0001172661-12-000181.txt : 20120214 0001172661-12-000181.hdr.sgml : 20120214 20120214103925 ACCESSION NUMBER: 0001172661-12-000181 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIKER MANAGEMENT LLC CENTRAL INDEX KEY: 0001276525 IRS NUMBER: 043616914 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10830 FILM NUMBER: 12603801 BUSINESS ADDRESS: STREET 1: 730 FIFTH AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129040321 MAIL ADDRESS: STREET 1: 730 FIFTH AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 DikerManagement4Q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Diker Management, LLC Address: 730 Fifth Avenue 15th Floor New York, NY 10019 13F File Number: 028-10830 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark N. Diker Title: Managing Manager Phone: (212) 904-0321 Signature, Place, and Date of Signing: /s/ Mark N. Diker New York, NY/USA February 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 87 Form 13F Information Table Value Total: $248,600 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-10832 Diker GP, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 384 4700 SH SOLE 4700 0 0 ABERCROMBIE & FITCH CO CL A 002896207 1465 30000 SH DEFINED 1 0 30000 0 ACME PACKET INC COM 004764106 4820 155932 SH DEFINED 1 13583 142349 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 255 16650 SH SOLE 16650 0 0 ANCESTRY COM INC COM 032803108 728 31700 SH DEFINED 1 0 31700 0 ANN INC COM 035623107 297 12000 SH DEFINED 1 0 12000 0 APPLE INC COM 037833100 47185 116507 SH SOLE 116507 0 0 ASCENA RETAIL GROUP INC COM 04351g101 1486 50000 SH DEFINED 1 0 50000 0 AUDIOCODES LTD ORD M15342104 4091 1048906 SH DEFINED 1 229123 819783 0 BLYTH INC COM NEW 09643P207 227 4000 SH SOLE 4000 0 0 CANTEL MEDICAL CORP COM 138098108 32750 1172558 SH SOLE 1172558 0 0 CARIBOU COFFEE INC COM 142042209 322 23100 SH DEFINED 1 0 23100 0 CASUAL MALE RETAIL GRP INC COM NEW 148711302 390 113930 SH DEFINED 1 0 113930 0 CERAGON NETWORKS LTD ORD M22013102 4022 522336 SH DEFINED 1 94805 427531 0 CHEVRON CORP NEW COM 166764100 229 2156 SH SOLE 2156 0 0 CISCO SYS INC COM 17275R102 523 28942 SH SOLE 28942 0 0 COLE KENNETH PRODTNS INC CL A 193294105 625 58994 SH DEFINED 1 0 58994 0 COMCAST CORP NEW CL A SPL 20030N200 206 8748 SH SOLE 8748 0 0 CONCURRENT COMPUTER CORP NEW COM PAR $.01 206710402 559 147579 SH DEFINED 1 0 147579 0 CONSTANT CONTACT INC COM 210313102 2779 119734 SH DEFINED 1 9834 109900 0 CROSSROADS SYS INC COM NEW 22765D209 2237 418143 SH DEFINED 1 82354 335789 0 DAEGIS INC COM 233720101 1199 614800 SH DEFINED 1 95808 518992 0 DEMANDTEC INC COM NEW 24802R506 6136 465936 SH DEFINED 1 72678 393258 0 DISNEY WALT CO COM DISNEY 254687106 229 6100 SH SOLE 6100 0 0 DITECH NETWORKS INC COM 25500T108 2351 2474772 SH DEFINED 1 738303 1736469 0 DREAMS INC COM 261983209 450 209257 SH DEFINED 1 0 209257 0 DSP GROUP INC COM 23332B106 214 41063 SH DEFINED 1 10940 30123 0 EXAR CORP COM 300645108 4923 757348 SH DEFINED 1 204374 552974 0 FEDEX CORP COM 31428X106 959 11488 SH SOLE 11488 0 0 FOOT LOCKER INC COM 344849104 870 36500 SH DEFINED 1 0 36500 0 GAIAM INC CL A 36268q103 268 82738 SH DEFINED 1 0 82738 0 G-III APPAREL GROUP LTD COM 36237h101 1906 76500 SH DEFINED 1 0 76500 0 I D SYSTEMS INC COM 449489103 2430 513750 SH DEFINED 1 112970 400780 0 ICG GROUP INC COM 44928D108 7110 921010 SH DEFINED 1 102037 818973 0 ICONIX BRAND GROUP INC COM 451055107 1186 72800 SH DEFINED 1 0 72800 0 IKANOS COMMUNICATIONS COM 45173E105 3279 4048634 SH DEFINED 1 840866 3207768 0 INCONTACT INC COM 45336E109 5239 1182591 SH DEFINED 1 229865 952726 0 INTEGRATED SILICON SOLUTION COM 45812P107 3589 392700 SH DEFINED 1 35525 357175 0 INVENTURE FOODS INC COM 461212102 603 161332 SH DEFINED 1 0 161332 0 ISHARES TR DJ SEL DIV INX 464287168 511 9500 SH SOLE 9500 0 0 JAMBA INC COM 47023a101 273 208705 SH DEFINED 1 0 208705 0 KKR FINANCIAL HLDGS LLC COM 48248A306 96 11000 SH SOLE 11000 0 0 LEAPFROG ENTERPRISES INC CL A 52186n106 205 36711 SH DEFINED 1 0 36711 0 LEUCADIA NATL CORP COM 527288104 657 28896 SH SOLE 28896 0 0 MACYS INC COM 55616p104 1298 40336 SH DEFINED 1 0 40336 0 MARKET LEADER INC COM 57056r103 584 212403 SH DEFINED 1 0 212403 0 MATTSON TECHNOLOGY INC COM 577223100 3199 2318050 SH DEFINED 1 790007 1528043 0 MEDIFAST INC COM 58470h101 273 19900 SH DEFINED 1 0 19900 0 MICROSOFT CORP COM 594918104 1354 52168 SH SOLE 52168 0 0 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 4641 1013310 SH DEFINED 1 163665 849645 0 MONRO MUFFLER BRAKE INC COM 610236101 3870 99774 SH SOLE 99774 0 0 MOVE INC COM NEW 62458m207 464 73375 SH DEFINED 1 0 73375 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 3507 475893 SH DEFINED 1 79309 396584 0 NOVATEL WIRELESS INC COM NEW 66987M604 4383 1400316 SH DEFINED 1 462434 937882 0 NOVATEL WIRELESS INC COM NEW 66987M604 2336 746000 SH CALL DEFINED 1 0 746000 0 NUTRI SYS INC NEW COM 67069d108 297 23000 SH DEFINED 1 0 23000 0 NVIDIA CORP COM 67066g104 249 18000 SH DEFINED 1 0 18000 0 ONVIA INC COM NEW 68338T403 2268 792996 SH DEFINED 1 161409 631587 0 ORBOTECH LTD ORD M75253100 3297 330328 SH DEFINED 1 44912 285416 0 OVERLAND STORAGE INC COM NEW 690310206 364 145633 SH DEFINED 1 0 145633 0 PDF SOLUTIONS INC COM 693282105 6251 896866 SH DEFINED 1 363816 533050 0 PHOTRONICS INC COM 719405102 3912 643500 SH DEFINED 1 92253 551247 0 PHYSICIANS FORMULA HLDGS INC COM 719427106 6477 2023982 SH DEFINED 1 0 2023982 0 PIXELWORKS INC COM NEW 72581m305 617 254800 SH DEFINED 1 0 254800 0 POINTS INTL LTD COM NEW 730843208 592 74495 SH DEFINED 1 0 74495 0 POLYCOM INC COM 73172K104 4485 275149 SH DEFINED 1 42745 232404 0 RADWARE LTD ORD M81873107 6190 211624 SH DEFINED 1 29248 182376 0 RAINMAKER SYSTEMS COM NEW 750875304 1312 1607687 SH DEFINED 1 389293 1218394 0 RDA MICROELECTRONICS INC SPONSORED ADR 749394102 2099 192075 SH DEFINED 1 0 192075 0 REEDS INC COM 758338107 55 49358 SH DEFINED 1 0 49358 0 RESPONSYS INC COM 761248103 3499 393610 SH DEFINED 1 0 393610 0 RF MICRODEVICES INC COM 749941100 2195 406559 SH DEFINED 1 60667 345892 0 RUDOLPH TECHNOLOGIES INC COM 781270103 2013 217416 SH DEFINED 1 35600 181816 0 SABA SOFTWARE INC COM NEW 784932600 4933 625269 SH DEFINED 1 117892 507377 0 SANDISK CORP COM 80004c101 815 16559 SH DEFINED 1 0 16559 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 1632 99500 SH DEFINED 1 0 99500 0 SHIRE PLC SPONSORED ADR 82481R106 404 11445 SH SOLE 11445 0 0 SHORETEL INC COM 825211105 3841 602031 SH DEFINED 1 41292 560739 0 SKYWORKS SOLUTIONS INC COM 83088M102 3001 185000 SH DEFINED 1 0 185000 0 SMART BALANCE INC COM 83169y108 172 32000 SH DEFINED 1 0 32000 0 SPDR GOLD TRUST GOLD SHS 78463V107 1430 9409 SH SOLE 9409 0 0 SUMMER INFANT INC COM 865646103 265 37688 SH DEFINED 1 0 37688 0 TECHTARGET INC COM 87874R100 3527 603927 SH DEFINED 1 51733 552194 0 TUCOWS INC COM 898697107 5050 6724135 SH DEFINED 1 0 6724135 0 VALUEVISION MEDIA INC CL A 92047k107 257 136940 SH DEFINED 1 0 136940 0 WORLD ENERGY SOLUTIONS INC D COM NEW 98145w208 471 156068 SH DEFINED 1 0 156068 0 XEROX CORP COM 984121103 458 57550 SH SOLE 57550 0 0