0001277006-11-000038.txt : 20111109 0001277006-11-000038.hdr.sgml : 20111109 20111109122103 ACCESSION NUMBER: 0001277006-11-000038 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111109 DATE AS OF CHANGE: 20111109 EFFECTIVENESS DATE: 20111109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPROTT ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0001277006 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11504 FILM NUMBER: 111190476 BUSINESS ADDRESS: STREET 1: 200 BAY STREET STREET 2: STE 2700 P O BOX 27 CITY: TORONTO STATE: A6 ZIP: M5J 2J1 BUSINESS PHONE: 4169434072 MAIL ADDRESS: STREET 1: 200 BAY STREET STREET 2: STE 2700 P O BOX 27 CITY: TORONTO STATE: A6 ZIP: M5J 2J1 FORMER COMPANY: FORMER CONFORMED NAME: SPROTT ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20040121 13F-HR 1 sep1113f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sprott Asset Management LP Address: Royal Bank Plaza, South Tower 200 Bay Street, Suite 2700, PO Box 27 Toronto, Ontario Canada M5J 2J1 Form 13F File Number: 28- 11504 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kirstin McTaggart Title: Chief Compliance Officer Phone: 416-943-4065 Signature, Place, and Date of Signing: Kirstin McTaggart Toronto, Ontario, Canada November 9, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 93 Form 13F Information Table Value Total: $911,382(thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. If there are no entries in this list, state NONE and omit the column headings and list entries. FORM 13F INFORMATION TABLE Name Of Issuer Title Cusip Value USD Shares or ShPut/ InvestmeOtheVoting Authority Class (x$1000) Prn Amt PrCall DiscretiMgrs Sole Shared None Advantage Oil & Gas Ltd. Com 00765F10 5,464 1,450,000 sh Sole 1,450,000 Agnico-Eagle Mines Limited Com 00847410 12 200 sh Sole 200 Alexco Resource Corp. Com 01535P10 51,400 7,546,050 sh Sole 7,546,050 Allied Nevada Gold Corp. Com 01934410 34,714 962,900 sh Sole 962,900 AuRico Gold Inc. Com 05155C10 270 28,568 sh Sole 28,568 Aurizon Mines Ltd. Com 05155P10 3 600 sh Sole 600 Avino Silver & Gold Mines Com 05390610 5,138 2,880,000 sh Sole 2,880,000 Banro Corp. Com 06680010 79 20,000 sh Sole 20,000 Barrick Gold Corp. Com 06790110 40,292 860,000 sh Sole 860,000 Brigus Gold Corp. Com 10949010 19,389 15,878,050 sh Sole 15,878,050 Cameco Corp Com 13321L10 9 500 sh Sole 500 Canadian Natural Resources Ltd. Com 13638510 4,990 170,000 sh Sole 170,000 Celestica Inc. Com 15101Q10 5,481 755,000 sh Sole 755,000 Claude Resources Inc Com 18287310 12,699 7,005,850 sh Sole 7,005,850 Coeur d'Alene Mines Corporation Com 19210850 29,141 1,359,200 sh Sole 1,359,200 Crosshair Exploration & Mining Com 22763R40 801 2,000,000 sh Sole 2,000,000 Destination Maternity Corp. Com 25065D10 721 56,000 sh Sole 56,000 Eldorado Gold Corporation Com 28490210 15,823 918,888 sh Sole 918,888 Endeavour Silver Corp. Com 29258Y10 4,623 513,300 sh Sole 513,300 Exeter Resource Corporation Com 30183510 14,371 3,923,000 sh Sole 3,923,000 Extorre Gold Mines Ltd Com 30227B10 35,214 6,021,500 sh Sole 6,021,500 Finish Line Inc. Com 31792310 10,417 521,100 sh Sole 521,100 First Majestic Silver Corp Com 32076V10 71,556 4,690,800 sh Sole 4,690,800 Foot Locker Inc. Com 34484910 2,411 120,000 sh Sole 120,000 Franco-Nevada Corporation Com 35185810 485 13,400 sh Sole 13,400 Golden Minerals Company Com 38111910 7,688 1,033,400 sh Sole 1,033,400 Golden Star Resources Ltd Com 38119T10 4,572 2,432,700 sh Sole 2,432,700 Great Panther Silver Ltd Com 39115V10 125 50,000 sh Sole 50,000 GT Advanced Technologies Inc. Com 36191U10 3,910 557,000 sh Sole 557,000 Gulf Resources Inc. Com 40251W30 56 25,000 sh Sole 25,000 Halliburton Co Com 40621610 1,526 50,000 sh Sole 50,000 Hecla Mining Company Com 42270410 16,876 3,148,600 sh Sole 3,148,600 HudBay Minerals Inc. Com 44362810 1,918 205,800 sh Sole 205,800 IamGold Corporation Com 45091310 28,146 1,416,400 sh Sole 1,416,400 Imperial Oil Limited Com 45303840 90 2,500 sh Sole 2,500 InterDigital Inc. Com 45867G10 1,123 24,100 sh Sole 24,100 iPath S&P 500 VIX Short-Term Fu Com 06740C26 11,314 212,000 sh Sole 212,000 Ishares Silver Trust Com 46428Q10 34,565 1,195,600 sh Sole 1,195,600 Jaguar Mining Inc. Com 47009M10 11,845 2,533,800 sh Sole 2,533,800 Johnson & Johnson Com 47816010 25 400 sh Sole 400 Keegan Resources Inc Com 48727510 3,112 617,900 sh Sole 617,900 Kimber Resources Inc. Com 49435N10 6,772 5,106,557 sh Sole 5,106,557 Kinross Gold Corporation Com 49690240 1,434 96,521 sh Sole 96,521 Kodiak Oil & Gas Corp. Com 50015Q10 5,579 1,070,760 sh Sole 1,070,760 Lake Shore Gold Corp. Com 51072810 1,205 794,475 sh Sole 794,475 Mag Silver Corp. Com 55903Q10 22,555 2,883,179 sh Sole 2,883,179 Magna International Inc. Com 55922240 2,281 69,000 sh Sole 69,000 Market Vectors Gold Miners ETF Com 57060U10 38,810 703,200 sh Sole 703,200 Market Vectors Junior Gold Mine Com 57060U58 24,071 855,100 sh Sole 855,100 McDermott International Inc. Com 58003710 5 500 sh Sole 500 Midway Gold Corp Com 59815310 393 198,100 sh Sole 198,100 Minco Gold Corporation Com 60254D10 585 721,780 sh Sole 721,780 Minefinders Corporation Ltd. Com 60290010 3,469 251,300 sh Sole 251,300 Mines Management Inc. Com 60343210 161 98,400 sh Sole 98,400 Mosaic Co/The Com 61945C10 34 700 sh Sole 700 Motorola Mobility Holdings Inc. Com 62009710 1,145 30,300 sh Sole 30,300 New Gold Inc. Com 64453510 11,786 1,141,776 sh Sole 1,141,776 Nexen Inc Com 65334H10 39 2,500 sh Sole 2,500 Oilsands Quest Inc. Com 67804610 2,174 10,352,861 sh Sole 10,352,861 Pan American Silver Corp. Com 69790010 1,748 64,900 sh Sole 64,900 Pengrowth Energy Corp Com 70706P10 7,482 828,138 sh Sole 828,138 Penn West Petroleum Ltd Com 70788710 37 2,500 sh Sole 2,500 Platinum Group Metals Ltd. Com 72765Q20 323 300,000 sh Sole 300,000 Potash Corp of Sask Inc Com 73755L10 4 100 sh Sole 100 Primero Mining Corp Com 74164W10 2,983 1,105,000 sh Sole 1,105,000 Progressive Waste Solutions Ltd Com 74339G10 1,272 61,800 sh Sole 61,800 ProShares VIX Short-Term Future Com 74347W69 573 5,000 sh Sole 5,000 Quest Rare Minerals Ltd Com 74836T10 68 30,324 sh Sole 30,324 Ralcorp Holdings Inc. Com 75102810 591 7,700 sh Sole 7,700 Research In Motion Ltd. Com 76097510 59 2,900 sh Sole 2,900 Richmont Mines Inc. Com 76547T10 6,548 620,000 sh Sole 620,000 Schlumberger Ltd. Com 80685710 12 200 sh Sole 200 Silver Bull Resources Inc Com 82745810 3,558 5,929,658 sh Sole 5,929,658 Silver Standard Resources Inc. Com 82823L10 256 13,900 sh Sole 13,900 Silver Wheaton Corp. Com 82833610 30,839 1,044,800 sh Sole 1,044,800 Solitario Exploration & Royalty Com 8342EP10 4,416 2,585,740 sh Sole 2,585,740 SPDR Gold Trust Com 78463V10 2,150 13,600 sh Sole 13,600 Sprott Physical Gold Trust Com 85207H10 106,167 7,567,139 sh Sole 7,567,139 Sprott Physical Silver Trust Com 85207K10 52,271 3,760,515 sh Sole 3,760,515 Sprott Resource Lending Corp. Com 85207J10 11,819 8,977,654 sh Sole 8,977,654 Suncor Energy Inc. Com 86722410 3,391 132,840 sh Sole 132,840 SunOpta Inc. Com 8676EP10 4 900 sh Sole 900 Synopsys, Inc. Com 87160710 244 10,000 sh Sole 10,000 Talisman Energy Inc. Com 87425E10 478 38,900 sh Sole 38,900 Tim Hortons Inc. Com 88706M10 1,468 31,600 sh Sole 31,600 Timberline Resources Corp Com 88713310 245 424,670 sh Sole 424,670 Triangle Petroleum Corp Com 89600B20 36 9,930 sh Sole 9,930 U.S. Energy Corp. Com 91180510 3,455 1,495,598 sh Sole 1,495,598 U.S. Gold Corp. Com 91202320 1,318 328,900 sh Sole 328,900 Ur-Energy Inc Com 91688R10 36 40,000 sh Sole 40,000 Wi-Lan Inc. Com 92897210 44,882 7,674,800 sh Sole 7,674,800 Xinyuan Real Estate Company Ltd Com 98417P10 188 105,000 sh Sole 105,000 Yamana Gold Inc. Com 98462Y10 7,569 551,700 sh Sole 551,700 93 911,382139,343,521 139,343,521