30250
SH
SOLE
30250
0
0
PATTERSON COMPANIES INC
COM
703395103
360
8745
SH
SOLE
8745
0
0
PAYCHEX INC
COM
704326107
223
4908
SH
SOLE
4908
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
1357
89772
SH
SOLE
89772
0
0
PEPSICO INC
COM
713448108
2040
24591
SH
SOLE
24591
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
291
21084
SH
SOLE
21084
0
0
PETSMART INC
COM
716768106
1672
22985
SH
SOLE
22985
0
0
PFIZER INC
COM
717081103
1161
37903
SH
SOLE
37903
0
0
PG&E CORP
COM
69331C108
291
7236
SH
SOLE
7236
0
0
PHILLIPS 66
COM
718546104
229
2969
SH
SOLE
2969
0
0
PINNACLE WEST CAP CORP
COM
723484101
2556
48305
SH
SOLE
48305
0
0
PIONEER NAT RES CO
COM
723787107
340
1845
SH
SOLE
1845
0
0
PMC-SIERRA INC
COM
69344F106
137
21277
SH
SOLE
21277
0
0
PNC FINL SVCS GROUP INC
COM
693475105
1492
19232
SH
SOLE
19232
0
0
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
1111
43300
SH
SOLE
43300
0
0
PRICE T ROWE GROUP INC
COM
74144T108
810
9674
SH
SOLE
9674
0
0
PRICELINE COM INC
COM NEW
741503403
683
588
SH
SOLE
588
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
2067
41923
SH
SOLE
41923
0
0
PROCTER & GAMBLE CO
COM
742718109
2708
33260
SH
SOLE
33260
0
0
PROSPERITY BANCSHARES INC
COM
743606105
271
4269
SH
SOLE
4269
0
0
PRUDENTIAL FINL INC
COM
744320102
2148
23293
SH
SOLE
23293
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
230
7183
SH
SOLE
7183
0
0
QUALCOMM INC
COM
747525103
317
4276
SH
SOLE
4276
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
1267
23673
SH
SOLE
23673
0
0
RALPH LAUREN CORP
CL A
751212101
1624
9200
SH
Put
SOLE
9200
0
0
RALPH LAUREN CORP
CL A
751212101
323
1828
SH
SOLE
1828
0
0
RALPH LAUREN CORP
CL A
751212101
1059
6000
SH
Call
SOLE
6000
0
0
RAYONIER INC
COM
754907103
208
4932
SH
SOLE
4932
0
0
REED ELSEVIER N V
SPONS ADR NEW
758204200
245
5746
SH
SOLE
5746
0
0
REGAL BELOIT CORP
COM
758750103
738
10005
SH
SOLE
10005
0
0
REGIONS FINL CORP NEW
COM
7591EP100
333
33700
SH
Call
SOLE
33700
0
0
REGIONS FINL CORP NEW
COM
7591EP100
912
92200
SH
Put
SOLE
92200
0
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
565
7456
SH
SOLE
7456
0
0
REPUBLIC SVCS INC
COM
760759100
382
11500
SH
SOLE
11500
0
0
RESMED INC
COM
761152107
737
15649
SH
SOLE
15649
0
0
REX ENERGY CORPORATION
COM
761565100
364
18457
SH
SOLE
18457
0
0
ROBERT HALF INTL INC
COM
770323103
1015
24177
SH
SOLE
24177
0
0
ROCKWELL COLLINS INC
COM
774341101
730
9878
SH
SOLE
9878
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
2533
55979
SH
SOLE
55979
0
0
ROSETTA RESOURCES INC
COM
777779307
265
5513
SH
SOLE
5513
0
0
ROSS STORES INC
COM
778296103
280
3742
SH
SOLE
3742
0
0
RTI INTL METALS INC
COM
74973W107
271
7914
SH
SOLE
7914
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
1389
19500
SH
SOLE
19500
0
0
RYLAND GROUP INC
COM
783764103
289
6646
SH
SOLE
6646
0
0
SALESFORCE COM INC
COM
79466L302
322
5840
SH
SOLE
5840
0
0
SCHEIN HENRY INC
COM
806407102
813
7118
SH
SOLE
7118
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
354
30004
SH
SOLE
30004
0
0
SEI INVESTMENTS CO
COM
784117103
207
5963
SH
SOLE
5963
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
227
4100
SH
SOLE
4100
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
28463
425900
SH
SOLE
425900
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
43202
488100
SH
SOLE
488100
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
50845
2325926
SH
SOLE
2325926
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
706
13500
SH
SOLE
13500
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
22931
641600
SH
SOLE
641600
0
0
SEMTECH CORP
COM
816850101
270
10696
SH
SOLE
10696
0
0
SHERWIN WILLIAMS CO
COM
824348106
2210
12044
SH
SOLE
12044
0
0
SHIRE PLC
SPONSORED ADR
82481R106
275
1943
SH
SOLE
1943
0
0
SIGNET JEWELERS LIMITED
SHS
G81276100
325
4128
SH
SOLE
4128
0
0
SILGAN HOLDINGS INC
COM
827048109
397
8257
SH
SOLE
8257
0
0
SILVERCORP METALS INC
COM
82835P103
143
62490
SH
SOLE
62490
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
291
1911
SH
SOLE
1911
0
0
SIMPSON MANUFACTURING CO INC
COM
829073105
759
20660
SH
SOLE
20660
0
0
SIRIUS XM HLDGS INC
COM
82968B103
52
14896
SH
SOLE
14896
0
0
SLM CORP
COM
78442P106
837
31854
SH
SOLE
31854
0
0
SMITH A O
COM
831865209
894
16574
SH
SOLE
16574
0
0
SONOCO PRODS CO
COM
835495102
238
5700
SH
SOLE
5700
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
757220
4099949
SH
SOLE
4099949
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
357
8795
SH
SOLE
8795
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
19875
225594
SH
SOLE
225594
0
0
SPDR SERIES TRUST
S&P METALS MNG
78464A755
286
6800
SH
SOLE
6800
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
5091
70100
SH
SOLE
70100
0
0
SPECTRA ENERGY CORP
COM
847560109
773
21711
SH
SOLE
21711
0
0
STANLEY BLACK & DECKER INC
COM
854502101
2643
32757
SH
SOLE
32757
0
0
STAPLES INC
COM
855030102
277
17416
SH
SOLE
17416
0
0
STARBUCKS CORP
COM
855244109
1111
14169
SH
SOLE
14169
0
0
STATE STR CORP
COM
857477103
389
5294
SH
SOLE
5294
0
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
117
11147
SH
SOLE
11147
0
0
SUNTRUST BKS INC
COM
867914103
9477
257465
SH
SOLE
257465
0
0
SUSQUEHANNA BANCSHARES INC P
COM
869099101
146
11339
SH
SOLE
11339
0
0
SYNGENTA AG
SPONSORED ADR
87160A100
302
3783
SH
SOLE
3783
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
801
45905
SH
SOLE
45905
0
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
261
8154
SH
SOLE
8154
0
0
TECH DATA CORP
COM
878237106
917
17773
SH
SOLE
17773
0
0
TELEDYNE TECHNOLOGIES INC
COM
879360105
510
5553
SH
SOLE
5553
0
0
TENARIS S A
SPONSORED ADR
88031M109
270
6187
SH
SOLE
6187
0
0
TEXAS INSTRS INC
COM
882508104
956
21767
SH
SOLE
21767
0
0
TEXAS ROADHOUSE INC
COM
882681109
684
24600
SH
SOLE
24600
0
0
TIBCO SOFTWARE INC
COM
88632Q103
423
18802
SH
SOLE
18802
0
0
TIM HORTONS INC
COM
88706M103
1206
20662
SH
SOLE
20662
0
0
TIME WARNER CABLE INC
COM
88732J207
5183
38253
SH
SOLE
38253
0
0
TIME WARNER INC
COM NEW
887317303
2234
32038
SH
SOLE
32038
0
0
TIMKEN CO
COM
887389104
582
10569
SH
SOLE
10569
0
0
TORCHMARK CORP
COM
891027104
253
3239
SH
SOLE
3239
0
0
TRIANGLE PETE CORP
COM NEW
89600B201
407
48957
SH
SOLE
48957
0
0
TRINITY INDS INC
COM
896522109
218
3998
SH
SOLE
3998
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
281
3778
SH
SOLE
3778
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
1030
29295
SH
SOLE
29295
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
1940
56059
SH
SOLE
56059
0
0
UDR INC
COM
902653104
301
12900
SH
SOLE
12900
0
0
ULTA SALON COSMETCS & FRAG I
COM
90384S303
418
4333
SH
SOLE
4333
0
0
UNION PAC CORP
COM
907818108
379
2253
SH
SOLE
2253
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
333
4098
SH
SOLE
4098
0
0
URS CORP NEW
COM
903236107
208
3920
SH
SOLE
3920
0
0
US BANCORP DEL
COM NEW
902973304
1005
24887
SH
SOLE
24887
0
0
VAIL RESORTS INC
COM
91879Q109
245
3253
SH
SOLE
3253
0
0
VALE S A
ADR
91912E105
1400
91771
SH
SOLE
91771
0
0
VALMONT INDS INC
COM
920253101
343
2300
SH
SOLE
2300
0
0
VERISK ANALYTICS INC
CL A
92345Y106
245
3728
SH
SOLE
3728
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
304
6183
SH
SOLE
6183
0
0
VIACOM INC NEW
CL B
92553P201
9256
105977
SH
SOLE
105977
0
0
VORNADO RLTY TR
SH BEN INT
929042109
2006
22591
SH
SOLE
22591
0
0
WALGREEN CO
COM
931422109
841
14638
SH
SOLE
14638
0
0
WAL-MART STORES INC
COM
931142103
296
3762
SH
SOLE
3762
0
0
WASHINGTON REAL ESTATE INVT
SH BEN INT
939653101
446
19097
SH
SOLE
19097
0
0
WATERS CORP
COM
941848103
1022
10216
SH
SOLE
10216
0
0
WATSCO INC
COM
942622200
429
4467
SH
SOLE
4467
0
0
WEINGARTEN RLTY INVS
SH BEN INT
948741103
309
11276
SH
SOLE
11276
0
0
WELLS FARGO & CO NEW
COM
949746101
32952
725813
SH
SOLE
725813
0
0
WERNER ENTERPRISES INC
COM
950755108
269
10869
SH
SOLE
10869
0
0
WESTERN UN CO
COM
959802109
703
40746
SH
SOLE
40746
0
0
WEX INC
COM
96208T104
274
2763
SH
SOLE
2763
0
0
WILEY JOHN & SONS INC
CL A
968223206
216
3914
SH
SOLE
3914
0
0
WILLIAMS SONOMA INC
COM
969904101
409
7019
SH
SOLE
7019
0
0
WILLIS GROUP HOLDINGS PUBLIC
SHS
G96666105
345
7691
SH
SOLE
7691
0
0
WISCONSIN ENERGY CORP
COM
976657106
614
14854
SH
SOLE
14854
0
0
XCEL ENERGY INC
COM
98389B100
310
11096
SH
SOLE
11096
0
0