0001172661-12-001124.txt : 20121114
0001172661-12-001124.hdr.sgml : 20121114
20121114072342
ACCESSION NUMBER: 0001172661-12-001124
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DIKER MANAGEMENT LLC
CENTRAL INDEX KEY: 0001276525
IRS NUMBER: 043616914
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10830
FILM NUMBER: 121200982
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2129040321
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
dikermanagement3q12.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Diker Management, LLC
Address: 730 Fifth Avenue
15th Floor
New York, NY 10019
13F File Number: 028-10830
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mark N. Diker
Title: Managing Manager
Phone: (212) 904-0321
Signature, Place, and Date of Signing:
/s/ Mark N. Diker New York, NY/USA November 14, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 86
Form 13F Information Table Value Total: $301,598 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
1 028-10832 Diker GP, LLC
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 434 4700 SH SOLE 4700 0 0
ACTIVE POWER INC COM 00504W100 678 846901 SH DEFINED 1 0 846901 0
ACTUATE CORP COM 00508B102 1761 250546 SH DEFINED 1 40468 210078 0
AMERICAN EAGLE OUTFITTERS NE COM 02553E106 351 16650 SH SOLE 16650 0 0
ANCESTRY COM INC COM 032803108 3334 110839 SH DEFINED 1 13555 97284 0
APPLE INC COM 037833100 77883 116748 SH SOLE 116748 0 0
AXCELIS TECHNOLOGIES INC COM 054540109 3739 3561062 SH DEFINED 1 915474 2645588 0
BIG LOTS INC COM 089302103 1834 62000 SH DEFINED 1 0 62000 0
BODY CENT CORP COM 09689U102 1045 100000 SH DEFINED 1 0 100000 0
BRIGHTCOVE INC COM 10921T101 1397 119600 SH DEFINED 1 0 119600 0
CAFEPRESS INC COM 12769A103 200 21902 SH DEFINED 1 0 21902 0
CANTEL MEDICAL CORP COM 138098108 44748 1652423 SH SOLE 1652423 0 0
CARBONITE INC COM 141337105 3726 531528 SH DEFINED 1 108272 423256 0
CASUAL MALE RETAIL GRP INC COM NEW 148711302 941 203311 SH DEFINED 1 0 203311 0
CERAGON NETWORKS LTD ORD M22013102 4261 747541 SH DEFINED 1 264786 482755 0
CHEVRON CORP NEW COM 166764100 251 2156 SH SOLE 2156 0 0
CISCO SYS INC COM 17275R102 553 28942 SH SOLE 28942 0 0
COMCAST CORP NEW CL A SPL 20030N200 262 7540 SH SOLE 7540 0 0
CONCURRENT COMPUTER CORP NEW COM PAR $.01 206710402 745 165835 SH DEFINED 1 0 165835 0
CROCS INC COM 227046109 324 20000 SH DEFINED 1 0 20000 0
CROSSROADS SYS INC COM NEW 22765D209 1342 335616 SH DEFINED 1 74260 261356 0
DAEGIS INC COM 233720101 679 534320 SH DEFINED 1 83990 450330 0
DECKERS OUTDOOR CORP COM 243537107 1030 28100 SH DEFINED 1 0 28100 0
DEVON ENERGY CORP NEW COM 25179M103 211 3486 SH SOLE 3486 0 0
DISNEY WALT CO COM DISNEY 254687106 319 6100 SH SOLE 6100 0 0
ELLIE MAE INC COM 28849P100 5012 184062 SH DEFINED 1 17492 166570 0
EXPRESS INC COM 30219E103 2371 160000 SH DEFINED 1 0 160000 0
FEDEX CORP COM 31428X106 964 11388 SH SOLE 11388 0 0
FINISH LINE INC CL A 317923100 1909 84000 SH DEFINED 1 0 84000 0
GAIAM INC CL A 36268Q103 294 84110 SH DEFINED 1 0 84110 0
GLU MOBILE INC COM 379890106 1282 276362 SH DEFINED 1 67416 208946 0
GREEN MTN COFFEE ROASTERS IN COM 393122106 431 18144 SH DEFINED 1 0 18144 0
HEELYS INC COM 42279M107 386 210801 SH DEFINED 1 0 210801 0
HHGREGG INC COM 42833L108 239 34700 SH DEFINED 1 0 34700 0
I D SYSTEMS INC COM 449489103 3706 643433 SH DEFINED 1 140666 502767 0
ICG GROUP INC COM 44928D108 10147 998763 SH DEFINED 1 162046 836717 0
ICONIX BRAND GROUP INC COM 451055107 802 43981 SH DEFINED 1 0 43981 0
IKANOS COMMUNICATIONS COM 45173E105 5908 4250234 SH DEFINED 1 930453 3319781 0
ILLINOIS TOOL WKS INC COM 452308109 220 3700 SH SOLE 3700 0 0
INCONTACT INC COM 45336E109 2943 452788 SH DEFINED 1 80105 372683 0
INFORMATICA CORP COM 45666Q102 2370 68000 SH DEFINED 1 0 68000 0
INTEGRATED SILICON SOLUTION COM 45812P107 4210 454618 SH DEFINED 1 99307 355311 0
INVENTURE FOODS INC COM 461212102 430 75653 SH DEFINED 1 0 75653 0
ISHARES TR DJ SEL DIV INX 464287168 231 4000 SH SOLE 4000 0 0
ISHARES TR RUSSELL 2000 464287655 20860 250000 SH PUT DEFINED 1 0 250000 0
ITERIS INC COM 46564T107 380 251643 SH DEFINED 1 0 251643 0
JOHNSON & JOHNSON COM 478160104 203 2950 SH SOLE 2950 0 0
KKR FINANCIAL HLDGS LLC COM 48248A306 166 16500 SH SOLE 16500 0 0
KOHLS CORP COM 500255104 2100 41000 SH DEFINED 1 0 41000 0
K-SWISS INC CL A 482686102 890 259473 SH DEFINED 1 0 259473 0
LANTRONIX INC COM NEW 516548203 596 342735 SH DEFINED 1 0 342735 0
LEAPFROG ENTERPRISES INC CL A 52186N106 1442 159860 SH DEFINED 1 0 159860 0
LEUCADIA NATL CORP COM 527288104 657 28896 SH SOLE 28896 0 0
MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 269 10900 SH SOLE 10900 0 0
MARTHA STEWART LIVING OMNIME CL A 573083102 498 162178 SH DEFINED 1 0 162178 0
METLIFE INC COM 59156R108 345 10000 SH SOLE 10000 0 0
MICROSOFT CORP COM 594918104 1553 52168 SH SOLE 52168 0 0
MINDSPEED TECHNOLOGIES INC COM NEW 602682205 6252 1806945 SH DEFINED 1 502993 1303952 0
MONRO MUFFLER BRAKE INC COM 610236101 3511 99774 SH SOLE 99774 0 0
MONSTER WORLDWIDE INC COM 611742107 4686 639300 SH DEFINED 1 0 639300 0
MONSTER WORLDWIDE INC COM 611742107 1833 250000 SH CALL DEFINED 1 0 250000 0
NEW YORK & CO INC COM 649295102 542 144591 SH DEFINED 1 0 144591 0
NUTRI SYS INC NEW COM 67069D108 681 64700 SH DEFINED 1 0 64700 0
ONVIA INC COM NEW 68338T403 2314 615522 SH DEFINED 1 125955 489567 0
OVERLAND STORAGE INC COM NEW 690310206 410 232933 SH DEFINED 1 0 232933 0
PHOTRONICS INC COM 719405102 3092 575799 SH DEFINED 1 122430 453369 0
PHYSICIANS FORMULA HLDGS INC COM 719427106 4155 853136 SH DEFINED 1 0 853136 0
PIXELWORKS INC COM NEW 72581M305 752 254800 SH DEFINED 1 0 254800 0
RADWARE LTD ORD M81873107 8498 235924 SH DEFINED 1 29982 205942 0
RAINMAKER SYSTEMS COM NEW 750875304 1884 1582987 SH DEFINED 1 384678 1198309 0
RESPONSYS INC COM 761248103 6642 649258 SH DEFINED 1 39319 609939 0
SHORETEL INC COM 825211105 4556 1114011 SH DEFINED 1 366409 747602 0
SHUTTERFLY INC COM 82568P304 2055 66019 SH DEFINED 1 10447 55572 0
SKYWORKS SOLUTIONS INC COM 83088M102 3935 167000 SH DEFINED 1 20711 146289 0
SOUNDBITE COMMUNICATIONS INC COM 836091108 517 224823 SH DEFINED 1 0 224823 0
SPDR GOLD TRUST GOLD SHS 78463V107 1617 9409 SH SOLE 9409 0 0
SUNOPTA INC COM 8676EP108 137 21399 SH DEFINED 1 0 21399 0
TECHTARGET INC COM 87874R100 4444 752021 SH DEFINED 1 110656 641365 0
TRIPADVISOR INC COM 896945201 2766 84000 SH DEFINED 1 0 84000 0
TUCOWS INC COM 898697107 2315 1808359 SH DEFINED 1 0 1808359 0
VOCUS INC COM 92858J108 1976 98502 SH DEFINED 1 24948 73554 0
WESTERN DIGITAL CORP COM 958102105 4384 113200 SH DEFINED 1 0 113200 0
WORLD ENERGY SOLUTIONS INC D COM NEW 98145W208 422 100569 SH DEFINED 1 0 100569 0
XEROX CORP COM 984121103 419 57050 SH SOLE 57050 0 0
YAHOO INC COM 984332106 304 19000 SH SOLE 19000 0 0
ZILLOW INC CL A 98954A107 637 15100 SH DEFINED 1 0 15100 0