0001172661-11-000691.txt : 20111114 0001172661-11-000691.hdr.sgml : 20111111 20111114065746 ACCESSION NUMBER: 0001172661-11-000691 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIKER MANAGEMENT LLC CENTRAL INDEX KEY: 0001276525 IRS NUMBER: 043616914 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10830 FILM NUMBER: 111197614 BUSINESS ADDRESS: STREET 1: 730 FIFTH AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129040321 MAIL ADDRESS: STREET 1: 730 FIFTH AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 dik3q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Diker Management, LLC Address: 730 Fifth Avenue 15th Floor New York, NY 10019 13F File Number: 028-10830 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark N. Diker Title: Managing Manager Phone: (212) 904-0321 Signature, Place, and Date of Signing: /s/ Mark N. Diker New York, NY/USA November 14, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 81 Form 13F Information Table Value Total: $241,055 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-10832 Diker GP, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 337 4700 SH SOLE 4700 0 0 ACTIVE POWER INC COM 00504w100 338 262300 SH DEFINED 1 0 262300 0 ALLOT COMMUNICATIONS LTD SHS M0854Q105 1134 116303 SH DEFINED 1 18990 97313 0 AMDOCS LTD ORD g02602103 268 9900 SH DEFINED 1 0 9900 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 213 18150 SH SOLE 18150 0 0 ANN INC COM 035623107 731 32000 SH DEFINED 1 0 32000 0 AOL INC COM 00184x105 422 35200 SH DEFINED 1 0 35200 0 APPLE INC COM 037833100 46142 121007 SH SOLE 121007 0 0 ARRIS GROUP INC COM 04269Q100 3574 347000 SH DEFINED 1 54220 292780 0 AUDIOCODES LTD ORD M15342104 4126 1322305 SH DEFINED 1 270553 1051752 0 BIG LOTS INC COM 089302103 906 26000 SH DEFINED 1 0 26000 0 CANTEL MEDICAL CORP COM 138098108 24588 1164216 SH SOLE 1164216 0 0 CASUAL MALE RETAIL GRP INC COM NEW 148711302 360 95711 SH DEFINED 1 0 95711 0 CERAGON NETWORKS LTD ORD M22013102 2451 256687 SH DEFINED 1 53849 202838 0 CHEVRON CORP NEW COM 166764100 200 2156 SH SOLE 2156 0 0 CHILDRENS PL RETAIL STORES I COM 168905107 921 19800 SH DEFINED 1 0 19800 0 CISCO SYS INC COM 17275R102 449 28942 SH SOLE 28942 0 0 COLE KENNETH PRODTNS INC CL A 193294105 418 38994 SH DEFINED 1 0 38994 0 CONCURRENT COMPUTER CORP NEW COM PAR $.01 206710402 174 31079 SH DEFINED 1 0 31079 0 CONSTANT CONTACT INC COM 210313102 931 53830 SH DEFINED 1 0 53830 0 CROSSROADS SYS INC COM NEW 22765D209 2753 522558 SH DEFINED 1 95478 427080 0 DAEGIS INC COM 233720101 1466 681700 SH DEFINED 1 107233 574467 0 DG FASTCHANNEL INC COM 23326r109 540 31855 SH DEFINED 1 0 31855 0 DITECH NETWORKS INC COM 25500T108 2417 2517872 SH DEFINED 1 750257 1767615 0 DREAMS INC COM 261983209 344 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746000 SH CALL DEFINED 1 0 746000 0 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 3877 929719 SH DEFINED 1 165846 763873 0 ONVIA INC COM NEW 68338T403 2697 797896 SH DEFINED 1 163111 634785 0 OPENWAVE SYS INC COM NEW 683718308 2584 1656101 SH DEFINED 1 376018 1280083 0 PDF SOLUTIONS INC COM 693282105 4000 980369 SH DEFINED 1 411440 568929 0 PHYSICIANS FORMULA HLDGS INC COM 719427106 5894 2143285 SH DEFINED 1 0 2143285 0 PIXELWORKS INC COM NEW 72581m305 535 254800 SH DEFINED 1 0 254800 0 POLYCOM INC COM 73172K104 1773 96500 SH DEFINED 1 14482 82018 0 RADWARE LTD ORD M81873107 4081 189035 SH DEFINED 1 31323 157712 0 RAINMAKER SYSTEMS COM NEW 750875304 2597 2622855 SH DEFINED 1 389293 2233562 0 REEDS INC COM 758338107 164 101928 SH DEFINED 1 0 101928 0 RF MICRODEVICES INC COM 749941100 4556 718559 SH DEFINED 1 113796 604763 0 ROYAL CARIBBEAN CRUISES LTD COM v7780t103 602 27800 SH DEFINED 1 0 27800 0 SABA SOFTWARE INC COM NEW 784932600 3970 689216 SH DEFINED 1 127987 561229 0 SANDISK CORP COM 80004c101 1318 32655 SH DEFINED 1 0 32655 0 SHIRE PLC SPONSORED ADR 82481R106 445 14201 SH SOLE 14201 0 0 SHORETEL INC COM 825211105 85 17043 SH DEFINED 1 2892 14151 0 SIGNET JEWELERS LIMITED SHS g81276100 791 23400 SH DEFINED 1 0 23400 0 SKYWORKS SOLUTIONS INC COM 83088M102 844 47000 SH DEFINED 1 7621 39379 0 SPDR GOLD TRUST GOLD SHS 78463V107 1503 9509 SH SOLE 9509 0 0 SRS LABS INC COM 78464M106 3021 421870 SH DEFINED 1 76907 344963 0 SUMMER INFANT INC COM 865646103 266 40291 SH DEFINED 1 0 40291 0 TECHTARGET INC COM 87874R100 1873 328027 SH DEFINED 1 32699 295328 0 TUCOWS INC COM 898697107 5081 6724135 SH DEFINED 1 0 6724135 0 VERTRO INC COM NEW 92535G204 887 503741 SH DEFINED 1 96151 407590 0 WORLD ENERGY SOLUTIONS INC D COM NEW 98145w208 758 255166 SH DEFINED 1 0 255166 0 XEROX CORP COM 984121103 429 61550 SH SOLE 61550 0 0 ZHONE TECHNOLOGIES INC NEW COM NEW 98950p884 272 230581 SH DEFINED 1 0 230581 0