SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
DONNELLY KEVIN

(Last) (First) (Middle)
4440 EL CAMINO REAL

(Street)
LOS ALTOS CA 94022

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/14/2004
3. Issuer Name and Ticker or Trading Symbol
RAMBUS INC [ RMBS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 23,416 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option(1) 04/10/2001 03/10/2008 Common Stock 21,368 $10.6875 D
Employee Stock Option(2) 01/01/2003 11/05/2008 Common Stock 1,676 $14.8281 D
Employee Stock Option(3) 08/18/1999 02/18/2009 Common Stock 9,628 $15.3125 D
Employee Stock Option(4) 04/10/2001 03/10/2008 Common Stock 34,632 $10.6875 D
Employee Stock Option(5) 11/01/2001 09/10/2008 Common Stock 14,000 $12.25 D
Employee Stock Option(6) 02/01/2002 11/05/2008 Common Stock 38,324 $14.8281 D
Employee Stock Option(7) 01/31/2002 02/18/2009 Common Stock 40,000 $15.3125 D
Employee Stock Option(8) 08/18/1999 02/18/2009 Common Stock 68,372 $15.3125 D
Employee Stock Option(9) 10/31/2001 08/23/2011 Common Stock 120,000 $4.86 D
Employee Stock Option(10) 10/31/2002 11/21/2012 Common Stock 100,000 $8.637 D
Employee Stock Option(11) 01/31/2005 11/25/2013 Common Stock 50,000 $25.16 D
Employee Stock Option(12) 01/31/2007 11/25/2013 Common Stock 65,000 $25.16 D
Employee Stock Option(13) 01/31/2008 11/25/2013 Common Stock 85,000 $25.16 D
Employee Stock Option(14) 01/31/2003 10/20/2009 Common Stock 160,000 $15.6719 D
Employee Stock Option(15) 12/01/2009(17) 12/01/2009 Common Stock 80,000 $2.5 D
Employee Stock Option(16) 01/31/2005 12/12/2010 Common Stock 60,000 $54.625 D
Explanation of Responses:
1. Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested.
2. Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested.
3. Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested.
4. Right to buy Rambus Inc. commom stock granted under the 1997 Stock Option Plan. This option is fully vested.
5. Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested.
6. Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested.
7. Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested.
8. Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested.
9. Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. As of 1/14/04, 10,000 options were vested and the remaining options vest monthly becoming fully vested on 9/30/06.
10. Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. As of 1/14/04, 25,000 options were vested, and the remaining options vest monthly becoming fully vested on 9/30/07.
11. Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option vests monthly beginning 1/31/05 and becomes fully vested on 12/31/06.
12. Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option vests monthly beginning 1/31/07 and becomes fully vested on 12/31/07.
13. Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option vests monthly beginning 1/31/08 and becomes fully vested on 12/31/08.
14. Right to buy Rambus Inc. common stock granted under the 1999 Stock Option Plan. As of 1/14/04, 80,000 options were vested and the remaining options vest monthly becoming fully vested on 12/31/04.
15. Right to buy Rambus Inc. common stock granted under the 1999 Stock Option Plan. This option will vest on the basis of meeting a certain performance milestone.
16. Right to buy Rambus Inc. common stock granted under the 1999 Stock Option Plan. This option vests monthly beginning 1/31/05 and becomes fully vested on 12/31/05.
17. This option will either vest on the basis of meeting a certain performance milestone or it will expire on 12/1/2009.
Kevin Donnelly 01/22/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.